Legal Research AI

Degussa Corp. v. Mullens

Court: Indiana Supreme Court
Date filed: 2001-03-16
Citations: 744 N.E.2d 407
Copy Citations
22 Citing Cases
Combined Opinion
Attorney’s for Appellants
Degussa Corporation, Pigment Division,
North American Silica Company, and
P.Q. CORPORATION

Cory Brundage
Ice, Miller, Donadio & Ryan
Indianapolis, Indiana

Attorney for Appellant
American Laboratories, Inc.


Richard R. McDowell
Hill, Fulwider, McDowell, Funk & Matthews
Indianapolis, Indiana



Attorney for Appellant
Agritek Bio Ingredients, Inc.

Dale W. Eikenberry
Wooden, McLaughlin
Indianapolis, Indiana

Attorneys for Appellant
Henwood Feed Additives

James M. Hinshaw
David O. Tittle
Bingham, Summers, Welsh & Spilman
Indianapolis, Indiana






Attorney for Appellee

Richard J. Dick
Mitchell, Hurst, Jacobs & Dick
Indianapolis, Indiana

















                                   IN THE


                            INDIANA SUPREME COURT




DEGUSSA CORPORATION, PIGMENT DIVISION, NORTH  AMERICA  SILICA  COMPANY,  and
P.Q. CORPORATION,
      Appellants (Defendant below),

      v.


LENITA MULLENS,
      Appellee (Plaintiff below).



AGRITEK BIO INGREDIENTS, INC.,
      Appellant (Defendants below),

      v.

LENITA MULLENS,
      Appellee (Plaintiff below).



)
)     Supreme Court No.
)     49S05-9812-CV-763
)
)     Court of Appeals Consolidated
)     Cause No.
)     49A05-9706-CV-215
)
)
)
)
)
)
)
)
)



      APPEAL FROM THE MARION COUNTY SUPERIOR COURT
      The Honorable Gerald S. Zore, Judge
      Cause No. 49D07-9403-CT-0301




                           ON PETITION TO TRANSFER







                               March 16, 2001


SULLIVAN, Justice.
      Lenita Mullens filed a complaint against  Defendants  for  negligently
exposing her to products which allegedly  caused  her  to  suffer  permanent
lung damage.  Defendants moved for summary judgment asserting  that  Mullens
filed her  complaint  after  the  expiration  of  the  two-year  statute  of
limitations for her products liability claim.  Finding that Mullens filed  a
timely claim, we affirm the trial  court’s  denial  of  Defendants’  summary
judgment motion. Defendant Agritek  filed  a  separate  motion  to  dismiss,
asserting that the Indiana Worker’s  Compensation  Act  precluded  Agritek’s
liability in tort to Mullens.  The members of this  court  participating  in
this case are evenly divided on this issue and so the trial  court’s  denial
of Agritek’s motion to dismiss is affirmed.


                                 Background


      On September 4, 1990, Lenita  Mullens  began  work  for  Grow  Mix,  a
company  formed  by  Richard  Martin  and  Agritek  Bio  Ingredients,   Inc.
(Agritek), to  produce  feed  additive  products  for  Agritek.[1]   Mullens
oversaw the production of Agritek products for  Grow  Mix  and  one  of  her
primary responsibilities included the physical  mixing  of  liquid  and  dry
ingredients to make animal feeds.  The  mixing  process  generated  a  great
deal of dust.


      Mullens initially wore paper masks to protect herself from  the  dust,
but found them to be inadequate and began to use  a  respirator.   Three  to
four months into her job, Mullens experienced a persistent cough that  would
diminish after she went home from work and on  weekends.   In  March,  1991,
Mullens sought emergency room treatment  for  bronchitis,  a  condition  for
which she had received medical care prior to her employment with  Grow  Mix.
The bronchitis went away, but the cough continued.


      On February 4, 1992, Mullens experienced severe coughing and shortness
of breath at work.  She went to the emergency room again, was told that  she
had bronchitis, and received a prescription for antibiotics.  This time  the
antibiotics did not work, so  Mullens  scheduled  an  appointment  with  her
general physician, Dr. Kenneth Watkins.  On  March  17,  1992,  Dr.  Watkins
diagnosed Mullens with bronchitis.  Dr. Watkins told  Mullens  that  it  was
possible that her coughing and breathing  problems  were  work-related,  but
that there were several other potential causes.  If Mullens’s problems  were
work-related, the doctor was unsure whether  the  problems  were  caused  or
merely aggravated by the  conditions  at  work.   On  March  23,  1992,  Dr.
Watkins advised Mullens not to work for a minimum of two weeks and  referred
her  to  a  pulmonary  specialist  for  follow-up  tests  and   to   further
investigate the source of her ailments.


