Giron v. Corrections Corp. of America

                            UNITED STATES COURT OF APPEALS
                                        Tenth Circuit
                             Byron White United States Courthouse
                                      1823 Stout Street
                                   Denver, Colorado 80294
                                       (303) 844-3157

Patrick J. Fisher, Jr.                                                          Elisabeth A. Shumaker
       Clerk                                                                      Chief Deputy Clerk

                                         September 16, 1999


       TO: ALL RECIPIENTS OF THE OPINION

       RE: 98-2231, Giron v. Corrections Corporation of America
           Filed on September 10, 1999

               The last sentence on page 5 of the slip opinion is corrected to read as follows:

               Nor does she appeal the district court’s grant of judgment as a matter
               of law in favor of Warden Newton on the negligence claim, nor the
               jury’s finding that CCA was not negligent.

       A corrected copy of page 5 is attached.

                                                       Sincerely,

                                                       Patrick Fisher, Clerk of Court


                                                       By:   Keith Nelson
                                                             Deputy Clerk


       encl.
                                                                   F I L E D
                                                           United States Court of Appeals
                                                                   Tenth Circuit

                                                                   SEP 10 1999
                                     PUBLISH
                                                              PATRICK FISHER
                                                                       Clerk
                   UNITED STATES COURT OF APPEALS

                                TENTH CIRCUIT



 TANYA GIRON,

       Plaintiff-Appellant,
 vs.                                                 No. 98-2231

 CORRECTIONS CORPORATION OF
 AMERICA, a Delaware corporation;
 THOMAS NEWTON, Warden;
 DANNY TORREZ, Corrections
 Officers in their individual capacities,

       Defendants-Appellees.


        APPEAL FROM THE UNITED STATES DISTRICT COURT
               FOR THE DISTRICT OF NEW MEXICO
                    (D.C. No. CIV-96-980-LH)


Paul J. Kennedy (Mary Y.C. Han and Kristin Morgan-Tracy with him on the
brief), Albuquerque, New Mexico, for Plaintiff-Appellant.

Gail Gottlieb, Sutin, Thayer & Browne, Albuquerque, New Mexico, for
Defendants-Appellees Corrections Corporation of America and Thomas Newton.

Mark S. Jaffee, Lassen, Jaffee & Stiff, Albuquerque, New Mexico, for Defendant-
Appellee Danny Torrez.


Before EBEL, KELLY, and LUCERO, Circuit Judges.


KELLY, Circuit Judge.
      After the alleged rape of Plaintiff-Appellant Tanya Giron by Defendant-

Appellee Danny Torrez, a corrections officer at the New Mexico Women’s

Correctional Facility (“NMWCF”) where Ms. Giron was incarcerated, Ms. Giron

brought the following claims in district court: (1) a 42 U.S.C. § 1983 claim

against Mr. Torrez, alleging that the rape constituted excessive force in violation

of her Eighth Amendment rights (count I); (2) a § 1983 claim against Defendant-

Appellees Thomas Newton and Corrections Corporation of America (“CCA”) for

deliberate indifference to the substantial risk that Ms. Giron would be sexually

assaulted, given the segregation unit’s design and staffing (count II); (3) a § 1983

claim against Warden Newton and CCA for failure to provide Ms. Giron with

adequate medical care after the alleged rape (count III); (4) assault, battery, false

imprisonment and intentional infliction of emotional distress by Mr. Torrez (count

IV); (5) negligence on the part of CCA and Warden Newton for failing to institute

appropriate safeguards against the sexual assault of female inmates by prison

employees (count V), and (6) statutory liability on the part of CCA pursuant to

N.M. Stat. Ann. § 33-1-17(D)(2) & (3) (Michie 1998 Repl. Pamp.) (count VI).

      The district court granted summary judgment to CCA and Warden Newton

on counts II and III. The case then proceeded to trial. At the close of Ms.

