Kidd v. State

Court: Indiana Supreme Court
Date filed: 2000-11-16
Citations: 738 N.E.2d 1039, 738 N.E.2d 1039, 738 N.E.2d 1039
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ATTORNEY FOR APPELLANT:                 ATTORNEYS FOR APPELLEE:

J. MICHAEL TRUEBLOOD              KAREN M. FREEMAN-WILSON
Trueblood & Graham, P.C.                     Attorney General of Indiana
Lafayette, Indiana
                                        J.T. WHITEHEAD
                                        Deputy Attorney General
                                        Indianapolis, Indiana



                                   IN THE

                          SUPREME COURT OF INDIANA


DONTE KIDD,                       )
                                        )
      Appellant-Defendant,              )
                                        )    Supreme Court Cause Number
            v.                          )    79S00-9911-CR-640
                                        )
STATE OF INDIANA,                       )
                                        )
      Appellee-Plaintiff.                    )


                 APPEAL FROM THE TIPPECANOE SUPERIOR COURT 2
                      The Honorable George Heid, Judge
                         Cause No.  79D02-9903-CF-32

                              ON DIRECT APPEAL

                              November 16, 2000

RUCKER, Justice




      A jury convicted Donte Kidd  of  dealing  in  cocaine  as  a  Class  A
felony, conspiracy to deal in cocaine as a Class A  felony,  and  possession
of cocaine as a Class B felony.  The jury  also  adjudged  Kidd  a  habitual
offender.  The trial court sentenced Kidd  to  concurrent  forty-year  terms
for dealing and conspiracy and enhanced the dealing charge by  thirty  years
for  the  habitual  offender  adjudication.   The  trial  court  entered  no
sentence on the possession charge.  In this direct appeal Kidd  raises  four
issues for our review which we rephrase  as  follows:   (1)  did  the  trial
court err in finding good cause to excuse the late filing  of  the  habitual
offender charge; (2) did the trial court err in admitting into  evidence  an
audio-taped recording of Kidd’s drug transaction; (3) did  the  trial  court
err in admitting the deposition testimony of two State witnesses in lieu  of
live testimony; and (4) did the trial court  err  in  admitting  records  of
Kidd’s prior convictions during the habitual offender phase  of  the  trial?
Finding no error, we affirm.

                                    Facts

      The record shows that a  confidential  informant  (C.I.)  worked  with
Indiana State Police in making a controlled drug buy.  On January 12,  1999,
police searched the C.I., fitted him with a body wire transmitter, and  gave
him five twenty-dollar bills.  The C.I.  first  called  Will  Thomas  in  an
attempt to set up a drug deal.  The C.I. then met Thomas and the pair  drove
to a location near a school where Kidd joined them.  Kidd got into  the  car
and instructed the C.I. to drive to a nearby house.  The C.I. gave Kidd  one
hundred dollars whereupon Kidd  exited  the  car,  entered  the  house,  and
returned shortly thereafter.  Kidd then  handed  the  C.I.  a  white  chalky
substance later identified as cocaine. The State charged Kidd  with  dealing
in cocaine, conspiracy to deal in cocaine, and possession of  cocaine.   The
State also alleged that Kidd was a habitual offender.  After a  jury  trial,
Kidd was convicted as charged and also adjudged a  habitual  offender.   The
trial court sentenced Kidd to concurrent forty-year terms  for  dealing  and
conspiracy and enhanced the dealing charge by thirty years for the  habitual
offender  adjudication.   The  trial  court  entered  no  sentence  on   the
possession charge, merging it instead with Kidd’s  conviction  for  dealing.
This appeal followed.  Additional facts are set forth below.

                                 Discussion


                                     I.

