J-A21024-18
2018 PA Super 300
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
FREDERICK WILLIAMS :
:
Appellant : No. 1236 EDA 2017
Appeal from the Judgment of Sentence March 24, 2017
In the Court of Common Pleas of Philadelphia County
Criminal Division at No(s): CP-51-CR-0014176-2013
BEFORE: PANELLA, J., OLSON, J., and McLAUGHLIN, J.
OPINION BY OLSON, J.: FILED NOVEMBER 01, 2018
Appellant, Frederick Williams, appeals from the judgment of sentence
entered on March 24, 2017, as made final by the denial of his post-sentence
motion on April 6, 2017. As part of his plea agreement, Appellant stipulated
that the Commonwealth would be substantially prejudiced if he attempted to
withdraw his guilty plea. We hold that this stipulation was binding.
Accordingly, we affirm in part, vacate in part, and remand for further
proceedings consistent with this opinion.
On July 28, 2011, Appellant lured an employee of an antique store to a
van by claiming it contained antiques. Appellant and his confederates forced
the victim into the van and then gang raped her. On November 27, 2013, the
Commonwealth charged Appellant via criminal information with 17 offenses.
On August 26, 2016, in exchange for the Commonwealth agreeing to nolle
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prosse 14 of those charges, Appellant pled guilty to rape,1 kidnapping to
facilitate a felony,2 and conspiracy to commit rape.3 Prior to sentencing,
Appellant moved to withdraw his guilty plea. On November 28, 2016, the trial
court held an evidentiary hearing on Appellant’s motion to withdraw his guilty
plea. Subsequently, the trial court denied the motion to withdraw and a
motion to reconsider that ruling. On March 24, 2017, the trial court sentenced
Appellant to an aggregate term of 14 to 28 years’ imprisonment. Appellant
filed a post-sentence motion which the trial court denied on April 6, 2017.
This timely appeal followed.4
Appellant presents three issues for our review:
1. Did the trial court err and/or otherwise abuse its discretion in
denying [Appellant’s pre]sentence motion to withdraw his
guilty plea?
2. May a [trial] court treat a defendant’s exercise of his
constitutional right to withdraw his guilty plea pursuant to
[Pennsylvania Rule of Criminal Procedure] 591, punitively, as
a basis in deciding to run a defendant’s sentence consecutively
rather than concurrently?
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1 18 Pa.C.S.A. § 3121(a)(1).
2 18 Pa.C.S.A. § 2902(a)(2).
3 18 Pa.C.S.A. §§ 903, 3121.
4 On April 19, 2017, the trial court ordered Appellant to file a concise
statement of errors complained of on appeal (“concise statement”). See
Pa.R.A.P. 1925(b). On June 4, 2017, Appellant filed his concise statement.
On July 14, 2017, the trial court issued its Rule 1925(a) opinion. All of
Appellant’s issues were included in his concise statement.
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3. Did the trial court err and abuse its discretion . . . in sentencing
[Appellant] to consecutive sentences that stemmed from
vindictiveness, because [Appellant] exercised his constitutional
right to withdraw his guilty plea pursuant to [Pennsylvania Rule
of Criminal Procedure] 591?
Appellant’s Brief at 11.
First, Appellant argues that the trial court erred in denying his motion
to withdraw his guilty plea. “We review a trial court's ruling on a [pre]sentence
motion to withdraw a guilty plea for an abuse of discretion.” Commonwealth
v. Islas, 156 A.3d 1185, 1187 (Pa. Super. 2017) (citation omitted).
Pennsylvania Rule of Criminal Procedure 591(A) provides that, “At any time
before the imposition of sentence, the court may, in its discretion, permit,
upon motion of the defendant, or direct, sua sponte, the withdrawal of a plea
of guilty or nolo contendere and the substitution of a plea of not guilty.”
Pa.R.Crim.P. 591(A).
“Although there is no absolute right to withdraw a guilty plea, properly
received by the trial court, it is clear that a request made before sentencing
should be liberally allowed.” Commonwealth v. Kpou, 153 A.3d 1020, 1022
(Pa. Super. 2016) (cleaned up). “In determining whether to grant a
presentence motion for withdrawal of a guilty plea, the test to be applied by
the trial courts is fairness and justice.” Commonwealth v. Elia, 83 A.3d
254, 262 (Pa. Super. 2013) (cleaned up). Therefore, if the defendant provides
a fair and just reason for wishing to withdraw his or her plea, the trial court
should grant it unless it would substantially prejudice the Commonwealth.
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Commonwealth v. Carrasquillo, 115 A.3d 1284, 1287 (Pa. 2015) (citation
omitted).
