¶ 1. Basil E. Ryan, Jr. appeals a judgment granting the State summary judgment on a forfeiture action in which the State alleged that Ryan unlawfully placed and maintained a sunken barge on the bed of the Menomonee River, contrary to Wis. Stat. §§ 30.12 and 30.10 (2007-08).2 Ryan argues that summary judgment is unavailable in Wis. Stat. ch. 30 forfeiture actions and that the trial court therefore erred in granting summary judgment. Ryan also argues that the trial court erred in applying the doctrine of judicial estoppel to preclude him from arguing that he did not own or control the barge. We conclude that summary judgment was available for the State's ch. 30 forfeiture action, and that the trial court did not err in applying judicial estoppel in this case. We further conclude that the trial court did not err in granting summary judgment, as there were no issues of material fact and the State was entitled to judgment as a matter of law. We therefore affirm.
¶ 2. This case originally arose out of an eminent domain action whereby the Wisconsin Department of Transportation ("DOT") acquired real property at 260 North 12th Street in Milwaukee for the construction of the Marquette Interchange. Prior to that action, Ryan owned and operated businesses on the property. Ryan's auto towing business stored over 400 cars there, and his limestone supply business stored spoils.3 Ryan also moored a spud barge4 in the Menomonee River adjacent to the property. According to a "Relocation Business Questionnaire" that Ryan submitted to the DOT in March 2005 as part of the eminent domain relocation process, Ryan claimed ownership in the barge. This form stated in part: "barge is stored by owner (Ryan)."
¶ 3. On March 30, 2005, the DOT acquired the property at 260 North 12th Street by filing an award of damages in the Register of Deeds office in Milwaukee County. Ryan was provided a ninety-day assurance of occupancy and notice that his business would be expected to vacate the property by June 28, 2005.
[A]ll Respondents will remove all of their personal property, including the barge, and will vacate the premises located at 260 North 12th Street, Milwaukee, Wisconsin, as more particularly described in the attachments to this order on or before August 1, 2005.
¶ 5. Despite this order, the barge was not removed. It remained stationed adjacent to the property at 260 North 12th Street until it sank to the riverbed on July 13, 2006.
¶ 6. The State Department of Natural Resources ("DNR") sent Ryan a notice of violation regarding the sunken barge on October 9, 2006. The notice explained that the DNR had reason to believe that Ryan was in violation of various statutes because the barge obstructed navigable waters. The notice, which was expressly addressed to Ryan, described the barge as "your barge," and further noted that "[a] barge owned by Basil
It is our position that the barge sank only because of the negligence of staff members of WISDOT, or of contractors working under the direction and supervision of WISDOT.
The factual allegations regarding contacts with [Ryan's attorney] are substantially incorrect and, in any event, are not relevant.
With full reservation of the rights of the barge owner, we are nonetheless willing to address the matter by floating and removing the barge, thus eliminating the problem, while still leaving for resolution on another day, both cost placement and responsibility for damage experienced.
To assist us in this regard, we ask for copies of the bids obtained by [the] DNR for floating the barge. In this way we can work with the low bidder to remove the problem.
The barge, however, was not removed. It remained at the bottom of the Menomonee River.
¶ 7. The State consequently filed the instant forfeiture action against Ryan. The complaint alleged, among other things, that Ryan "unlawfully placed and maintained an obstruction in the form of a sunken barge on the bed of the Menomonee River, which is a navigable stream" without a permit, contrary to Wis. Stat. §§ 30.10(2) and 30.12(l)(a).6 Ryan denied the
¶ 8. Shortly thereafter, the State filed its first motion for summary judgment. It argued that it was undisputed that: (1) Ryan owned the barge from at least 2005 until it sunk on July 13, 2006; (2) Ryan never obtained a permit to place or maintain the barge on the riverbed; and (3) the Menomonee River where the barge lies is a natural navigable and public waterway, and no bulkhead had been established where the river abuts the property adjacent to where the barge lies.