      On March 26, 1992, the specialist, Dr. Reihman, told Mullens  that  it
was possible that work-related chemical  exposure  only  was  triggering  an
injury caused by something  else.   Dr.  Dana  Reihman  advised  Mullens  to
undergo some tests.  On June  11,  1992,  Dr.  Reihman  made  the  following
observation:  “The etiology of Mrs. Mullens[’s] chronic airflow  obstruction
and its relationship to her work environment remains  unclear.”   In  April,
1992, when Mullens was working with Dr. Reihman to  identify  the  cause  of
her ailments, Degussa Corporation[2] representatives  visited  her  at  work
and told her that their product could not be causing her  medical  problems.



      Dr. Reihman was ultimately unable to determine the cause of  Mullens’s
problems and referred her to Dr. Joe Garcia,  a  pulmonary  specialist,  for
further evaluation.  At Mullens’s first  visit  with  Dr.  Garcia  in  June,
1992, Dr. Garcia repeated Drs. Watkins’s and Reihman’s assessments,  telling
Mullens that chemical exposure at work might be related to her ailments  but
that other causes were possible.  Dr. Garcia treated Mullens  and  attempted
to diagnose her problems from June, 1992 until  March,  1994,  when  Mullens
and her attorney received the first unequivocal statement  from  any  doctor
that her lung disease was caused by exposure to  chemicals  consistent  with
those used at Grow Mix.


      On  March  25,  1994,  Mullens  filed  a  complaint  against   Degussa
Corporation,  Pigment  Division,  North   America   Silica   Company,   P.Q.
Corporation,   and   Agritek   Bio    Ingredients,    Inc.    (collectively,
“Defendants”), alleging negligence in the sale  of,  and  her  exposure  to,
products that caused lung damage.[3]  Defendants  joined  in  a  motion  for
summary judgment arguing that Mullens did not assert her claims  within  the
two-year statute of limitations for products liability  actions.   Defendant
Agritek also filed a motion to dismiss Mullens’s  tort  claims  against  it,
asserting that because  Agritek  was  her  employer,  the  Indiana  Worker’s
Compensation Act provided her exclusive remedies for  work-related  injuries
on the job.  On May 1, 1997, the trial court denied Defendants’  motion  for
summary judgment.  On May 8, 1997, the trial court denied  Agritek’s  motion
to dismiss.  Defendants appealed to the Court  of  Appeals.   The  Court  of
Appeals concluded that Mullens failed to file her claims within the  statute
of limitations  period  and  reversed  the  trial  court,  thereby  granting
Defendants’  motion  for  summary  judgment  and  rendering  moot  Agritek’s
separate appeal on their motion to dismiss.  Degussa Corp. v.  Mullens,  695
N.E.2d 172, 178 (Ind. Ct. App. 1998).


      Additional facts will be provided as needed.



                                 Discussion


                                      I

      Ind. Code § 33-1-1.5-5 (1993) is the limitations statute that  governs
Mullens’s action based on negligence  and  products  liability  theories.[4]
It states that  “any  product  liability  action  in  which  the  theory  of
liability is negligence or strict liability in  tort  …  must  be  commenced
within two (2) years after the cause of action accrues…”  Ind. Code §  33-1-
1.5-5.  The statute is silent as to the meaning of “accrues.”   However,  we
have adopted a discovery rule through case law for  the  accrual  of  claims
arising  out  of  injuries  allegedly  caused  by  exposure  to  a   foreign
substance.  The two-year statute of limitations  begins  “to  run  from  the
date the plaintiff knew or should  have  discovered  that  she  suffered  an
injury or impingement, and that it was caused  by  the  product  or  act  of
another.”  Barnes v. A.H. Robins Co., 476 N.E.2d 84, 87-88 (Ind. 1985);  See
also Wehling v. Citizens Nat’l Bank, 586  N.E.2d  840,  842-43  (Ind.  1992)
(extending the discovery rule rationale of Barnes to all tort claims).