Giron’s case, the district court granted judgment as a matter of law in favor


                                         -2-
Warden Newton on the negligence claim, count V. The case was submitted to the

jury on the § 1983 and intentional tort claims against Mr. Torrez and the

negligence claim against CCA. The jury returned a verdict for these Defendants

on all counts, and judgment was entered.

      On appeal, Ms. Giron contends that the district court erroneously granted

summary judgment to CCA and Warden Newton on her § 1983 “conditions of

confinement” claims, ignoring evidence that the design of the NMWCF

segregation unit placed female inmates at substantial risk of sexual assault. She

also argues that the district court deprived her of a fair trial by erroneously

instructing the jury on the issue of consent. Finally, she challenges the jury

instruction on her §1983 claim against Mr. Torrez. According to Ms. Giron, the

district court improperly instructed the jury that, to find Mr. Torrez liable for

using excessive force in violation of the Eighth Amendment, it must find both that

(1) he forced her to have sexual intercourse and (2) the use of force was applied

maliciously and for the purpose of causing harm. Our jurisdiction arises under 28

U.S.C. § 1291, and we affirm in part, reverse in part, and remand for a new trial

on the § 1983 claim against Mr. Torrez.



                                     Background

      On May 26, 1994, Mr. Torrez had sexual intercourse with Ms. Giron in her


                                          -3-
cell at NMWCF, while he worked as a corrections officer and she was an inmate

in the segregation unit. Ms. Giron claims that Mr. Torrez raped her, whereas he

characterizes the act as consensual. There were no eyewitnesses. Ms. Giron

reported the alleged rape to all levels of authority at NMWCF and immediately

underwent medical examination and treatment. She then brought suit in district

court against CCA, Warden Newton, and Mr. Torrez.

      Warden Newton and CCA moved for partial summary judgment on counts

II and III. In response, Ms. Giron offered evidence that the segregation unit was

designed so that male officers in the control center could see each female

inmate’s head, shoulders, torso above the breasts, and legs below the thigh as she

undressed to shower. The placement of the showers also prevented officers in the

control center from observing persons entering or leaving Ms. Giron’s cell. In her

deposition, Ms. Giron’s expert, Kathryn Monaco, stated that these “unnecessary”

design features “heighten[ed] the sexuality and [made] it more likely that [a rape

would] occur.” Aplt. App. at 122-23. Moreover, the lack of food slots in cell

doors in the segregation unit required officers to enter the cells to deliver and

retrieve food trays. Ms. Monaco opined that this situation created “a security risk

to the staff and offenders,” id. at 124, and that inadequate staffing exacerbated the

danger.

      The district court granted summary judgment for CCA and Warden Newton


                                         -4-
on counts II and III, holding that the undisputed evidence did not demonstrate

failure to provide reasonably safe prison conditions (count II) and Ms. Giron was

given legally-adequate medical examination and psychological counseling (count

III). The case then went to trial on the remaining claims, and after the district

court granted judgment as a matter of law to Defendant Newton, the jury found no

liability on the part of Defendants Torrez and CCA, the only remaining

Defendants.

      Ms. Giron challenges the grant of summary judgment on her § 1983 claims

against CCA and Warden Newton. The remainder of her appeal centers on three

jury instructions given at trial – Instruction No. 8 on Mr. Torrez’ use of excessive

force in violation of Ms. Giron’s Eighth Amendment rights under § 1983;

Instruction No. 12, defining “consent”; and Instruction No. 13, defining “effective

consent.” Although Ms. Giron argues that the consent instructions deprived her

of a fair trial, she does not appeal the jury verdict on her intentional tort claims.

Nor does she appeal the district court’s grant of judgment as a matter of law in

favor of Warden Newton on the negligence claim, nor the jury’s finding that CCA

was not negligent.



                                      Discussion

I. Conditions of Confinement


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      Ms. Giron appeals from the grant of summary judgment to CCA and

Warden Newton on her § 1983 “conditions of confinement” claims. She first

contends that the court “discounted copious evidence” when it concluded that

Defendants were not deliberately indifferent to a substantial risk that she would

be sexually assaulted at NMWCF. Aplt. Br. at 18.

