¶1
Charles Price was convicted of four counts of first degree child molestation. The single count at issue here involved R.T., who was four years old when the molestation occurred and six years old at the time of trial. R.T. disclosed the sexual abuse to her mother and then to a detective, both of whom testified about R.T.’s disclosures at trial. In addition, an audiotape of the detective’s interview with R.T. was admitted and played to the jury.
¶2 At trial, R.T. indicated that she could not remember the relevant events or her disclosures to her mother and the detective. Relying on Crawford v. Washington,1 Price argues that R.T.’s inability to remember rendered her unavailable for purposes of the confrontation clause and, thus, admission of her prior statements was improper because
I
Statement of Facts and Procedural History
¶3 Price’s wife, Clara, ran a licensed day care in their home in Thurston County. Four-year-old R.T. began attending the day care in August 2001. R.T. initially complained to her mother that she did not like “quiet time.” Report of Proceedings (RP) (Dec. 10, 2002) at 22. Then, at home one evening in early October, after R.T. had put on her pajamas, she came out of her room and “started pinching at herself” at the front of her pull-up diaper. RP (Dec. 10, 2002) at 23. When her mother asked what she was doing, R.T. replied that she had “an owie.” Id. R.T. then pulled down her diaper and showed her mother that her vaginal area was “bright red and swollen.” Id. R.T. told her mother that “Chucky had rubbed her,” simultaneously making pinching motions with her fingers. Id. at 23-24. R.T.’s mother asked who Chucky was, thinking it might be another child, and R.T. replied it was “Big Chucky.” Id. at 24. R.T.’s mother did not ask any more questions and sent R.T. to bed. She contacted R.T.’s pediatrician the next day.
¶4 Two days later, Detective Bergt interviewed R.T. at a sexual assault clinic, and a nurse at the clinic conducted a physical exam. During the interview, when asked where Chucky had touched her, R.T. pointed to her vaginal area. When asked how Chucky touched her, she lifted up her dress, reached between her legs, grabbed her vagina over her clothes and made a pinching motion from front to back. R.T. said, “[t]hat’s what he did.” Id. at 99. The physical exam revealed no redness in the genital area.
¶6 In response to a newspaper article about the case, an additional victim, T.J., came forward. T.J. claimed that when he was a four- or five-year-old attending Clara’s day care in the early 1990s, Price repeatedly stuck his hand down T.J.’s pants during nap time, touching T.J.’s penis. The State charged Price with one count of first degree child molestation regarding R.T. and four additional counts of first degree child molestation regarding T.J.
¶7 Before trial, at a child hearsay hearing pursuant to RCW 9A.44.120,2 the prosecutor put R.T. on the stand and asked several preliminary questions. R.T. told the court that she was six years old, she identified several colors, she reported that she was sitting in the “truth chair” and that it was bad to tell a lie, and she correctly identified several statements as truths or lies. RP (Nov. 25, 2002) at 8-9. The prosecutor asked if R.T. liked her old day care and she replied, “No.” Id. at 9. When asked, “Did you like Chucky? Why not?” R.T. answered, “[b]ecause he rubbed me right here.” Id. at 10. The court found R.T. to be competent. R.T.’s mother and Detective Bergt then testified about R.T.’s disclosures to them. The court concluded that R.T.’s hearsay
|8 At trial, R.T.’s mother testified first, explaining the details of R.T.’s disclosure. Then, R.T. testified. She explained that she was six years old, and she answered some preliminary questions about school, though she remained silent in response to some questions. R.T. again said that she was sitting in “[t]he truth chair” and correctly identified several statements as truths or lies. RP (Dec. 10, 2002) at 36-37. The prosecutor established that R.T. knew the difference between on top of and underneath, inside and outside. R.T. pointed to Price when asked who “Chucky” was. Id. at 38-39. She also testified that she liked Chucky and Clara, but when asked directly about the alleged abuse, R.T. said that she forgot:
Q. ... [R.T.], what did Chucky do with you at day care?
A. Me forgot.
Q. You forgot. Okay. Was there a quiet time at day care?
A. (Witness nodded head.)
Q. Could you tell me what quiet time is?
A. That you need to be quiet.
Q. Okay. And what did you do at quiet time?
A. I had to be quiet.
Q. Okay. Who was — who else was there at quiet time?
A. The kids.
Q. Okay. Was Chucky there at quiet time?
A. (Witness nodded head.)
Q. And where was he?
A. (Witness shrugged.)
Q. [R.T.], did you ever give Chucky hugs?
A. Yeah.
Q. Yeah. And did you ever lay on your mat with him?
A. Yeah.
Q. Okay. Besides hugs, did Chucky ever touch you anywhere?
Page 636A. (Witness nodded head.)