      Under Indiana Code § 35-34-1-5(e) an amendment  of  an  indictment  or
information to include a habitual offender charge “must be  made  not  later
than ten (10) days after the omnibus date.”  However  the  trial  court  may
permit the filing of a habitual offender charge at  any  time  before  trial
begins provided the State shows good cause.  Ind. Code  §  35-34-1-5(e).  In
this case, the State filed the habitual offender charge  on  July  8,  1999,
forty-nine days after the omnibus date and twenty days before the  scheduled
trial date.  Kidd contends that the trial  court  erred  in  permitting  the
State to file an information charging him as a habitual offender because  it
was untimely filed and there was  no  showing  of  good  cause.   Kidd  also
complains that he was not adequately prepared for the  additional  witnesses
the State proposed to call during the  habitual  offender  phase  of  trial.
Kidd did not move for a continuance, but  citing  Atterbury  v.  State,  703
N.E.2d 175 (Ind. Ct. App. 1998), he argues that he should not be  forced  to
forfeit his right to a speedy trial in order to meet  the  State’s  untimely
filing.
In the recent decision of Williams v. State, 735  N.E.2d  785  (Ind.  2000),
this Court disapproved of Atterbury reiterating the rule “that once a  trial
court permits a  tardy  habitual  filing,  an  appellant  must  move  for  a
continuance in order to preserve the propriety of the  trial  court’s  order
for appeal.”  Id. at 789 (citing Daniel v.  State,  526  N.E.2d  1157,  1162
(Ind. 1988); Haymaker v. State, 667 N.E.2d 1113, 1114  (Ind.  1996)).  There
is no exception to this rule even where a defendant has asked for  a  speedy
trial.  Haymaker, 667  N.E.2d  at  1114.   If  the  defendant  indeed  needs
additional preparation time, then he may seek a continuance of the  habitual
offender phase of the proceedings without affecting his rights to  a  speedy
trial on the main charge.  Williams, 735 N.E.2d at 789.   Because  Kidd  did
not move for a continuance, this issue is waived for review.

                                     II.

      Kidd next contends the trial court erred in  admitting  into  evidence
an audio recording  of  his  alleged  drug  transaction  because  it  lacked
sufficient clarity. The foundational requirements for  the  admission  of  a
tape recording made in a non-custodial setting are:  (1) that the  recording
is authentic and correct; (2) that it does not  contain  evidence  otherwise
inadmissible; and (3) that it be of such clarity as to be  intelligible  and
enlightening to the jury.  McCollum v. State, 582 N.E.2d 804,  811-12  (Ind.
1991).  The trial court has wide discretion  in  determining  whether  these
criteria have been met.  Id. at 812.
      After listening to the tape, we have concluded that  the  trial  court
did not abuse its discretion  in  admitting  the  recording  into  evidence.
Although brief portions of the  recording  are  somewhat  inaudible  due  to
static,  interference,  and  background  noise,  we  disagree  with   Kidd’s
contention that the  audiotape  is  “generally  unintelligible.”   Brief  of
Appellant at 12. As we noted in Fassoth  v.  State,  525  N.E.2d  318  (Ind.
1988), the standard of quality expected of a recording in  an  interrogation
room cannot be used to  judge  a  recording  of  a  person  wearing  a  wire
transmitter.  Id.  at  324  (upholding  the  admission  of  a  non-custodial
recording of a drug transaction and  observing  “Because  of  clothing  worn
over the microphone and Fassoth’s moving  about  in  and  out  of  the  car,
interference and static on the tape were inevitable.”).  It  is  clear  from
the recording that the C.I. and Thomas were involved in a  drug  transaction
with a third person later identified as Kidd.  We find no error here.

                                    III.

      Kidd complains the trial  court  erred  in  admitting  the  deposition
testimony of two witnesses in lieu of their live testimony  at  trial.   The
facts  are  these.   Indiana  State  Police  Trooper  Fred  Davis  conducted
surveillance of the drug  transaction,  and  Indiana  State  Police  Chemist
Kristen Sturgeon conducted the laboratory testing.   Before  Kidd  had  been
charged in this case, both Davis  and  Sturgeon  had  made  plans  to  leave
Indiana for vacation:  Davis  to  Canada  and  Sturgeon  to  an  undisclosed
location.  Because the two witnesses would not be  present  for  trial,  the
State scheduled their depositions giving notice  to  Kidd’s  trial  counsel.
Although Kidd did not attend  the  depositions,  his  counsel  attended  and
vigorously cross-examined both witnesses.  At trial, the State  argued  that
Davis and Sturgeon were unavailable and offered their  depositions  in  lieu
of live testimony.  Over Kidd’s objection, the trial court agreed that  both
witnesses were unavailable and admitted  their  deposition  testimony  under
Indiana Trial Rule 32(A).  On appeal, Kidd complains the trial  court  erred
in so doing
because “going on vacation is not an acceptable  circumstance  [that]  would
justify the use of the deposition in lieu  of  live  testimony.”   Brief  of
Appellant at 15.[1]  Kidd is mistaken.
      Under T.R. 32(A)(3)(b) the deposition testimony of an  absent  witness
is admissible at trial  provided  the  court  finds  “that  the  witness  is
outside the state, unless it appears that the absence  of  the  witness  was
procured  by  the  party  offering  the  deposition.”   The   admission   of
depositions into evidence is within the discretion of the trial  court,  and
we will reverse the trial  court's  decision  only  for  an  abuse  of  that
discretion.  Smith v. State, 702 N.E.2d  668,  675  (Ind.  1998);  see  also
Moore v. State, 569 N.E.2d 695, 700 (Ind. Ct. App. 1991) (finding  no  abuse
of discretion in admitting police  officer’s  deposition  in  lieu  of  live
testimony where officer was out of state on vacation).  The record is  clear
that both witnesses were outside the state at the time of  trial.   Further,
Kidd does not contend, nor does the record show,  that  the  State  procured
the absence of either witness.  We find no abuse of discretion here.

