Fund Animals Inc v. Thomas, Jack Ward

                        United States Court of Appeals


                     FOR THE DISTRICT OF COLUMBIA CIRCUIT


             Argued September 4, 1997    Decided October 17, 1997


                                 No. 96-5298


                     The Fund for Animals, Inc., et al., 

                                  Appellants


                                      v.


             Jack Ward Thomas, Chief of the United States Forest 

                              Service, et al., 

                                  Appellees


                Appeal from the United States District Court 

                        for the District of Columbia 

                               (No. 95cv01177)


     Eric R. Glitzenstein argued the cause for the appellants.  
Katherine A. Meyer was on brief.

     Jeffrey C. Dobbins, Attorney, United States Department of 
Justice, argued the cause for the federal appellees.  Lois J. 



Schiffer, Assistant Attorney General, and Ellen J. Durkee, 
Attorney, United States Department of Justice, were on brief.

     Paul A. Lenzini, Special Assistant Attorney General, State 
of Wyoming, argued the cause for appellee State of Wyoming.

     William P. Horn and Douglas S. Burdin were on brief for 
amicus curiae Wildlife Conservation Fund of America.  
Thomas L. Albert entered an appearance.

     Before:  Williams, Ginsburg and Henderson, Circuit 
Judges.

     Opinion for the court filed by Circuit Judge Henderson.

     Karen LeCraft Henderson, Circuit Judge:  The appellants, 
five environmental groups and two individuals, challenge the 
national policy of appellee United States National Forest 
Service (Forest Service) which leaves regulation of game 
"baiting" on National Forest System (Forest System) lands to 
the states in which the lands lie.1  See Use of Bait in Hunting, 
60 Fed. Reg. 14,720 (1995).  The appellees maintain that in 
promulgating the policy the Forest Service violated both the 
National Environmental Policy Act (NEPA), 42 U.S.C. 
ss 4321 et seq., by failing to first prepare an environmental 
impact statement (EIS), and the Endangered Species Act 
(ESA), 16 U.S.C. ss 1531 et seq., by failing to formally 
consult the Fish and Wildlife Service (FWS) regarding the 
policy.  For the reasons set forth below, we conclude that the 
policy does not constitute a "major federal action" triggering 
NEPA's EIS requirement and that the Forest Service satis-
fied its duty to consult FWS.  Accordingly, we affirm the 
district court's judgment in favor of the Forest Service.  See 
Fund for Animals, Inc. v. Thomas, 932 F. Supp. 368 (D.D.C. 
1996).

__________
     1 "[T]he National Forest System consists of units of federally 
owned forest, range, and related lands throughout the United 
States and its territories, united into a nationally significant system 
dedicated to the long-term benefit for present and future genera-
tions...."  16 U.S.C. s 1609(a).  It includes national forest lands, 
national grasslands and land utilization projects administered by the 
National Forest Service.  Id.



                                      I.


     "Baiting" is the practice of placing bait, either food or 
scent, to attract wild game to a particular hunting location.  
See 60 Fed. Reg. at 14,721;  932 F. Supp. at 369.  Bear 
baiting is prohibited in most states but remains lawful in 
Alaska, Idaho, Maine, Michigan, Minnesota, New Hampshire, 
Utah, Wisconsin and Wyoming.2  At one time Forest Service 
officials regulated the practice in some states by issuing to 
hunters and guides special use permits that imposed specific 
conditions on their baiting activities.  On March 23, 1992 the 
Forest Service replaced its special use permit regime in 
Wyoming with a "closure" order that established conditions 
for bear baiting generally on Forest System lands in Wyo-
ming and prohibited the practice altogether in specified griz-
zly bear management areas and within set distances of vari-
ous amenities, such as open water, residences and roads.  A 
suit was filed challenging the regulatory change on the 
ground that the Forest Service had failed to prepare an EIS 
as required by NEPA.  As part of a settlement the Forest 
Service agreed to a temporary return to special use permits 
in Wyoming pending a NEPA analysis.

