O'Connor v. Washburn University

                                                                     F I L E D
                                                               United States Court of Appeals
                                                                       Tenth Circuit

                                                                      July 28, 2005
                                     PUBLISH

                  UNITED STATES COURT OF APPEALS                   PATRICK FISHER
                                                                           Clerk
                              TENTH CIRCUIT




THOMAS O’CONNOR; ANDREW
STROBL,

            Plaintiffs-Appellants,

v.
                                                     No. 04-3103
WASHBURN UNIVERSITY; BOARD
OF REGENTS OF WASHBURN
UNIVERSITY; JERRY B. FARLEY,
individually and in his official
capacity as President, Washburn
University,

            Defendants-Appellees.




                Appeal from the United States District Court
                         for the District of Kansas
                        (D.C. No. 04-CV-4001-GTV)


Robert J. Muise, Thomas More Law Center, Ann Arbor, Michigan, for Plaintiffs-
Appellants.

Stanley D. Davis (Kayden B. Howard, Kristen A. Page, with him on the brief),
Shook, Hardy & Bacon, L.L.P., Kansas City, Missouri, for Defendants-Appellees.


Before MURPHY, BALDOCK, and TYMKOVICH, Circuit Judges.
MURPHY, Circuit Judge.



I.    INTRODUCTION

      Plaintiffs-appellants Dr. Thomas O’Connor and Andrew Strobl filed suit

under 42 U.S.C. § 1983 against Washburn University, the Washburn Board of

Regents, and Washburn President Dr. Jerry B. Farley individually and in his

official capacity, claiming a statue placed on the Washburn campus violated their

rights under the First Amendment of the United States Constitution. The statue in

question is entitled Holier Than Thou and depicts the head and upper torso of

what appears to be a Roman Catholic bishop. See Attachment. Appellants argue

the statue’s presence on the campus of a public university constitutes an

unconstitutional endorsement of an anti-Catholic message. They seek nominal

damages as well as declaratory and injunctive relief.

      Exercising jurisdiction pursuant to 28 U.S.C. § 1291, this court dismisses

appellants’ claims for injunctive and declaratory relief as moot and, as a

consequence, vacates the judgment of the district court as to those claims since

subject matter jurisdiction is now lacking. As to the remaining claim for nominal

damages, this court holds that the statue’s placement on Washburn’s campus

under these circumstances does not constitute an unconstitutional endorsement of

an anti-Catholic message and therefore affirms the decision of the district court.

                                         -2-
II.   BACKGROUND

      Washburn University is a municipal university in Topeka, Kansas funded

by city and county taxes. The university is governed by a nine-member Board of

Regents, which is responsible for appointing the university president. The

president has the authority to expend university resources and to place or remove

works of art on the Washburn campus without approval.

      Since 1996, Washburn’s Campus Beautification Committee has selected

approximately five statues each year for display in a temporary outdoor sculpture

exhibition. The exhibition supplements the university’s collection of twenty-five

outdoor statues permanently situated on campus. President Farley appoints the

members of the committee from the local community and from Washburn’s

faculty and staff. For the 2003 exhibition, the committee chose a three-member

volunteer jury made up of art professionals to select works for display. The jury

chose five sculptures from among the ninety submissions received.

      One of the chosen statues, entitled Holier Than Thou, depicts a Roman

Catholic bishop with a contorted facial expression and a miter that some have

interpreted as a stylized representation of a phallus. The bronze statue measures

thirty-seven inches high by twenty-seven inches wide and is inscribed with the

words, “The Cardinal.” Its caption reads:

      The artist says, “I was brought up Catholic. I remember being 7 and
      going into the dark confessional booth for the first time. I knelt

                                        -3-
      down, and my face was only inches from the thin screen that
      separated me and the one who had the power to condemn me for my
      evil ways. I was scared to death, for on the other side of that screen
      was the persona you see before you.”

      The jury’s selections were approved by the committee and by President

Farley. None of the other statues chosen for the exhibition involved obvious

religious themes.

      Greg Inkmann, a member of the Campus Beautification Committee, was

responsible for choosing where to display Holier Than Thou on campus. He

placed the statue along a high-traffic sidewalk between the student union and the

main administrative building, at a location used for other statues in past

exhibitions. Inkmann testified that he placed the statue near a sidewalk because it

was a small piece with fine detailing that could not be appreciated from a

distance. Four other works of art were displayed within 200 feet of the sculpture,

the nearest being thirty-three feet away. A brochure, available at the campus art

museum, pictured the works in the exhibition and included a map identifying the

location of each. The area chosen for the statue was not generally open for the

display of art by the public or the Washburn community.

      Within days of installation, Washburn began receiving calls, letters, and e-

mails complaining about Holier Than Thou. Washburn staff and students,

including appellants, told university officials they were deeply offended and hurt

by the statue’s negative portrayal of the Roman Catholic religion. Other

                                         -4-
Catholics from across the nation also contacted Washburn to complain. The

Archbishop of Kansas City wrote to President Farley that he was “surprised and

dismayed that the university would allow such a piece which many recognize as

not only insensitive and insulting but even obscene.”