¶ 9. The State submitted several documents to establish that Ryan owned the barge. The State included the order for writ of assistance concerning the 2005 eminent domain action, as well as the Business Relocation Questionnaire that stated, "barge is stored by owner (Ryan)." The State also provided the October 16, 2006 letter from Ryan's counsel to the DNR shortly after the barge sunk, which stated:
With full reservation of the rights of the barge owner, we are nonetheless willing to address the matter by floating and removing the harge, thus eliminating the problem, while still leaving for resolution on another day, both cost placement and responsibility for damage experienced. To assist us in this regard, we ask for copies of the bids obtained by [the] DNR for floating the barge. In this way we can work with the low bidder to remove the problem.
¶ 11. In response to the State's first motion for summary judgment, Ryan admitted that the DOT never acquired the barge, but disputed that he personally owned and/or controlled the barge when it sank. Ryan submitted an affidavit alleging that someone else, a person by the name of Richard Schumacher, owned the barge. According to Ryan's affidavit, Ryan's corporation agreed to store the barge for Schumacher, but Ryan never personally owned or controlled the barge in any way. As for the Business Relocation Questionnaire, Ryan's affidavit claimed that Ryan never saw the form, and that his then-attorney prepared it without any input from Ryan and never showed it to him before the State moved for summary judgment. As for the October 16, 2006 letter submitted by his then-attorney, Ryan's affidavit again contended that Ryan was never consulted about the contents of the letter. Ryan's affidavit additionally contended that after the writ of assistance was filed on July 19, 2005, the DOT had control of the barge from that date until it sunk in 2006.
¶ 13. The trial court also denied the State's first motion for summary judgment in part. Specifically, the trial court concluded that the State was not entitled to summary judgment because it did not establish individual ownership on Ryan's part. While the State did show that either Ryan "or one of the corporate concerns of which he is a principal," owned the barge, the State named only Ryan as a defendant to the forfeiture action. It further determined that "[i]f in fact, it is established that Mr. Ryan is the controlling principal of
¶ 14. The State then filed a second motion for summary judgment. In this motion, the State argued that because Ryan testified in his deposition for the eminent domain case that the barge was owned by Ryan Marina, one of Ryan's corporate concerns, and because Ryan was the only officer and controlling principal of Ryan Marina, that Ryan was personally liable for the sinking of the barge. The State also noted that Ryan testified that he was storing the barge as of March 30, 2005, and had not leased the barge to anyone for ten years before that.
¶ 15. The trial court granted the State's second motion for summary judgment. The court then held a trial concerning damages, and ordered judgment for payment of forfeitures and surcharges totaling approximately $37,691.25. Additionally, the Court ordered $100,000 to be maintained in a trust account to cover the net cost of the removal of the barge. Ryan now appeals.
II. Analysis.
Summary Judgment Standard
¶ 16. We review de novo the grant or denial of summary judgment, employing the same methodology as the circuit court. See Green Spring Farms v. Kersten, 136 Wis. 2d 304, 314-16, 401 N.W.2d 816 (1987). Summary judgment is appropriate where there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. Wis. Stat. § 802.08(2). The inferences to be drawn from the un
¶ 17. Ryan presents two bases for appeal. He argues that summary judgment is inappropriate in Wis. Stat. ch. 30 forfeiture actions, and therefore that summary judgment was not available in this case. Ryan also argues that the trial court incorrectly applied the doctrine of judicial estoppel. We address each in turn.
A. The trial court did not err in granting the State summary judgment on its Wis. Stat. ch. 30 claim against Ryan.
¶ 18. Whether summary judgment is available in this Wis. Stat. ch. 30 forfeiture action is a question of law we review de novo. See State v. Hyndman, 170 Wis. 2d 198, 205, 488 N.W.2d 111 (Ct. App. 1992) ("Whether sec. 802.08, Stats, (summary judgment) is applicable to a criminal proceeding via sec. 972.11 is a question of law that this court decides without deference to the trial court.").
¶ 19. Wisconsin Stat. §§ 23.50 through 23.85 govern the procedural aspects of Wis. Stat. ch. 30 forfeiture actions, which are civil actions. See Wis. Stat. § 23.50(1); State v. Peterson, 104 Wis. 2d 616, 622 n.7, 312 N.W.2d 784 (1981). Section 23.69 specifically pro
¶ 20. Our analysis does not end there, however. This court has established that "the test for the application of the civil rules of procedure" in forfeiture actions "is not only whether the statutes governing the instant proceeding are silent on the matter" or whether they "set out a different procedure, but also whether the instant proceeding can be reconciled with the rules of civil procedure." State v. Schneck, 2002 WI App 239, ¶ 7, 257 Wis. 2d 704, 652 N.W.2d 434. We must therefore determine whether summary judgment methodology is consistent with the procedures outlined in Wis. Stat. §§ 23.50 through 23.85. See Schneck, 257 Wis. 2d 704, ¶ 7.