      According to Defendants, we are precluded from reviewing this issue

because the district court granted judgment as a matter of law in favor of

Defendant Newton on the negligence claim and the jury likewise rendered an

adverse special verdict against Ms. Giron on her negligence claim against

Defendant CCA. Ms. Giron did not meet the lesser burden of proving negligence.

See Bowen v. City of Manchester, 966 F.2d 13, 17 (1st Cir. 1992) (“The

‘deliberate indifference’ standard means more than simple negligence.”). Because

she does not appeal from these adverse determinations, Defendants argue, she

may not contend that a reasonable jury could find them deliberately indifferent

under § 1983. Ms. Giron’s only response is that the jury was required to find

liability on Mr. Torrez’s part before it could impose liability upon CCA for

negligence and the jury was not properly instructed with regard to his liability.

See Aplt. Reply Br. at 11-12.

      The Eighth Amendment requires prison officials to “provide humane

conditions of confinement,” which includes taking “reasonable measures to



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guarantee the safety of inmates.” See Farmer v. Brennan, 511 U.S. 825, 832

(1994) (internal quotation marks and citation omitted). An inmate claiming that

officials failed to prevent harm first “must show that [she] is incarcerated under

conditions posing a substantial risk of serious harm.” Id. at 834. Then she must

demonstrate that the officials had a “‘sufficiently culpable state of mind,’” id.

(quoting Wilson v. Seiter, 501 U.S. 294, 297 (1993)) – that is, their acts or

omission arose from “deliberate indifference to inmate health or safety.” Id.

(internal quotation marks and citation omitted). Declining to adopt an objective

definition of deliberate indifference, the Farmer Court held that “a prison official

cannot be found liable under the Eighth Amendment for denying an inmate

humane conditions of confinement unless the official knows of and disregards an

excessive risk to inmate health and safety.” Id. at 837. “‘[D]eliberate

indifference’ is a stringent standard of fault.” Board of County Comm’rs of

Bryan County v. Brown, 520 U.S. 397, 410 (1997). “A showing of simple or even

heightened negligence will not suffice.” Id. at 407.

      The doctrine of collateral estoppel or issue preclusion applies to § 1983

actions, see Allen v. McCurry, 449 U.S. 90, 105 (1980), but the doctrine requires

separate actions, not present here. See Montana v. United States, 440 U.S. 147,

153 (1979); Ashe v. Swenson, 397 U.S. 436, 443 (1970); United States v.

Sherman, 912 F.2d 907, 908-10 (7th Cir. 1990). Still, we must be alert to the



                                         -7-
potential for inconsistent factual findings in the same proceeding. We may not

disregard the unappealed determination of the district court (as a matter of law)

and the jury (as a matter of fact) that Plaintiff failed to prove even negligence

under state law. That being so, Plaintiff cannot now argue that she should be

allowed to establish deliberate indifference (a higher standard of proof) when she

could not prove negligence (a lesser standard of proof) as to the same conduct.

Stated another way, Ms. Giron is bound, as are we, by the unappealed

determinations that neither Warden Newton nor CCA was negligent.

Disregarding the jury’s determination as to CCA’s lack of negligence also would

raise serious Seventh Amendment concerns. Cf. Dairy Queen v. Wood, 369 U.S.

469, 479 (1962) (factual issues normally resolved by jury prior to final resolution

of equitable claims); Beacon Theatres v. Westover, 359 U.S. 500, 504, 510-11

(1959). Specifically, the jury’s special verdict on negligence must be read as

rejecting the claim that CCA was negligent in failing to prevent the incident, that

it had breached its “duty to exercise reasonable and ordinary care for the

protection of the safety and bodily integrity of the person in custody.” Aplt. App.

324, 334 (Instruction Nos. 7 & 16). In the circumstances of this case, the

elements of negligence are subsumed within deliberate indifference.