      In response to the controversy, President Farley issued a press release

explaining his refusal to remove the statue from campus. The press release read:

             One of the pieces on display this year has engendered much
      discussion. People perceive and respond to art differently based on
      their individual backgrounds. No one involved in the selection
      process or in any aspect of the Campus Beautification Committee
      intended for any viewers to experience pain or hurt. We all regret if
      this has occurred.
             One of the purposes of art is to engage us intellectually and
      emotionally. This work apparently has fulfilled that function as there
      is a wide variety of commentary on the piece, ranging from support
      to opposition.
             There is no solution that will be satisfactory to everyone at this
      point. As a university, we should take this opportunity to create a
      positive educational experience. Seminars can be organized
      surrounding this work of art and its symbolism. Speakers could
      address the aesthetic elements, religious perspectives and issues
      facing contemporary religions. Different points of view must and
      can be represented so the seminars are a valuable educational
      opportunity for the campus and the community.

      Soon after President Farley’s press release, the Campus Beautification

Committee called a special meeting to discuss the issue. During the meeting,

committee members stated that they had not construed the statue to be anti-

Catholic or the bishop’s miter to be phallic when they selected it for exhibition.

Several days later, the Board of Regents met to decide whether Holier Than Thou

                                         -5-
should be removed from campus. The board heard from speakers in support and

in opposition to the statue. By a 5-2 vote, the regents decided to leave Holier

Than Thou in place.

      Appellants O’Connor and Strobl filed suit under § 1983, claiming the

sculpture violated their rights under the Establishment Clause of the United States

Constitution by conveying a message of state-sponsored disapproval of their

religious beliefs. O’Connor is a tenured professor of biology at Washburn

University. Strobl at the time the complaint was filed was a full-time student at

Washburn who lived on campus at a student residence hall and served as president

of the university’s Catholic Campus Center. Both appellants are devout

Catholics.

      In their complaint, appellants claim the statue “mocks God the Father” and

“attacks the sacrament of Penance, the ecclesiastical authority of the Roman

Catholic Church, and the role Christ plays in the sacrament of Penance.” They

argue the contorted expression on the face of the statue, combined with a bishop’s

miter they believe represents a phallus, portrays the church in a negative light.

Because Catholics believe that priests are “like the living image of God the

Father,” appellants contend that the statue mocks God as well as the Catholic

religion. Furthermore, appellants claim the bishop depicted in the statue is in the

act of administering the sacrament of Penance, a time when the priest is “in



                                         -6-
persona Christi,” or “in the person of Christ.” The reference in the caption to the

“persona you see before you,” appellants argue, is therefore an attack on Christ.

      Appellants requested a temporary restraining order, injunctive and

declaratory relief, and nominal damages. The district court denied the motion for

the temporary restraining order and by consent of the parties consolidated the

preliminary injunction hearing with the trial on the merits. After a two-day

hearing, the court entered judgment for defendants. Analyzing the question under

the three-part test set forth by the Supreme Court in Lemon v. Kurtzman, the

district court concluded that the context and content of the statue evinced the

secular purposes of broadening the university’s educational experience and

beautifying the campus. 403 U.S. 602, 612-13 (1971). The court further

concluded that a reasonable observer would not find that the statue had the

primary effect of conveying a message of disapproval of the Roman Catholic

religion, and that the context of an “outdoor museum” mitigated any possible

anti-religious significance. O’Connor and Strobl appeal the district court’s

judgment.

      Because the annual outdoor sculpture exhibition came to an end in July

2004, Holier Than Thou is no longer displayed on the Washburn campus.




                                         -7-
III.   DISCUSSION

       A.    Mootness

       In their complaint, appellants request declaratory and injunctive relief,

nominal damages, and reasonable costs and attorneys fees pursuant to 42 U.S.C. §

1988. Because the statue has now been removed from campus, the claim for

injunctive relief is moot. See Bauchman ex rel. Bauchman v. W. High Sch., 132

F.3d 542, 548 (10th Cir. 1997). Furthermore, because a declaratory judgment

would no longer have any effect on defendants’ behavior, the claim for

declaratory relief is also moot. Id. at 548-49; see also Utah Animal Rights

Coalition v. Salt Lake City Corp., 371 F.3d 1248, 1256-57 (10th Cir. 2004)

(holding that an action for declaratory relief was moot when the requested

declaration involved past conduct that was not likely to recur).

       Appellants argue prospective relief “is not necessarily mooted” because

voluntary cessation of allegedly illegal conduct does not deprive the tribunal of

power to hear and determine the case unless defendants can show no reasonable

expectation that the wrong will recur. United States v. W.T. Grant Co., 345 U.S.

629, 632-33 (1953). This is not a case, however, where the university has

unilaterally changed its procedures in an effort to evade judicial review. Rather,

as both parties have agreed, Holier Than Thou was removed from campus at the

prearranged termination date of the annual sculpture exhibition. A defendant



                                         -8-
cannot be said to have voluntarily ceased allegedly illegal conduct where, as here,

the controversy has become moot through the normal course of events rather than

through the unilateral action of the defendant. See DeFunis v. Odegaard, 416

U.S. 312, 318 (1974) (holding the voluntary cessation doctrine inapplicable in a

challenge to law school admissions policies when mootness depended not on a

unilateral change on the part of the defendant but instead on “the simple fact that

[the plaintiff] [was] in the final quarter of the final year of his course of study”).