[Defense counsel]: Your Honor, I’m going to object to the form of the question as leading.
The Court: Overruled. It can be answered yes or no. [Prosecutor]: Q. Can you answer out loud for me?
A. Me forgot again.
Q. You forgot again. Okay. [R.T.], do you remember talking to your mom about Chucky?
A. Yeah.
Q. Yeah. What did you tell your mom?
A. (Witness shrugged.)
Q. Okay. Do you remember talking to me?
A. Yeah.
Q. About Chucky?
A. (Witness nodded head.)
Q. And what is my name?
A. Jodi.
Q. Yeah. And what did you tell me about Chucky?
A. (Witness shrugged.)
Q. Okay. Do you remember talking to Detective Bergt?
A. Uh-huh.
Q. Yeah. What did you talk to her about? Do you remember?
A. (Witness shrugged.)
Q. No. Okay. All right.
Id. at 39-41. Defense counsel chose not to cross-examine R.T.
¶9 The clinic nurse testified that R.T.’s genital exam revealed no redness or rash. The nurse explained that her findings were not inconsistent with R.T.’s disclosure, since rubbing over clothing would cause irritation that would generally resolve quickly. On cross-examination, the nurse reported that her findings were also consistent with no abuse.
¶10 Detective Bergt testified that during their interview, R.T. showed Detective Bergt how Price had “grabbed her
Q. And at that hearing, was [R.T.] able to identify whether or not the defendant had touched her?
A. Yes, she did.
Q. And was she — besides verbalizing it, did she do anything else at that hearing?
A. Yeah, she pointed to her — she said, “ ‘He touched me right here,’ ” and she pointed to her vaginal area.
Id. at 124. Price did not testify.
¶11 In closing, defense counsel argued that it was significant that R.T. could not remember the alleged abuse on the stand. He emphasized that R.T. did not have any trouble describing how Price had allegedly touched her at the pretrial hearing.
Why can she remember two weeks ago, but she can’t remember now? And I would submit to you, ladies and gentlemen, the reason why, she’s not sure exactly what happened. This is it. This is the jury trial. This is where . . . you determine whether or not Mr. Price is guilty or not guilty, and that’s incredibly important. And when you get here in front of a [jury] and you testify, you should be sure of what happened, and I submit to you, ladies and gentlemen, that she’s not sure. Maybe there was an accident, maybe there was inadvertent touching. I don’t know.
RP (Dec. 11, 2002) at 230-31. The prosecutor countered that R.T. had been overwhelmed on the stand and while her testimony at the pretrial hearing was consistent with her
f 12 The jury convicted Price on the count involving R.T. and on three of the four counts involving T.J. Price was sentenced to 149 months for each count, to be served concurrently. Price appealed, arguing in part that because R.T. could not recount her allegations on the stand, she did not testify sufficiently to satisfy the confrontation clause. State v. Price, 127 Wn. App. 193, 198-99, 110 P.3d 1171 (2005). The Court of Appeals, in a split decision, affirmed. While recognizing that the plurality opinion in In re Personal Restraint of Grasso, 151 Wn.2d 1, 84 P.3d 859 (2004), was not controlling, the majority held that a witness’s lapse of memory does not violate the confrontation clause, that Price had an opportunity to cross-examine R.T. about her lapse of memory regarding her prior disclosures, and that Crawford was not implicated because R.T. appeared for cross-examination at trial. Price, 127 Wn. App. at 200-01. The dissent disagreed, arguing that R.T.’s responses provided no information from which she could be effectively cross-examined. Id. at 208-09 (Armstrong, J., dissenting). We granted Price’s petition for review only on the confrontation issue. State v. Price, noted at 156 Wn.2d 1005 (2006).
