Carmical v. Bell Helicopter Textron, Inc.

                                 United States Court of Appeals,

                                         Eleventh Circuit.

                                           No. 95-8603.

                          William K. CARMICAL, Plaintiff-Appellant,

                                                 v.

  BELL HELICOPTER TEXTRON, INC., A SUBSIDIARY OF TEXTRON, INC., General
Motors Corporation, Defendants-Appellees.

                                           July 21, 1997.

Appeal from the United States District Court for the Northern District of Georgia. (No. 1:91-cv-602-
CC), Clarence Cooper, Judge.

Before HATCHETT, Chief Judge, BIRCH, Circuit Judge, and CLARK, Senior Circuit Judge.

       CLARK, Senior Circuit Judge:

       Plaintiff-appellant William K. Carmical ("Carmical") filed this action against

defendants-appellees Bell Helicopter Textron, Inc. ("Bell") and General Motors Corporation

("General Motors") after the helicopter he was piloting crashed.1 The district court granted Bell's

and General Motors' renewed motion for summary judgment. We affirm.

                                         BACKGROUND

       In 1978, Bell manufactured and sold a Bell 206B Model helicopter powered by an engine

designed by the Allison Gas Turbine Division of General Motors. Carmical was piloting the
helicopter when it crashed on March 22, 1989, and was injured.

       An investigation by the National Transportation Safety Board concluded that the helicopter

crashed when the spur adapter gearshaft of the engine's compressor unit failed. The spur adaptor

gearshaft failed when it did not receive the proper lubrication from the oil delivery piccolo tube.


   1
     Carmical's complaint alleged negligence, breach of warranty, and strict liability. The district
court granted Bell's and General Motors' motion for summary judgment on the negligence and
strict liability claims, finding them barred by the statute of limitations, and dismissed the breach
of warranty claim. Although Carmical did not object to dismissal of the breach of warranty
claim, he appealed the grant of summary judgment. This court reversed, and remanded for
further proceedings on the negligence and strict liability claims. Carmical v. Bell Helicopter
Textron, Inc., No. 92-8703, 999 F.2d 1583 (11th Cir. Jul. 28, 1993). This appeal addresses
proceedings on remand.
The piccolo tube was missing an inlet screen filter and contained metal chips in the exit end. The

metal chips were not made of the same metal as the piccolo tube or any other part at use in the

engine.

          Bell and General Motors again moved for summary judgment, arguing that Carmical had

failed to show that the engine malfunction was attributable to them. They relied on the affidavit of

General Motors employee Brian Stevenson who stated that the "most likely source of the metal

contamination was improper maintenance practices" in which General Motors was not involved.

Carmical moved to compel discovery against Bell Helicopter, arguing that it had failed to comply

with his limited request for "any and all accident reports" and "engine failure reports" related to

helicopters with Bell's 250-C20 model engine and involving the engine compressor assembly.2 The

district court granted Carmical's motion to compel, finding the discovery request as limited

"appropriate and not deficient," and denied the motions for summary judgment without prejudice.3

          Bell and General Motors renewed their motions for summary judgment, and Carmical

moved, pursuant to Fed.R.Civ.P. 56(f), for an extension of time to respond to the motions alleging

that additional discovery was necessary. He claimed that Bell had agreed to produce the documents

and agreed that Carmical would be allowed to inspect the documents at Bell's Ft. Worth, Texas

plant. Although Bell had originally estimated that it had three file boxes of documents responsive

to the request, only one box of documents was produced. Carmical requested permission to take the
deposition of the document custodian and "the individual that provided the information to Bell's

counsel that three boxes existed and the copying costs would be $3,300.00."4 The district court
allowed Carmical "confirmation that all of the documents responsive to the Document Request were

produced" and granted him an extension of time to file a response to the summary judgment motions

pending receipt of a response from Bell.5

   2
    R4-65.
   3
    R4-73 at 2-3.
   4
    R4-78 at 4.
   5
    R4-85 at 4-6.
        Bell filed an affidavit of its employee, Mark C. Stuntzner, who had provided the estimate of

the costs of copying the records responsive to the request for accident and engine failure reports

involving the compressor assembly of the 250-C20 engine. Stuntzner stated that the responsive

records included documents, microfiche and color photographs. He said that he "pulled all of the

responsive files and put them in one box so that they could be produced for inspection" and that Bell

had produced for inspection "all of the documents ordered to be produced for inspection."6 Carmical

had the opportunity to inspect those documents.