      The Supreme Court has also recognized a separate exception to mootness

for cases “capable of repetition, yet evading review.” Murphy v. Hunt, 455 U.S.

478, 482 (1982). Appellants, however, have not shown that this case is capable

of repetition because they have advanced no explanation as to how Holier Than

Thou will return to the Washburn campus in the future. See id. at 482-83

(recognizing that the possibility of recurrence must be more than theoretical).

Although it is conceivable that the university could bring some other religiously

themed statue onto campus as part of a future sculpture exhibition, this court

cannot resolve the constitutionality of a hypothetical future statue given that

Establishment Clause questions are heavily dependent on the specific context and

content of the display. See Van Orden v. Perry, No. 03-1500, 545 U.S. —, 2005

1500276, at *13 (June 27, 2005) (Breyer, J., concurring in the judgment) (noting

that the constitutionality of a display is dependent on context).



                                           -9-
      The complaint, however, also includes a claim for nominal damages. An

award of nominal damages is an appropriate remedy for a violation of the

Establishment Clause. See Searles v. Van Bebber, 251 F.3d 869, 878-79 (10th

Cir. 2001). Unlike the claims for injunctive and declaratory relief, this claim is

not mooted by the removal of the statue from campus. Utah Animal Rights

Coalition, 371 F.3d at 1257-58. This court therefore has jurisdiction to consider

the nominal damages claim.

      B.     Standing

      Because it involves the court’s power to entertain the suit, constitutional

standing is a threshold issue in every case before a federal court. United States v.

McVeigh, 106 F.3d 325, 334 (10th Cir. 1997). In order to have standing, a party

invoking the court’s authority “must allege personal injury fairly traceable to the

defendant’s allegedly unlawful conduct and likely to be redressed by the

requested relief.” Raines v. Byrd, 521 U.S. 811, 818-19 (1997) (quotation

omitted). To demonstrate an adequate personal injury, a “plaintiff must show that

he has sustained or is immediately in danger of sustaining some direct injury as

the result of the challenged official conduct and the injury or threat of injury must

be both real and immediate, not conjectural or hypothetical.” City of Los Angeles

v. Lyons, 461 U.S. 95, 101-02 (1983) (quotations omitted).




                                         -10-
      In the context of alleged violations of the Establishment Clause, this court

has held that “standing is clearly conferred by non-economic religious values.”

Anderson v. Salt Lake City Corp., 475 F.2d 29, 31 (10th Cir. 1973). The Supreme

Court requires, however, that plaintiffs alleging non-economic injury must be

“directly affected by the laws and practices against which their complaints are

directed.” Valley Forge Christian Coll. v. Ams. United for Separation of Church

and State, Inc., 454 U.S. 464, 486 n.22 (1982) (quotation omitted). Allegations of

personal contact with a state-sponsored image suffice to demonstrate this kind of

direct injury. Foremaster v. City of St. George, 882 F.2d 1485, 1490-91 (10th

Cir. 1989).

       Because Holier Than Thou was displayed at a prominent location on

campus between the student union and the main administrative building, both

O’Connor and Strobl claim they were constantly exposed to its presence and were

forced to alter their schedules and routes across campus to avoid it. O’Connor

testified that the statue was directly between his office and the student union

building, and that he was required to walk past it almost every week in order to

attend meetings and social events. Strobl testified that the statue was located

between his residence hall and the main administrative building, and that

therefore he was required to alter his route in order to attend one of his classes, to




                                          -11-
get postings for student organizations, to reach the registrar’s office, and to

handle his financial affairs at the school’s business office.

      Appellants’ allegations that they were frequently brought into direct and

unwelcome contact with the statue are sufficient to give them standing for an

Establishment Clause challenge. See id.; Books v. City of Elkhart, 235 F.3d 292,

301 (7th Cir. 2000) (“We therefore conclude that a plaintiff may allege an injury

in fact when he is forced to view a religious object that he wishes to avoid but is

unable to avoid because of his right or duty to attend the government-owned place

where the object is located.”). Their allegations that they were forced to alter

their behavior to avoid contact with the display, although not necessary for

standing, further support this conclusion. See Foremaster, 882 F.2d at 1490-91.

Both appellants have therefore alleged sufficient personal injury to challenge the

constitutionality of the statue’s placement on the Washburn campus.

      C.      The Establishment Clause

              1. Standard of Review

      In cases arising under the First Amendment of the United States

Constitution, this court reviews a district court’s decision de novo. Snyder v.

Murray City Corp., 159 F.3d 1227, 1230 n.7 (10th Cir. 1998) (en banc). In doing

so, this court has an obligation to make an independent examination of the whole

record. Id.



