Jeffery v. Sarasota White Sox, Inc.

                       United States Court of Appeals,

                                Eleventh Circuit.

                                     No. 94-3539

                             Non-Argument Calendar.

                  Ronald R. JEFFERY, Plaintiff-Appellant,

                                         v.

               SARASOTA WHITE SOX, INC., Defendant-Appellee.

                                 Sept. 15, 1995.

Appeal from the United States District Court for the Middle
District of Florida. (No. 93-1847-CIV-T-24C), Susan C. Bucklew,
Judge.

Before KRAVITCH, ANDERSON and CARNES, Circuit Judges.

     PER CURIAM:

     We AFFIRM on the basis of the Order of the district court

dated       November   10,   1994,   attached    as   an   appendix   and   hereby

incorporated into and made a part of this opinion.1

        AFFIRMED.

                                      APPENDIX

RONALD R. JEFFERY, Plaintiff,

v.

SARASOTA WHITE SOX, INC., Defendant.

Case No. 93-1847-Civ-T-24(C)


        1
      We note that this case can be distinguished from Brennan v.
Six Flags over Georgia, Ltd., 474 F.2d 18 (5th Cir.1973), cert.
denied, 414 U.S. 827, 94 S.Ct. 47, 38 L.Ed.2d 61 (Fifth
Cir.1973), in which the Fifth Circuit denied the FLSA exemption
for amusement park employees who performed construction work
during the off season. The panel in that case rested its
decision on a factual finding that the construction work at issue
was not of the same nature as amusement park work. In this case,
the work at issue—groundskeeping for baseball games—is of the
same nature as recreational establishment work.
                          United States District Court
                           Middle District of Florida
                                 Tampa Division


                                          ORDER

       This   cause   comes       before    the   Court   for    consideration     of

Plaintiff's Motion for Summary Judgment (Doc. No. 18, filed May 16,

1994) and Defendant's Motion for Summary Judgment (Doc. No. 23,

filed June 27, 1994.          Plaintiff filed a Response to Defendant's

Motion for Summary Judgment on July 7, 1994 (Doc. No. 28).

                               Statement of Facts

       The parties do not dispute the relevant facts in this action.

Plaintiff filed this action pursuant to the Fair Labor Standards

Act, 29 U.S.C. § 201, et seq. (hereinafter "FLSA") seeking damages

for unpaid overtime wages.              Plaintiff is a grounds keeper who has

been employed by Defendant since 1989 to maintain the baseball

complex located in Sarasota, Florida. His responsibilities include

the    preparation    of    the    fields    for    baseball     games,   including

watering and mowing the grass, chalking lines and covering the

fields when necessary.             He receives the same salary each week

regardless of the number of hours he works.                Plaintiff claims that

he is entitled to recover payment of time and a half for hours he

alleges he has worked in excess of forty hours per week since 1989.

Defendant is a wholly owned subsidiary of the Chicago White Sox,

Ltd.    Defendant owns a minor league baseball franchise affiliated

with the Chicago White Sox.                 Defendant utilizes the baseball

complex owned by the City of Sarasota pursuant to a "Minor League

Baseball Facility Lease" (hereinafter "Lease") entered into by

Defendant     and   the    City    of    Sarasota   on    or    about   February   1,
APPENDIX—Continued

1989.    The Lease provides that Defendant has the right to use the

entire sports complex for major league spring training as well as

minor league activities.

       The City of Sarasota owns the baseball complex which is open

all year round.     It is only used by Defendant on a seasonal basis.

The Chicago White Sox hold spring training in the sports complex in

Sarasota during the month of March of each year.            Defendant begins

play in April and continues to play up to the end of August of each

year. The Lease provides that other organizations are permitted to

utilize the facilities when the complex is not being utilized by

Defendant.

       In order to provide Defendant full direction and control of

the grounds keeping staff as well as the grooming and maintenance

of the baseball fields, the Lease provides that Defendant is fully

responsible for the performance of all maintenance on the baseball

fields.       Defendant is also responsible for all the costs and

expenses which are reasonably involved in the maintenance of the

baseball fields in connection with baseball activities.               The City

of Sarasota bears the cost of maintaining the fields for any use

other than Defendant's use for baseball activities.

                         Motions for Summary Judgment

       Plaintiff claims that he is entitled to summary judgment since

there are no genuine issues of material fact and he is entitled to

judgment as a matter of law.       Plaintiff claims that the only legal

issue which must be resolved is whether or not Defendant is exempt

from    the   overtime    provisions   of   the   FLSA   under   29   U.S.C.   §
213(a)(3).   Plaintiff   claims   that   the   legal   issue   should   be

resolved in his favor based upon the legal authority set forth in

his Memorandum of Law (Doc. No. 19).

