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Specht v. State

Court: Indiana Supreme Court
Date filed: 2000-08-17
Citations: 734 N.E.2d 239
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15 Citing Cases

ATTORNEYS FOR APPELLANT                 ATTORNEYS FOR APPELLEE

Terry A. White                          Jeffrey A. Modisett
Barbara Coyle Williams            Attorney General of Indiana
Evansville, Indiana
                                        Randi E. Froug
                                        Deputy Attorney General
                                        Indianapolis, Indiana




                                   IN THE

                          SUPREME COURT OF INDIANA


RYAN MICHAEL SPECHT,              )
                                        )
      Appellant (Defendant Below),      )
                                        )
            v.                          ) Cause No. 82S00-9810-CR-612
                                        )
STATE OF INDIANA,                       )
                                        )
      Appellee (Plaintiff Below). )








                  APPEAL FROM THE VANDERBURGH CIRCUIT COURT
                     The Honorable Carl A. Heldt, Judge
                         Cause No. 82C01-9803-CF-254




                               August 17, 2000


SHEPARD, Chief Justice.

      Since adopting the Indiana Rules of Evidence six years  ago,  we  have
not considered whether a witness may be impeached with evidence of a  guilty
plea to a crime for which judgment has not yet been rendered.   We  conclude
that the answer is still yes.


                            The MotoMart Robbery

      We described the events precipitating this case in an  opinion  issued
earlier this year involving a confederate of Ryan Michael Specht.
           On the night of March 10, 1998, Erick Schmitt and  two  friends,
      Ryan  Specht  and  Michelle  Evans,  held  up  the  MotoMart,  a   gas
      station/convenience  store  located  in  western  Vanderburgh  County.
      Schmitt and Specht performed the robbery while Evans waited outside.
            Both armed, the two men ran inside the gas station, with Schmitt
      in the lead. Upon entering, they discovered two people in the store, .
      . . Charlie Simpson, the store clerk, and  Brett  Tracy,  a  customer.
      Schmitt fatally shot Simpson three times in the  head  and  then  shot
      Tracy once in  the  face.  The  two  then  quickly  emptied  the  cash
      registers and fled the scene.
           Tipped off by an  informant,  the  police  arrested  Specht  the
      following day; he confessed his part in  the  robbery  and  implicated
      Schmitt and Evans as accomplices. The  police  then  moved  to  arrest
      Schmitt; they read him his Miranda rights, handcuffed him, and  placed
      him in the back of a police vehicle. While  Schmitt  initially  denied
      any involvement in the murder, upon seeing Specht in the backseat of a
      different police vehicle, he admitted participating.


Schmitt v. State, 730 N.E.2d 147 (Ind. 2000).  A jury found  Schmitt  guilty
of murder, attempted murder, and robbery, and we affirmed  his  convictions.


      In the present case,  we  turn  to  appellant  Ryan  Michael  Specht’s
contentions of error aimed at his convictions for  felony  murder,  robbery,
and attempted murder.



                     I.  Impeachment without Conviction


      Specht claims that the trial court erred by permitting  the  State  to
impeach him on the basis of a prior guilty plea that had  not  been  reduced
to a conviction.  Before the  events  that  led  to  this  case,  the  State
charged Specht with confinement,  and  he  pled  guilty.   The  trial  court
accepted the plea and, pursuant to the  State’s  recommendation,  agreed  to
withhold judgment until January  5,  1999,  and  ordered  Specht  placed  on
probation.  If Specht completed  the  terms  of  his  probation,  the  court
declared, it would enter judgment on the plea as a class A  misdemeanor;  if
he did not, the court would enter judgment as a class D felony.


      The court had not yet entered judgment when the present case commenced
on August 3, 1998.  At trial, the court denied Specht’s motion in limine  to
prohibit evidence of the plea,  and  overruled  Specht’s  objection  to  the
State’s use of the plea to impeach him.


      Indiana Rule of Evidence 609(a) provides that proof that a witness has
been convicted of a crime may be admitted for the purpose of attacking  that
witness’s credibility if the crime involves dishonesty or if it is  a  crime
catalogued in 609(a)(1).  The list in Rule 609(a)(1) includes the  crime  to
which Specht had pled guilty, confinement.


      The issue, then, is whether a guilty plea not yet reduced to  judgment
constituted a conviction for impeachment purposes.  Prior  to  the  adoption
of the Indiana Rules of Evidence, we held that it did, stating, “when  there
has been a plea of guilty it is a conviction of crime  and  the  presumption
of innocence no longer follows the defendant. . .  .  The  fact  that  final
judgment was not rendered does not alter the fact that he  stands  convicted
of the crime to which he has entered a plea.”  McDaniel v. State,  268  Ind.
380, 383, 375 N.E.2d 228, 230 (1978) (citing State v. Redman, 183 Ind.  332,
109 N.E. 184 (1915)).


