Fredrick v. State



Attorney for Appellant

Kenneth R. Martin
Goshen, IN



Attorneys for Appellee

Karen Freeman-Wilson
Attorney General of Indiana

Arthur Thaddeus Perry
Deputy Attorney General
Indianapolis, IN



      IN THE
      INDIANA SUPREME COURT


EDDIE L. FREDRICK,
      Appellant (Defendant below),

      v.

STATE OF INDIANA,
      Appellee (Plaintiff below).



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)     Supreme Court No.
)     20S00-0005-CR-00336
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      APPEAL FROM THE ELKHART CIRCUIT COURT
      The Honorable Gene R. Duffin, Judge
      Cause No.  20C01-9902-CF-00009



                              ON DIRECT APPEAL




                               October 5, 2001


SULLIVAN, Justice.


      Defendant Eddie Fredrick was convicted of murder for killing a  police
informant.  We affirm  his  conviction  and  sentence,  concluding  that  he
waived his right to  be  tried  separately  from  a  co-defendant,  that  an
accomplice's  testimony  was  sufficiently  creditworthy  to   support   the
conviction, and that the aggravating circumstances identified by  the  trial
court support the enhanced sentence imposed.  We also reject his  claims  of
fundamental error as not rising to the level necessary to warrant relief.





                                 Background



      The facts most favorable to the judgment indicate that on  August  19,
1998, Defendant and Reginald Dillard were hired by Savane Williams  to  kill
Christopher Thomas because he was acting as a police informant.  Thomas  was
residing in a room at the Three Point Motel in  Elkhart,  Indiana.   Dillard
and Defendant used a mutual friend, Tricia Mock, as a decoy  to  get  Thomas
to open the door.  Mock knocked at the door of Thomas’s room  and  Defendant
forced himself into the room after Thomas opened the door.  Thomas  ran  out
of the hotel room, but was shot near his door and fell to the ground.   Mock
testified that the shots came from outside the hotel room,  presumably  from
Dillard.  Defendant then stood over Thomas and  fired  three  or  four  more
shots into his body.  Thomas died as a result of gunshot wounds to the  head
and chest.

      Defendant  and  Dillard  were  tried  together  and  found  guilty  of
murder.[1]  The trial court sentenced him to 65 years in prison.




                                      I





      Defendant contends that  “the  consolidation  of  his  case  with  co-
defendant Dillard deprived him of his right to a fair trial.”


      Defendant signed  a  document  captioned  "Waiver  of  Right  to  Have
Separate Trial from Co-Defendant and Waiver of  Conflict  of  Interest"  and
filed with the trial court on the  first  day  of  trial.[2]   The  document
indicated the following:  (a) Defendant had been  advised  by  his  attorney
that he had a right to a separate jury trial and that he  made  his  request
for a joint trial despite his  attorney’s  advice  recommending  a  separate
trial; (b) Defendant’s attorney had informed him that the state  would  call
at least one “jail-house snitch” who would testify  that  Dillard  confessed
to  the  crime  and  implicated  Defendant  in  his  confession;   and   (c)
Defendant’s attorney advised him that he had  “the  right  to  confront  and
cross  examine  ALL  witnesses  against  [him],  including   anything   that
[Dillard] purportedly told any witnesses...  .”    Defendant  contends  that
this  instrument  was  not  sufficient  to  waive  his  right  to  be  tried
separately from Dillard.

       Whether  Defendant’s  written  “waiver”  was   ineffective   is   not
determinative of whether he waived his right to a separate trial.  Absent  a
motion by Defendant requesting a separate trial,  the  trial  court  is  not
required to separate the  trial.   Ind.  Code  §  35-34-1-12(a)  (1998).   A
motion for a separate trial must be made prior to the  commencement  of  the
trial.[3]  Id.  A defendant’s right to a separate trial  is  waived  if  the
defendant fails to make the motion at  the  appropriate  time.   Id.   Here,
Defendant never made a  motion  to  separate  his  trial  from  co-defendant
Dillard, thereby waiving his right to a separate trial.


                                     II


      Defendant contends that the “testimony  of  jailhouse  informants  was
acquired in derogation of Defendant’s right to  counsel.”   Appellant’s  Br.
at 16.

      The State called two jailhouse  informants,  Tyrand  Terry  and  David
Brownlee, to testify against Defendant and co-defendant Dillard.   Defendant
argues that their testimony was vital because it corroborated  that  of  the
State’s main witness.  Appellant’s Br. at 16.