        The district court granted the summary judgment, finding that Carmical had failed "to rebut

the Defendants' contention that the failure to have the inlet screen in place and the introduction of

foreign metals into the oil delivery system were the only proximate causes of the crash."7 Carmical

appeals.

                                           DISCUSSION

I. The Discovery Issue

        Carmical argues that the district court erred in denying his request to depose Bell's document

custodian because this would have led to the discovery of additional responsive documents.

        When considering a motion for summary judgment, a district court may grant a continuance

pursuant to Rule 56(f) when a party cannot present by affidavit facts essential to the party's

opposition.8 This court reviews a district court's ruling on a Rule 56(f) motion for abuse of
discretion,9 and will not overturn such an order unless it is shown that the district court's ruling
resulted in substantial harm to appellant's case.10


   6
    R4-87 at 3.
   7
    R4-93 at 6.
   8
    Fed.R.Civ.P. 56(f).
   9
    Wallace v. Brownell Pontiac-GMC Co., Inc., 703 F.2d 525, 527-528 (11th Cir.1983).
   10
    Cox v. Administrator U.S. Steel & Carnegie, 17 F.3d 1386, 1413 (11th Cir.1994) [quoting
Arabian American Oil Co. v. Scarfone, 939 F.2d 1472, 1477 (11th Cir.1991) ], modified on other
grounds, 30 F.3d 1347 (1994), cert. denied, 513 U.S. 1110, 115 S.Ct. 900, 130 L.Ed.2d 784
(1995).
          Carmical has made no showing that the district court's ruling resulted in substantial harm to

his case. By affidavit, Bell's custodian of the documents, Mark Stuntzer, explained that he had made

the original estimate of the costs of copying the records, and acknowledged that, after he compiled

the records, he put them in one box. He stated that Bell had produced all of the documents ordered

to be produced. The fact that the documents filled one box instead of three once they were compiled

does not mean that there were documents responsive to the request that were not produced or that

deposing Stuntzner would have led to the discovery of additional documents. In fact, a deposition

may have only reemphasized his claim that all of the documents were produced. Because it does

not appear that substantial harm was done to Carmical's request by the denial of the Rule 56(f)

motion, we decline to hold that the district court abused its discretion in denying the motion.

II. The Liability Issue

          Carmical argues that the district court erred in granting summary judgment because the

helicopter was defective when sold. He claims that the spur adaptor gearshaft in the engine was

defectively designed and Bell and General Motors are liable based on their failed duty to warn that

the gearshaft was susceptible to failure if the oil flow was reduced or that the lubrication system was

not functioning properly.

           This court reviews the district court's grant of summary judgment de novo, with all facts and

reasonable inferences therefrom reviewed in the light most favorable to the nonmoving party.11
Summary judgment may be appropriate in a Georgia products liability action where a defendant can

show that, by balancing the equities of a product's risk against its utility, the lack of a defect is plain

and indisputable.12 To prevail in a Georgia products liability action, whether based on negligence

or strict liability, a plaintiff must show that the proximate cause of the injury was a defect which

existed when the product was sold.13 If the product design has been independently altered,


   11
        Hale v. Tallapoosa County, 50 F.3d 1579, 1581 (11th Cir.1995).
   12
        Raymond v. Amada Co., Ltd., 925 F.Supp. 1572, 1578 (N.D.Ga.1996).
   13
    O.C.G.A. § 51-1-11(b)(1) (Supp.1995); Hall v. Scott USA, Ltd., 198 Ga.App. 197, 400
S.E.2d 700, 703 (1990), cert. denied (1991).
eliminated or replaced by a third party after the sale of the product, and injuries result after the

alteration, those injuries cannot be the proximate result of the manufacturer's original design.14

           Carmical's claim of an unspecified design defect in the spur adaptor gearshaft is unsupported

by the evidence in the record. As designed and sold, the helicopter included an inlet screen

necessary to keep contaminants from entering and blocking the piccolo oil delivery tube. After the

crash, an investigation revealed that the inlet screen had been removed and not replaced.