     Pursuant to the settlement the Forest Service prepared an 
environmental analysis (EA), dated February 19, 1993, that 
considered various options for regulating baiting on Forest 
System lands in Wyoming, including retaining special use 
permits, allowing Wyoming to assume regulation and banning 
baiting altogether.  After preparing a "biological evaluation" 
of its preferred alternative, state regulation, the Forest Ser-
vice issued a "Decision Notice and Finding of No Significant 
Impact" on April 2, 1993, in which it announced its decision to 
transfer regulation of baiting to the State of Wyoming, which 

__________
     2 In its 1994 publication of the proposed national policy, discussed 
infra, the Forest Service observed that the only states in which 
bear baiting remained legal were Alaska, Idaho, Maine, Michigan, 
Minnesota, New Hampshire, Utah, Washington, Wisconsin and 
Wyoming.  Since that time Washington State has outlawed the 
practice.  See Wash. Rev. Code Ann. s 77.16(1) (West elec. update 
1997).



at that time had only recently adopted its own baiting regula-
tions.  The document expressly concluded that the change to 
state regulation in Wyoming was "not a major federal action" 
and "will not significantly affect the quality of the human 
environment."  JA 329.

     On April 6, 1993 the Forest Service requested formal 
consultation with the FWS pursuant to ESA.  On April 14, 
1993 the FWS issued a "biological opinion" concluding that 
"none of the alternatives analyzed are likely to jeopardize the 
continued existence of any endangered or threatened spe-
cies," JA 332, but setting out specific non-discretionary condi-
tions to avert the "remote possibility that a grizzly bear may 
be taken as a result of black bear baiting," JA 338, as well as 
discretionary conservation recommendations.  The new Wyo-
ming policy was never implemented because the Forest Ser-
vice, under threat of further litigation, declared a temporary 
ban on all bear baiting on Forest System lands in Wyoming 
while it prepared a comprehensive national baiting policy.

     On March 14, 1994 the Forest Service published an interim 
national policy that adopted on a national scale the approach 
proposed for Wyoming in the 1993 policy.  The interim policy 
eliminated special use permits and left baiting regulation 
entirely in the hands of the individual states, subject to 
Forest Service closure of particular Forest System lands in 
the event of inadequate state regulation.  Use of Bait in 
Hunting, 59 Fed. Reg. 11,765 (1994).  A suit was filed chal-
lenging the interim policy and the Forest Service agreed to 
withdraw it and return to the previous policy which prohibit-
ed bear baiting altogether in Wyoming and left the practice to 
state regulation elsewhere.  Accordingly, on April 14, 1994 
the Forest Service issued a notice of withdrawal of the 
interim policy and a request for public comment on a pro-
posed national policy which generally tracked the interim 
policy.  Use of Bait in Hunting, 59 Fed. Reg. 17,758 (1994).

     On February 13, 1995 the Forest Service issued a biological 
evaluation of the proposed national policy, concluding that it 
"will programatically benefit (is not likely to adversely affect) 
the bald eagle, gray wolf and grizzly bear on [Forest System] 



lands."  JA 518-19 (emphasis in original).  The Forest Ser-
vice then requested review of its evaluation from FWS which 
responded by letter dated February 27, 1995:  "The proposed 
National Policy appears to be consistent with our biological 
opinion of April 14, 1993, and no information has become 
available to suggest that additional terms and conditions are 
necessary at this time."  JA 522.  Based on discussions with 
Forest Service personnel and internal analyses, FWS stated 
definitively in a March 14, 1995 letter:  "[W]e concur in your 
determination that the proposed national policy on baiting is 
not likely to adversely affect listed species."  JA 467.  The 
Forest Service then issued an EA which concluded that "the 
environmental consequences" of the proposed policy "would 
be negligible," JA 485, noting that the policy "provides safe-
guards in all States allowing baiting," JA 486.