      Ms. Giron made no endeavor to appeal the jury’s determination and the

appendices do not contain a trial transcript with any testimony. Ms. Giron’s



                                         -8-
argument that the jury’s determination of CCA’s negligence was somehow

dependent upon a finding as to Mr. Torrez’s liability on the other claims is belied

by the jury instructions. Moreover, Ms. Giron does not address the district

court’s grant of judgment as a matter of law to Warden Newton on the negligence

claim. Thus, we are precluded from reviewing the summary judgment

determination on count II.

      While it is not clear whether Ms. Giron seeks to challenge the disposition

of count III, alleging deliberate indifference to her medical needs, she failed to

make the requisite showing on this claim to preclude summary judgment. See

Fed. R. Civ. P. 56(c). According to our review of the record, CCA provided her

with a medical examination and psychological counseling after the alleged rape.

See Aplt. App. at 143-45. “[A] mere difference of opinion between the prison’s

medical staff and the inmate as to the diagnosis or treatment which the inmate

receives does not support a claim of cruel and unusual punishment.” Ramos v.

Lamm, 639 F.2d 559, 575 (10th Cir. 1980). Therefore, summary judgment was

appropriate on this claim. See Celotex Corp. v. Catrett, 477 U.S. 317, 323

(1986).



II. Consent Instructions

      Ms. Giron challenges the consent instructions given by the district court



                                         -9-
over her counsel’s objection. See Aple. Supp. App. at 113; Aplt. App. at 301.

Instruction No. 12 stated:

                    Consent is willingness in fact for conduct to occur. It
              may be manifested by action or inaction and need not be
              communicated to the actor.
                    If words or conduct are reasonably understood by
              another to be intended as consent, they constitute apparent
              consent and are as effective as consent in fact.

Aplt. App. at 330. The court informed the jury, in Instruction No. 13, that

“effective consent” is consent “by one who has the capacity to consent . . . to the

particular conduct, or to substantially the same conduct” and that consent can be

exceeded by the defendant or terminated by the plaintiff. Aplt. App. at 331.

        Ms. Giron argues that Instruction Nos. 12 and 13 erroneously required her

to prove lack of consent as an element of her case. In her view, because all of her

claims were premised on the allegation that Mr. Torrez raped her, the court should

not have instructed the jury that she must prove lack of consent, in addition to

rape.

        As a threshold matter, we note that Ms. Giron’s failure to appeal the

adverse special verdict on her battery claim does not prevent us from reviewing

Instruction Nos. 12 and 13. Although lack of consent appears to be an element of

battery under New Mexico law, see Sanford v. Presto Mfg. Co., 594 P.2d 1202,

1203 (N.M. Ct. App. 1979), the jury was not so instructed. To find battery, the

court required that (1) “Defendant Torrez touched Plaintiff” and (2) “Defendant

                                         - 10 -
Torrez touched Plaintiff in a rude, angry, or insolent manner.” Aplt. App. at 327.

Hence, the jury’s finding of no battery under this instruction does not

conclusively resolve the consent issue.

      We consider jury instructions in their entirety and reverse only if we

determine that the error was prejudicial in light of the record as a whole. See

King v. Unocal Corp., 58 F.3d 586, 587 (10th Cir. 1995). The district court did

not make clear which claims its consent instructions encompassed; however, they

seem to have referred to both the § 1983 claim and the state-law intentional tort

claims.