      Defendants contend that the statute  of  limitations  started  to  run
when Dr. Watkins examined Mullens on March  17,  1992,  and  suggested  that
exposure to chemicals at work was one of a number of possible causes of  her
problems.  Therefore, when Mullens filed her claim on  March  25,  1994,  it
was eight days late.  Mullens responds that the statute of  limitations  did
not begin to run until sometime after March 25, 1992,  if  not  as  late  as
March 1994 when she received the first diagnosis from a physician  that  her
lung disease was caused by exposure to chemicals at work.


      While the present case is one based on  a  products  liability  claim,
case  law  regarding  medical  malpractice  claims  is  instructive  because
medical and diagnostic issues  are  common  between  the  two  actions,  the
statute of limitations for both  claims  is  two  years,  and  discovery  is
sometimes at  issue  in  determining  whether  the  respective  statutes  of
limitation have been triggered.  The question of when a  plaintiff  alleging
medical malpractice “discovered facts which, in the exercise  of  reasonable
diligence, should lead to the  discovery  of  the  medical  malpractice  and
resulting injury, is often a question of fact.”  Van Dusen  v.  Stotts,  712
N.E.2d 491, 499 (Ind. 1999).


      We agree with the Court of Appeals’s assertion  in  the  present  case
that a plaintiff need not know with certainty that  malpractice  caused  his
injury, to trigger the running of the statutory time  period.   See  Degussa
Corp., 695 N.E.2d at 178.  Once a plaintiff’s doctor expressly  informs  the
plaintiff that there is a “reasonable possibility,  if  not  a  probability”
that an injury was caused  by  an  act  or  product,  then  the  statute  of
limitations begins to run and the issue may become a  matter  of  law.   Van
Dusen, 712 N.E.2d at 499.  When a doctor so informs a  potential  plaintiff,
the plaintiff is deemed to have sufficient information such that he  or  she
should promptly seek “additional medical or legal advice needed  to  resolve
any remaining uncertainty or confusion” regarding the cause of  his  or  her
injuries, and therefore be able to file a claim within two  years  of  being
informed of a reasonably possible or likely  cause.   Id.  (citing  Degussa,
695 N.E.2d at 178 (quoting in turn United States v. Kubrick, 444  U.S.  111,
122-23 (1979))).  An unexplained  failure  to  seek  additional  information
should not  excuse  a  plaintiff’s  failure  to  file  a  claim  within  the
statutorily defined time period.  See id.

      Although “[e]vents  short  of  a  doctor’s  diagnosis  can  provide  a
plaintiff with evidence of a reasonable possibility that another’s”  product
caused his or her injuries, a  plaintiff’s  mere  suspicion  or  speculation
that another’s product caused the injuries is insufficient  to  trigger  the
statute.  Evenson v. Osmose Wood Preserving Co. of Am., 899  F.2d  701,  705
(7th Cir. 1990) (applying Indiana law).  While Mullens might have  suspected
that a chemical from work was the cause  of  her  problems  when  she  first
visited Dr. Watkins on March 17, 1992, the best that Dr.  Watkins  could  do
to respond to her concerns was to emphasize  that  there  were  a  range  of
potential causes.  See id. (“Although [plaintiff] himself suspected at  this
time [(the time of his visit to the doctor  and  request  for  CCA  chemical
tests)] that CCA was the culprit,  his  attempts  to  determine  the  actual
cause were rebuffed by his doctors in whom he  could  place  some  reliance.
What [plaintiff] had … was not some evidence  of  a  reasonable  possibility
that CCA was the cause but only a layman’s mere suspicion to this  effect.”)


      Circumstances where a physician tells a patient that a product or  act
is one of several “possible” causes  of  an  injury  present  a  complex  of
factually and legally relevant questions about how  the  physician  conveyed
the information to the patient and what emphasis  the  physician  placed  on
the potentially tortious cause over  other  causes.   Nevertheless,  Mullens
was responsible and diligently  followed  her  physician’s  recommendations,
undergoing further tests and attempting to gather information regarding  the
cause of her medical  problem  and  its  relationship  to  past  respiratory
ailments before initiating a lawsuit against Defendants.  Mullens  attempted
to gather information that would transform speculation into  a  causal  link
that was “reasonably possible” or “probable” before she filed  suit  against
Defendants.