     On March 15, 1995 the Forest Service issued a "Decision 
Notice and Finding of No Significant Impact" which adopted 
the proposed national baiting policy and concluded that "an 
environmental impact statement is not needed" because its 
"actions are not a major Federal action, individually or cumu-
latively, and will not significantly affect the quality of the 
human environment."  JA 555.  The Forest Service published 
the final policy on March 20, 1995, stating:

          Having considered the comments received, the Forest 
     Service is adopting a final policy on the use of bait on 
     National Forest System lands.  The policy retains the 
     long-standing reliance on State regulation of baiting resi-
     dent game.  Where State law and regulation permit 
     baiting the practice is permitted on National Forest 
     System lands unless the authorized officer determines on 
     a site specific basis that the practice conflicts with Feder-
     al laws or regulations, or forest plan direction, or would 
     adversely affect other forest uses or users.

60 Fed. Reg. at 14,722.

     On June 21, 1995 the appellants filed this suit challenging 
the final policy.  On August 8, 1996 the district court granted 
summary judgment in the Forest Service's favor.  The appel-
lants appeal the judgment.



                                     II.


     The appellants raise the same two arguments here as 
below:  that the Forest Service (1) failed to prepare an EIS as 
required by NEPA and (2) failed to formally consult with and 
obtain a final biological opinion from FWS as required by 
ESA.  We address each statute separately.

                                   A. NEPA


     First, the appellants contend that an EIS was required 
under NEPA because the new policy was a "major Federal 
action[ ] significantly affecting the quality of the human envi-
ronment" within the meaning of NEPA s 102, 42 U.S.C. 
s 4332.  Section 102 requires that federal agencies

     include in every recommendation or report on proposals 
     for legislation and other major Federal actions signifi-
     cantly affecting the quality of the human environment, a 
     detailed statement by the responsible official on

          (i) the environmental impact of the proposed ac-
          tion....

42 U.S.C. s 4332(2)(C).  It is clear from this language that 
the EIS requirement is triggered only by a "major Federal 
action[ ]."  Thus, where there is no such action, there is no 
EIS obligation.  See Macht v. Skinner, 916 F.2d 13 (D.C. Cir. 
1990);  District of Columbia v. Schramm, 631 F.2d 854, 862 
(D.C. Cir. 1980).  Because we conclude the national baiting 
policy is not a major federal action, the Forest Service has no 
EIS obligation.

     Assuming that the final policy constitutes federal "action" 
at all--because it implements the existing federal policy of 
leaving baiting regulation to individual states that have 
adopted adequate regulatory provisions 3--we nevertheless 

__________
     3 The Forest Service's decision to refrain from future regulation 
of baiting may not constitute "action" at all.  See Defenders of 
Wildlife v. Andrus, 627 F.2d 1238 (D.C. Cir. 1980) (NEPA did not 
require Department of Interior to prepare EIS before "allowing" 
Alaska Department of Fish and Game to conduct airborne shoot of 
wolves on federal lands because complained of decision was "inac-
tion," not action);  Cross-Sound Ferry Servs., Inc. v. ICC, 934 F.2d 



agree with the Forest Service that it is not a "major" federal 
action under NEPA.  In the 1995 EA, the Forest Service 
asserted that "Wyoming is the only State where special use 
permits have been recently used to regulate placement of bait 
for hunting" and that "the environmental consequences of 
shifting from the Forest Service issuing permits for baiting in 
Wyoming to the State Game and Fish Department adminis-
tering the program ... would be negligible."  JA 485.  Both 
statements find substantial support in the administrative 
record and compel the conclusion that adoption of the new 
policy is not a major federal action requiring an EIS under 
NEPA.

     First, the record indicates that since 1988 the Forest 
Service has regulated baiting in only three of the nine states 
in which baiting remains lawful--Idaho, Utah and Wyoming.  
Further, it appears that at least since spring 1993, when the 
Forest Service agreed to ban baiting in Wyoming pending 
adoption of a national policy, baiting in Idaho and Utah has 
been subject to state, not federal, regulation.  Thus, by 1995, 
when the national policy was adopted, baiting remained feder-
ally regulated only in Wyoming and the shift at that time 
from federal to state regulation had no effect outside Wyo-
ming.4  As for Wyoming itself, the effect there was minimal 
because the substantive requirements of Wyoming's regula-
tions vary only insignificantly from those of the federal 
special use permit conditions they replaced.  The Wyoming 
regulations prohibit baiting in grizzly bear habitats, as did the 
federal conditions, and impose equally stringent limitations on 

