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Montoya v. Johnson

Court: Court of Appeals for the Fifth Circuit
Date filed: 2000-09-14
Citations: 226 F.3d 399
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            IN THE UNITED STATES COURT OF APPEALS

                             FOR THE FIFTH CIRCUIT
                                         _______________

                                           m 99-50190
                                         _______________




                                        JESSE MONTOYA,

                                                            Petitioner-Appellee,

                                             VERSUS

                                       GARY L. JOHNSON,
                      DIRECTOR, TEXAS DEPARTMENT OF CRIMINAL JUSTICE,
                                  INSTITUTIONAL DIVISION,

                                                            Respondent-Appellant.



                                  _________________________

                           Appeal from the United States District Court
                                for the Western District of Texas
                                 _________________________
                                       September 14, 2000



Before JOLLY, SMITH, and BARKSDALE,                 concurrently. The state court did sentence him
  Circuit Judges.                                   concurrently but, importantly, did so before
                                                    the federal court had issued its sentence.
JERRY E. SMITH, Circuit Judge:                      There being no previous federal sentence with
                                                    which Montoya’s state sentence could run, it
    When he pleaded guilty, for separate            was left to the federal court to decide whether
criminal acts, to federal charges of carjacking     to allow his federal sentence to run
and state charges of aggravated robbery, Jesse      concurrently with his previously-issued state
Montoya no doubt would have preferred that          sentence. Montoya’s hopes were thus largely
his federal and state terms of imprisonment run     dashed when the federal court subsequently
sentenced him to a consecutive term of                provided that his twelve-year state sentence
incarceration, for that meant that his state          would be imposed concurrently with his
sentence would run concurrently only if he            pending federal sentence.1 That is, the state
were prematurely discharged from state prison         agreed to allow him to use any time spent
and subsequently detained for federal                 serving a federal sentence as credit against his
incarceration.                                        state sentence. Accordingly, Texas law
                                                      authorizes a state court to sentence a
   In retrospect, Montoya would have been             defendant to a term of imprisonment to be
better served had he been sentenced in federal        served concurrently with anot her
court before he was sentenced by the state            sentenceSSbut only if the other sentence has
court. He claims constitutional error, seeking        already been imposed.2 When Montoya was
a federal writ of habeas corpus from his guilty       sentenced on the state charge, however, there
plea on the state charges on the ground that          was no pending federal sentence with which
that plea was premised on the state’s promise         the state sentence could run concurrently
of concurrent sentencing, failure of which ren-       pursuant to the state plea agreement.
dered his plea unknowingly and involuntarily
submitted. Alternatively, he complains of un-            Clifford Hardwick, Montoya’s attorney in
constitutionally ineffective counsel.                 the state prosecution, advised him to plead
                                                      guilty in state court, even though federal
   The state courts have rejected these               sentencing had not yet taken place, rather than
arguments, concluding that Montoya was                to seek a continuance and delay pleading and
made adequately aware of the terms of his             sentencing in state court until after federal
state plea agreement in open court, thereby           sentencing, because the policy of the state
rendering his plea voluntary and curing any           judge was either to accept a plea or proceed
ineffectiveness of counsel.          Therefore,
whatever we might have thought of Montoya’s
claims if we were ruling on them in the first            1
                                                           The written plea agreement read: “I have
instance, principles of federalism, comity, and       agreed with the State to the terms and conditions of
finality of judgments, impressed upon us by the       the plea agreement as follows: 1. I will enter a
Antiterrorism and Effective Death Penalty Act         plea of guilty to the offense of Aggravated
of 1996 (“AEDPA”), counsel us to deny relief.         Robbery, charged against me in this cause. . . .
Consequently, we REVERSE.                             3. Defendant’s punishment will be set as follows:
                                                      Twelve (12) Years IDTDCJ, concurrent with
                     I.                               Federal sentence.”
   Before imposition of the state sentence,              2
Montoya had pleaded guilty to carjacking                   See TEX. CODE CRIM. P. art. 42:08(a) (stating
                                                      that “in the discretion of the court, the judgment in
charges in federal court. He had not been
                                                      the second and subsequent convictions may either
sentenced on the federal charge when he               be that the sentence imposed or suspended shall
pleaded guilty to, and faced sentencing for,          begin when the judgment and the sentence imposed
aggravated robbery in Texas state court.              or suspended in the preceding conviction has
                                                      ceased to operate, or that the sentence imposed or
                   A.                                 suspended shall run concurrently with the other
   Montoya’s plea agreement with the state            case or cases, and sentence and execution shall be
                                                      accordingly”).