      Ms. Giron contends she was required to prove lack of consent as an element

of her § 1983 excessive force claim. However, Instruction No. 7 informed the

jury that CCA and Mr. Torrez relied on Ms. Giron’s consent as an affirmative

defense. See Aplt. App. at 324. The Tenth Circuit has not previously determined

whether a prison guard may raise consent as an affirmative defense to a §1983

allegation of this nature, nor is the law clearly established elsewhere. At least

one circuit has gone farther than the district court did here – holding that the

“inmate must . . . prove, as an objective matter, that the alleged abuse or

harassment caused ‘pain,’” Freitas v. Ault, 109 F.3d 1335, 1338 (8th Cir. 1997),

and that “welcome and voluntary sexual interactions, no matter how

inappropriate, cannot as a matter of law constitute ‘pain’ as contemplated by the



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Eighth Amendment.” Id. at 1339; see also Fisher v. Goord, 981 F. Supp. 140, 174

(W.D.N.Y. 1997) (“[C]onsensual sexual interactions between a correction officer

and an inmate, although unquestionably inappropriate, and in this Court’s view

despicable, do not constitute cruel and unusual punishment under the Eighth

Amendment.”). However, because Mr. Torrez did not cross-appeal, claiming that

Ms. Giron should have borne the burden of proving lack of consent as an element

of her § 1983 claim, we need not reach the burden of proof issue decided in

Freitas.

      None of the cases Ms. Giron cites demonstrates that the consent

instructions constitute reversible error on her § 1983 claim in this case. State v.

Gillette, 699 P.2d 626 (N.M. Ct. App. 1985), and State v. Jimenez, 556 P.2d 60

(N.M. Ct. App. 1976), deal with New Mexico criminal law, rather than federal

civil rights claims. A New Mexico statute enacted after Ms. Giron’s alleged rape

criminalizes sexual penetration of an inmate by a perpetrator “in a position of

authority over the inmate,” N.M. Stat. Ann. 30-9-11(D)(2), but Mr. Torrez was

not charged with criminal sexual penetration or any other crime. Moreover,

although both Gillette and Jimenez establish that lack of consent is not an element

of criminal sexual penetration in New Mexico, see Gillette, 699 P.2d at 631;

Jimenez, 556 P.2d at 63, neither bars a defendant from raising consent as an

affirmative defense to that state criminal charge. In contrast to those New



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Mexico cases, Ms. Giron’s claim of excessive force was plead as forcible rape,

necessarily involving lack of consent, and therefore, even if the district court

erred in giving Instruction Nos. 12 and 13 (because they might suggest that she

was required to prove lack of consent), such error was harmless.

      We also reject Ms. Giron’s challenge to these instructions with regard to

her state-law intentional tort claims. New Mexico’s Uniform Jury Instructions do

not include an instruction on assault and battery because “there [is] insufficient

New Mexico law” on the subject. 3 N.M. Rules Ann. UJI 13-1624 Comm. Cmt.

(Michie 1999). However, at least one New Mexico case states: “For there to a be

a battery, there must be an unpermitted contact. . . . ‘The gist of the action for

battery is not the hostile intent of the defendant, but rather the absence of consent

to the contact on the part of the plaintiff.’” Sanford, 594 P.2d at 1203 (internal

citations omitted) (quoting Prosser, Laws of Torts (4th ed. 1971)). At the very

least, “[c]onsent is a defense for intentional torts like assault and battery” under

New Mexico law. Yount v. Johnson, 915 P.2d 341, 346 (N.M. Ct. App. 1996).

Thus, it was proper to instruct the jury on consent with regard to the intentional

tort claims.

      Finally, Ms. Giron challenges Instruction No. 12 on the ground that it

amounted to a mistake of fact instruction. We first note that the instruction did

not refer subjectively to “Mr. Torrez” or “the Defendant,” but rather created an



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objective standard for “words or conduct [that] are reasonably understood by

another to be intended as consent.” Aplt. App. at 330 (emphasis added). Second,

while Ms. Giron argues that she resisted sexual intercourse, she has not submitted

a trial transcript. As we stated in King, 58 F.3d at 587, “[i]t is the appellant’s

responsibility to provide us with a proper record on appeal.” Even if Instruction

No. 12 did address mistake of fact, we cannot determine whether the evidence at

trial supported it. See id. at 587-88. Based on the case law and the sparse record

before us, we hold that neither Instruction No. 12 nor No. 13 deprived Ms. Giron

of a fair trial.