                                         -12-
             2. The Endorsement Test

      The Establishment Clause of the United States Constitution provides that

“Congress shall make no law respecting an establishment of religion.” U.S.

Const. amend. I. This prohibition applies to the states under the Fourteenth

Amendment. Everson v. Bd. of Educ., 330 U.S. 1, 14-15 (1947). The Supreme

Court has interpreted the Establishment Clause to “mandate[] governmental

neutrality between religion and religion, and between religion and nonreligion.”

Epperson v. Arkansas, 393 U.S. 97, 103-04 (1968). The Establishment Clause

therefore prohibits not only state actions that advance religion, but also actions

that are hostile toward religion. Lynch v. Donnelly, 465 U.S. 668, 673 (1984).

      In Lemon, the Supreme Court set forth a three-part test for determining

whether a government action violates the Establishment Clause. Lemon, 403 U.S.

at 612-13. Under this test, “government action does not violate the Establishment

Clause so long as it (1) has a secular purpose, (2) does not have the principal or

primary effect of advancing or inhibiting religion, and (3) does not foster an

excessive entanglement.” Bauchman, 132 F.3d at 551. Justice O’Connor offered

a refined version of the Lemon test in her concurring opinion to Lynch v.

Donnelly. 465 U.S. at 687-94 (O’Connor, J., concurring). Under Justice

O’Connor’s modified “endorsement test,” “the government impermissibly

endorses religion if its conduct has either (1) the purpose or (2) the effect of



                                         -13-
conveying a message that religion or a particular religious belief is favored or

preferred.” Bauchman, 132 F.3d at 551 (quotation omitted). In examining

challenges to government action under the Establishment Clause, this circuit has

interpreted the purpose and effect prongs of Lemon in light of Justice O’Connor’s

endorsement test. Id. at 552. A government action is examined under this

standard regardless of whether it is alleged to endorse or disparage religion.

Roberts v. Madigan, 921 F.2d 1047, 1053-54 (10th Cir. 1990). Appellants claim

Washburn’s placement of Holier Than Thou on campus had both the purpose and

effect of conveying government disapproval of the Roman Catholic religion. 1

      While this appeal was pending, the Supreme Court decided two cases in

which plaintiffs challenged on Establishment Clause grounds the constitutionality

of displaying the Ten Commandments on monuments in public areas. McCreary

County v. ACLU, 03-1693, 545 U.S. —, 2005 WL 1498988 (June 27, 2005); Van

Orden v. Perry, No. 03-1500, 545 U.S. —, 2005 WL 1500276 (June 27, 2005).

The plurality opinion in Van Orden upheld the constitutionality of one Ten

Commandments display without a discussion of either the Lemon factors or the

endorsement test. See Van Orden, 2005 WL 1500276, at *4 (plurality opinion).

Furthermore, Justice Breyer’s concurring opinion noted that “no single

mechanical formula [] can accurately draw the constitutional line in every case.”

      1
       Appellants do not argue that Washburn’s actions constitute an excessive
entanglement with religion.

                                         -14-
Id. at *12 (Breyer, J., concurring in the judgment). Until the Supreme Court

overrules Lemon, however, it remains binding law in this circuit. In any case, the

Supreme Court’s recent opinions establish that an examination of the government

actor’s purpose, see McCreary County, 2005 WL 1498988, at *10, and the

particular context of the display, see Van Orden, 2005 WL 1500276, at *13

(Breyer, J., concurring in the judgment), remain relevant considerations under the

Establishment Clause. See also McCreary County, 2005 WL 1498988, at *21-22

(O’Connor, J., concurring) (applying the purpose prong of the endorsement test).

This court will therefore continue to apply the Lemon test as modified by Justice

O’Connor’s endorsement test, while remaining mindful that there is “no test-

related substitute for the exercise of legal judgment.” Van Orden, 2005 WL

1500276, at *12 (Breyer, J., concurring in the judgment).

             3. Purpose

      The purpose prong of the endorsement test asks whether “the government’s

actual purpose is to endorse or disapprove of religion.” Bauchman, 132 F.3d at

551 (quotation omitted). Appellants argue Washburn could have no legitimate

secular purpose for placing a statue that mocks the religious beliefs of Catholics

at one of the most prominent locations on campus. They further argue that, even

if Washburn was unaware of the statue’s anti-Catholic meaning at the time they

chose to display it, the school’s failure to remove the statue after receiving



                                         -15-
complaints from Catholics itself establishes an illegitimate purpose. In applying

the purpose prong, courts should look to “the traditional external signs that show

