Legal Research AI

French v. State

Court: Indiana Supreme Court
Date filed: 2002-11-22
Citations: 778 N.E.2d 816
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ATTORNEY FOR APPELLANT

Kay A. Beehler
Indianapolis, Indiana





ATTORNEYS FOR APPELLEE

Steve Carter
Attorney General of Indiana

Arthur Thaddeus Perry
Deputy Attorney General
Indianapolis, Indiana
__________________________________________________________________


                                   IN THE



                          SUPREME COURT OF INDIANA

__________________________________________________________________

ROMAN LAMONT FRENCH,         )
                                  )
      Appellant (Defendant Below), )
                                  )
            v.                    )     Indiana Supreme Court
                                  )     Cause No. 03S00-9911-CR-661
STATE OF INDIANA,                 )
                                  )
      Appellee (Plaintiff Below).       )
__________________________________________________________________

                 APPEAL FROM THE BARTHOLOMEW SUPERIOR COURT
                    The Honorable Stephen Heimann, Judge
                        Cause No. 03D01-9810-CF-1044
__________________________________________________________________


                              ON DIRECT APPEAL

__________________________________________________________________

                              November 22, 2002
BOEHM, Justice.
      In this consolidated appeal, Roman Lamont French challenges  both  his
conviction for cocaine dealing and the  denial  of  post-conviction  relief.
We hold:  (1) French was not denied due process when  he  appeared,  without
objection, wearing jail garb in front of a  new  jury  during  the  habitual
offender proceeding;  (2) although it is error to  require  a  defendant  to
appear in jail garb at a habitual offender proceeding, it does  not  require
reversal where no objection was raised; (3) the  evidence  at  the  habitual
offender  proceeding  was  sufficient  to  identify  French  as  the  person
convicted of prior crimes; (4) the trial court did  not  commit  fundamental
error when it failed to instruct the  jury  that  it  was  not  required  to
accept a judicially  noticed  fact;  (5)  the  evidence  enhancing  French’s
conviction to a Class A felony was sufficient; (6) he  was  not  denied  the
effective assistance of counsel;  and  (7)  the  cumulative  errors  of  his
attorneys did not substantially damage his defense.

                      Factual and Procedural Background


      On February 23, 1998, a confidential informant purchased .24 grams  of
cocaine from French for $100.  French was charged with dealing  in  cocaine,
a Class A felony, and two months later was charged  with  being  a  habitual
offender.  A jury found French guilty of dealing in cocaine.  That jury  was
dismissed and a new jury was impaneled to hear the habitual offender  charge
a month later.[1]  The second jury found French to be a  habitual  offender.
The trial court then sentenced French to thirty  years  for  the  underlying
offense and enhanced his  sentence  by  an  additional  thirty  years  as  a
habitual offender.  French appealed and  also  initiated  a  post-conviction
relief proceeding.  This Court suspended consideration of the direct  appeal
and remanded the matter to the trial court for consideration of  the  issues
raised in his post-conviction  petition.   This  consolidated  appeal  seeks
review of both the underlying conviction and the denial  of  post-conviction
relief.
          I.  Appearing in Jail Garb at the Habitual Offender Trial