To understand the basis of our analysis, we first explain the three
general types of guilty pleas a defendant may enter. The first is often referred
to as an “open” plea. Under an open plea, the defendant does not enter into
an agreement with the Commonwealth. There is no quid pro quo exchange
between the defendant and the Commonwealth whereby the Commonwealth
agrees to some action in exchange for the defendant’s guilty plea. The second
type of guilty plea is where the defendant enters into an agreement with the
Commonwealth, i.e., a plea agreement. The Commonwealth agrees to some
quid pro quo in exchange for the defendant’s guilty plea and, in certain cases,
other actions, e.g., cooperation. These type of guilty pleas are covered by
Pennsylvania Rule of Criminal Procedure 590(B). Third, a defendant may
enter a guilty plea which is a special subset of the second type of guilty pleas.
Often referred to as “stipulated” guilty pleas, a defendant agrees to plead
guilty in exchange for receiving a specific sentence. Unlike Federal Rule of
Criminal Procedure 11(c)(1)(C), which governs these type of guilty pleas in
federal district court, there is no Pennsylvania Rule of Criminal Procedure
addressing stipulated guilty pleas. Nonetheless, our common law has
developed to closely mirror Federal Rule of Criminal Procedure 11(c)(1)(C) in
these circumstances. A defendant who does not receive the stipulated
sentence is entitled to withdraw his or her guilty plea without having to satisfy
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any further requirements. See Commonwealth v. Root, 179 A.3d 511, 518
(Pa. Super. 2018) (citation omitted).
Having set forth the three types of guilty pleas, we turn to the facts of
this case. Appellant did not enter an open guilty plea nor did he enter a
stipulated guilty plea. Appellant pled guilty after reaching a plea agreement
with the Commonwealth, i.e., it was a guilty plea entered pursuant to Rule
590(B). The Commonwealth agreed to nolle prosse 14 charges in exchange
for Appellant pleading guilty to three charges. Moreover, as part of the plea
agreement, Appellant agreed that withdrawal of his guilty plea would
substantially prejudice the Commonwealth. N.T., 8/26/16, at 3-4.
As the comment to Rule 590 states, our Supreme Court has held that
“the terms of a plea agreement may determine a defendant’s right to withdraw
a guilty plea.” Pa.R.Crim.P. 590 cmt, citing Commonwealth v. Porreca, 595
A.2d 23 (Pa. 1991); see also Commonwealth v. Rotola, 173 A.3d 831, 835
(Pa. Super. 2017) (citation omitted) (“Although a plea agreement occurs in a
criminal context, it remains contractual in nature and is to be analyzed under
contract-law standards.”). Hence, contrary to Appellant’s argument, it was
unnecessary for the Commonwealth to offer further evidence as to substantial
prejudice it would face if Appellant were permitted to withdraw his guilty plea.
Consistent with Porreca, Appellant limited his ability to withdraw his
guilty plea as part of his plea agreement by agreeing that withdrawal would
substantially prejudice the Commonwealth. As detailed above, a defendant
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cannot withdraw his or her guilty plea prior to sentencing if doing so would
substantially prejudice the Commonwealth. Carrasquillo, 115 A.3d at 1287.
Hence, the trial court properly denied Appellant’s motion to withdraw his guilty
plea as permitting withdrawal would have substantially prejudiced the
Commonwealth.
Moreover, even if Appellant did not agree that the Commonwealth would
be substantially prejudiced by the withdrawal of his guilty plea, we conclude
that the trial court did not abuse its discretion in finding that he failed to
demonstrate a fair and just reason for permitting withdrawal. Appellant
argues that there were two fair and just reasons for permitting him to
withdraw his guilty plea. First, he argues that his trial counsel coerced him
into pleading guilty. Second, he argues that he made a claim of actual
innocence.
The trial court held an evidentiary hearing on Appellant’s motion to
withdraw his guilty plea. During that evidentiary hearing, Appellant stated
that his counsel coerced him into pleading guilty. See N.T., 11/28/16, at 9-
10. Appellant’s trial counsel, however, vehemently denied Appellant’s
accusation that he pressured Appellant into pleading guilty. See id. at 23-28.
The trial court credited Appellant’s counsel’s statements and did not credit
Appellant’s statements. This Court will only overturn a trial court’s credibility
determination if it is irrational. See Commonwealth v. Brown, 23 A.3d 544,
551 (Pa. Super. 2011). In this case, the trial court’s credibility determination
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was rational. Hence, the trial court reasonably exercised its discretion by
finding that trial counsel did not pressure Appellant into pleading guilty.