up in the text, legislative history, and implementation of the statute, or

comparable official act.” McCreary County, 2005 WL 1498988, at *11

(quotations omitted). Accordingly, this court will examine the history of the

statue’s display in an attempt to determine whether the university’s “ostensible

and predominant purpose” in displaying the statue was to denigrate the Roman

Catholic religion. See id. at *10. 2

             a. The Selection of the Statue

      Appellants have produced no evidence that anyone at the school chose the

statue out of hostility toward the Catholic faith. 3 Greg Inkmann testified that


      2
        In some situations, the Supreme Court has looked to the context and
content of a government display and concluded that “the government action itself
bespoke the purpose” of that action. See McCreary County v. ACLU, 03-1693,
545 U.S. —, 2005 WL 1498988, at *12 (June 27, 2005). In McCreary County, for
example, the Supreme Court looked at the language in a Ten Commandments
monument as well as the content of the surrounding display in determining that
the state acted with an illegitimate purpose. See id. at *15-16. In this case, the
context and content of the statue is relevant to the effect of the display in addition
to the university’s purpose. These factors will therefore be examined in Part
III.C.4, infra. For the reasons outlined there, the context and content of Holier
Than Thou do not suggest that the university’s predominant purpose in displaying
the work was to denigrate the Catholic faith.
      3
         The purpose prong of the endorsement test focuses on the intent of the
government actor in displaying a particular work of art, not on the intent of the
artist in creating the work. Summum v. City of Ogden, 297 F.3d 995, 1010 (10th
Cir. 2002). Even if the intent of the artist could somehow be imputed to the state,
                                                                      (continued...)

                                         -16-
when the three-person jury viewed the slides of Holier Than Thou, they did not

discuss the resemblance of the bishop’s miter to a phallus or any other possible

anti-Catholic messages in the statue. When slides of the five sculptures selected

by the jury were later shown to the entire Campus Beautification Committee, the

minutes show no discussion of Holier Than Thou. Jeanette Bertelson, chair of the

committee, testified that the statue “was considered to be a very fine piece of

bronze, and that basically was it.” Until she later heard about the complaints,

Bertelson testified that she was not aware of any possible anti-Catholic message

in the statue. Similarly, there was no discussion of any anti-Catholic or phallic

symbolism when the slides were presented to President Farley for approval.

      Washburn argues its decision to display Holier Than Thou was motivated

by two purposes: 1) to enhance the university’s educational experience, and 2) to

beautify the campus. These justifications are consistent with both the educational

goals of the university and the mission of the Campus Beautification Committee,

and are further supported by the statements of those involved in the selection

process. At the special Campus Beautification Committee meeting called after

the onset of the controversy, committee members stated that they had seen nothing


      3
        (...continued)
appellants produced no evidence that the creator of Holier Than Thou intended
the statue to send an anti-Catholic message. In fact, the artist testified that he
intended the statue to be a humorous remembrance of his first sacrament of
Penance as a seven-year-old boy.

                                         -17-
offensive in the statue and had based their decisions solely on the statue’s quality

as a piece of art. Bertelson later told the Board of Regents that works for the

exhibit were chosen because they exhibited artistic quality, were composed of

media appropriate for outdoor display, and were able to engage the viewer and

initiate discussion.

      Appellants dispute both of Washburn’s purported justifications for

displaying the statue. They cite the Seventh Circuit’s opinion in Freedom from

Religion Foundation, Inc. v. City of Marshfield for the proposition that campus

beautification is not a sufficient secular purpose to withstand challenge under the

Establishment Clause. 203 F.3d 487, 493 (7th Cir. 2000). The court in Freedom

from Religion Foundation examined a fifteen-foot marble statue of Jesus Christ

erected on public property and inscribed with the words “Christ Guide Us On Our

Way” in twelve-inch block letters. Id. at 489. The court relied on Gonzales v.

North Township, 4 F.3d 1412, 1421 (7th Cir. 1993), which held that the purpose

of beautifying a public park could not supersede a monument’s predominant

religious purpose. Freedom from Religion Found, 203 F.3d at 493. Unlike

Freedom from Religion Foundation and Gonzales, however, there is no evidence

in this case that the government actor had any religiously motivated reason for

displaying the statue in question. At least when there is no evidence of improper




                                         -18-
motive, campus beautification is a permissible justification for displaying a work

of art.

          In response to Washburn’s second purported justification, appellants argue

that the university’s goal of enhancing the school’s educational environment was

not served by displaying a piece of artwork hostile to a group of students on

campus, and that the university could have better achieved its objective by

displaying the statue in the campus art museum. Whether the university’s chosen

methods were the most effective possible means of achieving its goals, however,

is irrelevant to the question whether the university was motivated by anti-Catholic

intent. See Lynch, 465 U.S. at 681 n.7 (“The question is whether the display . . .

violates the Establishment Clause.”).

                b. The Display of the Statue

          The university’s decision to place the statue at a prominent location on

campus does not demonstrate that it was motivated by an improper purpose.

Inkmann testified that he chose the site because it had been used in previous

exhibitions and because viewers would not be able to appreciate the work’s fine

details from a distance. He explained that he set the statue apart from others

because he believed every statue “needs to be treated as an individual presence”

and therefore “needs a certain amount of space.” The statue was placed outdoors




                                           -19-
instead of in a museum, as appellants would have preferred, simply because it was

designed for outdoor display and was selected to be part of an outdoor exhibition.