                                                  2
immediately to trial. An earlier opportunity              Montoya had previously demonstrated at
for federal sentencing had been delayed               least some ability to comprehend and exercise
because Montoya’s federal counsel was out of          his rights as a criminal defendant. When asked
town.                                                 by the state trial court whether he had read the
                                                      form he had previously signed waiving his ap-
   At the plea hearing in state court, the            peal rights, he responded that he had not,
following exchange took place:                        thereby allowing the court to respond and to
                                                      ensure protection of his rights to due process
  THE COURT: I just want to make sure                 by allowing him the opportunity to read that
  that there wasn’t something else that               form.
  they offered you and changed it. Okay.
  And . . . does that include all aspects of                                B.
  the recommendation, Mr. Hardwick?                      Subsequently, the federal court sentenced
                                                      Montoya to a seventy-eight-month federal
  MR. HARDWICK: Well, also, Your                      sentence, to be served consecutively to his
  Honor, the State had agreed that that               state sentence.3 He thus was placed under a
  sentence . . . run concurrent with his              federal detainer, such that he would not begin
  federal offense, which is to be sen-                serving his federal sentence until release from
  tencedSShe is to be sentenced on                    state custody, so there was no federal term of
  August 31st for the federal offense and             incarceration with which to run his state
  he already pled guilty to that.                     sentence concurrently, because he would not
                                                      begin serving his federal time until his release
  THE COURT: All right. I am going to                 from state custody. His right to a concurrent
  write that in on item three here.                   state sentence would not be triggered,
  Concurrent with the federal sentence.               therefore, until after his release from state
  Now, you understand, Mr. Montoya, I
  can’t bind the federal judge to do
  anything. But what I am saying is that                 3
                                                            The decision to run federal sentences
  our timeSSyou will be given credit on               concurrently or consecutively with pending
  this sentence with the time you serve in            sentences is governed by 18 U.S.C. § 3584(a) (“If
  federal court. Now, what they do, I am              multiple terms of imprisonment are imposed on a
  not sure. I don’t know about how                    defendant at the same time, or if a term of
  theySSwhat their rules are.                         imprisonment is imposed on a defendant who is
                                                      already subject to an undischarged term of
  THE DEFENDANT: I understand.                        imprisonment, the terms may run concurrently or
                                                      consecutively, except that the terms may not run
                                                      consecutively for an attempt and for another
  THE COURT: But our rule will be that
                                                      offense that was the sole objective of the attempt.
  you will get credit on this one. . . . I will       Multiple terms of imprisonment imposed at the
  announce for the record that I will not             same time run concurrently unless the court orders
  exceed the agreed recommendation as to              or the statute mandates that the terms are to run
  punishment. . . . [T]welve years to be              consecutively. Multiple terms of imprisonment
  served concurrent with the federal                  imposed at different times run consecutively unless
  sentence.                                           the court orders that the terms are to run
                                                      concurrently.”).