Next, Appellant argues that he presented a plausible claim of actual
innocence. This argument is without merit. As our Supreme Court recently
explained, “a bare assertion of innocence is not, in and of itself, a sufficient
reason to require a court to grant [a presentence motion to withdraw a guilty
plea].” Carrasquillo, 115 A.3d at 1285. In this case, Appellant’s claim of
innocence is not plausible. At the evidentiary hearing, Appellant claimed that
he repeatedly lied under oath during his guilty plea colloquy. See N.T.,
11/28/16, at 11-13. Appellant stated at the hearing on the motion to withdraw
his plea that, contrary to his statements during the colloquy, he remembered
the night in question and that he did not rape the victim. See id. at 11.
However, testing showed the presence of Appellant’s DNA in samples found in
the rape kit taken from the victim. N.T. 8/22/16, at 19. Hence, as in
Carrasquillo, “the bizarre statements made by [Appellant] in association with
his declaration of innocence wholly undermined its plausibility, particular in
light of the Commonwealth’s strong [evidence supporting guilt].”
Carrasquillo, 115 A.3d at 1293. Accordingly, Appellant was not entitled to
withdraw his guilty plea based on his implausible claim of actual innocence.
In his second and third issues, Appellant argues that the trial court
vindictively ordered his sentences to run consecutively because of his attempt
to withdraw his guilty plea. This claim challenges the discretionary aspects of
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his sentence. Commonwealth v. Robinson, 931 A.2d 15, 20–22 (Pa. Super.
2007) (en banc). Pursuant to statute, Appellant does not have an automatic
right to appeal the discretionary aspects of his sentence. See 42 Pa.C.S.A.
§ 9781(b). Instead, Appellant must petition this Court for permission to
appeal the discretionary aspects of his sentence. Id.
As this Court has explained, in order to reach the merits of a
discretionary aspects claim,
we must engage in a four part analysis to determine: (1) whether
the appeal is timely; (2) whether Appellant preserved his [or her]
issue; (3) whether Appellant’s brief includes a concise statement
of the reasons relied upon for allowance of appeal with respect to
the discretionary aspects of sentence; and (4) whether the concise
statement raises a substantial question that the sentence is
appropriate under the [S]entencing [C]ode.
Commonwealth v. Machicote, 172 A.3d 595, 602 (Pa. Super. 2017)
(citation omitted). Appellant filed a timely notice of appeal; however, he failed
to preserve this issue in his post-sentence motion and/or at sentencing.
First, Appellant did not challenge the sentence imposed at the
sentencing hearing. See N.T., 3/24/17, at 39-46.5 Furthermore, it is well-
settled that a post-sentence motion only preserves challenges to the
discretionary aspects of sentencing that are specifically included in the post-
sentence motion. See Commonwealth v. Griffin, 65 A.3d 932, 935–936
____________________________________________
5 Even if we were to conclude that Appellant’s request for concurrent
sentences was a “challenge” to the discretionary aspects of sentencing, that
“challenge” was based on mitigating factors and not based on vindictiveness.
See N.T., 3/24/17, at 38.
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(Pa. Super. 2013), appeal denied, 76 A.3d 538 (Pa. 2013). In his post-
sentence motion, Appellant did not argue that the trial court acted vindictively
by sentencing him to consecutive terms of imprisonment. See generally
Appellant’s Post-Sentence Motion, 4/2/17. Accordingly, Appellant did not
preserve his challenge to the discretionary aspects of his sentence.
Finally, the Commonwealth notes in its brief, and stated at oral
argument, that Appellant received an illegal sentence. Although Appellant
does not raise this issue, an illegal sentencing claim is not subject to waiver
and this Court may raise the issue sua sponte. Commonwealth v. Moriarty,
180 A.3d 1279, 1288 n.5 (Pa. Super. 2018) (citation omitted). The trial court
designated Appellant a sexually violent predator. However, this Court has
found that the mechanism for designating an offender a sexually violent
predator under the Sexual Offender and Registration Act (“SORNA”) is
constitutionally flawed and constitutes an illegal sentence. Commonwealth
v. Butler, 173 A.3d 1212, 1214-1218 (Pa. Super. 2017), appeal granted, 190
A.3d 581 (Pa. 2018). Accordingly, we vacate the trial court’s sexually violent
predator designation and affirm Appellant’s judgment of sentence in all other
respects. We remand so the trial court may inform Appellant of the
registration requirements he is required to comply with.
In sum, we hold that a defendant is bound by a plea agreement
stipulation that attempting to withdraw the guilty plea would substantially
prejudice the Commonwealth. As we also conclude that Appellant waived his
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challenges to the discretionary aspects of sentencing, we affirm Appellant’s
judgment of sentence except with respect to his sexually violent predator
designation.
Sexually violent predator designation vacated. Judgment of sentence
affirmed in all other respects. Case remanded. Jurisdiction relinquished.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 11/1/18
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Commonwealth v. Williams
Combined Opinion