                                     IV.

      Kidd lastly alleges that the trial court erred  in  admitting  records
of his prior convictions during the habitual offender  phase  of  the  trial
because they were  not  properly  certified.   The  State  introduced  three
exhibits  detailing  Kidd’s  convictions  and  sentences  for  prior  felony
offenses he committed in the State of Washington.   Each  exhibit  consisted
of eleven pages and contained a certification on  a  final,  separate  page.
The certifications were that of a deputy clerk of the  Washington  court  in
which Kidd received his
prior convictions.  Kidd argues that the single certification found in  each
exhibit without reference to the pages being certified  is  an  insufficient
authentication of the multi-paged exhibits.  He  claims  that  the  exhibits
required “individualized authentication of each page [or]  proper  reference
to the number of pages being certified  so  as  to  make  them  admissible.”
Brief of Appellant at 17.
       The  requirement  of  authentication  as  a  condition  precedent  to
admissibility is satisfied by evidence sufficient to support a finding  that
the item in question is what  its  proponent  claims.   Ind.  Evidence  Rule
901(a).  An item may be authenticated by any  method  provided  by  rule  of
this Court, statute, or state constitution.  Evid. R. 901(b)(10).  The  seal
of a public officer “having official duties in  the  district  or  political
subdivision in which the  record  is  kept”  may  authenticate  an  official
record.  Hernandez v. State, 716 N.E.2d 948, 951 (Ind. 1999),  reh’g  denied
(citing  Ind.  Trial  Rule  44(A)(1)).   Rule  44  does  not  mandate   that
certification take a particular form.  Id. at 951-52.
      We recently rejected a  nearly  identical  claim  in  Hernandez.   The
challenged exhibits in that case consisted  of  a  two-page  probable  cause
affidavit containing a certification stamp and signature  of  the  clerk  on
the  first  page  only  and  a  three-page  sentencing  order  containing  a
certification stamp and signature of the clerk on the last  page  only.   In
each exhibit, the clerk had left blank a part of  the  stamp  providing  for
the total  page  numbers  being  certified.   Our  review  of  the  exhibits
revealed that each one was clearly a complete,  individual  document.   This
led us to conclude that “[t]he certification on a single  ‘page’  of  either
challenged exhibit provided adequate certification for the entirety of  each
exhibit as the
certification  placement  ‘in  no  way  caus[ed]   confusion   as   to   the
authenticity of the paper.’”  Id. at 952 (citations omitted).
      The same is true here.   The  three  documents  at  issue  are  nearly
identical in form but refer to different criminal  proceedings.   The  first
page of each document states the cause number for a particular case  with  a
caption and summary disposition of the case.  Each paragraph  thereafter  is
sequentially   numbered   and   consists   of   a   series   of   inquiries.
Additionally, the pages in each exhibit are  sequentially  numbered  at  the
bottom.  Although the numbering ceases near the end  of  each  exhibit,  the
sequentially numbered  paragraphs  do  not.   Furthermore,  in  two  of  the
exhibits the final page is marked with a cause number identical to  that  of
the first page, while the other exhibit contains,  on  the  first  and  last
page, a designation exclusive to that document, “02-93-86733-0.”  The  trial
court properly admitted the exhibits into evidence.  We find no error.

                                 Conclusion


      We affirm the judgment of the trial court.

SHEPARD, C.J., and DICKSON, SULLIVAN and BOEHM, JJ., concur.

-----------------------
      [1]  Kidd does not raise a Confrontation Clause violation and thus  we
do not address the issue here.  See Jackson v. State, 735 N.E.2d 1146,  1151
(Ind. 2000) (observing “Rule 32 (A) is not applicable to claims involving  a
violation of a defendant’s Sixth Amendment right of confrontation.”).

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