      French appeared in full jail garb with handcuffs, shackles, and orange
jail clothing at the habitual offender phase of the trial  conducted  before
a new jury a month  after  the  trial  of  the  underlying  charge.   French
contends that this violated his constitutional right to due process.
      A.  The Restraints and Shackles
      In Evans v. State, 571 N.E.2d  1231,  1238  (Ind.  1991),  this  Court
concluded that a defendant has the right  to  appear  in  front  of  a  jury
without physical restraints, unless restraints are necessary to prevent  the
defendant’s escape, to  protect  those  present  in  the  courtroom,  or  to
maintain order  during  the  trial.   We  have  held  that  “the  facts  and
reasoning supporting the trial judge’s  determination  that  restraints  are
necessary must be placed on the record.”   Wrinkles  v.  State,  749  N.E.2d
1179, 1193 (Ind. 2001) (quoting Coates v. State, 487 N.E.2d 167,  169  (Ind.
Ct. App. 1985).  “An order to restrain the  defendant  is  reviewed  for  an
abuse of discretion.”  Forte v. State, 759 N.E.2d 206, 208 (Ind. 2001).
      In a sidebar with attorneys for both the State  and  defense  present,
the trial court explained its action as follows:
      At the conclusion of the  previous  trial  in  this  case,  it  is  my
      understanding  that  there  was  a  significant  physical  altercation
      between Mr. French and one or more law enforcement  officers.[[2]]   I
      have instructed the law enforcement officers to secure French’s . .  .
      I think it’s his right hand.  I think he’s left handed . . .  so  that
      he is able to write.  But he  also  has  ankle  irons  or  leg  irons,
      whatever they call them.  [Defense counsel], you have an objection  to
      that?


His counsel objected only to the arm constraint because “it  could  be  seen
by the jury.”  The trial court  overruled  the  objection  “based  upon  the
altercation that happened as the jury was leaving the courtroom  during  the
last proceeding.”
      The trial court complied with the requirements of law by  stating,  on
the  record,  facts  and  reasoning  supporting   its   determination   that
restraints were necessary.  Based on the reasons given by the  trial  court,
we cannot say that the trial court  abused  its  discretion  in  having  the
defendant handcuffed and shackled.
      B.  Jail Clothing
      At his habitual offender proceeding, French appeared in bright  orange
clothing with the word “jail” on the back.  The United States Supreme  Court
has held that a defendant cannot be compelled to appear  before  a  jury  in
identifiable prison clothing because this  may  impair  the  presumption  of
innocence.  Estelle v.  Williams,  425  U.S.  501,  502-05  (1976).   French
argues that requiring  him  to  wear  prison  clothes  during  the  habitual
offender phase of his trial in front of a separate jury violated  his  right
to due process.
      French made no objection to the jail garb.  The failure to  object  to
being tried in prison clothes negates the compulsion necessary to  establish
a constitutional violation.  Id. at 512-13.  Although it is not a denial  of
due process if a defendant appears in jail garb without objection, we  agree
that the same reasons requiring an appearance in  street  clothes  at  trial
also apply in a supplemental proceeding before a jury such as  the  habitual
offender phase.  Accordingly,  if  a  defendant  objects,  it  is  error  to
require the defendant to appear  in  jail  garb  at  the  habitual  offender
phase.  Here,  however,  there  was  no  objection  and  the  issue  is  not
preserved.
      Recognizing that no objection was raised in the  trial  court,  French
contends that his appearance in  jail  garb  constituted  fundamental  error
reviewable despite the lack of objection.  We do not  agree.   Although,  as
Justice Sullivan points out,  French  is  entitled  to  the  presumption  of
innocence as to the habitual  offender  charge,  he  was  convicted  of  the
underlying charge of dealing cocaine, and the jury  was  informed  of  this.
The Ninth Circuit addressed a similar issue in Duckett v. Godinez,  67  F.3d
734, 746 (9th Cir. 1995), where the defendant appeared  in  prison  clothes,
handcuffs, and a security  chain  before  a  sentencing  jury.   Although  a
sentencing proceeding is not identical to the habitual  offender  phase,  in
both instances the presumption of innocence  of  the  underlying  charge  no
longer applies.  As the Ninth Circuit put it: “His condition as  a  prisoner
is no surprise to the jury, which just found him  guilty.   Prison  clothing
cannot be considered inherently prejudicial when  the  jury  already  knows,
based upon other  facts,  that  the  defendant  has  been  deprived  of  his
liberty.”  Id. at 747.  In French’s case a second  jury  was  assembled  for
the habitual offender phase of the trial.  When this is done the jury is  to
be informed of the underlying felony that  provoked  the  habitual  offender
charge.  Gilliam v. State, 563 N.E.2d 94, 96 (Ind. 1990) (The State  is  not
required to prove the primary underlying felony to a second jury  which  has
been subsequently assembled during a  habitual  offender  proceeding.);  see
also Denton v. State, 496 N.E.2d 576, 581 (Ind. 1996) (There is no  harm  in
a trial court informing a jury subsequently assembled  during  the  habitual
offender proceeding that a previous jury returned a guilty  verdict  on  the
underlying felony.).  In view of these authorities we do  not  believe  this
error  approaches  fundamental  error  requiring  retrial  despite  French’s
failure to object.