III. Excessive Force Instruction

       Ms. Giron asserts that Instruction No. 8, combined with the court’s refusal

to give her Proposed Instruction No. 6, required her “to prove not only that

Defendant Torrez raped her, but that he did so in an especially perverse manner.”

Aplt. Br. at 12. Instruction No. 8 stated that, to find Mr. Torrez liable under §

1983 for using excessive force, the jury must find:

               First: that Defendant Torrez forced Plaintiff to have sexual
               intercourse with him; and
               Second: that the use of force was applied maliciously and for the
               very purpose of causing harm; and
               Third: as a direct result, Plaintiff was damaged; and
               Fourth: Defendant Torrez was acting under color of state law.

Aplt. App. at 325. Ms. Giron proposed, but the district court declined to give, the

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following instruction:

             Sexual abuse of a prisoner by a corrections officer has no
      legitimate purpose, and is simply not part of the penalty that
      prisoners must pay.
             If you find that Defendant Torrez forced Plaintiff to have
      sexual intercourse with him, then you must find that this use of force
      was excessive and applied maliciously and sadistically for the very
      purpose of causing harm.

Aplt. App. at 257.

      Defendants contend that, because Ms. Giron failed to object to Instruction

No. 8 before the jury retired to consider its verdict, she failed to preserve the

error for appeal. Rule 51 requires a party to distinctly state the matter to which

she objects and the grounds for her objection before the jury retires. See Fed. R.

Civ. P. 51; Medlock v. Ortho Biotech, Inc., 164 F.3d 545, 553 (10th Cir. 1999);

Aspen Highlands Skiing Corp. v. Aspen Skiing Co., 738 F.2d 1509, 1513 (10th

Cir. 1984). A general objection that does not inform the court of the party’s

grounds for disagreement will not suffice, nor may a party “satisfy the

requirements for Rule 51 by merely submitting to the court a proposed instruction

that differs from the instruction ultimately given to the jury.” Russell v. Plano

Bank & Trust, 130 F.3d 715, 718-19 (10th Cir. 1997), cert. denied, 118 S. Ct.

1801 (1998); see Aspen Highlands, 738 F.2d at 1515.

      Ms. Giron submitted her Proposed Instruction No. 6 as part of a larger

package on July 6, 1998. We have not found, nor has she cited, any part of the



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record demonstrating that she tendered the instruction again or objected to the

court’s refusal to give it before the jury retired. However, the record does

indicate that both parties were uncomfortable with the “malicious” language in

draft copies of the court’s instructions. See Aple. Supp. App. at 111. Ms.

Giron’s counsel expressed concern about the court’s draft instruction 7a,

regarding the § 1983 claim, but only in response to opposing counsel’s request

that the definition of excessive force and “malicious” and “sadistic” conduct be

modified. See id. Ms. Giron’s attorney also objected to the court’s failure to

incorporate a definition of criminal sexual penetration as the predicate to the

excessive force claim. See id.

      Yet, although the trial judge had some notice that Ms. Giron did not

approve of the “malicious” language, see id., agreed to redraft No. 7a, and even

told the parties to review the instructions with his law clerk, see id. at 112-13,

Ms. Giron’s lawyer failed to make the type of specific, detailed objection that

Rule 51 requires. We take this opportunity to emphasize that, in order to preserve

errors for appeal, an attorney must make timely objections to jury instructions

with which he disagrees, the refusal to give his proposed instructions, and

improper procedures used by the court. Because Ms. Giron’s lawyer did not make

the requisite objections, we review for plain error. See Russell, 130 F.3d at 721.

