Gomez v. State

Third District Court of Appeal
State of Florida

Opinion filed May 10, 2017.
Not final until disposition of timely filed motion for rehearing.

________________

No. 3D16-372
Lower Tribunal Nos. 14-13477, 14-13480, 14-22837, 15-1546 & 15-9420
________________

Ibes Gomez,
Appellant,

vs.

The State of Florida,
Appellee.

An Appeal from the Circuit Court for Miami-Dade County, Stacy Glick,
Judge.

Carlos J. Martinez, Public Defender, and Shannon Hemmendinger, Assistant
Public Defender, for appellant.

Pamela Jo Bondi, Attorney General, and Sandra Lipman, Assistant Attorney
General, for appellee.

Before ROTHENBERG, EMAS, and FERNANDEZ, JJ.

ROTHENBERG, J.
 The defendant, Ibes Gomez, entered into an open plea wherein he pled guilty

to the charges brought by the State in five separate cases. In this appeal, the

defendant contends that his convictions for the some of the offenses violate the

prohibition against double jeopardy, requiring correction of the judgments in three

of the cases: 14-22837, 15-1546, and 15-9420, and resentencing as to all five

cases. Specifically, he contends that his convictions for organized fraud and grand

theft violate double jeopardy and that his convictions for uttering a worthless check

and grand theft also violate double jeopardy. We conclude that the defendant’s

double jeopardy argument as to organized fraud and grand theft in case numbers

14-22837 and 15-1546 is well-taken. We therefore reverse and remand with

specific instructions to vacate the grand theft convictions in case numbers 14-

22837 and 15-1546 and to resentence the defendant based on a corrected

scoresheet. We affirm in all other respects.

I. FACTS

The defendant was charged by information as follows:1

Lower Case No. 14-13477—five counts of obtaining
merchandise by means of a worthless check ($150 or more), third
degree felonies, in violation of section 832.05(4).

Lower Case No. 14-13480—five counts of obtaining tires by
means of a worthless check ($150 or more), third degree felonies, in
violation of section 832.05(4).

1 The counts within each case number were based upon the same conduct.

2
 Lower Case No. 14-22837—Count 1: first degree grand theft,
a first degree felony, in violation of sections 812.014(1) and (2)(a);
Count 2: organized fraud ($50,000 or more), a first degree felony, in
violation of section 817.034(4)(a)1.; and Counts 3-6: uttering a
worthless check ($150 or more), third degree felonies, in violation of
section 832.05(2).

Lower Case No. 15-1546—Count 1: third degree grand theft,
a third degree felony, in violation of section 812.014(2)(c); Count 2:
organized fraud ($20,000 or less), a third degree felony, in violation of
section 817.034(4)(a)3.; and Count 3: uttering a worthless check
($150 or more), a third degree felony, in violation of section
832.05(2).

Lower Case No. 15-9420—Count 1: third degree grand theft,
a third degree felony, in violation of section 812.014(2)(c); and
Counts 2-5: uttering a worthless check/issue ($150 or more), third
degree felonies, in violation of section 832.05(2).

The defendant moved for a downward departure based on a gambling

addiction not related to substance abuse requiring specialized treatment.

Thereafter, the defendant entered an open plea to the court as to all counts in the

five cases. During the plea colloquy, the defendant waived “his right to appeal any

of the trial court’s rulings,” but did not expressly waive his right to appeal any

double jeopardy violations. The trial court accepted the defendant’s guilty plea,

adjudicated the defendant guilty, and deferred sentencing.

At the sentencing hearing, the trial court denied the defendant’s motion for a

downward departure and sentenced the defendant to five years in prison for each

count in each case, with each count in each case to run concurrently. The trial

court, however, ordered that the five year sentences imposed in case number 14-

3
13480 run consecutive to the five year sentences imposed in case number 14-

13477, and the five year sentences imposed in case number 14-22837 to run

consecutive to the sentences imposed in case number 14-13480. Further, the

sentences in case numbers 15-1546 and 15-9420 were ordered to run concurrently

to the sentences imposed in case number 14-13477. Thus, the defendant was

sentenced to a total of fifteen years in prison.2

II. ANALYSIS

“A double jeopardy violation can be raised for the first time on appeal

because it constitutes fundamental error.” Holubek v. State, 173 So. 3d 1114, 1116

(Fla. 5th DCA 2015). “The general rule is that a plea of guilty and subsequent

adjudication of guilt precludes a later double jeopardy attack on the conviction and

sentence.” Novaton v. State, 634 So. 2d 607, 609 (Fla. 1994) (citing United States

v. Broce, 488 U.S. 563, 569 (1989)). An exception to this general rule is “when (a)

the plea is a general plea as distinguished from a plea bargain; (b) the double

jeopardy violation is apparent from the record; and (c) there is nothing in the

record to indicate a waiver of the double jeopardy violation.” Novaton, 634 So. 2d

at 609.

In the instant case, the parties agree that the defendant has met the first

prong because his plea was an “open plea” to the court, not a bargained-for plea,

2The defendant does not challenge his convictions in case numbers 14-13477 and
14-13480, and therefore those convictions are affirmed.