      Nor does the evidence show that the statue’s caption was selected with anti-

Catholic intent. The record establishes that the caption had not yet been placed

on the statue at the time it was selected by the Campus Beautification Committee

and approved by President Farley. The committee decided to place the statements

of the artists on the exhibits not because of hostility toward Catholics, but

because the statements in previous years had been put on brochures that were

expensive to print and often wasted. There is no evidence that anything in the

caption was motivated by an anti-Catholic purpose. 4

             c. The Decision to Retain the Statue

      In the absence of evidence showing an awareness by the university of any

possible anti-Catholic message at the time the statue was selected and placed on

campus, appellants argue the university’s failure to remove the statue after

receiving complaints in itself constitutes an improper purpose. A defendant’s

failure to change its behavior in accordance with plaintiffs’ demands, however, is

not in itself proof of anti-religious intent. Bauchman, 132 F.3d at 556 (rejecting a




      4
       The artist testified that he intended the word “persona” in the caption in its
ordinary meaning of a person’s facade, not, as appellants contend, as a derogatory
reference to the “persona Christi.”

                                         -20-
similar argument as a “‘backdoor’ attempt to substantiate an otherwise flawed

constitutional claim”).

      Furthermore, there is no evidence in the record showing that the

university’s decision to retain the statue was based on improper motives. Instead,

the evidence shows that the university chose to keep the statue for reasons

unrelated to a disapproval of Catholicism. In the press release announcing his

decision to retain the statue, President Farley explained that there was no solution

that would satisfy everyone and that he wanted to take the “opportunity to create a

positive educational experience.” The meeting minutes of the Board of Regents

disclose that their decision was based on a desire to promote freedom of speech

and to avoid academic censorship. The minutes of the Campus Beautification

Committee show that they were motivated by similar concerns. Even though the

university was certainly aware of the statue’s perceived anti-Catholic message at

the time it decided to retain the statue, there is no evidence that it agreed with or

endorsed this interpretation of the statue.

      The evidence also demonstrates that the decision not to move the statue to a

less prominent location on campus was not motivated by an anti-Catholic bias.

The Campus Beautification Committee discussed the possibility of moving the

statue to the campus art museum, but was told there was no room in the museum

to accommodate the statue. Washburn’s vice-president of academic affairs



                                          -21-
testified that he also considered moving the statue but was told by complaining

parties that nothing short of complete removal from campus would be acceptable.

There is no countervailing evidence in the record indicating that the decision not

to move the statue was made for illegitimate reasons.

      After a thorough review of the record, this court concludes that appellants

have presented no evidence in support of their view that Washburn selected or

displayed the statue with the purpose of denigrating the Catholic religion. As in

Lynch, the evidence in this case is simply insufficient “to establish that the

[display] is a purposeful or surreptitious effort to express some kind of subtle

governmental advocacy of a particular religious message.” 465 U.S. at 680.

             4. Effect

      The “effect” prong of the endorsement test asks whether a reasonable

observer aware of the history and context of the forum would find the display had

the effect of favoring or disfavoring a certain religion. Bauchman, 132 F.3d at

551-52. The Constitution does not require, however, that the purpose of every

government-sanctioned activity be unrelated to religion. Id. at 554 (“Courts have

long recognized the historical, social and cultural significance of religion in our

lives and in the world, generally.”). Instead, the question of whether the

government has endorsed a particular religious display depends in large part on

the display’s particular physical setting. Lynch, 465 U.S. at 671, 681-82, 685



                                         -22-
(holding that a crèche in a holiday display did not violate the Establishment

Clause because the display also contained secular objects); see McCreary County,

2005 WL 1498988, at *14 (“[U]nder the Establishment Clause detail is key.”);

Van Orden, 2005 WL 1500276, at *13 (Breyer, J., concurring in the judgment).

      Appellants argue the statue’s location next to a footpath at a prominent

location on campus, in an area reserved for official use, would lead a reasonable

observer to believe the state had endorsed its message. Appellants are correct that

these factors weigh toward a finding of state endorsement. See County of

Allegheny v. ACLU, 492 U.S. 573, 598 & n.48 (1989) (holding that a crèche’s

location in a prominent location distinct from any other decorations resulted in an

unconstitutional endorsement of religion).

      The effect prong of the endorsement test, however, presumes a reasonable

observer “aware of the history and context of the community and forum” in which

the display appears. Sante Fe Indep. Sch. Dist. v. Doe, 530 U.S. 290, 317 (2000)

(quotation omitted); see McCreary County, 2005 WL 1498988, at *14. The

awareness of this reasonable observer is not limited to “the information gleaned

simply from viewing the challenged display.” Wells v. City & County of Denver,

257 F.3d 1132, 1142-43 (10th Cir. 2001) (quoting Capitol Square Review &

Advisory Bd. v. Pinette, 515 U.S. 753, 780 (1995) (O’Connor, J., concurring in

part and concurring in judgment)). The reasonable observer of Holier Than Thou



                                        -23-
would therefore be aware that the statue was one of thirty outdoor sculptures

displayed on the Washburn campus, of which several were located within sight of

the challenged display. In addition, the existence of a brochure available in the

campus art museum describing and mapping all the statues on campus would

make it clear to a reasonable observer that the statues were part of a unified

exhibit. The reasonable observer would also be aware that art in previous years

had been placed at the location of Holier Than Thou, and that previous

exhibitions had included at least one statue with religious symbolism.