           II.  Evidence Identifying French as the Prior Offender

      French contends that the evidence used to connect him to the documents
presented by the State violated his right to counsel and his  right  against
self-incrimination.  At the habitual offender phase of the trial,  documents
from two predicate felony convictions included a date of  birth  and  social
security number of the defendant, as well  as  his  name.   Columbus  Police
Officer Matt Myers testified to French’s date of birth and  social  security
number listed on the charging information in this case and stated that  this
information had been provided by French when he was booked into jail on  the
charge in this case.  He further testified that he was not  present  at  the
initial hearing in this case but had listened  to  a  tape  of  the  hearing
where French again provided this  information.   Based  on  his  familiarity
with French’s voice, Myers opined that the person on the  tape  was  French.
He then testified that the date of birth and social security number  on  the
records of  the  two  prior  felony  convictions  were  the  same  as  those
appearing in the booking information and in the  charging  information,  and
given at the initial hearing in this case.
      Relying on Palmer v. State, 679 N.E.2d 887, 891  (Ind.  1997),  French
argues that Myers’ testimony prejudiced his defense  because  “[p]roof  that
an individual named in an habitual offender information  and  an  individual
so named  in  various  documents  is  insufficient  to  [prove]  the  person
committed a prior crime.”  French suggests that fingerprints on  documentary
exhibits or prior convictions should have been offered.
      He also contends that proof of French’s  social  security  number  and
date of birth in the form of testimony to admissions by French was  improper
because it admitted into evidence statements French  made  in  custody  when
being booked without counsel.  Assuming French had not been advised  of  his
Miranda rights at the time he gave this information, this  claim  is  raised
for the first time on appeal and was not presented to the trial  court.   It
is a classic example of the justification that an issue be raised  at  trial
to be preserved for appeal.  Had this claim been presented at  the  habitual
offender proceeding, it would presumably have been a simple matter to  prove
French’s social security number and date of birth by other means.  There  is
no fundamental error here, and the issue is not available on appeal.
      Finally, pictures of the “Roman French” in the booking information for
two of the felonies were given to the jury as exhibits.  This  evidence  was
more than mere proof of French’s “common name.”  Indeed, we have  previously
held that a defendant’s date of birth and  picture  is  sufficient  evidence
for a jury to find the defendant sitting at the defense table was  the  same
defendant listed in the charging information.  Fozzard v. State, 518  N.E.2d
789, 792 (Ind. 1988).
        III.  Failure to Instruct Jury on Judicially Noticed Exhibits
      French argues that the trial court committed fundamental error when it
failed to instruct the jury pursuant to Indiana Evidence Rule  201(g)  after
it took judicial notice of the charging  information  and  the  court’s  own
order recording  French’s  conviction  on  the  underlying  felony.   French
contends the court was required  to  carry  out  the  direction  of  Indiana
Evidence Rule 201(g).  That Rule provides, “In a criminal  case,  the  court
shall instruct the jury that it may, but  is  not  required  to,  accept  as
conclusive any fact judicially noticed.”  There was no request for  such  an
instruction.  French argues that the court’s failure to  give  the  required
instruction resulted in fundamental error  that  requires  reversal  despite
his failure to present the issue  to  the  trial  court.   Specifically,  he
contends that fundamental error occurred when “[t]he jury  saw  before  them
an accused who was in jail clothing, shackled, and handcuffed,  [and]  heard
unequivocally from the court,  stated  as  a  fact,  that  French  had  been
convicted  of  a  felony  on  April  1,  1999.”   Although  the  instruction
contemplated by Rule 201(g) was required if requested,  there  is  no  claim
that  the  judicially  noticed  facts—a  document  from  the   court’s   own
records—were incorrect.  Accordingly, there is no fundamental unfairness  in
this omission and failure to request an instruction forecloses the issue  on