                                                  3
custodySSas in the case of parole or habeas                   Montoya of the terms and limitations of his
relief from state imprisonment (which the                     plea agreementSSspecifically, that court’s lack
federal court would later grant).                             of power to bi nd the federal court to
                                                              concurrent sentencing. The state habeas court
                        C.                                    also concluded there was no harm from any
   Montoya first filed a habeas petition in state             ineffective assistance of counsel and that the
court, challenging his state sentence. He ar-                 promises made to Montoya were not illusory:
gued that TEX. CODE CRIM. P. art. 26:13 re-                   His federal sentence was to run consecutively
quired the trial court to admonish him that the               with his state sentence, while his state sentence
terms of the plea agreement regarding con-                    could run concurrently with a pending federal
current sentencing was not binding on the fed-                sentence.
eral court4 and that, because of the lack of
warning by the trial court or his counsel, his                   Therefore, the state courts reasoned, Mon-
guilty plea was not made knowingly and                        toya’s entitlement to state imprisonment credit
voluntarily.5 He additionally demanded with-                  for any federal time served would be realized
drawal of his plea on the ground that specific                only if he were paroled from state custody, an
performance of the plea agreement was                         event that would trigger his federal
impossible, and the promises made to him                      imprisonment. Only under those particular cir-
therefore were illusory. Finally, he alleged                  cumstances would his time in federal
ineffective assistance of counsel.                            imprisonment be credited by the state. But
                                                              that benefit was enough for the state court to
   The Texas Court of Criminal Appeals re-                    support the plea agreement against a habeas
jected the petition without written order,                    challengeSSeven though other evidence
thereby accepting the trial court’s finding that,             established that Montoya sought fully
if nothing else, the exchange in open court                   concurrent sentences and that Hardwick had
between the petitioner and the judge                          told him that the agreement guaranteed fully
(excerpted above) adequately informed                         concurrent sentences, despite counsel’s
                                                              awareness that Texas law did not provide as
                                                              much because the federal sentence had not yet
   4
     See TEX. CODE CRIM. P. art. 26:13(a) (“Prior             been imposed.
to accepting a plea of guilty . . . the court shall ad-
monish the defendant of: (1) the range of the                                         D.
punishment attached to the offense”). See also                    In early 1997SSafter the April 24, 1996, ef-
T EX. CODE CRIM. P. art. 26:13(c) (“In                        fective date of AEDPASSMontoya filed the
admonishing the defendant as herein provided,                 instant petition for federal habeas relief before
substantial compliance by the court is sufficient,            the same judge who had sentenced him on the
unless the defendant affirmatively shows that he              federal carjacking charge. The federal court
was not aware of the consequences of his plea and
                                                              granted the habeas petition and ordered Mon-
that he was misled or harmed by the admonishment
                                                              toya’s immediate release from Texas custody
of the court.”).
                                                              to the U.S. Marshal so that he could begin ser-
   5
     See TEX. CODE CRIM. P. art. 26:13(b) (“No                vice on his federal charge. In doing so, the
plea of guilty . . . shall be accepted by the court           court noted that, at the time it sentenced Mon-
unless it appears that the defendant is mentally              toya on the federal charge, the judge had held
competent and the plea is free and voluntary.”).

                                                          4
office for only a short time and that were he               substantially restricts the scope of federal re-
able to do the sentencing over again, he would              view of state criminal court proceedings.8 As
do everything in his power to ensure a                      before, a habeas petitioner has the burden un-
concurrent federal sentence.                                der AEDPA to prove that he is entitled to
                                                            relief.9 In addition, however, AEDPA directs
    The court then gave the state 120 days to               that
allow Montoya to withdraw his plea and
choose either to enter a new plea or proceed                   [a]n application for a writ of habeas
to trial. The court stayed its order pending                   corpus on behalf of a person in custody
this appeal.                                                   pursuant to the judgment of a State
                                                               court shall not be granted with respect
                       II.                                     to any claim that was adjudicated on the
   Before enactment of AEDPA, “a federal                       merits in State court proceedings unless
court entertaining a state prisoner’s application              the adjudication of the claimSS
for habeas relief . . . exercise[d] its
independent judgment when deciding both                              (1) resulted in a decision that
questions of constitutional law and mixed                           was contrary to, or involved an
constitutional questions (i.e., application of                      unreasonable application of,
constitutional law to fact). In other words, a                      clearly established Federal law,
federal habeas court owed no deference to a                         as determined by the Supreme
state court’s resolution of such questions of                       Court of the United States; or
law or mixed questions.”6
                                                                     (2) resulted in a decision that
  Embodying the principles of federalism,                           was based on an unreasonable
comity, and finality of judgments,7 AEDPA