     Defendant asserts that Plaintiff's Motion for Summary judgment

should be denied and that its Motion for Summary Judgment should be

granted since Plaintiff's claim for overtime wages pursuant to 29

U.S.C. § 207(a) is barred as a matter of law.           Pursuant to 29

U.S.C. § 213(a)(3), the overtime provision of 29 U.S.C. § 207(a)

does not apply to employees such as Plaintiff who are employed by

"an amusement or recreational establishment" such as Defendant

whose average receipts in any six-month period do not exceed

one-third of its receipts for the other six months of the year.

     The Court having considered the Motions for Summary Judgment

and otherwise being fully advised, concludes that Defendant's

Motion for Summary Judgment should be granted and that Plaintiff's

Motion for Summary Judgment should be denied.

                         Standard of Review

       Summary   judgment   is    appropriate    "if    the    pleadings,

depositions, answers to interrogatories and admissions on file,

together with the affidavits, if any, show that there is no genuine

issue as to any material fact and that the moving party is entitled

to judgment as a matter of law."    Fed.R.Civ.P. 56(c).        The moving

party bears the initial burden of showing the Court, by reference

to materials on file that there are no genuine issues of material

fact that should be decided at trial.      Celotex Corp. v. Catrett,

477 U.S. 317, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986);            Clark v.

Coats & Clark, Inc., 929 F.2d 604 (11th Cir.1991).       A moving party
discharges its burden on a motion for summary judgment by "showing"

or "pointing out" to the Court that there is an absence of evidence

to support the non-moving party's case.        Celotex, 477 U.S. at 325,

106 S.Ct. at 2553-54.         Rule 56 permits the moving party to

discharge    its   burden   with    or   without   supporting   affidavits

APPENDIX—Continued

and to move for summary judgment on the case as a whole or on any

claim.   Id.    When a moving party has discharged its burden, the

non-moving party must then "go beyond the pleadings," and by its

own affidavits, or by "depositions, answers to interrogatories, and

admissions on file," designate specific facts showing that there is

a genuine issue for trial.         Id. at 324, 106 S.Ct. at 2553.

     In determining whether the moving party has met its burden of

establishing that there is no genuine issue as to any material fact

and that it is entitled to judgment as a matter of law, the Court

must draw inferences from the evidence in the light most favorable

to the non-movant and resolve all reasonable doubts in that party's

favor. Spence v. Zimmerman, 873 F.2d 256 (11th Cir.1989); Samples

on behalf of Samples v. City of Atlanta, 846 F.2d 1328, 1330 (11th

Cir.1988).     The Eleventh Circuit has explained the reasonableness

standard:

     In deciding whether an inference is reasonable, the Court must
     "cull the universe of possible inferences from the facts
     established by weighing each against the abstract standard of
     reasonableness." [citation omitted]. The opposing party's
     inferences need not be more probable than those inferences in
     favor of the movant to create a factual dispute, so long as
     they reasonably may be drawn from the facts. When more than
     one inference reasonably can be drawn, it is for the trier of
     fact to determine the proper one.

WSB-TV v. Lee, 842 F.2d 1266, 1270 (11th Cir.1988).
      Thus, if a reasonable fact finder evaluating the evidence

could draw more than one inference from the facts, and if that

inference introduces a genuine issue of material fact, then the

court should not grant the summary judgment motion.   Augusta Iron

and Steel Works v. Employers Insurance of Wausau, 835 F.2d 855, 856

(11th Cir.1988).   A dispute about a material fact is "genuine" if

the "evidence is such that a reasonable jury could return a verdict

for the nonmoving party."    Anderson v. Liberty Lobby, Inc., 477

U.S. 242, 248, 106 S.Ct. 2505, 2510, 91 L.Ed.2d 202 (1986).    The

inquiry is "whether the evidence presents a sufficient disagreement

to require submission to a jury or whether it is so one-sided that

one party must prevail as a matter of law."    Id. at 251-52, 106

S.Ct. at 2512.

                             Analysis

      Defendant claims that it is not required to pay Plaintiff

overtime for any hours he may have worked in excess of forty hours

a week during the course of his employment. Defendant asserts that

it is an amusement or recreational establishment which is exempt

from the provisions of FLSA under 29 U.S.C. § 213(a)(3) which

provides that:

     (a) the provisions of section 206 ... and section 207 of this
     title shall not apply with respect to—

          (3) any employee employed by an establishment which is an
          amusement or recreational establishment, organized camp,
          or religious or non profit educational conference center,
          if (A) it does not operate for more than seven months in
          any calendar year, or (B) during the preceding calendar
          year, its average receipts for any six months of such
          year were not more than 331/3 per centum of its average
          receipts for the other six months of such year,....