II
Analysis
f 13 We must determine whether the admission of R.T.’s pretrial statements to her mother and the detective violated the confrontation clause, given the character of her testimony at trial.3 Whether the admission of R.T.’s hearsay statements violated Price’s confrontation rights is a consti
¶14 The Sixth Amendment provides, “[i] nail criminal prosecutions, the accused shall enjoy the right... to be confronted with the witnesses against him ....” U.S. Const. amend. VI.4 In Crawford, 541 U.S. 36, the United States Supreme Court held that where a witness is absent but the State wishes to present his or her prior testimonial statements at trial, it can do so only if the witness is truly unavailable and the defendant has had a prior opportunity for cross-examination. Id. at 59, 68. Price argues that R.T.’s inability to remember rendered her unavailable for purposes of the confrontation clause, that he had no prior opportunity to cross-examine her with regard to her statements to her mother and Detective Bergt, and that therefore admission of those statements violated the Crawford rule.
¶15 Significantly, prior statements must be excluded under the Crawford rule only if a witness is unavailable at trial for purposes of the confrontation clause.5 In a series of
¶16 The Court concluded that “the Confrontation Clause is not violated by admitting a declarant’s out-of-court statements, as long as the declarant is testifying as a witness and subject to full and effective cross-examination.” Id. at 158. The purposes of the confrontation clause are to ensure that the witness’s statements are given under oath, to force the witness to submit to cross-examination, and to permit the jury to observe the witness’s demeanor. Id. The Green Court held that “the Confrontation Clause does not require excluding from evidence the prior statements of a witness who concedes making the statements, and who may be asked to defend or otherwise explain the inconsistency between his prior and his present version of the events in question, thus opening himself to full cross-examination at trial as to both stories.” Id. at 164 (emphasis added). The declarant’s preliminary hearing testimony was deemed admissible, id. at 165, but the Court declined to address the
¶[17 In a concurring opinion, the reasoning of which would later be adopted by the Court, Justice John Marshall Harlan opined that where a witness is physically available but cannot recall making the out-of-court statement, or even the underlying events described in the statement, there is no confrontation clause consequence. Id. at 188 (Harlan, J., concurring). “The prosecution has no less fulfilled its obligation simply because a witness has a lapse of memory.” Id.
¶18 Several years later, in Delaware v. Fensterer, 474 U.S. 15, 106 S. Ct. 292, 88 L. Ed. 2d 15 (1985), the Court found no confrontation clause violation where a scientific expert could not recall which of three scientific methods he had employed in forming his expert opinion. Id. at 16-17. While Fensterer did not involve a prior statement, the Court recognized that a lapse of memory invites the jury to discredit a witness, the fact finder can observe the witness’s demeanor under cross-examination, and the witness is bound by the oath in the presence of the accused. Id. at 19-20.
The Confrontation Clause includes no guarantee that every witness called by the prosecution will refrain from giving testimony that is marred by forgetfulness, confusion, or evasion. To the contrary, the Confrontation Clause is generally satisfied when the defense is given a full and fair opportunity to probe and expose these infirmities through cross-examination, thereby calling to the attention of the factfinder the reasons for giving scant weight to the witness’ testimony.
Id. at 21-22.
¶19 Then, in 1988, the Supreme Court directly addressed whether the confrontation clause barred admission of a prior statement where the declarant was unable, because of memory loss, to explain the basis for the earlier statement. United States v. Owens, 484 U.S. 554, 555-56, 108 S. Ct. 838, 98 L. Ed. 2d 951 (1988). In that case, the
¶20 After reviewing the Green and Fensterer cases, the Owens Court reiterated that “ ‘[t]he Confrontation Clause guarantees only “an opportunity for effective cross-examination, not cross-examination that is effective in whatever way, and to whatever extent, the defense might wish.” ’ ” Id. at 559 (quoting Kentucky v. Stincer, 482 U.S. 730, 739, 107 S. Ct. 2658, 96 L. Ed. 2d 631 (1987) (quoting Fensterer, 474 U.S. at 20)). The opportunity to cross-examine “is not denied when a witness testifies as to his current belief but is unable to recollect the reason for that belief.” Id. In that case, the defendant still has the opportunity to bring out bias, lack of attentiveness, “and even (what is often a prime objective of cross-examination) the very fact that [the witness] has a bad memory.” Id. (citation omitted).