      Viewed in the context of these other statues, Holier Than Thou was part of

a “typical museum setting” that, “though not neutralizing the religious content of

a religious [work of art], negates any message of endorsement of that content.”

Lynch, 465 U.S. at 692 (O’Connor, J., concurring). A state is not prohibited from

displaying art that may contain religious or anti-religious symbols in a museum

setting. See id. at 676-77 & 677 n.4 (noting that the National Gallery in

Washington exhibits more than 200 paintings with religious themes). A

reasonable observer aware that the statue was part of an outdoor art exhibit would

not believe the university endorsed the message of any particular piece of art

within the exhibit. See Van Orden, 2005 WL 1500276, at *13 (Breyer, J.,

concurring in the judgment) (concluding that a monument containing the Ten

Commandments did not violate the Establishment Clause when situated among a



                                         -24-
group of seventeen monuments and twenty-one historical markers “designed to

illustrate the ideals of those who settled in Texas and those who have lived there

since that time” (quotation omitted)); see also McCreary County, 2005 WL

1498988, at *17 (noting that the image on the Supreme Court’s courtroom frieze

of Moses holding the Ten Commandments would not strike an objective observer

as taking a position on religion when accompanied by images of seventeen other

lawgivers); Brooklyn Inst. of Arts & Scis. v. City of New York, 64 F. Supp. 2d

184, 205 (E.D.N.Y. 1999) (“[N]o objective observer could conclude that the . . .

showing of the work of an individual artist which is viewed by some as

sacrilegious constitutes endorsement of anti-religious views by the City or the

Mayor.”). 5

      In Bauchman, this court examined the question whether a school choir’s

performance of songs with religious themes constituted a violation of the


      5
        Courts that have held particular works of art to violate the Establishment
Clause have tended to focus on the relative isolation of the challenged work from
other government-sponsored displays. Freedom from Religion Found., Inc. v.
City of Marshfield, 203 F.3d 487, 495 (7th Cir. 2000) (holding that a statue in a
public park violated the Establishment Clause when “[t]he park was created to
display the statue, and the City present[ed] no evidence that other groups have
ever used the park to present alternative messages”); Washegesic v. Bloomingdale
Pub. Schs., 33 F.3d 679, 681, 683 (6th Cir. 1994) (holding that a portrait of Christ
in a public school violated the Establishment Clause when it was “not part of a
group of paintings”); Joki v. Bd. of Educ., 745 F. Supp. 823, 831 (N.D.N.Y. 1990)
(“[T]his is not a case where the school displays the painting as part of a student
art exhibit.”). In contrast, Holier Than Thou is obviously part of a larger exhibit.


                                        -25-
Establishment Clause. 132 F.3d at 546. The court considered the “traditional and

ubiquitous presence of religious themes in vocal music,” together with the

inclusion of a variety of secular songs in the choir’s repertoire, to conclude that a

reasonable observer would not believe the school’s music selection constituted an

endorsement of religion. Id. at 555. Like music, sculpture has traditionally

involved works with religious themes. This fact, combined with the Campus

Beautification Committee’s selection for the exhibition of four sculptures without

obvious religious symbolism, would similarly lead the reasonable observer to

conclude that the state did not intend to endorse a particular religious message.

See Rosenberger v. Rector & Visitors of Univ. of Va., 515 U.S. 819, 839 (1995)

(“[T]he guarantee of neutrality is respected, not offended, when the government,

following neutral criteria and evenhanded policies, extends benefits to recipients

whose ideologies and viewpoints, including religious ones, are broad and

diverse.”); Summum v. City of Ogden, 297 F.3d 995, 1011 (10th Cir. 2002) (“[A]

reasonable observer would . . . note the fact that the lawn of the municipal

building contains a diverse array of monuments, some from a secular and some

from a sectarian perspective.”).

      Furthermore, Holier Than Thou was displayed in the context of a university

campus, a place that is “peculiarly the marketplace of ideas.” Healy v. James,

408 U.S. 169, 180 (1972) (quotation omitted). In the university setting, “the State



                                         -26-
acts against a background and tradition of thought and experiment that is at the

center of our intellectual and philosophic tradition.” Rosenberger, 515 U.S. at

835. As the Supreme Court recognized in Rosenberger, purging religious or anti-

religious speech from a university setting would eliminate such speakers as Plato,

Spinoza, Descartes, Karl Marx, Bertrand Russell, and Jean-Paul Sartre from the

curriculum. Id. at 836-37; see also Linnemeir v. Bd. of Trs. of Purdue Univ., 260

F.3d 757, 759 (7th Cir. 2001). The Establishment Clause, however, does not

compel the removal of religious themes from public education. Although the

Court in School District of Abington Township v. Schempp held unconstitutional a

state statute requiring daily Bible readings in public schools, the Court noted it

did not intend to “indicat[e] that such study of the Bible or of religion, when

presented objectively as part of a secular program of education, may not be

effected consistently with the First Amendment.” 374 U.S. 203, 225 (1963); see

also Stone v. Graham, 449 U.S. 39, 42 (1980) (holding unconstitutional a state

law requiring display of the Ten Commandments in public school classrooms but

noting that religious themes “may constitutionally be used in an appropriate study

of history, civilization, ethics, comparative religion, or the like”). 6 Especially in

the context of a university campus, no reasonable person would associate the

      6
       Appellants emphasize that public universities are not immune from
challenge under the Establishment Clause. This court holds only that, in the
context of an art exhibit on a university campus, the display of this statue does
not violate the Establishment Clause.