 Exemptions under the FLSA are to be construed narrowly against
the   employer who asserts them.                Brock     v.   Louvers     and

DamPENDIX—Continued

pers, Inc., 817 F.2d 1255, 1256 (6th Cir.1987), citing Arnold v.

Ben Kanowsky, 361 U.S. 388, 396, 80 S.Ct. 453, 458, 4 L.Ed.2d 393

(1960).   The employer has the burden of showing that it is entitled

to the exemption.   Id. at 1256, citing Arnold, 361 U.S. at 397, 80

S.Ct. at 458-59.    For the purpose of determining whether or not

Defendant's business falls within the exemption, the critical

question is whether or not Defendant's business is truly seasonal.

Id. at 1259.   The Court finds that Defendant has met its burden of

showing that its operation of major league spring training baseball

games as well as of minor league baseball games falls within the

realm of an amusement and recreational establishment.

A. Defendant is an Amusement or Recreational Establishment

       Defendant    claims    that   it   is   clearly    an   amusement    or

recreational establishment as contemplated under the provisions of

the   FLSA.      Amusements    or    recreational       establishments     are

"establishments frequented by the public for its amusement or

recreation."    Brock, 817 F.2d at 1257, citing 29 C.F.R. § 779.385.

The Court finds that Sarasota White Sox, Inc. is an amusement and

recreational establishment pursuant to 29 U.S.C. § 213.

      " "Sports events' are among those types of recreational

activities specifically considered by Congress to be covered by the

exemption."    Bridewell, et al. v. The Cincinnati Reds, Case No. C-

1-92-203 (S.D.Oh.) Report and Recommendation of February 14, 1994,

p. 5 adopted and modified by District Court Judge on March 24, 1994

(Summary judgment granted in favor of the Cincinnati Reds;                 as
owner of a Major League baseball franchise who played games at

Riverfront Stadium in Cincinnati, Ohio.                The Cincinnati Reds fell

within the realm of an amusement and recreational establishment and

were not required to pay maintenance workers overtime), citing

H.R.Rep. No. 871, 89th Cong., 1st Sess. 35 (1965);                    see also Wage

and Hour Opinion Letter No. 623, Lab.L.Rep. (CCH) ¶ 30,612 (June

22, 1967).

       This Court finds that the Defendant's status as an amusement

and recreational establishment is not rendered inapplicable by the

fact that Defendant does not own the sports complex in which it

operates.      See Bridewell, Report and Recommendation at 6, citing

S.Rep. No. 145, 87th Cong., 1st Sess. 28 (1961);                H.R.Rep. No. 871,

89th     Cong.,   1st    Sess.      35   (1965)    ("Lessees     or    independent

contractors,      such   as    concessionaires,         and    inherently    mobile

establishments, such as carnivals and circuses, none of which would

be expected to own the real property upon which they operate, were

clearly     contemplated       by   Congress      as   being    covered     by    the

exemption").

B. Defendant's Average Receipts

         An establishment is seasonal if it satisfies the six-month

receipts test, even if the establishment is open for more than

seven months a year.          See Brock v. Louvers and Dampers, Inc., 817

F.2d 1255, 1259 (6th Cir.1987).             Defendant claims that since its

average receipts for the six off-season months of September through

April in the years in question are clearly less than one-third of

its receipts for the other six month period beginning in March and

ending    in   August    of   the   years   in    question,     Defendant    as   an
amusement and recreational establishment is not required to pay

Plaintiff overtime wages for hours worked in excess of forty hours

a week during 1990, 1991, 1992, 1993 and 1994.

         Virtually all of Defendant's receipts are derived from spring

training games APPENDIX—Continued

played at the complex in March and minor league games played at the

complex from April through August.         Defendant's receipts are

generated from ticket sales, concession and parking revenues,

promotional sponsorships, publication sales, advertising and other

miscellaneous items.     (See Affidavit of William D. Waters, Doc. No.

27, Exhibit B).

     For the fiscal year ending October 31, 1991, Defendant's

receipts for the entire year totalled $477,355.     (See Exhibit 2 to

Affidavit of William D. Waters, Doc. No. 27, Exhibit B).     $476,339

accrued during March through August of that year whereas $1,016

accrued during the six off-season months.         Defendant's average

receipts for the six off-season months in 1991 constituted 0.21% of

its receipts for the six month period beginning in March and ending

in August.1     Id.

     For the fiscal year ending October 31, 1992, Defendant's

receipts for the entire year totalled $543,120.     Id.   $540,506 was

the amount accrued during March through August of that year whereas

$2,614 accrued during the six off-season months.          Defendant's

average receipts for the six off-season months in 1992 constituted


     1
      Even if the receipts are calculated on a cash basis rather
than an accrual basis, the receipts for the six off-season months
in fiscal year 1991 only constitute 24.62% of the receipts for
March through August of fiscal year 1991.
0.48% of its receipts for the six month period beginning in March

and ending in August.2     Id.