      On March 17, 1992, Mullens merely suspected  that  work  products  had
something to do with her illness and Dr. Watkins said  nothing  to  confirm,
deny, or even strengthen her suspicions.  In light of  the  ongoing  medical
consultation that Mullens undertook between March 17, 1992,  and  March  25,
1994, the date Mullens filed her complaint,  we  do  not  believe  that  the
statute was triggered  as  late  as  March,  1994,  as  argued  by  Mullens.
However, we also see nothing in the record to indicate  that  on  March  17,
1992 (or even in the following eight days that would have  been  outside  of
the statutory period), Mullens’s physicians had yet informed her that  there
was a reasonable possibility, if not probability,  that  her  ailments  were
caused by work chemicals.


                                     II



      Agritek contends that the trial court erred when it failed to  dismiss
Mullens’s complaint against Agritek.   Agritek  argues  that  Mullens  falls
within the definition of “employee” under the Worker’s Compensation Act  and
therefore the  court  lacked  subject  matter  jurisdiction  over  Mullens’s
negligence and strict liability claims against Agritek.  As to  this  issue,
I write to express the views of Chief Justice Shepard and  myself.   Because
Justice Rucker is not participating in this  appeal,  the  Court  is  evenly
divided and the trial  court  will  therefore  be  affirmed  on  this  issue
pursuant to Ind. Appellate Rule 59(B).

      Prior to denying Agritek’s motion to dismiss, the trial court did  not
conduct an evidentiary hearing.   Rather,  it  ruled  upon  a  paper  record
consisting  of  the  parties’  complaints,  affidavits,  and   excerpts   of
deposition testimony.  Where facts are in dispute but the trial court  rules
on a paper record without conducting an evidentiary hearing, we  review  the
trial court’s ruling de novo.  GKN Co. v.  Magness,  No.  49S02-0002-CV-116,
Slip Op. at 6 (Ind. Mar  13,  2001).   In  doing  so,  we  will  affirm  the
judgment of the trial court on any  legal  theory  the  evidence  of  record
supports.  However, the ruling of the trial court is presumptively  correct,
and we will reverse on the basis of an incorrect  factual  finding  only  if
the appellant persuades us that the balance of evidence  is  tipped  against
the trial court’s findings.  Id.

      Indiana’s Worker’s Compensation Act provides the exclusive remedy  for
employees who experience personal injury arising out of and  in  the  course
of employment.  Ind. Code §§  22-3-2-2(a)  &  22-3-2-6.    “Employee”  means
“every person, including a minor, in  the  service  of  another,  under  any
contract of hire or apprenticeship, written or  implied,  except  one  whose
employment is both casual  and  not  in  the  usual  course  of  the  trade,
business, occupation, or profession of the employer.”  Ind. Code  §  22-3-6-
1(b).   Therefore,  to  be  excluded  from  coverage  under   the   Worker’s
Compensation Act, “the employee must be one whose  employment  is  not  only
casual but also not in the usual course of the employer’s  business.”   Hale
v. Kemp, 579 N.E.2d 63, 66 (Ind. 1991).  In addition, it is possible for  an
employee to be “in the joint service of two (2)  or  more  employers,”  Ind.
Code § 22-3-3-31, and an employee’s  remedies  remain  exclusive  under  the
Worker’s Compensation Act even in such dual employer situations.

      To determine whether an employer-employee  relationship  exists,  thus
bringing an employee under the Worker’s Compensation scheme because  his  or
her employment is not casual and is in the usual course  of  the  employer’s
business, we examine seven factors:  (1) the right  to  discharge,  (2)  the
mode of payment, (3) the supplying of tools or equipment, (4) the belief  of
the parties in the existence of an employer-employee relationship,  (5)  the
control over the means used in  the  results  reached,  (6)  the  length  of
employment, and (7) the establishment of work  boundaries.   GKN  Co.,  slip
op. at 7-8 (citing Hale, 579 N.E.2d  at  67).   These  factors  are  weighed
against each other as part of a balancing test in which  the  right  of  the
employer to exercise  control  over  the  employee  is  given  the  greatest
weight.  Id.