      Defendant acknowledges that he failed to object to  the  testimony  of
the informants at trial.  Appellants Br. at 20.  He urges that we find  that
the  testimony  of  the  informants  amounted  to  fundamental  error.   The
fundamental error doctrine holds that we will grant relief even where  error
is not properly preserved for appeal when the error  is  so  prejudicial  to
the rights of the defendant that a fair trial was  impossible.   See  Carter
v. State, 738 N.E.2d 665, 677 (Ind. 2000); Charlton  v.  State,  702  N.E.2d
1045, 1051 (Ind. 1998).

       A  criminal  defendant’s  right  to  counsel  is  violated  when  the
government intentionally creates a situation likely to  induce  a  defendant
to make an incriminating statement in the absence of counsel.   See  Massiah
v. State, 377 U.S. 201, 206 (1964); Rutledge v. State, 525 N.E.2d  326,  327
(Ind.1988).   However,  there  is  no   violation   where   the   government
unintentionally  obtains  the   information   regarding   an   incriminating
statement.  The Supreme Court’s decision in Massiah applies  to  information
that government agents deliberately elicit from a  defendant.   Massiah,  at
206 (emphasis added).  As we have previously recognized,

      [T]he  Sixth  Amendment  is   not   violated   whenever—by   luck   or
      happenstance—the  State  obtains  incriminating  statements  from  the
      accused after the right to counsel has attached.  ... A defendant does
      not make out a Sixth Amendment violation “simply by  showing  that  an
      informant, either through prior arrangement or  voluntarily,  reported
      his incriminating statements to the  police.   Rather,  the  defendant
      must demonstrate that the police and their informant took some action,
      beyond merely listening, that  was  designed  deliberately  to  elicit
      incriminating remarks.”



Wisehart v. State, 693 N.E.2d  23,  61  (Ind.  1998)  (quoting  Kuhlmann  v.
Wilson, 477 U.S. 436, 459 (1986)) (citations omitted)).


      Here Defendant does not  demonstrate  that  the  police  intentionally
elicited information from Defendant  in  violation  of  Massiah.   Defendant
does not point to any definitive evidence that either  informant  worked  as
the State’s agent and elicited information.  Defendant points to  a  portion
of Terry’s testimony that suggests that he might have been  asked  to  write
down notes from conversations he had with Defendant and  Dillard.[4]   Terry
testified that no one had made any promises  of  leniency  in  his  case  in
exchange for acting as an informant.   Even  if  Terry  was  asked  to  take
notes,  as  Defendant  alleges,  Defendant  does  not  point   to   evidence
suggesting that Terry elicited the information from him.  Terry’s taking  of
notes, even at the request  of  the  police,  does  not  violate  the  Sixth
Amendment if he did not elicit the information.  See Hobbs, 548 N.E.2d  164,
167  (Ind.  1990).   Because  there  is  no  evidence  that  Terry  elicited
information, we find no error, fundamental or otherwise.


      The other jailhouse  informant,  Brownlee,  testified  that  Defendant
admitted  to  killing  Thomas.   His  testimony,  however,   suggests   that
Defendant  initiated  the  conversation  and  volunteered  the  information.
Furthermore, defendant presents  no  evidence  that  the  police  instructed
Brownlee  to  ask  Defendant  any  questions.   Again,  we  find  no  error,
fundamental or otherwise, in allowing Brownlee to testify.



                                     III


      Defendant contends that there was  insufficient  evidence  to  sustain
his murder conviction.  Specifically, Defendant argues that  his  conviction
was supported solely by be unreliable testimony of Tricia Mock.   Appellants
Br. at 21.  We analyze the identical claim  in  Dillard's  appeal  and  find
Mock's testimony sufficiently creditworthy to support the  conviction.   See
Dillard, slip op. at 9.



                                     IV


      Defendant contends that his verdict was not based on the guilt of  the
defendants, but rather on the State’s improper request to the jury  to  find
guilt based on reasons other than the evidence.  Appellant’s Br. at  24  and
25.

      Defendant points out the following instances during the State’s  final
argument that he asserts amount to prosecutorial misconduct:

      We have had testimony in this case that tells us that [Defendant]  and
      [Dillard] aren’t even from here.  They’re from Detroit, Michigan.
      Now,  these  fellows  come  down  from  Detroit,  where   they   would
      undoubtedly be little twigs, so they can kind of hang out in  sort  of
      the Mayberry of the area and take advantage of us.


      ***


      Two fellows from Detroit just trying to make a living.  But as I said,
      this is not Detroit.  This is your community, and you make the  rules,
      and you determine what you will find as acceptable behavior, and  what
      you will tolerate from  anyone  who  chooses  to  participate  in  our
      community.