appeal.
                      IV.  Sufficiency of the Evidence
      French contends that he was denied his fundamental  right  to  require
the State to prove each element of the offense charged beyond  a  reasonable
doubt, in violation  of  the  United  State  Constitution  and  the  Indiana
Constitution.  French was charged with dealing  in  cocaine  as  a  Class  A
felony for delivering cocaine “within 1000 feet of 9th  Street  Park  and/or
St.  Bartholomew  Catholic  Parish  Pre-School.”   French  argues  that  the
dealing in cocaine charge should not have been enhanced to a Class A  felony
because there was  insufficient  evidence  to  prove  French  dealt  cocaine
within 1000 feet of school property.
      A.  School Property
      French contends that there was no evidence to support the  proposition
that St. Bartholomew Preschool was “school property”  for  purposes  of  the
enhancement provided by Indiana Code section 35-48-4-1  for  dealing  within
1000 feet of a school.  Section 35-41-1-24.7  provides,  in  relevant  part,
that the term “school property” includes  “a  building  or  other  structure
owned or rented by . . . [a] private school (as defined in IC  20-9.1-1-3).”
 Section 20-9.1-1-3 defines a private school as “any  school  which  is  not
supported and maintained by funds realized from the imposition of a  tax  on
property, income or sales.”
       The  Director  of  St.  Bartholomew  Preschool  testified  that   the
preschool is part of the St. Bartholomew’s Catholic Church.   She  testified
that the school was a private school, did not  receive  state  funding,  and
was privately sponsored by the church.  She also stated  that  the  children
at the school range in age from twenty  months  to  six  years;  they  learn
their numbers and alphabet, sing songs, go on field trips,  and  play.   She
testified that the building in which the school is located is owned  by  the
parish.
      French contends that based on  this  information,  one  may  speculate
that St. Bartholomew  was  nothing  more  than  a  “church  run  babysitting
service.”  We disagree.  We think that this kindergarten  level  institution
falls within the  definition  of  “school  property.”   In  any  event,  the
information charged French with dealing in cocaine within  1000  feet  of  a
school or  park.   French  has  made  no  argument  that  the  evidence  was
insufficient to show that Wilson Street Park was a park.  Consequently,  the
enhancement to a Class A felony was proper.
      B.  Distance
      French argues that the evidence  was  insufficient  to  establish  the
distance between the transaction and either the school or the  park.   Shawn
Plummer, an auto CAD technician for the City  Engineer’s  office,  testified
that the distance from the address where the  dealing  took  place  was  790
feet from St. Bartholomew’s pre-school and 661 feet from the  Wilson  Street
park.  Plummer’s job entails making city maps, putting new  subdivisions  on
the maps, and “keep[ing] the map accurate with the city.”   He  stated  that
he enters  an  address  into  the  computer,  and  his  computer  calculates
everything within a 1000 feet radius of that address  and  produces  a  map.
On cross-examination, Plummer admitted that he did  not  physically  measure
the distance in this case, did not write the computer program, did not  know
how the program worked, and did not know whether it was accurate.
      French objected to the map, because “no one actually  went  out  there
and physically measured [the distance and] there’s no foundation  laid  that
these distances are actually the distances that  that  computer  generated.”
We assume the computer generated map could be established  to  be  reliable.
In any event, before trial resumed the following day, Officer Curt  Beverage
physically measured the distance between the place of the  dealing  and  the
pre-school and the place of dealing and the park.  He  used  a  one-hundred-
foot heavy-duty steel tape that he calibrated by comparison with a  separate
twenty-five foot tape.  He also checked  the  accuracy  of  the  twenty-five
foot  tape  against  a  twelve-inch  ruler.   Beverage  testified  that  the
distance from the place of dealing and just past the property  line  of  the
school was 652 feet and to the far end of the school building was 964  feet.
 Beverage stated that the distance from the place of dealing  and  the  park
was 717 feet.  This evidence was sufficient.