                                                               7
                                                                 (...continued)
   6
    Williams v. Taylor, 120 S. Ct. 1495, 1516               effect when a habeas petition is filed.”) (quoting
(2000) (O’Connor, J., concurring). See also                 Mackey v. United States, 401 U.S. 667, 682-83
28 U.S.C. § 2254(d) (West 1994).                            (1971) (Harlan, J., concurring)). See also
                                                            Williams, 120 S. Ct. at 1506 (Stevens, J.,
   7
      See Teague v. Lane, 489 U.S. 288, 306                 concurring) (“It is perfectly clear that AEDPA cod-
(1989) (“Habeas corpus has always been a                    ifies Teague to the extent that Teague requires
collateral remedy, providing an avenue for                  federal habeas courts to deny relief that is
upsetting judgments that have become otherwise              contingent upon a rule of law not clearly
final. It is not designed as a substitute for direct        established at the time the state conviction became
review. The interest in leaving concluded litigation        final.”).
in a state of repose, that is, reducing the
controversy to a final judgment not subject to                 8
                                                                  See Williams, 120 S. Ct. at 1516 (O’Connor,
further judicial revision, may quite legitimately be        J., concurring) (noting that AEDPA “placed a new
found by those responsible for defining the scope of        restriction on the power of federal courts to grant
the writ to outweigh in some, many, or most                 writs of habeas corpus to state prisoners.”).
instances the competing interest in readjudicating
                                                               9
convictions according to all legal standards in                 See id. at 1518; Engle v. Isaac, 456 U.S. 107,
                                       (continued...)       134-35 (1982).

                                                        5
        determination of the facts in                           Montoya claims, first, that his guilty plea
        light of the evidence presented                      was induced by a breached or illusory promise
        in the State court proceeding.                       from the state and therefore was not entered
                                                             into knowingly, voluntarily, and intelligently,
28 U.S.C. § 2254(d).                                         as the Due Process Clause requires. He
                                                             additionally claims that counsel was
   Thus, federal courts may not grant the writ               constitutionally ineffective by failing to explain
merely on a finding of error by a state court,               the illusory promise to him.
but only if a state court “arrives at a
conclusion opposite to that reached by [the                     Although the Texas state courts rejected
Supreme Court] on a question of law or if the                both claims on petition for state habeas relief,
state court decides a case differently than [the             the federal court granted relief on both
Supreme Court] has on a set of materially                    grounds. Concluding that the state court rea-
indistinguishable facts,” Williams, 120 S. Ct.               sonably rejected Montoya’s claims, we re-
at 1523SSa contention Montoya does not                       verse.
make.
                                                                                   III.
   Absent such a direct conflict with the                       A guilty plea will be upheld on habeas re-
Supreme Court, the writ is available only if the             view if entered into knowingly, voluntarily,
state court “unreasonably applies [clearly es-               and intelligently. See James v. Cain, 56 F.3d
tablished federal law, as determined by the                  662, 666 (5th Cir. 1995).
Supreme Court] to the facts of the prisoner’s
case,” id., or makes “an unreasonable
determination of the facts in light of the
evidence presented in the State court                           11
                                                                  (...continued)
proceeding.”10 The standard is one of                        completed in this case, the Supreme Court rejected
objective reasonableness.11                                  that standard in favor of a purely objective
                                                             standard of reasonableness. See Williams, 120 S.
                                                             Ct. at 1521-22 (“The placement of this additional
   10                                                        overlay [of reasonable jurists] on the ‘unreasonable
      28 U.S.C. § 2254(d)(2). See also 28 U.S.C.
§ 2254(e)(1) (“In a proceeding instituted by an ap-          application’ clause was erroneous. . . . Stated
plication for a writ of habeas corpus by a person in         simply, a federal habeas court making the
custody pursuant to the judgment of a State court,           ‘unreasonable application’ inquiry should ask
a determination of a factual issue made by a State           whether the state court’s application of clearly
court shall be presumed to be correct. The                   established federal law was objectively
applicant shall have the burden of rebutting the             unreasonable. The federal habeas court should not
presumption of correctness by clear and convincing           transform the inquiry into a subjective one by
evidence.”).                                                 resting its determination instead on the simple fact
                                                             that at least one of the Nation’s jurists has applied
   11
      The state makes reference to a standard of             the relevant federal law in the same manner the
“reasonable jurists,” under which the federal writ           state court did in the habeas petitioner’s case. The
is granted only if the state court has applied federal       ‘all reasonable jurists’ standard would tend to
law in a manner that all reasonable jurists would            mislead federal habeas corpus courts by focusing
agree is unreasonable. But after briefing was                their attention on a subjective inquiry rather than
                                        (continued...)       on an objective one.”).