4
see Godfrey v. State, 947 So. 2d 565, 567 (Fla. 1st DCA 2006) (holding that an

“open plea” does not amount to a bargained-for plea), and the third prong because

the defendant did not specifically waive his right to appeal a double jeopardy

violation despite waiving his right to appeal any of the trial court’s rulings. See

Holubek, 173 So. 3d at 1116 (holding that “Holubek did not specifically waive his

right to appeal a double jeopardy violation by generally waiving his right to appeal

at the plea colloquy”). Thus, the primary issue before this Court on appeal is

whether a double jeopardy violation is apparent from the record in case numbers

14-22837 and 15-1546.

“Absent a clear statement of legislative intent to authorize separate

punishments for two crimes, courts employ the Blockburger3 test, as codified in

section 775.021, Florida Statutes, to determine whether separate offenses exist.”

McKinney v. State, 66 So. 3d 852, 854 (Fla. 2011) (footnote in original; citation

omitted). Section 775.021(4), Florida Statutes (2016), provides as follows:

(4)(a) Whoever, in the course of one criminal transaction or
episode, commits an act or acts which constitute one or more separate
criminal offenses, upon conviction and adjudication of guilt, shall be
sentenced separately for each criminal offense; and the sentencing
judge may order the sentences to be served concurrently or
consecutively. For the purposes of this subsection, offenses are
separate if each offense requires proof of an element that the other
does not, without regard to the accusatory pleading or the proof
adduced at trial.
(b) The intent of the Legislature is to convict and sentence for

3 Blockburger v. United States, 284 U.S. 299, 52 S. Ct. 180, 76 L.Ed. 306 (1932).

5
 each criminal offense committed in the course of one criminal episode
or transaction and not to allow the principle of lenity as set forth in
subsection (1) to determine legislative intent. Exceptions to this rule
of construction are:
1. Offenses which require identical elements of proof.
2. Offenses which are degrees of the same offense as provided
by statute.
3. Offenses which are lesser offenses the statutory elements of
which are subsumed by the greater offense.

In case numbers 14-22837 and 15-1546, the defendant was adjudicated

guilty of both grand theft under section 812.014 and organized fraud under section

817.034(4)(a). The State acknowledges that dual convictions for both grand theft

and organized fraud have been held to violate double jeopardy. See Pizzo v. State,

945 So. 2d 1203, 1206 (Fla. 2006) (holding that “double jeopardy principles

preclude convictions for both grand theft and organized fraud based upon the same

conduct”); Muhammad v. State, 99 So. 3d 964, 964 (Fla. 3d DCA 2011) (relying

on Pizzo and holding that double jeopardy principles prohibit convictions for both

grand theft and organized fraud).

The State, however, argues that the defendant’s dual convictions may be

permissible pursuant to an exception set forth in section 817.034(4)(c) of the

Florida Communications Fraud Act,4 which permits separate judgments and

4 The Florida Communications Fraud Act sets forth two separate offenses—
“organized fraud” under section 817.034(4)(a) and “communications fraud” under
section 817.034(4)(b). Section 817.034(4)(a) provides: “Any person who engages
in a scheme to defraud and obtains property thereby is guilty of organized fraud[.]”
Organized fraud can be either a first, second, or third degree felony depending on
the value of the property. § 817.034(4)(a)1.-3. Section 817.034(4)(b) provides:

6
sentences for the offenses of organized fraud under subsection (4)(a) and

communications fraud under subsection (4)(b) “when all such offenses involve the

same scheme to defraud.” The State recognizes that the defendant was not charged

with nor adjudicated guilty of communications fraud under section 817.034(4)(b),

but argues that “[i]f the legislature intended the communications fraud to survive

double jeopardy based upon the combination of organized fraud plus a qualifying

communications fraud, the same intent should be applicable when grand theft (if

committed by communication) is a necessarily lesser included offense of

communications fraud; such is the case when the grand theft is committed by

mail.”

We are unpersuaded by the State’s argument. Section 817.034(4)(c) does

not expressly authorize separate judgments and sentences for organized fraud and

grand theft, and we are not free to read something into a clear and unambiguous

“Any person who engages in a scheme to defraud and, in furtherance of that
scheme communicates with any person with intent to obtain property from that
person is guilty, for each such act of communication, of communications fraud[.]”
Unlike organized fraud, communications fraud does not require that the person
actually obtain property. Rather, for the offense of “communications fraud,” it is
sufficient that the person merely intends to obtain property while engaging in the
scheme to defraud. Further, depending on the value of the property, the
communications fraud can be either a third degree felony ($300 or more) or a first
degree misdemeanor (less than $300). Further, the term “communicate,” as utilized
in section 817.034(4)(b), is defined as follows: “[T]o transmit or transfer or to
cause another to transmit or transfer signs, signals, writing, images, sounds, data,
or intelligences of any nature in whole or in part by mail, or by wire, radio,
electromagnetic, photoelectronic, or photooptical system.”