      Because Agritek challenges the trial court’s  jurisdiction,  it  bears
the burden of proving that Mullens’s claim falls within  the  scope  of  the
Worker’s Compensation Act.  Id. at 11.  Mullens and  Agritek  stipulated  to
the trial court’s use of deposition excerpts and other materials for  ruling
on Agritek’s motion to dismiss.  We analyze the seven factors  in  light  of
the evidence presented in these materials and Agritek’s burden of  proof  as
follows.

      Right to discharge.  Mullens was hired  following  Martin’s  discharge
of a former employee  because  Agritek  representative  Jeannie  Barnes  was
dissatisfied with the former  employee’s  work  and  requested  that  Martin
discharge him.  Martin acknowledged in his deposition that Agritek  had  the
power to determine whether Martin should terminate an  employee  working  on
the Agritek project and that Martin would most likely  carry  out  any  such
request made by Agritek, as he had done  with  Mullens’s  predecessor.   The
Court of Appeals recognized a similar “indirect” right of discharge in  U.S.
Metalsource Corp. v. Simpson, 649 N.E.2d  682,  685  (Ind.  Ct.  App.  1995)
(finding that while one employer in a dual employer situation did  not  have
the direct power to terminate  employment,  it  could,  and  did,  terminate
employment by instructing the other employer that  it  no  longer  wanted  a
specific employee to do work for them).  While Martin, as head  of  Grow-Mix
and a subcontractor with Agritek,  would  execute  an  employee  termination
decision, Agritek retained and exercised an  indirect  right  to  discharge.


      Mode of payment.  Mullens’s regular paycheck came  from  Gro-Tec,  but
Agritek wrote the check for Mullens’s 1991 Christmas bonus, suggesting  dual
responsibility for Mullens’s compensation.

      Supplying of tools or equipment.  Under the agreement  between  Martin
and Agritek, Martin supplied the  building  or  mixing  location  through  a
lease agreement and Agritek supplied all  other  equipment,  raw  materials,
formulas, and instructions with regard to the production process to  persons
Martin hired to perform the  work.   Agritek  supplied,  and  Mullens  wore,
uniforms that had  Agritek’s  name  on  an  attached  patch.   In  addition,
Agritek provided masks and respirators for Mullens  to  use  and  reimbursed
Martin if he had to reimburse Mullens for her  private  purchases  of  masks
and respirators.  Agritek supplied  the  majority  of  tools  and  equipment
necessary to Mullens’s work.

      Belief of  the  parties  in  the  existence  of  an  employer-employee
relationship.  The Court of Appeals has held that the belief of the  parties
in the existence of an employer-employee  relationship  can  often  best  be
determined by the terms of the contract.  Nowicki v. Cannon  Steel  Erection
Co., 711 N.E.2d 536, 541 (Ind. Ct. App. 1999),  transfer  denied.   However,
the Agritek-Martin contract is relatively brief and focuses on the lease  of
buildings, stock responsibilities, price paid for products, and  designation
of responsibility for equipment repair.   Nevertheless,  by  the  nature  of
their  actions  and  shared  responsibilities,  Martin   and   Agritek,   as
represented by Barnes, operated such that each believed the  other  to  have
some authority over Mullens and the work  she  performed.   Nothing  in  the
record suggests that Martin took issue  with  Barnes’s  daily  guidance  and
supervision of Mullens’s work, nor does  Agritek  deny  Martin’s  status  as
Mullens’s co-employer.  As an example of their belief that they  co-employed
Mullens, Barnes and Martin jointly conducted Mullens’s performance  reviews.


      While Mullens averred that she considered  herself  to  be  a  Gro-Tec
employee, her belief “does  not  defeat  the  existence  of  [an]  employer-
employee  relationship  in  light  of  [her]  long-term   acquiescence”   to
conditions evidencing the relationship.  U.S.  Metalsource,  649  N.E.2d  at
686.  The conditions  of  Mullens’s   employment  outlined  herein  and  the
intensive role Barnes played in her daily routine suggest the  existence  of
an employment relationship between Agritek and  Mullens  and  a  co-employer
relationship between Martin  and  Agritek  that  exceeds  the  bounds  of  a
simple, hands-off, product supply subcontract.