                                                         6
   A plea of guilty entered by one fully                                      A.
   aware of the direct consequences,                      First, we conclude that the state committed
   including the actual value of any                   no breach of the plea agreement, because a
   commitments made to him by the court,               state is not responsible for what might occur in
   prosecutor, or his own counsel, must                federal criminal proceedings. In doing so, we
   stand unless induced by threats (or                 follow Hendrix v. Norris, 81 F.3d 805, 807
   promises to discontinue improper                    (8th Cir. 1996), in which that court an-
   harassment), misrepresentation                      nounced:
   (including unfulfilled or unfulfillable
   promises), or perhaps by promises that                 Rather than breaching its agreement . . .,
   are by their nature improper as having                 the state scrupulously honored the plea
   no proper relationship to the                          bargain: the state requested that Hen-
   prosecutor’s business (e.g. bribes).                   drix serve his state sentences
                                                          concurrently with his federal sentence,
Brady v. United States, 397 U.S. 742, 755                 and the state court entered such an
(1970) (emphasis added). In other words,                  order. That federal prosecutors did not
where a plea “rests in any significant degree on          make a similar request in federal court
a promise or agreement of the prosecutor, so              does not mean that the state breached its
that it can be said to be part of the inducement          plea agreement; “state prosecutors
or consideration, such promise must be                    cannot bind federal prosecutors without
fulfilled.” Santobello v. New York, 404 U.S.              the latter’s knowledge and consent.”
257, 262 (1971). Otherwise, “[w]hen a                     United States v. Fuzer, 18 F.3d 517,
defendant pleads guilty on the basis of a                 520 (7th Cir. 1994). Neither is the state
promise by his defense attorney or the                    court responsible for the federal court’s
prosecutor, whether or not such promise is                imposition of a consecutive sentence:
fulfillable, breach of that promise taints the            the discretion of a federal sentencing
voluntariness of his plea.” McKenzie v.                   court cannot be limited by a state
Wainwright, 632 F.2d 649, 651 (5th Cir.                   court’s judgment. See United States v.
1980). “It is clear that an unfulfilled state             Adair, 826 F.2d 1040, 1041 (11th
promise obtained in return for a plea of guilty           Cir.1987) (per curiam) (federal court
will entitle a prisoner to habeas relief.”                could impose sentence consecutive to
McNeil v. Blackburn, 802 F.2d 830, 832 (5th               state sentence, although state court had
Cir. 1986).                                               imposed a concurrent sentence).

   Thus, a finding that Montoya’s plea                    The circumstances in Hendrix are remark-
agreement contained either an illusory or              ably similar to those here. The state promised
breached promiseSSand that the state court             that Montoya’s state sentence would run con-
unreasonably found to the contrarySSwould              currently with his federal sentence, and it did;
warrant federal habeas relief. Alternatively, if       indeed, his current federal custody is available
the terms of the agreement, though fulfilled,          as credit against his state sentence. The state
were misrepresented to MontoyaSSand if the             court therefore acted reasonably in denying
state court unreasonably found to the con-             habeas on this ground.
trarySShabeas relief also would be justified.