                    V.  Ineffective Assistance of Counsel


      Under Strickland v. Washington,  466  U.S.  668  (1984),  a  claim  of
ineffective assistance of counsel requires a  showing  that:  (1)  counsel’s
performance  was  deficient  by  falling  below  an  objective  standard  of
reasonableness based on prevailing professional  norms;  and  (2)  counsel’s
performance prejudiced the defendant so much that  “there  is  a  reasonable
probability that, but for counsel’s unprofessional  errors,  the  result  of
the proceeding would have been different.”   Id.  at  687,  694;  Lowery  v.
State, 640 N.E.2d 1031, 1041 (Ind. 1994).  To meet the appropriate test  for
prejudice, the defendant must show that there is  a  reasonable  probability
that, but for counsel’s unprofessional errors, the result of the  proceeding
would have been  different.   Strickland,  466  U.S.  at  694.   Failure  to
satisfy either prong will cause the claim to  fail.   Vermillion  v.  State,
719 N.E.2d 1201, 1208 (Ind. 1999).  Indeed, most ineffective  assistance  of
counsel claims can be resolved by a prejudice inquiry  alone.   Williams  v.
State, 706 N.E.2d 149, 154 (Ind. 1999).  French claims that  he  was  denied
the effective assistance of counsel  because  his  attorneys  (1)  conducted
little or no  pretrial  investigation  of  his  alibi  witness,  (2)  lacked
knowledge of prevailing law and precedent, and (3) allowed French to  appear
in  jail  garb  in  front  of  a  new  jury  during  the  habitual  offender
proceeding.
      A.  Lack of Pretrial Investigations
      French contends that his attorneys conducted  little  or  no  pretrial
investigation and specifically failed to investigate  his  alibi.   French’s
attorney filed an Amended Notice of Alibi on March 23,  1999,  stating  that
French was with Heather Clarkson at the time of the alleged dealing.  A pre-
trial conference was scheduled the day  before  French’s  trial,  March  29,
1999, to discuss this issue, but French’s attorney failed to appear  because
her staff was told that the hearing was a pretrial conference that would  be
telephonic.
      Because Clarkson was listed as French’s alibi and a witness who  would
be  testifying,  Curt  Beverage,  the  supervisor  of  the  narcotics  unit,
interviewed Clarkson on behalf of the State the night before French’s  trial
began.  Initially, she told Beverage that she was on a date with  French  on
the date of the alleged dealing.  Later, however, after  Beverage  told  her
that he had French on tape making the deal and that her  daughter  would  be
taken away if she were arrested for conspiracy  to  deal,  she  changed  her
story.  She then told him that she could  not  remember  exactly  when  they
were together and signed an affidavit stating so.
      When French’s attorney brought up the issue of  an  alibi  defense  at
trial, the trial court ruled that after the State rested,  French  would  be
allowed to “bring Ms. Clarkson over and have  a  hearing  outside  the  jury
with regard to whatever she may say.”  Once the State  presented  its  case,
however,  French’s  attorneys  moved  for  a  mistrial  based  on   judicial
misconduct and prosecutorial  misconduct,  which  included  intimidation  of
Clarkson in her interview with Beverage.  The judge denied the  motion.   No
motion to present an alibi defense was made, and Clarkson was not called  as
a witness during French’s trial.
      At the post-conviction proceeding, French’s  attorney  testified  that
she remembered that French told her that Clarkson had information about  the
case, but did not recall whether she spoke  with  Clarkson.   She  testified
that her investigators found that many of the witnesses’ names  that  French
gave her were not “panning out to say what he told us  they  were  going  to
say.”  She also stated:
      French gave us the names of several witnesses. He didn’t give  us  the
      alibi name until later.  Many of  those  witnesses  were  hesitant  in
      talking  with  us.   Many  of  them  indicated  that  they  had   been
      intimidated by Mr. French and we did not want to get into a  situation
      where we were having a witness who we felt may have been lying.