      While the Rules of Evidence generally superceded  previously  existing
common law,  Rule  609(a)  preserved,  rather  than  replaced,  our  caselaw
regarding impeachment.  In proposing that this Court adopt Rule 609(a),  our
committee said, “Rejecting both the [Federal  Rules  of  Evidence]  and  the
[Uniform Rules of Evidence], this  section  preserves  prior  Indiana  Law.”
Indiana Supreme Court Committee on the Adoption  of  the  Indiana  Rules  of
Evidence, Proposed Indiana Rules of Evidence [and  Commentary]  40  (May  4,
1993).


      Mr. Specht’s lawyers have suggested that our 1978 opinion in  McDaniel
deployed older  caselaw,  developed  for  another  purpose,  to  decide  the
question at  issue.   Nevertheless,  decide  it  we  did,  and  we  retained
existing Indiana law in adopting the Rules of Evidence.


      McDaniel is still good law.  Specht’s motion in limine and  subsequent
objection to the State’s impeachment on this basis were properly denied  and
overruled.





                            II.  Change of Venue


      Specht also claims that the trial court erred by  denying  his  motion
for change of venue.  A trial court’s  denial  of  such  a  motion  will  be
reversed only for an abuse of discretion.  Elsten v. State, 698  N.E.2d  292
(Ind. 1998).  To prevail on  such  a  claim,  a  defendant  must  show  “(1)
prejudicial pretrial publicity; and (2)  the  inability  of  the  jurors  to
render an impartial verdict.”  Eads v. State,  677  N.E.2d  524,  525  (Ind.
1997).


      That potential jurors were exposed to press coverage does not  satisfy
this test.  Elsten, 698 N.E.2d at 294; see also Ind. Code  Ann.  §  35-37-1-
5(b) (West 1998).  Instead, a defendant must  prove  that  the  jurors  were
unable to disregard preconceived notions  of  guilt  and  render  a  verdict
based on the evidence.  Elsten, 698 N.E.2d at 294.


      Judge Heldt questioned each juror extensively and permitted only those
who  said  they  could  disregard  pretrial  publicity  to  remain  in   the
venire.[1]  He excused jurors who were unsure about  their  impartiality.[2]
Finally, once the jurors were selected, the judge again asked  them  whether
they had “read anything about th[e] case in the newspaper,  see[n]  anything
on television, seen publicity at all . . . about th[e] case,” to which  they
all answered no.  (R. at 821.)

      Specht “has not directed our attention to any evidence in  the  record
showing that jurors were unable to be impartial due to  the  pretrial  media
coverage.  As we have held in many prior decisions, this . . . is  fatal  to
his claim.”  Barnes v. State, 693 N.E.2d 520, 525 (Ind.  1998).   The  trial
court did not abuse its  discretion  when  it  denied  Specht’s  motion  for
change of venue.[3]


                                 Conclusion


      For these reasons, we affirm the judgment of the trial court.

Dickson, Sullivan, Boehm, and Rucker, JJ., concur.
-----------------------
[1] BY THE COURT:      Have you heard about this case, or read about it?
BY MR. WHITAKER: Through newspaper and television.
BY THE COURT:    And as a result of what you saw, did you form, or express
                 any opinion about the guilt or innocence of this particular
                 defendant?
BY MR. WHITAKER: I would say I didn’t have any opinion.
BY THE COURT:    No opinion?
BY MR. WHITAKER: Yeah.
BY THE COURT:    So, you believe that you could judge this case, if you’re
                 selected, fairly and impartially, and based solely upon
                 what you hear in the courtroom?
BY MR. WHITAKER: Probably.
BY THE COURT:    Okay.   Is  there  some  reason  why  you  think  that  you
                 couldn’t?
BY MR. WHITAKER: Well, to be honest with you, I . . . I’ve forgot most of
                 what I’ve heard and read.
(R. at 509-10.)  The other selected jurors answered these questions in much
the same way.  (R. at 514-15, 516, 580, 633-34, 640-41,  666-67, 669-70,
670, 730, 765-66, 785-86, 807-08.)

[2] See, e.g., R. at 508-09, 575 (juror couldn’t “guarantee impartiality”
and was therefore excused); R. at 513-14, 575 (juror couldn’t set aside
preconceived notions and was therefore excused); R. at 517, 575 (juror said
his opinion about Specht’s guilt or innocence would “remain with” him
during trial, and was therefore excused).
[3] Specht further contends that the trial court “must have abused [its]
discretion” when it denied his motion for change of venue, because a Vigo
County jury acquitted Schmitt, Specht’s cohort, of murder, while a
Vanderburgh County jury convicted Specht on the same charge.  (Appellant’s
Br. at 11.)  We decline to attach this much significance to Schmitt’s
acquittal.  The Vigo County jury did convict Schmitt of reckless homicide,
felony murder, robbery, and attempted murder, and the trial court sentenced
him to 75 years, 15 more than Specht received.  Schmitt, 730 N.E.2d at 147
(Ind. 2000); R. at 4-5 (Specht sentenced to a total executed sentence of 60
years).