(R. at 1184-7.)  Defendant also cites an instance during the final  argument
in which the State referred to a statement, attributed  to  Defendant,  that
the case would not have been tried in Detroit  because  no  gun  was  found:
“They’re so arrogant in this business they don’t believe anybody  can  touch
them.  It goes back to what they told [Terry].  This case wouldn’t be  tried
[in Detroit].”

      Defendant also cites the following comment:
      The State of Indiana would respectfully request that on each of  those
      verdict forms you find that the evidence  firmly  convinced  you  that
      [Defendant and Dillard] murdered [Thomas] and  check  the  box  signed
      guilty of murder.   In  so  doing  you’re  gonna  send  a  message  to
      [Defendant and Dillard] and that message is: this ain’t Detroit.  This
      ain’t the crib.  And you’re [sic] business isn’t welcome here.


(R. at 1126.)  Defendant also cites a comment in which  the  State  referred
to the fact that the victim was a drug dealer, but did not  deserve  to  die
because of that fact:  “Did he deal drugs?   Yeah.   He  had  problems.   Do
people who have problems, drug dealers and others,  deserve  the  protection
of not being executed in our county or not?  Because if  they  don’t,  let’s
just sit back and see what happens.”  (R. at 1182.)

      Defendant  failed  to  object  to  the  State’s  comments  at   trial.
Therefore, reversal is only  possible  where  there  is  fundamental  error,
which we do not find in this instance.

                                      V

      Defendant contends that a preliminary instruction deprived him of  the
presumption of innocence throughout the trial.  Appellant’s Br. at 26.

      Preliminary instruction no. 5 read:
      Under the law you must presume that the Defendants  are  innocent  and
      you must continue to believe that they  are  innocent  throughout  the
      trial unless the State proves that the Defendants are guilty, beyond a
      reasonable doubt, of every essential element of the crime(s) charged.


      Since the defendants  are  presumed  to  be  innocent,  they  are  not
      required to present any evidence to prove their innocence or to  prove
      or explain anything.  If at the conclusion of trial, there remains  in
      your mind a reasonable doubt concerning the defendant’s  [sic]  guilt,
      you must find them not guilty.

(R. at 477-78.)

      Defendant argues that “the portion instructing the jury that they must
‘continue to believe  that  they  are  innocent  throughout  the  trial’  is
rendered nugatory by the succeeding  qualifying  phrase  ‘unless  the  State
proves that the defendants are guilty, beyond a reasonable doubt,  of  every
essential  element  of  the  crime(s)  charged.”   Appellant’s  Br.  at  26.
Defendant contends that  the  language  suggests  that  the  presumption  of
innocence could disappear altogether early in the  trial,  and  a  defendant
would therefore be deprived of the fundamental right  to  a  presumption  of
innocence throughout the trial.

      Prior to giving the preliminary instructions in this case,  the  trial
court stipulated that the jury must “consider all of the  instructions  that
are given ... as a whole, and [they] are to  regard  each  with  the  others
given....”  Another preliminary instruction given  soon  after  the  one  at
issue instructed:  “you need to keep an open mind  during  the  trial.   You
should not form nor express  an  opinion  during  the  trial  and  reach  no
conclusion  about  this  case  until  it  is  submitted  to  you   for   you
deliberations.”

      The preliminary instructions in their entirety did  not  instruct  the
jury that it could  come  to  any  premature  conclusions  regarding  guilt.
Furthermore,  we  have  previously  approved  of  language  that  is  nearly
identical to that of which Defendant now complains.  See  Daniel  v.  State,
582 N.E.2d 364, 373 (Ind. 1991); Taylor v. State, 468 N.E.2d  1378,  1381-82
(Ind. 1984).

                                     VI

      Defendant contends that  his  sentence  of  65  years  was  manifestly
unreasonable.  The presumptive sentence for murder is 55  years.   See  Ind.
Code § 35-50-2-3 (1998).  When sentencing a defendant, the trial  court  may
consider certain aggravating and mitigating circumstances.  See Ind. Code  §
35-38-1-7.1 (1998).  The trial court may subtract or add up to 10  years  to
a   murder   sentence   for   mitigating   and   aggravating   circumstances
respectively.  See Ind. Code § 35-50-2-3 (1998).

      In general, the legislature has prescribed standard sentences for each
crime, allowing the sentencing court  limited  discretion  to  enhance  each
sentence to reflect aggravating circumstances  or  reduce  the  sentence  to
reflect mitigating circumstances.  Morgan v. State, 675  N.E.2d  1067,  1073
(Ind. 1996) (citing Reaves v. State, 586 N.E.2d 847 (Ind. 1992)).