                                                   7
   Nor was the promise illusory. If Montoya            proceedings. Solemn declarations in open
were paroled from state custody (indeed, as he         court carry a strong presumption of verity.”
was by the federal district court a quo), he           Id. at 74.
would have been transferred to federal custody
pursuant to the federal detainer arrangement.             On habeas review, the state court rejected
Time spent in federal prison then would then           Montoya’s claim that the agreement was mis-
have been credited to his state sentence.              represented to him. Looking at the exchange
Granted, only then would there have been               between the court, Montoya, and his counsel,
another sentence with which Montoya’s state            one reasonably could disagree with the state
sentence could have run concurrently, but that         court’s determination that Montoya had
was enough to render the promise not illusory.         entered into the plea agreement knowingly,
                                                       voluntarily, and intelligently. To be sure,
                       B.                              “[t]he law of this Circuit . . . holds that the
   Failure to explain the distinction to Monto-        defendant’s subjective belief alone is not
ya between state courts and prosecutors on the         sufficient to invalidate a guilty plea.”12 Thus
one hand, and federal courts and prosecutors           Montoya must show that the plea agreement
on the other, would constitute sufficient cause        had been objectively misrepresented to him.
for habeas relief, for we do not expect a
defendant “instinctively to appreciate the                 Were this de novo review, federal habeas
allocation of state and federal prosecuting and        relief arguably might be warranted. The
sentencing authority.” Finch v. Vaughn, 67             sentencing court merely explained that he
F.3d 909, 915 (11th Cir. 1995). Thus, if in the        could not bind the federal court. The court did
course of his state proceedings Montoya was            not articulate, for example, what it was that
misled into believing that his state plea would        the agreement did provideSSnamely,
bind the federal court and guarantee that his          concurrent sentencing effective only upon a
state and federal sentences would run                  parole release from state custody into federal
concurrently, his plea was entered into                custody. That is, the state court explained, “I
involuntarily and thus “unconstitutionally             can’t bind the federal judge to do anything.
induced in violation of his due process rights.”       But what I am saying is that . . . you will be
Id. at 916.                                            given credit on this sentence with the time you
                                                       serve in federal court.” But the court did not
   A court sitting in habeas review should not,        go on to say, for example, that “you will be
however, lightly find misrepresentation in a
plea agreement. The various advantages of the
plea bargaining system “can be secured . . .              12
only if dispositions by guilty plea are accorded              Matthews v. United States, 569 F.2d 941,
                                                       943 (5th Cir. 1978). Cf. Self v. Blackburn, 751
a great measure of finality.” Blackledge v.
                                                       F.2d 789, 793 (5th Cir. 1985) (“Self’s
Allison, 431 U.S. 63, 71 (1977). Thus, “the            ‘understanding’ . . . that he would serve only ten
representations of the defendant, his lawyer,          years and six months of a life sentence, does not
and the prosecutor at [the original plea               constitute a promise or a plea bargain, and hence
hearing], as well as any findings made by the          his continued confinement does not demonstrate
judge accepting the plea, constitute a                 that a plea bargain was violated. It, therefore, does
formidable barrier in any subsequent collateral        not undermine the voluntariness of his guilty
                                                       plea.”).