      Control over the means used in the results  reached.   From  the  time
Mullens began her work at the Modoc facility, she  had  daily  contact  with
Barnes at Agritek’s offices in Ontario, Canada.  The  contact  consisted  of
at least five to seven phone calls per day and involved orders  from  Barnes
regarding each day’s work such  as  products  to  be  produced,  the  mixing
formula Mullens was to use, customer names  and  shipping  instructions  for
each product, and the order of priority in which  Mullens  was  to  mix  and
ship the products.  In fact, Mullens had very little, if any, daily  contact
with Martin, although Martin generally determined  Mullens’s  rate  of  pay,
hours worked, and leave time.  Barnes would occasionally request Mullens  to
work overtime, which she did.  Mullens also had  regular  written  exchanges
with Barnes and would sign  matters  and  prepare  documents  on  behalf  of
Agritek, using  her  name  in  conjunction  with  Agritek’s.   On  occasion,
Mullens  would  deal  directly  with  Agritek  customers.    For   decisions
regarding the means and results of Mullens’s  tasks,  Barnes  functioned  as
Mullens’s daily supervisor and employer.

      Length of employment.  Martin hired Mullens for the  specific  purpose
of carrying out the provisions of his contract with Agritek, and Barnes  was
intensely involved in directing  Mullens’s  daily  routine  for  her  entire
22–month tenure working to produce  animal  feed  under  the  Martin-Agritek
contract.  Agritek determined the length  of  Mullens’s  employment  to  the
extent that she was hired to produce  animal  feed  for  them,  Barnes  made
decisions regarding whether Mullens would work overtime,  and  Agritek  held
an indirect right of discharge as concluded supra.




      Establishment of work boundaries.  Our case law  indicates  that  this
factor primarily implicates spatial boundaries,  but  might  also  encompass
temporal and other boundary issues as well.  See Nowicki, 711 N.E.2d at 543-
44.  To the extent that this factor implicates other  types  of  boundaries,
we have addressed those issues under the factors  examined  supra  and  have
determined that they favor  the  existence  of  an  employment  relationship
between Agritek and Mullens.  With respect to spatial  boundaries,  we  find
that Martin  and  Agritek  determined  together  —  through  the  terms  and
conditions of the agreement they signed in December, 1989 — the location  of
Mullens’s work to be the Modoc, Indiana facility.




      Thus, Chief Justice Shepard and I  conclude  that  all  seven  factors
indicate the existence of an employer-employee relationship between  Mullens
and Agritek.  We believe that Agritek met its  burden  of  demonstrating  an
employer-employee relationship.  Indeed, there is  no  theory  supported  by
the evidence in the record that supports the trial court’s  judgment.   And,
as demonstrated by the discussion under the captions  “Right  to  Discharge”
and “Control over the  means  used  in  the  results  reached,”  the  factor
weighted most heavily—right to exercise control  over  the  employee—clearly
indicates  the  existence  of  an  employer-employee  relationship   between
Mullens and Agritek.  Under the circumstances of this case,  the  fact  that
Mullens also worked for Grow-Mix is inconsequential.   Where  two  employers
so associate themselves that both are in direct control of an employee,  and
the employee  is  made  accountable  to  both  employers,  we  consider  the
employee to have two  employers.    See  Walters  v.  Modern  Aluminum,  699
N.E.2d 671, 673 (Ind. Ct. App. 1998) (quoting U.S. Metalsource,  649  N.E.2d
at 685 (quoting in turn Jackson Trucking Co.  v.  Interstate  Motor  Freight
Sys., 122 Ind. App.  546,  557,  104  N.E.2d  575,  580  (1952))),  transfer
denied.

      Chief Justice Shepard and I  conclude  that  Mullens  was  an  Agritek
employee and as  such  is  limited,  with  respect  to  her  claims  against
Agritek, to remedies under the Indiana Worker’s  Compensation  Act  for  her
work-related injuries.


                                 Conclusion


      Having previously granted transfer in this case, thereby vacating  the
opinion of the Court of  Appeals,  we  affirm  the  trial  court’s  judgment
denying  Defendants’  motions  for  summary  judgment  on  the  statute   of
limitations  issue.   The  members  of  this  court  participating  in  this
decision are evenly divided on  whether  to  affirm  or  reverse  the  trial
court’s judgment denying Agritek’s motion to dismiss the claims  against  it
for  lack  of  subject  matter  jurisdiction.    In  accordance  with   Ind.
Appellate Rule 59(B) which governs such  circumstances,  the  trial  court’s
judgment on this issue is also affirmed.  We remand this case to  the  trial
court for proceedings consistent with this opinion.