The weapons available to impugn the witness’ statement when memory loss is asserted will of course not always achieve success, but successful cross-examination is not the constitutional guarantee. They are, however, realistic weapons, as is demonstrated by defense counsel’s summation in this very case, which emphasized [the victim’s] memory loss and argued that his identification of respondent was the result of the suggestions of people who visited him in the hospital.
Id. at 560. The Owens Court then explicitly adopted the analysis suggested by Justice Harlan in Green, id. at 559, concluding that when the “declarant is present at trial and subject to unrestricted cross-examination,” there was no need to evaluate the reliability of the prior out-of-court statement. Id. at 560.
¶21 Since Owens, this court has decided two cases in which child victim testimony has called the defendant’s
[t]he opportunity to cross-examine means more than affording the defendant the opportunity to hail the witness to court for examination. It requires the State to elicit the damaging testimony from the witness so the defendant may cross-examine if he so chooses. In this context “not only [must] the declarant have been generally subject to cross-examination; he must also be subject to cross-examination concerning the out-of-court declaration.” The State’s failure to adequately draw out testimony from the child witness before admitting the child’s hearsay puts the defendant in “a constitutionally [unacceptable] Catch-22” of calling the child for direct or waiving his confrontation rights.
Id. at 478 (first alteration in original) (footnotes and citations omitted) (quoting United States v. West, 670 F.2d 675, 687 (7th Cir. 1982); Lowery v. Collins, 996 F.2d 770, 771-72 (5th Cir. 1993)). Thus, the court held that the confrontation clause required the child to give “live, in-court testimony describing the acts of sexual contact to be offered as hearsay.” Id. at 482.
¶22 Two years later, we evaluated whether a child victim had testified adequately to support admission of her prior out-of-court statements when she took the stand but recanted her prior allegations that the defendant had molested her. State v. Clark, 139 Wn.2d 152, 153, 985 P.2d 377 (1999). The question in Clark was limited to the constitutional confrontation clause issue. Id. at 156. The Clark court first reviewed Green and Owens (an exercise not undertaken by the Rohrich court) and consolidated the following rule:
Page 644[T]he admission of hearsay statements will not violate the confrontation clause if the hearsay declarant is a witness at trial, is asked about the event and the hearsay statement, and the defendant is provided an opportunity for full cross-examination.
Id. at 159 (emphasis added). The court also concluded that the child was not “ ‘effectively unavailable’ ” for confrontation clause purposes because the child was
not only sworn in as a witness at trial, asked about the alleged incidents, and provided answers to the questions put to her, but she was actually cross-examined. She was not only available but was probably the best witness for the defense.
Id. at 159. The court acknowledged the Rohrich language that seemed to require an on-the-stand description but then distinguished Rohrich on the facts. Id. at 160-61. In Rohrich, the confrontation clause’s preference for live testimony had been “thwarted” because the prosecutor entirely neglected to ask “about the alleged occurrence or the hearsay statement.” Id. at 161. Yet in Clark, there was no such evasion, and “the preference for live testimony prevailed through direct examination on both points.” Id. In Clark,
[t]he state asked [the child] about the alleged acts and she answered by denying they occurred. The state also asked [the child] about her prior hearsay statements which she acknowledged making but claimed were lies. Far from being placed in a constitutionally impermissible Catch-22 of calling the child for direct or waiving his confrontation rights, Clark had a full opportunity to cross-examine [the child] about the alleged acts and about her hearsay statements. The state did not seek to shield [the child] from difficult questions nor was she evasive in her answers.
Id. at 161. Under the circumstances of that case, we held that the confrontation clause requirements were fulfilled. Id.