She testified that she talked to all of the witnesses who  were  called  for
trial, although some were interviewed in the hallway of the courtroom.
      At the post-conviction hearing, Clarkson testified that she had  never
met any of French’s lawyers and  that  no  one  approached  her  identifying
themselves as an investigator working for his attorneys.  She also  admitted
that she was not certain that she  was  with  French  on  the  date  of  the
alleged dealing and stated she would have testified at  his  trial  that  it
was possible he was at her house, but “wouldn’t exactly said that he was  at
my house that night because I don’t know that for sure.”
      French contends that the  jury  should  have  had  an  opportunity  to
determine whether or not his alibi was viable.  He argues that Clarkson  was
caught off guard by  Beverage’s  interview  and  “could  have  reconstructed
events more clearly closer to the time of trial.”  French contends  that  if
Clarkson had been called at trial, she  would  have  stated  that  she  well
could have  been  with  French  on  the  night  in  question  and  that  the
confidential informant was a liar.
      French failed to show that he was prejudiced by his attorney’s failure
to  interview  Clarkson.   In  her  testimony  during  the   post-conviction
proceeding, Clarkson was very clear that if she had been called  to  testify
at French’s trial, she would have testified  only  that  it  was  “possible”
that French could have been with her.[3]  Moreover, Clarkson stated  at  one
point  during  the  post-conviction  proceeding  that  she  would  not  have
testified at all at French’s trial after signing  the  affidavit  the  night
before.  Based on this evidence, French has failed to  meet  his  burden  of
proof that there  is  a  reasonable  probability  that,  but  for  counsel’s
unprofessional  errors,  the  result  of  the  proceeding  would  have  been
different.
      Finally, French contends for the first time in his  reply  brief  that
“the  overall  effect  of  counsel’s  inadequate  performance  reveals  that
counsel’s failure to object to various errors  as  they  occurred  at  trial
heightens French’s burden on appeal.”  French has waived this issue  by  not
raising it in his principal brief.  Ross  v.  State,  429  N.E.2d  942,  945
(Ind. 1982).
      B.  Lack of Knowledge of Prevailing Law and Precedent
      French also argues he was denied the effective assistance  of  counsel
because his counsel demonstrated lack of knowledge  of  prevailing  law  and
precedent.  Specifically, he argues that  Watkins  appeared  to  be  without
knowledge of the prevailing law  under  Batson  v.  Kentucky,  476  U.S.  79
(1986).  However, the record does  not  reflect  that  the  prosecutor  used
preemptory challenges to exclude an identifiable group  from  French’s  jury
and there is no basis to conclude  that  a  Batson  issue  would  have  been
properly raised.  There is, therefore, no showing of prejudice.
      C.  Allowing French to Appear in Jail Garb at  the  Habitual  Offender
Proceeding


      Finally, French contends he  had  ineffective  assistance  of  counsel
because his counsel allowed French to appear before  an  entirely  new  jury
for trial on the habitual  offender  enhancement  charge  in  jail  clothes,
handcuffed, and shackled.  At the post-conviction proceeding,  his  attorney
did not recall any conversations with French with respect to  his  appearing
in jail clothes.  She stated, “It’s my understanding he  had  clothing  over
there.  And I think it was his choice to do that.”  She stated that she  did
not tell French that it did not matter if he was in jail clothes because  it
was only a habitual proceeding.  French, however,  recalled  that  when  his
attorney saw French in jail clothes before the habitual phase of  the  trial
began, she asked him why and was told he had  not  been  allowed  to  dress.
According to French, his attorney responded that “it didn’t matter”  because
he had already been  convicted.   The  attorney  denied  this  exchange  and
stated she “would never let  a  defendant  appear  before  a  jury  in  jail
clothes without talking to the defendant  about  it  and  if  the  defendant
objected, [she] would have talked to the Judge.”
      For the reasons given in Part I of this opinion, French was not denied
due process by appearing at the habitual offender proceeding  in  handcuffs,
shackles, and jail clothing.  We cannot say that this inconsistent  evidence
established that counsel was ineffective or  inadequate  in  the  manner  in
which she carried out her duties to his client.   In  any  event,  it  seems
clear that the result of  the  proceeding  was  not  affected  by  counsel’s
performance.  The issue at this proceeding was whether French had two  prior
felony convictions.  As to that, the evidence  was  clear,  and  French  has
failed to show prejudice  from  his  counsel’s  failure  to  object  to  his
wearing jail clothes.