                                          -27-
message of Holier Than Thou with the state. See Widmar v. Vincent, 454 U.S.

263, 274 n.14 (1981) (noting that, as young adults, university students are “less

impressionable than younger students and should be able to appreciate that the

University’s policy is one of neutrality toward religion”).

      The Seventh Circuit In Linnemeir v. Board of Trustees of Purdue

University faced a situation similar to the present case in examining the

Establishment Clause effect of a student-directed play called Corpus Christi at

Purdue University. 260 F.3d at 758. The play contained content the court

concluded would shock and offend most believing Christians, including a

depiction of Jesus Christ having sex with his disciples. Id. The court

nevertheless found no violation of the Establishment Clause, writing that “[t]he

contention that the First Amendment forbids a state university to provide a venue

for the expression of views antagonistic to conventional Christian beliefs is

absurd.” Id. at 759. As the court explained, “[i]f an Establishment Clause

violation arose each time a student believed that a school practice either advanced

or disapproved of a religion, school curricula would be reduced to the lowest

common denominator, permitting each student to become a curriculum review

committee unto himself.” Id. (quotation omitted). Appellants attempt to

distinguish Linnemeir on the ground that the play in that case was produced and

run by students for class credit. Merely because Holier Than Thou was not



                                         -28-
created for course credit, however, does not mean it was not part of Washburn’s

educational curriculum. Both President Farley and Washburn’s vice-president of

academic affairs testified that they strove to extend the educational environment

at Washburn beyond the classroom to encompass various stimuli including art,

theater, music, debate, athletics, and other activities.

      Regardless of the context in which it is displayed, appellants argue that a

reasonable observer would see the content of the statue—a depiction of a bishop

with a grotesque expression, a representation of a phallus on his head, and the

title Holier Than Thou—as a state-sponsored anti-Catholic message. Washburn

counters that the statue’s message is not anti-Catholic, but merely a representation

of the artist’s humorous memories of his first confession. 7 Ultimately, this court

need not determine the proper interpretation of Holier Than Thou. Regardless of

whether the statue sends an anti-Catholic message, any reasonable observer

viewing it in context would understand the university had not endorsed that

message. Washburn therefore did not violate the Establishment Clause by

including the sculpture in its art exhibition. See Lynch, 465 U.S. at 679-80

(holding that the district court’s consideration of a display’s religious content

      7
        There is evidence in the record that, while some viewers were offended by
Holier Than Thou, others did not perceive a phallic symbol or other anti-Catholic
message. The unusual seams on the statue’s miter have also plausibly been
interpreted as a representation of two fish. The effect prong of the endorsement
test, however, is a question of law that this court decides without reference to the
reactions of individual viewers. Bauchman, 132 F.3d at 555.

                                          -29-
without reference to its context was in error); Anderson, 475 F.2d at 32 (“[T]he

Government may depict objects with a spiritual content, but it may not promote or

give its stamp of approval to such spiritual content.” (quotation omitted)).

IV.   CONCLUSION

      For the foregoing reasons, this court DISMISSES the claims for injunctive

and declaratory relief for lack of jurisdiction and VACATES the judgment of the

district court as to those claims. This court AFFIRMS the judgment of the

district court as to the claim for nominal damages.




                                         -30-
ATTACHMENT
04-3103, O’Connor v. Washburn
TYMKOVICH, J., concurring.


      I fully concur in the majority opinion. I write separately to express my

belief that our Circuit’s mootness jurisprudence should be reexamined. In this

case, we apply—as we must—two on-point Circuit cases in concluding the appeal

is not moot. Searles v. Van Bebber, 251 F.3d 869, 878-79 (10th Cir. 2001); Utah

Animal Rights Coalition v. Salt Lake City Corp., 371 F.3d 1248, 1257-58 (10th

Cir. 2004). But the conduct complained of here has long ceased: the statute has

been removed; there is no threat of its return; no one is now being offended. Yet

this appeal survives by virtue of a request for nominal damages. In Utah Animal

Rights Coalition, a panel of the Court debated this very question in two

compelling concurring opinions. See 371 F.3d at 1262-1271 (McConnell, J.,

concurring); 371 F.3d at 1271-1275 (Henry, J., concurring,). I will not repeat

those arguments here other than to suggest that federal court jurisdiction should

not be exercised in a First Amendment case such as this one where the behavior

of the litigants cannot be affected by our resolution of the appeal. I hope the

United States Supreme Court or an en banc panel of this Court soon has the

opportunity to address this important question.