¶24 In a split opinion, this court denied the personal restraint petition. Two justices determined that the appropriate standard of review was whether the conviction amounted to a complete miscarriage of justice and concluded that Grasso had failed to meet that burden. Id. at 25 (Madsen, J., concurring). The remaining justices analyzed the confrontation clause claim. In a plurality opinion, three of these justices applied the Clark test, requiring only that the victim be asked about the event and hearsay statement and that the defendant be provided an opportunity for full cross-examination. Id. at 17. In explaining the relationship between Rohrich and Clark, the plurality reasoned that the Clark court limited the Rohrich holding to circumstances where the State expressly acted to shield the child from testifying, and in Grasso, the prosecutor had improperly shielded the child by suggesting she answer, “ T don’t want to talk about it.’ ” Id. at 16-17. However, after excising the questions to which she answered, “ T don’t want to talk
¶25 The four remaining justices disagreed. Their dissenting opinion acknowledged that “Clark unequivocally requires the prosecution to ask the declarant ‘about the event and the hearsay statement’ ” but concluded that the prosecutor’s actions in Grasso amounted to shielding more akin to Rohrich than Clark. Id. at 28-29 (Sanders, J., dissenting) (quoting Clark, 139 Wn.2d at 159). The dissent also asserted that, though not explicitly stated in Clark, the Clark case implied that the child must be asked about the contents of her prior out-of-court statements. Asking whether the child remembered the general conversation was not enough. See id. at 32. Then, the dissent concluded that because the child never testified about the contents of her prior statements, they should have been excluded. Id. at 33.
¶26 Only a few weeks after Grasso was published, the United States Supreme Court issued its opinion in Crawford, 541 U.S. 36. The Crawford Court held that a testimonial pretrial statement made by a declarant absent from trial may be admitted in a criminal case only if the declar
Finally, we reiterate that, when the declarant appears for cross-examination at trial, the Confrontation Clause places no constraints at all on the use of his prior testimonial statements. See California v. Green, 399 U.S. 149, 162 (1970). It is therefore irrelevant that the reliability of some out-of-court statements “ ‘cannot be replicated, even if the declarant testifies to the same matters in court.’ ” Post, at 74 (quoting United States v. Inadi, 475 U.S. 387, 395[, 106 S. Ct. 1121, 89 L. Ed. 2d 390] (1986)). The Clause does not bar admission of a statement so long as the declarant is present at trial to defend or explain it.
Id. at 59 n.9. It is important to note that the Crawford Court’s historical discussion condemned the admission of out-of-court statements where the declarant was entirely absent from trial. Id. at 59 (“Our cases have thus remained faithful to the Framers’ understanding: Testimonial statements of witnesses absent from trial have been admitted only where the declarant is unavailable, and only where the defendant has had a prior opportunity to cross-examine.” (emphasis added)). Significantly, Crawford neither overruled nor called into question either Fensterer or Owens.
¶27 Referring to Crawford’s footnote 9, the State argues that after Crawford, whether a witness has testified sufficiently to meet constitutional availability requirements still depends upon whether the declarant takes the stand and is asked both about the alleged underlying events and any prior statements admitted at trial, as articulated in Clark. In contrast, Price argues that the Rohrich rule should apply here because, he asserts, R.T. was insulated from any meaningful cross-examination.
¶28 The facts of Owens, Rohrich, Clark, and Grasso are all distinguishable from this case in some way. In Owens, the victim could remember making the out-of-court statement and reciting the contents, even if he could not remember seeing his assailant. In Rohrich, the witness
¶29 To satisfy the Clark test, R.T. must have been asked about both the underlying events and about her prior statements. That is what the prosecutor did. The prosecutor asked R.T. directly if Price had touched her (other than hugging), and she asked R.T. to tell the jury what she had said to her mother and to Detective Bergt.
¶30 The Clark test also requires that the defendant have an opportunity for full cross-examination. “ ‘[T]he Confrontation Clause guarantees only “an opportunity for effective cross-examination, not cross-examination that is effective in whatever way, and to whatever extent, the defense might wish.” ’ ” Owens, 484 U.S. at 559 (alteration in original) (quoting Stincer, 482 U.S. at 739 (quoting Fensterer, 474 U.S.
¶31 With regard to the second purpose, to subject the witness to cross-examination, the confrontation clause is generally satisfied when the defense is given a full and fair opportunity to expose the memory lapse through cross-examination, thereby calling attention to the reasons for giving scant weight to the witness’s testimony. Fensterer, 474 U.S. at 22. Emphasis on the witness’s forgetfulness will not always achieve a not guilty verdict, but successful cross-examination is not the constitutional guaranty. Owens, 484 U.S. at 560; see also Fensterer, 474 U.S. at 22 (the confrontation clause offers no guaranty that every witness called by the prosecution will refrain from giving testimony that is “marred by forgetfulness”).