               VI.  Reversal for Cumulative Errors By Counsel


      French contends that the cumulative errors by his counsel  effectively
resulted  in  no  defense  at  all.   “Errors  by  counsel  that   are   not
individually sufficient to prove ineffective representation may  add  up  to
ineffective assistance when viewed cumulatively.”  Pennycuff v.  State,  745
N.E.2d 804, 816-17 (Ind. 2001).  A conviction based upon an accumulation  of
defense attorney errors, when counsel’s mistakes do  substantial  damage  to
the defense, must be reversed.  Williams v. State,  508  N.E.2d  1264,  1268
(Ind. 1987).  Here,  however,  the  testimony  of  the  informant,  French’s
admission that he was  the  one  who  answered  the  phone  calls  from  the
informant and agreed to sell  her  cocaine,  and  the  testimony  of  police
officers that they recognized French’s voice on the body wire  worn  by  the
informant during the dealing were  sufficiently  persuasive.   There  is  no
reasonable probability that the alleged errors made a difference.







                                 Conclusion


       We  affirm  the  trial  court’s  conviction  and  habitual   offender
enhancement  and  affirm  the  post-conviction  court’s  denial   of   post-
conviction relief.

      SHEPARD, C.J., and DICKSON, J. concur.


      SULLIVAN, J. concurs in part and dissents in part with opinion in
      which RUCKER, J. concurs.




      SULLIVAN, Justice, concurring and dissenting.

