In Re McClellan

Court: Indiana Supreme Court
Date filed: 2001-09-07
Citations: 754 N.E.2d 500
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FOR THE RESPONDENT           FOR THE INDIANA SUPREME COURT

                                       DISCIPLINARY COMMISSION

James A. Schafer                  Donald R. Lundberg, Executive Secretary
400 N. High Street                      115 West Washington Street
Suite 200                               Suite 1165
Muncie, IN 47305                  Indianapolis, IN 46204





      IN THE

      SUPREME COURT OF INDIANA



IN THE MATTER OF               )
                                    )  Case No. 18S00-0008-DI-498
DONALD K. MCCLELLAN            )


      DISCIPLINARY ACTION


                              September 7, 2001


Per Curiam

      The respondent, Donald K. McClellan,  asserted  in  a  petition  filed
before the Indiana Court of Appeals that an earlier decision by  that  Court
“reads like a bad lawyer joke . .  .”   Today  we  approve  a  Statement  of
Circumstances  and  Conditional  Agreement  for   Discipline   between   the
respondent and the Indiana Supreme  Court  Disciplinary  Commission  calling
for a reprimand of the respondent for that statement.
      Having been admitted to the bar of this state in 1981, the  respondent
is subject to our disciplinary jurisdiction.
      The undisputed facts are that the respondent  filed  an  interlocutory
appeal on behalf of a client  against  whom  a  default  judgment  had  been
entered in a personal injury case.  The Court of Appeals, in an  unpublished
decision issued February 16, 1999, affirmed the default judgment.  In  doing
so, the Court  rejected  the  respondent’s  argument  that  the  plaintiffs’
lawyer had broken his promise to not seek a  default  judgment  against  the
respondent’s client.  The Court ruled that the plaintiffs had promised  only
to refrain  from  seeking  a  default  judgment  without  first  giving  the
defendants thirty days to appear.  The Court of  Appeals  further  concluded
that the plaintiffs had fulfilled that promise.
      On March 18, 1999, the respondent filed a petition  for  rehearing  in
the Court of Appeals.  In that petition, the respondent wrote:
 III. SADLY, THE RAMIFICATIONS OF THE COURT’S
           DECISION READS (sic) LIKE A BAD LAWYER JOKE . . .
           ‘WHEN IS IT OKAY FOR A LAWYER TO LIE?  WHEN HIS LIPS
           ARE MOVING TO AN INSURANCE ADJUSTER . . . .’


            This Court’s opinion continues the perception that was
            discussed extensively in the Indiana Lawyer, March 3-16,
            1999, where the legal profession is attempting a public
            relations campaign concerning the public’s perception of
            lawyers.  The Indiana Lawyer discussed the American Bar
            Association’s study that said the public’s perception is
           lawyers are more concerned with their own interests
            than the public’s or their client’s and expressed a concern
            to stop the cocktail party jokes or mute the motion picture
            stereotypes that paint the legal professions as greedy and
            ruthless.


           The Court’s opinion does nothing more than fuel these
            perceptions.  It is a widely held belief by the general public
           that lawyers lie and the Court’s (sic) protect them.  This Court
           cannot       ignore  (the  plaintiffs’)  attorney  lied  to  (an
      insurance
           adjuster), when he promised not to seek a default, communicated
           both orally and in writing, and then later filed a default.  The


           breaking of a promise is a lie and the essence of the Court’s
           holding is that  it is acceptable for a  lawyer  to  lie  to  an
      insurance
           adjuster.


           The Trial Court abused its’ (sic) discretion in not enforcing
           (the) promise (of the plaintiffs’ lawyer) not to seek a default.
           This Court could have advanced lawyer accountability in
           communications by finding the Trial Court abused its’ (sic)
           discretion in not enforcing (that) promise and further,
           by stating the failure to enforce a lawyer’s promise
           not to seek a default constitutes an abuse of discretion
           and holding that attorney misrepresentations or lying would
           not be tolerated.

Appellant’s Petition for Rehearing at 4 (emphasis in original).

      On June 9, 1999, the Court of Appeals published  an  opinion  granting
the petition for rehearing.  B&L Appliance and Services, Inc.  v.  McFerran,
712 N.E.2d 1033 (Ind.Ct.App.  1999).   Although  it  modified  its  original
decision, the Court of Appeals again affirmed the trial  court.   The  Court
of Appeals also struck the third section of the  respondent’s  petition  for
rehearing set forth above, stating that the accusations were  “a  disservice
to the client and demeaning to the judiciary and the legal profession.”
      We have stated that the judicial institution is  greatly  impaired  if
attorneys  choose  to  assault  the  integrity  of  the  process   and   the
individuals who are called upon to make decisions.    Matter  of  Garringer,
626 N.E.2d 809 (Ind. 1994).  This court must preserve the integrity  of  the
process and impose discipline on those who  cannot  adhere  to  professional
standards  in  this  regard.   Accordingly,  Ind.Professional  Conduct  Rule
8.2(a) prohibits lawyers from making statements that the lawyer knows to  be
false or with reckless disregard as to its truth or falsity  concerning  the
qualifications or integrity of a judge.   The  respondent’s  statement  that
the Court of  Appeals  authorized  attorneys  to  lie  supports  a  negative
perception of lawyers generally and impugns the integrity of the judges  who
decided that case.  Accordingly, we find that the  respondent  violated  the
rule.
      Professional Conduct Rule R. 8.4(d) provides  that  a  lawyer  commits
professional  misconduct  when  engaging  in  conduct  prejudicial  to   the
administration of justice.   The respondent violated that rule  by  engaging
in conduct that demeaned the judiciary and the legal profession.
      Given our finding of misconduct,  we  will  now  determine  whether  a
public  reprimand  is  appropriate  discipline  for  it.   This   assessment
involves  analysis  of  the  respondent’s  state  of  mind  underlying   the
misconduct, the duty  of  this  court  to  preserve  the  integrity  of  the
profession, the risk to the public in allowing the  respondent  to  continue
in practice, and any mitigating or aggravating factors.   Matter  of  Mears,
723 N.E.2d 873 (Ind. 2000).
      The respondent has  no  disciplinary  history  and  his  inappropriate
remarks, while misguided, were the product of overzealous  advocacy,  rather
than selfish or dishonest motive.   We  have  imposed  an  admonishment  for
similar misconduct.  See, e.g., Matter of Reed, 716 N.E.2d 426  (Ind.  1999)
(public reprimand for prosecuting attorney who made inaccurate and  reckless
statements about newly appointed judge questioning the  judge’s  integrity).
Accordingly, we find that the agreed  sanction  of  a  public  reprimand  is
sufficient in this case.
      It is, therefore, ordered that the respondent, Donald K. McClellan, is
admonished and reprimanded for this misconduct.
      The Clerk of this Court is directed to provide notice of this order in
accordance with Admis.Disc.R. 23(3)(d) and  to  provide  the  Clerk  of  the
United States Court of Appeals for the Seventh Circuit, the  Clerk  of  each
of the United States District Courts in this state, and the  Clerk  of  each
of the United States Bankruptcy Courts in this state  with  the  last  known
address of the respondent as reflected in the records of the Clerk.
      Costs of this proceeding are assessed against the respondent.




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