      SHEPARD, C.J., concurs.  DICKSON and BOEHM, JJ., concur except  as  to
part II, from which they dissent.  RUCKER, J., is not participating.






                                   In The

                            INDIANA SUPREME COURT

DEGUSSA CORPORATION, PIGMENT )
DIVISION, NORTH AMERICA SILICA          )
COMPANY, and P.Q. CORPORATION,          )
           Defendant-Appellant,         )
                                       )
            v.                          )    49S05-9812-CV-763
                                        )
LENITA MULLENS,                   )
            Plaintiff-Appellee.                    )
___________________________________     )
                                        )
AGRITEK BIO INGREDIENTS, INC.,          )
            Defendant-Appellant,        )
                                        )
            v.                          )
                                        )
LENITA MULLENS,                   )
            Plaintiff-Appellee.              )
                          ________________________________________________


                APPEAL FROM THE MARION COUNTY SUPERIOR COURT
                     The Honorable Gerald S. Zore, Judge
                        Cause No. 49D07-9403-CT-0301
                        _________________________________________________


                           On Petition To Transfer



                               March 16, 2001

DICKSON, Justice

      I concur as to Part I of Justice Sullivan's opinion, but write
separately to address Part II.  As we explained in GKN Co. v. Magness, ---
N.E.2d ---, ---, No. 49S02-0002-CV-116, slip op. at 6 (Ind. 2001), in
reviewing a case in this procedural posture, "we affirm the judgment of the
trial court on any legal theory the evidence of record supports."  We
further emphasized that "the ruling of the trial court is presumptively
correct, and we will reverse on the basis of an incorrect factual finding
only if the appellant persuades us that the balance of evidence is tipped
against the trial court's findings."  Id.
      Reviewing the evidence anew, Justice Sullivan's opinion finds that a
Mullens/Agritek employment relationship is indicated by all of the factors
enumerated in GKN Co.  I disagree.
      Beginning with the presumption that the trial court ruling is
correct, as required by GKN Co., --- N.E.2d at ---, slip op. 6, Agritek has
not persuaded me that "the balance of evidence is tipped against the trial
court's findings."  Mullens was employed by Martin, not hired as an
employee of Agritek.  Throughout Mullens's employment, she was paid by
Martin.  Agritek’s 1991 Christmas check, which plaintiff contends was
intended as a gift and not as compensation for labor, pales in comparison
to the two years of Mullens’s compensation paid by Martin.  Mullens
believes that she was employed by Martin, not Agritek.  The frequency of
contact between Mullens and Agritek does not convince me that Agritek's
right to control Mullens was superior to Martin's.  Mullens performed all
her duties at a facility leased and supervised by Martin.  Further,
Mullens’s rate of pay, benefits, working hours, and permission for medical,
vacation, and holiday absences were all determined by Martin, not Agritek.

      I am satisfied that the evidence of record supports the judgment of
the trial court, and that the presumption of correctness of the trial
court's ruling has not been overcome.  I believe that the trial court
should be affirmed on this issue.


BOEHM, J., concurs.  SHEPARD, C.J., and SULLIVAN, J., dissent.  RUCKER, J.,
not participating.


      -----------------------
      [1] There is some dispute in the record  as  to  whether  Mullens  was
employed by Grow Mix or Gro-Tec, two separately created companies housed  in
the same building in Modoc, Indiana.  Martin is the  president  of  Gro-Tec.
Mullens asserts  that  she  received  her  pay  checks  from  Gro-Tec.   For
purposes of the issues before us on appeal, we  need  not  decide  Mullens’s
employment status as it relates to Grow Mix and Gro-Tec.

      [2] Degussa produced Sipernat 22,  one  of  the  ingredients  used  in
making the feeds.


      [3] As the Court of Appeals noted, Mullens also  named  several  other
defendants in  her  original  complaint.   However,  they  were  either  not
included in the amended complaint or they are not otherwise parties to  this
appeal.

      [4] Ind. Code § 33-1-1.5-5 has been  recodified,  without  substantive
change, at Ind. Code § 34-20-3-1 (1998).