          Carmical points to eleven other accidents in which the gearshaft failed due to severe wear,

his own expert testified that there was no indication that these other gearshaft failures were caused

by a lack of lubrication. Carmical also argues that a General Motors report recognized and

acknowledged a design defect in the lubrication system which could cause the spur adapter gearshift

to fail. The report, which was prepared during the design of the engine part and before the

manufacture of the engine, indicates that the lubrication failure resulted from the "nozzle" being

"clogged due to foreign material/coke."15 To prevent such a clogging, an inlet screen was included

to keep debris out of the oil delivery system. With an inlet screen filter left out of the engine

assembly, debris could enter the piccolo tube.

           Carmical also contends that the helicopter was defective because there was no system to

warn that the gearshaft was susceptible to failure if the oil flow was reduced.

           In order to show a breach of a duty to warn, a plaintiff must show that (1) the defendant
knew, or had reason to know, that the product is likely to be dangerous for the intended use; (2) the

defendant had no reason to believe that the user would realize the danger; and (3) the defendant

failed to exercise reasonable care to inform the user about the danger.16 In design defects products
liability cases, Georgia utilizes a risk-utility analysis, in which the risks inherent in the product

design are balanced against the utility of the designed product and the manufacturer's reasonableness

in choosing the design, including the probability and seriousness of the risk posed by the design, the

   14
        Talley v. City Tank Corp., 158 Ga.App. 130, 279 S.E.2d 264, 269 (1981), cert. denied.
   15
        Exh. Stevenson Deposition at 39, Exh. 11 at 2.
   16
        Greenway v. Peabody International Corp., 163 Ga.App. 698, 294 S.E.2d 541 (1982).
usefulness of the design, and the burden on the manufacturer to take the necessary steps to eliminate

the risk.17 The trier of fact may consider evidence of whether, at the time of manufacture, an

alternative design would have made the product safer and was marketable and technologically

feasible.18 A manufacturer will not be held liable for a failure to warn when any injuries clearly

resulted from negligent installation or maintenance occurring after the product left the manufacturer,

and the product was sold to a commercial operator who may reasonably have been expected to be

familiar with the dangers resulting from such misuse or neglect.19

           Carmical acknowledged that he knew that a lack of lubrication to the spur adaptor gearshaft

would cause it to fail. He also states in his reply brief that "it is apparent to anyone operating a

vehicle with an oil lubricated engine, whether by land, sea, or air, that a loss of lubrication could

result in an engine failure."20 Because Carmical was familiar with the dangers resulting from

negligent maintenance which might lead to a loss of lubrication, there was no duty to warn that the

gearshaft might fail due to a loss of lubrication.

           Finally, Carmical argues that the Bell 206B helicopter should have been equipped with a

warning light system that would alert the pilot of a reduction in the oil flow to the spur adaptor

gearshaft. Carmical's injuries were proximately caused by the lack of lubrication or the absence of

the inlet screen, and Carmical was aware that a reduction in the oil flow to the gearshaft would cause

it to fail. Carmical's expert did not know whether a warning light capable of detecting a reduction
of the oil flow to the spur adaptor gearshaft would have been feasible or appropriate, because that

was not within his area of expertise. Carmical presented no other evidence that such a warning light

was feasible or appropriate.

                                            CONCLUSION

   17
    Banks v. ICI Americas, Inc., 264 Ga. 732, 450 S.E.2d 671, 673 (Ga.1994), reconsideration
denied.
   18
        Id. 450 S.E.2d at 673-675.
   19
    Omark Industries, Inc. v. Alewine, 171 Ga.App. 207, 319 S.E.2d 24, 25-26 (1984), cert.
denied.
   20
        Reply brief at 6.
       Because Carmical failed to produce evidence that the crash was proximately caused by a

defect in the helicopter and to rebut Bell's and General Motor's argument that the crash was

proximately caused by the failure to have the inlet screen in place and the introduction of foreign

materials into the oil delivery system, his claim fails as a matter of law. The district court's grant

of summary judgment to the defendants is, therefore, AFFIRMED.