      I concur in the majority’s opinion affirming French’s  conviction  for
dealing cocaine and the denial of his petition  for  post-conviction  relief
therefrom.  I respectfully dissent, however, with  respect  to  its  holding
affirming French’s adjudication as a habitual offender.
      In my view, the  trial  court  committed  fundamental  error  when  it
permitted French to appear at the habitual  offender  proceeding  in  bright
orange clothing with the word “JAIL” on the back.
      The majority points out that, according to the United  States  Supreme
Court, a defendant  cannot  be  compelled  to  appear  before  the  jury  in
identifiable prison clothing because this  may  impair  the  presumption  of
innocence.  Estelle v. Williams, 425 U.S. 501, 502-05 (1976).  Estelle  held
that a defendant is required to object to being tried in jail garb in  order
to make out a federal due process violation.
      The majority suggests another reason why, 25 years after  Estelle,  an
Indiana court would permit a defendant  to  stand  trial  in  bright  orange
clothing with the word “JAIL” on the back.  It cites with apparent  approval
a Ninth Circuit case that allowed the defendant to face  a  sentencing  jury
in prison clothing during the penalty phase  of  a  bifurcated  trial.   The
majority analogizes that case  to  this  on  grounds  that,  in  both,  "the
presumption of innocence of the underlying charge no longer applies.”
      But French was not facing "the penalty phase of a  bifurcated  trial."
He faced a jury of his peers as  to  his  guilt  or  innocence  of  being  a
habitual offender.  See Seay v. State,  698  N.E.2d  732,  734  (Ind.  1998)
(“determining the  habitual  offender  penalty  is  clearly  different  from
determining  habitual  offender  status”)  (emphasis  in   original).    The
presumption of  innocence  did  apply  as  to  whether  he  was  a  habitual
offender.
      The standard for  fundamental  error  is  whether  the  error  was  so
prejudicial  to  the  rights  of  the  defendant  that  a  fair  trial   was
impossible.  Boatright v. State, 759 N.E.2d 1038, 1042 (Ind. 2001).   For  a
combination of reasons, I think that standard is met here.
      First, contrary to the majority’s assertion that “[t]he issue at  this
proceeding was whether French had two prior felony  convictions,”  at  issue
was whether French was a habitual offender.  And “even where the jury  finds
the  facts  of   the   prerequisite   prior   felony   convictions   to   be
uncontroverted, the jury still has the unquestioned right to refuse to  find
the defendant to be a habitual offender at law.”  Seay, 698  N.E.2d  at  734
(citations omitted).
      Second, the overwhelmingly adverse  prejudicial  effect  of  appearing
before the jury in jail clothing is obvious.  As Chief Justice Burger  wrote
in Estelle:
      The potential effects of presenting an  accused  before  the  jury  in
      prison attire need not, however, be measured in the abstract.   Courts
      have, with few exceptions, determined that an accused  should  not  be
      compelled to go to trial in prison or jail  clothing  because  of  the
      possible impairment of the  presumption  so  basic  to  the  adversary
      system.   [Citations  omitted.]   The   American   Bar   Association's
      Standards for Criminal Justice  also  disapprove  the  practice.   ABA
      Project on Standards for Criminal Justice, Trial by Jury, §  4.1  (b),
      p. 91 (App. Draft 1968).  This is  a  recognition  that  the  constant
      reminder of the accused’s  condition  implicit  in  such  distinctive,
      identifiable attire may affect a juror's  judgment.   The  defendant's
      clothing is so likely to be  a  continuing  influence  throughout  the
      trial that, not unlike  placing  a  jury  in  the  custody  of  deputy
      sheriffs who were also witnesses for the prosecution, an  unacceptable
      risk is presented of impermissible factors coming into  play.   Turner
      v. Louisiana, 379 U.S. 466, 473 (1965).

Estelle, 425 U.S. at 504-05 (footnote omitted).
      In addition, as our Court has noted  before,  the  consequences  of  a
habitual offender adjudication are extremely severe.  See Seay,  698  N.E.2d
at 733.  And it is small imposition at most to  require  a  trial  court  to
make sure a defendant knows he or she has the  option  of  appearing  before
the jury in civilian clothes.  See Estelle, 425 U.S. at  504  (“Courts  must
do the best they  can  to  evaluate  the  likely  effects  of  a  particular
procedure, based on reason, principle, and common human experience.”).

RUCKER, J., concurs.


      -----------------------
[1] This is consistent with precedent.  See  Denton  v.  State,  496  N.E.2d
576, 581 (Ind. 1986) (“While in the usual  habitual  offender  determination
the same jury hears both the felony charge and the recidivist  charge  in  a
bifurcated proceeding, we have previously held that it is permissible for  a
different jury than the one who heard the  case  on  the  underlying  felony
charge to determine a defendant’s habitual offender status.”).
[2] This altercation was not documented in the record  of  the  trial  court
proceedings.  In the  post-conviction  proceedings,  French  testified  that
after the verdict was read, he tried to talk  to  his  family.   The  deputy
told him he was not allowed to speak to his family, and  he  “jerked  away.”
He stated, “Everything just got out of control.  I don’t know why  I  jerked
away because he’ll tell you, I didn’t throw punches at him . . . .  It  just
got out of hand and I think they might have been expecting maybe, you  know,
even my family was going to get upset . . . .  So then [the extra  security]
started rushing me.  Then . . . we ended up  wrestling  until  we  got  like
probably about the middle of the floor then talked to me . . . it  was  them
that got me to calm down.”
[3] She stated at the post-conviction hearing, “I would have testified  that
[French being at my house] was possible . . .  .   But  I  wouldn’t  exactly
said that he was at my house that  night  because  I  don’t  know  that  for
sure.”  She also stated, “I couldn’t tell them at trial if I  was  or  if  I
was not [with French] because I don’t know.”