__________
327, 334 (D.C. Cir. 1991) (Interstate Commerce Commission's deter-
mination that ship company's services were "ferry services" exempt 
from future regulation held not federal "action" under NEPA, 
notwithstanding Commission's prior contrary determination, be-
cause declining to assert jurisdiction "plac[ed] the case squarely 
within the 'inaction' rubric of Defenders of Wildlife").

     4 One of the Forest Service's justifications for promulgating the 
interim policy in 1994 was that "[i]t is unfair to continue the bear 
baiting prohibition in Wyoming when such a prohibition is not in 
effect on other National Forest System lands in other States where 
the practice is permitted...."  59 Fed. Reg. at 11,766.



the number of baits per permittee, bait density, the distance 
of baits from roads, trails and camping and picnic grounds, 
the composition of baits, removal time after hunting season 
and placement of identifying information at baiting sites.5  
Because the new national policy maintained the substantive 
status quo, it cannot be characterized as a "major federal 
action" under NEPA.  See Committee for Auto Responsibili-
ty v. Solomon, 603 F.2d 992, 1002-03 (D.C. Cir. 1979) ("The 
duty to prepare an EIS normally is triggered when there is a 
proposal to change the status quo.") (footnote omitted);  Sier-
ra Club v. Andrus, 581 F.2d 895, 902 (D.C. Cir. 1978) ("In 
general, however, if there is no proposal to change the status 
quo, there is in our view no 'proposal for legislation' or 'other 
major Federal action' to trigger the duty under NEPA to 
prepare an EIS."), rev'd in other respect, 442 U.S. 347 (1979).  
"The[r]e being no 'major Federal action,' the Agency was not 
required to prepare an environmental impact statement."  
District of Columbia v. Schramm, 631 F.2d at 862 (footnote 
omitted).

                                    B. ESA


     Next, the appellants assert that the Forest Service violated 
its duty under ESA to obtain a biological evaluation from 
FWS before adopting the final policy in 1995.  "Section 7(a) 
of the ESA provides that each agency shall, in consultation 
with FWS, 'insure that any action authorized, funded, or 
carried out by such agency ... is not likely to jeopardize the 
continued existence of any endangered species or threatened 
species....' "  American Iron & Steel Inst. v. EPA, 115 F.3d 
979, 1003 (D.C. Cir. 1997) (quoting 16 U.S.C. s 1536(a)(2)).  

__________
     5 The Wyoming regulations exceed the former federal require-
ments in requiring that all baits be enclosed in "a rigid container of 
wood, metal or plastic no larger than eight cubic feet."  JA 239.  
The only respect in which the federal restrictions may have exceed-
ed Wyoming's was in their requirement, for the Bridger Teton 
National Forest only, that a bait "consist of no more than 25 pounds 
of animal parts" and not include "animal carcasses."  JA 169.



To the extent that there was an ESA consultation obligation,6 
the Forest Service and FWS fulfilled it by engaging in 
"informal consultation" in February and March 1995 pursuant 
to the "joint regulations" promulgated by FWS and the 
National Marine Fisheries Service.  See 50 C.F.R. s 402.13(a) 
("Informal consultation is an optional process that includes all 
discussions, correspondence, etc., between the Service and the 
Federal agency or the designated non-Federal representative, 
designed to assist the Federal agency in determining whether 
formal consultation or a conference is required.  If during 
informal consultation it is determined by the Federal agency, 
with the written concurrence of the Service, that the action is 
not likely to adversely affect listed species or critical habitat, 
the consultation process is terminated, and no further action 
is necessary.").

     For the preceding reasons, the judgment of the district 
court is

								Affirmed.


__________
     6 If promulgation of the policy constituted "inaction," see supra 
note 3, there most probably would have been no "agency action" to 
trigger the ESA consultation requirement.