¶32 With regard to the third purpose, exposing the jury to the witness’s demeanor, when the witness takes the stand and is asked about the events and hearsay statements, the fact finder can determine whether the witness is telling the truth about her lapse of memory or evading. Fowler v. State, 829 N.E.2d 459, 466 (Ind. 2005) (“The feigned or real absence of memory is itself a factor for the trier of fact to establish, but does not render the witness unavailable.”); see also United States v. Keeter, 130 F.3d 297, 302 (7th Cir. 1997) (witness who feigns amnesia during trial is subject to cross-examination for purposes of confrontation clause). In this case, defense counsel emphasized R.T.’s hearing testimony (in which she described Price’s improper touching) in order to contradict her claim at trial that she could not remember. The jury was thus provided an opportunity to evaluate whether it believed R.T. forgot or whether she was evading for some other reason.
III
Conclusion
¶34 The Crawford rule leaves intact the principle that a witness who is present and testifying at trial does not present a confrontation clause issue. Crawford also left intact the governing case law analyzing the sufficiency of a witness’s testimony for confrontation clause purposes. Because the prosecutor did not attempt to shield the witness
Madsen, Sanders, Owens, Fairhurst, and J.M. Johnson, JJ., concur.
135
1.
541 U.S. 36, 124 S. Ct. 1354, 158 L. Ed. 2d 177 (2004).
2.
RCW 9A.44.120 provides, in part, that
[a] statement made by a child when under the age of ten describing any act of sexual contact performed with or on the child by another. . . not otherwise admissible by statute or court rule, is admissible in evidence in. .. criminal proceedings ... in the courts of the state of Washington, if:
(1) The court finds, in a hearing conducted outside the presence of the jury, that the time, content, and circumstances of the statement provide sufficient indicia of reliability; and
(2) The child .. .
(a) Testifies at the proceedings ....
3.
We note that Price did not object or move to strike the admission of R.T.’s pretrial statements when it became clear that R.T. could not remember the relevant incident or her hearsay statements. Even so, the alleged error here
4.
Washington Constitutional Claim'. Article I, section 22 of the Washington Constitution similarly provides, “[i]n criminal prosecutions the accused shall have the right... to meet the witnesses against him face to face.” Recently, in State v. Shafer, 156 Wn.2d 381, 128 P.3d 87 (2006), we noted that five justices of this court have concluded that article I, section 22 can offer higher protection than the Sixth Amendment with regard to a defendant’s right of confrontation. Id. at 391-92 (citing State v. Foster, 135 Wn.2d 441, 957 P.2d 712 (1998)). Foster addressed whether a child’s testimony by closed circuit television violated the Washington Constitution’s “face to face” language. Foster, 135 Wn.2d at 449-50. Price does not point to any case where we have determined that article I, section 22 provides greater protection than the federal provision in this context, where the child witness faced the defendant in the courtroom. Price did not brief this issue in accordance with State v. Gunwall, 106 Wn.2d 54, 720 P.2d 808 (1986). Pet. for Review at 5. Therefore, we analyze his claim within the hounds of the Sixth Amendment. State v. Smith, 148 Wn.2d 122, 131, 59 P.3d 74 (2002).
5.
ER 804(a)(3) declares that a witness is unavailable if he or she testifies to lack of memory of the subject matter of the out-of-court statement. However, after Crawford, a state’s evidence rules no longer govern confrontation clause questions. See United States v. Cromer, 389 F.3d 662, 679 (6th Cir. 2004). Both the United States Supreme Court and this court have drawn a distinction between unavailability for confrontation clause purposes and unavailability for hearsay
6.
While the facts of these cases also involved various levels of intensity of cross-examination, a majority of judges in Grasso agreed that it is the questioning on direct, not the questioning on cross-examination, that is key to the analysis. Grasso, 151 Wn.2d at 29-30 (Sanders, J., dissenting), 25 (Madsen, J., concurring). Thus, the fact that the defense did not cross-examine R.T. in this case is of no consequence because it is the opportunity for cross-examination that we must analyze.