      We will only reverse under the plain error standard in an exceptional



                                         - 16 -
circumstance – one where the error was “patently plainly erroneous and

prejudicial.” Aspen Highlands, 738 F.2d at 1516 (internal quotation marks

omitted); see Medlock, 164 F.3d at 553. In the instant case, however, we believe

the trial court misconstrued the principles underlying the excessive force test

articulated by the Supreme Court, see Hudson v. McMillian, 503 U.S. 1 (1992);

Whitley v. Albers, 475 U.S. 312 (1986), and its confusing excessive force

instruction resulted in fundamental injustice to Ms. Giron. See Medlock, 164

F.3d at 553.

      Ordinarily, an excessive force claim involves two prongs: (1) an objective

prong that asks “if the alleged wrongdoing was objectively ‘harmful enough’ to

establish a constitutional violation,” and (2) a subjective prong under which the

plaintiff must show that “‘the officials act[ed] with a sufficiently culpable state of

mind.’” Hudson, 503 U.S. at 8 (quoting Wilson v. Seiter, 501 U.S. 294, 298, 303

(1991)). The subjective element of an excessive force claim “turns on whether

force was applied in a good faith effort to maintain or restore discipline or

maliciously and sadistically for the very purpose of causing harm.” Whitley, 475

U.S. at 320-21 (internal quotation marks omitted). However, as the Court

subsequently made clear, balancing “the need ‘to maintain or restore discipline’

through force against the risk of injury to inmates” occurs where prison officials

were using force to keep order. See Hudson, 503 U.S. at 6.



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      Here, Mr. Torrez has not asserted that he was trying to discipline Ms. Giron

or calm a prison disturbance. By his own admission, he had sex with her and

“knew [he] was doing wrong.” Aplt. App. at 138. “[L]ike the rape of an inmate

by another inmate, sexual abuse of a prisoner by a corrections officer has no

legitimate penological purpose, and is ‘simply not part of the penalty that criminal

offenders pay for their offenses against society.’” Boddie v. Schneider, 105 F.3d

857, 861 (2d Cir. 1997) (quoting Farmer, 511 U.S. at 834).

      Based on Instruction No. 8, the jury could have decided that Mr. Torrez

forced Ms. Giron to have sex with him, but did not apply the force maliciously

and with intent to cause harm, and thus he was not liable under § 1983. We are

concerned that, unless otherwise instructed, jurors will not view coerced sex

between a guard and an inmate as “malicious,” even if the guard clearly lacked a

valid objective and ignored signs of resistance. Such a result completely

disregards both the goal of allowing reasonable prison discipline and case law

presuming malicious and sadistic intent if no disciplinary rationale exists. See

Boddie, 105 F.3d. at 861 (citing Hudson, 503 U.S. at 6-7); Thomas v. District of

Columbia, 887 F. Supp. 1, 4 (D.D.C. 1995) (same); cf. Mathie v. Fries, 935

F.Supp. 1284, 1300 (E.D.N.Y. 1996) (inferring culpable state of mind from

alleged conduct in Fourteenth Amendment case involving pre-trial detainee

repeatedly abused and sodomized by correctional facility director). Where no



                                        - 18 -
legitimate penological purpose can be inferred from a prison employee’s alleged

conduct, including but not limited to sexual abuse or rape, the conduct itself

constitutes sufficient evidence that force was used “maliciously and sadistically

for the very purpose of causing harm.” Whitley, 475 U.S. at 320-21 (internal

quotation marks omitted); see Boddie, 105 F.3d. at 861 (citing Hudson, 503 U.S.

at 6-7).

       Since Ms. Giron had to prove that Mr. Torrez forced her to have sex with

him, she should not have faced the additional hurdle of showing that the coercion

involved malice under a test primarily designed for a prison guard’s use of force

to maintain order. We find plain error in Instruction No. 8 because it was

confusing and patently prejudicial to the outcome of the excessive force claim.

       The grant of summary judgment for CCA and Warden Newton on Ms.

Giron’s § 1983 “conditions of confinement” claims is AFFIRMED. We also find

no reversible error in Instruction Nos. 12 and 13. However, we REVERSE the

judgment for Mr. Torrez on the § 1983 “excessive force” claim and REMAND

this claim for a new trial.




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