      When the trial court imposes a sentence  other  than  the  presumptive
sentence, or imposes consecutive sentences where not required to  do  so  by
statute, this Court will  examine  the  record  to  insure  that  the  court
explained its reasons for selecting the  sentence  it  imposed.   Archer  v.
State, 689 N.E.2d 678, 683 (Ind. 1997) (citing Hammons v. State, 493  N.E.2d
1250, 1254 (Ind. 1986)).   The  trial  court’s  statement  of  reasons  must
include the following components:  (1)  identification  of  all  significant
aggravating and  mitigating  circumstances;   (2)  the  specific  facts  and
reasons  that  lead  the  court  to  find  the  existence   of   each   such
circumstance; and (3) an articulation demonstrating that the mitigating  and
aggravating circumstances have been evaluated and  balanced  in  determining
the sentence.  Mitchem v. State, 685  N.E.2d  671,  678  (Ind.1997)  (citing
Jones v. State, 675 N.E.2d 1084, 1086 (Ind.1996)).

      The trial  court  found  Defendant’s  age  (22  years  old)  to  be  a
mitigating  circumstance.   The  trial  court  also  found   the   following
aggravating circumstances:  The killing was a murder for  hire;  the  victim
was a confidential informant who was working for the police; guns were  used
in the commission of the crime; Defendant showed no remorse; and  “Defendant
was in [Elkhart County] as a drug dealer and not gainfully  employed.”   The
trial  court  found  that  the  aggravating  circumstances  outweighed   the
mitigating circumstances and  imposed  an  enhanced  sentence  of  65  years
imprisonment.

      Defendant complains that the  trial  court  improperly  used  lack  of
remorse as an aggravating factor.  Defendant cites Guenther  v.  State,  495
N.E.2d 788 (Ind. App. 1986), as barring trial  courts  from  using  lack  of
remorse as an aggravating factor where the defendant has  pled  not  guilty.
See Guenther, at 792.  However, we granted transfer  in  Guenther  and  held
that that the trial court’s  use  of  lack  of  remorse  as  an  aggravating
circumstance was proper.  See Id., 501 N.E.2d 1071  (Ind.  1986).   We  have
since held  that  lack  of  remorse  may  be  available  as  an  aggravating
circumstance even where a defendant has pled not guilty.   See  Davidson  v.
State, 558 N.E.2d 1077, 1091-92 (Ind. 1990); Dinger  v.  State,  540  N.E.2d
39, 40 (Ind. 1989).  Therefore, we do not find that the trial  court  abused
its discretion in considering lack of remorse an aggravating circumstance.

      Defendant also argues that the trial court improperly  considered  his
lack of employment as an aggravating circumstance.  Appellant’s Br.  at  29.
The sentencing order, however, states that the trial court found  it  to  be
an aggravating circumstance that “Defendant was in  [Elkhart  County]  as  a
drug dealer and not gainfully employed.”  (R. at 382-383.)   While  lack  of
gainful employment alone is not an aggravating circumstance, we believe  the
trial  court's  language  here  indicates  that   it   properly   considered
Defendant’s drug dealing to be aggravating.


                                 Conclusion

      We affirm the judgment of the trial court.

SHEPARD, C.J., and DICKSON, and BOEHM, JJ., concur.
RUCKER, J., Concurs in parts I, II, III, V, and VI, and  concurs  in  result
in part IV.
-----------------------
      [1]  Indiana Code  §  35-42-1-1  (1998).   Dillard  also  appeals  his
conviction.  We address  his  claims  on  appeal  in  a  separate  decision.
Dillard v. State, No.20C01-9902-CF-00009 (Ind. Oct. 3, 2001).

      [2] This document is substantially similar to the "waiver"  signed  by
co-defendant Dillard.  However, Dillard's waiver followed Dillard's  earlier
motion for a separate trial.  See Dillard, slip op. at 3.
      [3]  “[E]xcept that the motion may be made before or at the  close  of
all the evidence during trial if based upon a ground not previously  known.”
 Ind. Code § 35-34-1-12(a) (1998).
      [4]  [State]:   Mr.  Terry,  you  indicate  that  you  took  notes  of
conversations that you had with  Mr.  Dillard  and  Mr.  Fredrick;  is  that
correct?
      [Terry]:  Yes, sir.
      [State]:  Okay.  What’s the correct—what is it you’re saying?
      [Terry]:  That I did as—after they told me so when they told me  write
down stuff that they said.