                                                   8
given credit on this sentence with the time you           Vaughn, 67 F.3d 909, 916 (11th Cir.
serve in federal court only should you be                 1995) (habeas petitioner’s plea-bar-
released into federal custody prior to the end            gained guilty plea in state court was in-
of your state sentence.”                                  voluntary because no one had explained
                                                          that the federal court could reject the
   The state sentencing court’s admonitions               state court’s imposition of concurrent
therefore might not have been enough to ex-               state and federal sentences).
plain the true terms of the agreement,
particularly in light of Montoya’s assurance              The state court in fact did warn Montoya
from counsel that he would be able to obtain           that the plea agreement bound only the state
concurrent sentencing as he understood it.             court. A fortiori, his plea agreement was en-
One in his shoes might reasonably have                 tered into voluntarily and knowingly.
assumed, then, that fully concurrent
sentencing, though not yet confirmed, was all                                IV.
but a done dealSSjust as the plea agreement               To show that he has suffered from
between Montoya and the prosecutor,                    unconstitutionally ineffective assistance of
requiring the ultimate approval of the state           counsel, a habeas petitioner must establish two
court, had once been all but complete. Indeed,         elements:
Montoya might have reasonably believed that,
just as with his plea agreement with the state,           First, the defendant must show that
from which he might have withdrawn had the                counsel’s performance was deficient.
state court rejected it, so too could he have             This requires showing that counsel made
withdrawn from his state plea had the federal             errors so serious that counsel was not
court subjected him to consecutive sentencing,            functioning as the “counsel” guaranteed
as it later did.                                          the defendant by the Sixth Amendment.
                                                          Second, the defendant must show that
   But the deferential review required under              the deficient performance prejudiced the
AEDPA, forbidding state courts only from un-              defense. This requires showing that
reasonable applications of clearly established            counsel’s errors were so serious as to
federal law as determined by the Supreme                  deprive the defendant of a fair trial, a
Court, constrains us from interfering with the            trial whose result is reliable. Unless a
state criminal process by granting federal ha-            defendant makes both showings, it
beas relief in this case. In Hendrix, 81 F.3d at          cannot be said that the conviction or . .
807-08, the court reasoned as follows:                    . sentence resulted from a breakdown in
                                                          the adversary process that renders the
   We disagree with the district court’s                  result unreliable.[13]
   conclusion that Hendrix’s guilty plea in
   the state court was invalid. We assume,
   without accepting, that the state court’s              13
                                                            Strickland v. Washington, 466 U.S. 668, 687
   apparent failure to warn Hendrix that               (1984). See also Hill v. Lockhart, 474 U.S. 52, 57
   the federal court need not impose a con-            (1985) (“Although our decision in Strickland v.
   current sentence could result in an                 Washington dealt with a claim of ineffective assis-
   invalid guilty plea. See, e.g., Finch v.            tance of counsel in a capital sentencing proceeding,
                                                                                              (continued...)

                                                   9
                                                           closeness of that case, however, makes plain
The habeas petitioner has the burden to prove              the path we must take on federal habeas
ineffectiveness by a preponderance of the                  review pursuant to AEDPASSthat is,
evidence. See Martin v. Maggio, 711 F.2d                   deference to the state court’s reasonable
1273, 1279 (5th Cir. 1983).                                application of clearly established federal law as
                                                           determined by the Supreme Court. The
   With respect to the second, “prejudice”                 federal district court may have regretted its
prong, “a court making the prejudice inquiry               decision to sentence Montoya consecutively
must ask if the defendant has met the burden               with the state sentence, but federal habeas
of showing that the decision reached would                 review is not an appropriate remedy, for this
reasonably likely have been different absent the           petition requests a degree of interference with
errors.” Washington, 466 U.S. at 696. “To                  the state criminal justice system that AEDPA
satisfy the ‘prejudice’ requirement, the                   expressly forbids.
defendant must show that there is a reasonable
probability that, but for counsel’s errors, he                REVERSED.
would not have pleaded guilty and would have
insisted on going to trial.” Hill, 474 U.S.
at 59.

   The trial court explained to Montoya that it
had no power to bind the federal court, to
which Montoya responded: “I understand.”
The state court was not unreasonable in
concluding that any deficiency in Hardwick’s
representation was constitutionally cured at
that time. Montoya therefore cannot satisfy
the prejudice prong for an ineffective
assistance counsel of claim sufficiently to
justify federal habeas relief under AEDPA.

                      V.
   At most, this was a close case for the Texas
Court of Criminal Appeals, sitting on habeas
review, to determine whether the state
sentencing court adequately had explained the
terms of the agreement to defeat Montoya’s
dual claims of unknowing plea and prejudice
by ineffective assistance of counsel. The


   13
     (...continued)
. . . the same two-part standard seems to us
applicable to ineffective-assistance claims arising
out of the plea process.”).

                                                      10