     For the fiscal year ending October 31, 1993, Defendant's

receipts for the entire year totalled $607,969.        Id.    $607,646

accrued during March through August of that year whereas $323

accrued during the six off-season months.         Defendant's average

receipts for the six off-season months in 1993 constituted 0.05% of

its receipts for the six month period beginning in March and ending

in August.3     Id.

     The Court finds that since Defendant's average receipts for

the six off-season months of September through April in 1991, 1992

and 1993 are clearly less than one-third of its receipts for the

other six month period beginning in March and ending in August of

1991, 1992, 1993, Defendant is exempt from the provisions of FLSA

for payment of Plaintiff's overtime wages claimed for the years of

1992, 1993 and 1994 pursuant to 29 U.S.C. § 213(a)(3).       Therefore,

Defendant is entitled to summary judgment as matter of law as to

Plaintiff's claims which pertain to overtime wages claimed for the

years of 1992, 1993, and 1994.

         However, Defendant is not entitled to summary judgment to the

extent that it claims that it is exempt from the payment of

overtime wages for work performed during 1990 and 1991 based on its

     2
      Even if the receipts are calculated on a cash basis rather
than an accrual basis, the receipts for the six off-season months
in fiscal year 1992 only constitute 24.24% of the receipts for
March through August of fiscal year 1992.
     3
      Even if the receipts are calculated on a cash basis rather
than an accrual basis, the receipts for the six off-season months
in fiscal year 1993 only constitute 22.80% of the receipts for
March through August of fiscal year 1993.
average receipts.         Defendant presented evidence of its average

receipts for the years of 1991, 1992 and 1993, which are the years

preceding 1992, 1993 and 1994.          But, Defendant failed to present

any evidence which tends to show that Defendant's average receipts

for the six off-season months of September through April in 1989

and 1990 are less than one-third of its receipts for the other six

month period beginning in March and ending in August of 1989 and

1990, which are the calendar years preceding 1990 and 1991.

                             APPENDIX—Continued


C. Length of Seasonal Operation

        Even though Defendant has not shown that it is entitled to an

exemption for the years of 1990 and 1991 based on its average

receipts in 1989 and 1990, the Court finds that Defendant is

entitled to the exemption for the years of 1989 and 1990 since its

operation does not last for more than seven months in any calendar

year.    29 U.S.C. § 213(a)(3).         There is no question of material

fact    as   to   the   length   of   Defendant's   seasonal   operation   in

Sarasota.     Accordingly, Defendant is entitled to summary judgment.

       The evidence shows that spring training in the sports complex

in Sarasota begins and ends in March of each year.                Defendant

begins play in April and continues to play up to the end of August

of each year.      Accordingly, Defendant's operation at the baseball

complex in Sarasota lasts approximately five months each year which

is two months less than the seven month period afforded under 29

U.S.C. § 213(a)(3).

        The fact that Plaintiff was employed in the off-season months

relative to the preparation and maintenance of the baseball fields
does not alter the Court's finding that Defendant's operation does

not last longer than seven months in any calendar year.             The focus

on the exemption is not on the length of time Plaintiff performed

his work.     Rather, the focus is on length of the Defendant's

seasonal operation.      See Bridewell, Report and Recommendation at

10, citing Brock, 817 F.2d at 1259.         It is the revenue-producing

operation of the Sarasota White Sox as a professional baseball

franchise which affords it the protection of the exemption.             Id.,

Report and Recommendation at 8, citing Brennan v. Texas City Dike

& Marina, Inc.,     492 F.2d 1115 (5th Cir.1974).              29 U.S.C. §

213(a)(3) does not require Defendant to completely shut down or to

terminate every employee at the end of each baseball season.            Id.,

citing Wage and Hour Opinion Letter No. 1361, Lab L.Rep. (CCH) ¶

30,974 (January 24, 1975).

     For the forgoing reasons, the Court finds that Defendant is an

amusement or recreational establishment which is exempt from the

mandatory    overtime   provisions   of   the   FLSA   under   29   U.S.C.   §

213(a)(3).      Accordingly,    it   is   ORDERED      AND   ADJUDGED   that

Plaintiff's Motion for Summary Judgment (Doc. No. 18) is DENIED and

Defendant's Motion for Summary Judgment (Doc. No. 23) is GRANTED.

The Clerk is directed to CLOSE this case.

     DONE AND ORDERED at Tampa, Florida, this 10 day of November,

1994.