7
statute that is not there. English v. State, 191 So. 3d 448, 450 (Fla. 2016) (holding

that when statutory language is clear and unambiguous, a court “need not look

behind the statute’s plain language or employ principles of statutory construction

to determine legislative intent”); State v. Lacayo, 8 So. 3d 385, 386-387 (Fla. 3d

DCA 2009) (holding that if a statute is clear and unambiguous, a court will not

look beyond the statute’s plain language or resort to statutory construction to

determine legislative intent).

Accordingly, we conclude that the defendant’s convictions for grand theft

and organized fraud violate the prohibition against double jeopardy, and therefore,

as instructed by the Florida Supreme Court in Pizzo, we are required to order that

the defendant’s grand theft convictions be vacated as the “lesser offenses” of

organized fraud in case numbers 14-22837 and 15-1546. As the Florida Supreme

Court explained in Pizzo:

In distinguishing lesser offenses from greater offenses when
faced with a double jeopardy violation, this Court has stated that
based upon section 775.021(4), lesser offenses are those in which the
elements of the lesser offense are always subsumed within the greater,
without regard to the charging document or evidence at trial. Further,
section 775.021(4)(b)(3) itself states that lesser offenses are “the
statutory elements of which are subsumed by the greater offense.”
Therefore, the statutory elements of the lesser offense must be
subsumed by the statutory elements of the greater offense in order for
it to be considered the lesser offense in the double jeopardy context.
....
. . . [A]ll of the elements of grand theft are included in the
offense of organized fraud. However, organized fraud contains an
element that is not an element of grand theft, namely “a systematic,

8
 ongoing course of conduct with the intent to defraud or take
property.” Because organized fraud includes all of the elements of
grand theft as well as an additional element, grand theft is a lesser
offense of organized fraud. Therefore, the Second District should
have vacated Pizzo’s grand theft convictions as lesser offenses of
Pizzo’s organized fraud conviction.

Pizzo, 945 So. 2d at 1206-07 (internal quotation marks and citations omitted); see

also Muhammad, 99 So. 3d at 964; Raines v. State, 19 So. 3d 331, 333 (Fla. 2d

DCA 2009) (holding that because Raines entered into an open plea to the court, not

a negotiated plea, “the State cannot choose to ‘withdraw’ from a plea agreement on

remand because no such agreement exists, and accordingly the proceedings on

remand are not within the State’s discretion”).

Almost a decade after the Florida Supreme Court decided Pizzo, it issued its

opinion in State v. Tuttle, 177 So. 3d 1246 (Fla. 2015). In Tuttle, the Florida

Supreme Court addressed a situation where the “lesser offense” has a greater

penalty than the “greater offense,”5 and held as follows: “[W]e hold that when a

defendant is found guilty for two offenses and adjudication of the defendant as

guilty for both offenses would violate double jeopardy and section 775.021(4)(b)3.,

the lesser offense as defined by Pizzo should be vacated.” We are, therefore,

5 In the instant case, the defendant’s scoresheet reflects that in case number 14-
22837, the first degree grand theft was scored as the primary offense as a Level 7
offense. As this offense is being vacated, the defendant’s offense for organized
fraud ($50,000 or more) in case number 14-22837 will become the primary
offense. The scoresheet before this Court also reflects that organized fraud
($50,000 or more) is a Level 6 offense. However, it is actually a Level 7 offense.

9
required to order that the grand theft convictions in case numbers 14-22837 and

15-1546 be vacated based on Pizzo and the majority opinion in Tuttle, rather than

allowing the State to elect whether to vacate the grand theft or organized fraud

convictions in these two cases.6

III. CONCLUSION

In conclusion, the defendant’s convictions for grand theft and organized

fraud in case numbers 14-22837 and 15-1546 violate the prohibition against double

jeopardy, and thus his convictions for grand theft in these two cases must be

vacated upon remand. Because the deletion of these convictions will affect the

scoring of the defendant and may affect the sentencing decision of the trial court,

we also remand for the preparation of a corrected scoresheet and the resentencing

of the defendant at which the defendant shall be present. See Fernandez v. State,

199 So. 3d 500, 502 (Fla. 2d DCA 2016) (“Regardless of whether the sentence is

being imposed following a trial, entry of a plea, or pursuant to a resentencing

proceeding, an accurate scoresheet must be prepared to inform and guide the court

6 The defendant argues that his convictions for uttering a worthless check and
grand theft in case numbers 14-22837, 15-1546, and 15-9420 violate the
prohibition against double jeopardy. As we have already concluded that the grand
theft convictions in case numbers 14-22837 and 15-1545 must be vacated, the
defendant’s double jeopardy argument as to grand theft and uttering a worthless
check relates at this point only to case number 15-9420. Without further
discussion, we find meritless the defendant’s contention that his convictions for
uttering a worthless check and grand theft violate double jeopardy. Thus, in case
number 15-9420, we affirm the defendant’s convictions for both grand theft and
uttering a worthless check.

10
in making its sentencing decision.”). We affirm in all other respects.

Affirmed in part; reversed in part; and remanded with instructions.

11