¶ 21. As we did in Schneck, we begin with the "well-recognized" and "often stated" summary judgment methodology:
We first examine the complaint to determine whether it states a claim and then review the answer to determinePage 504whether it joins a material issue of fact or law. If we conclude that the complaint and answer are sufficient to join issue, we examine the moving party's affidavits to determine whether they establish a prima facie case for summary judgment. If they do, we look to the opposing party's affidavits to determine whether there are any material facts in dispute that entitle the opposing party to a trial.
Id., ¶ 8.
¶ 22. We next turn to the complaint and answer allowed by Wis. Stat. §§ 23.52 and 23.55. See Schneck, 257 Wis. 2d 704, ¶ 10 (comparing summary judgment methodology with procedure in Wis. Stat. ch. 345 forfeiture proceeding). Wisconsin Stat. § 23.52 provides that forfeiture actions may be commenced by a citation, or — as the State chose to do in the instant case — a complaint and summons." See id. Wisconsin Stat. § 23.55 prescribes the contents of the complaint as well as the summons, which directs the defendant to answer the complaint. Thus, in an instance where a plaintiff initiates a claim via a complaint and summons pursuant to §§ 23.52 and 23.55, the trial court would be able not only to examine the complaint to determine whether it states a claim, but would also be able to evaluate the defendant's answer — written or otherwise — to determine whether it joins an issue of material fact. See Schneck, 257 Wis. 2d 704, ¶ 10 (summary judgment for ch. 345 actions inappropriate because "a trial court cannot perform even the rudimentary initial steps of summary judgment methodology because the responses contemplated by [ch. 345] are not the equivalent of an answer in a conventional civil action"). The procedure outlined by §§ 23.52 and 23.55 is therefore consistent with summary judgment.
¶ 24. We also note that the trial court's decision to grant summary judgment in the instant case was not novel. Our precedent includes numerous examples of instances in which summary judgment was granted in civil enforcement actions. See, e.g., Oneida Cnty. v. Converse, 180 Wis. 2d 120, 508 N.W.2d 416 (1993); State v. Roll fink, 162 Wis. 2d 121, 475 N.W.2d 575 (1991); State v. Block Iron & Supply Co., 183 Wis. 2d 357, 515 N.W.2d 332 (Ct. App. 1994); State v. Land Concepts, Ltd., 177 Wis. 2d 24, 501 N.W.2d 817 (Ct. App. 1993); State v. Menard, Inc., 121 Wis. 2d 199, 358 N.W.2d 813
¶ 25. Therefore, because the plain language of the procedural statutes governing Wis. Stat. ch. 30 forfeiture actions allows for summary judgment, and because these statutes are consistent with summary judgment methodology, we conclude that summary judgment was available in the State's ch. 30 forfeiture action against Ryan, and that the trial court did not err in allowing the State to move for summary judgment.
B. The trial court did not err in applying judicial estoppel to preclude Ryan from arguing that he did not own or control the barge.
¶ 26. " 'Judicial estoppel is a doctrine that is aimed at preventing a party from manipulating the judiciary as an institution by asserting a position in a legal proceeding and then [later] taking an inconsistent position.'" State v. White, 2008 WI App 96, ¶ 15, 312 Wis. 2d 799, 754 N.W.2d 214 (citation omitted). "The focus of judicial estoppel is to [e]nsure the integrity of the courts." Harrison v. LIRC, 187 Wis. 2d 491, 497, 523
¶ 27. We think that Ryan presents a textbook example of a litigant playing "fast and loose" with the judicial system. See Harrison, 187 Wis. 2d at 497; Salveson, 245 Wis. 2d 497, ¶ 37. First, in the eminent domain action that resulted in the writ of assistance, Ryan held himself out as the equitable owner of the barge. The "Relocation Business Questionnaire" that Ryan submitted to the DOT in March 2005 as part of the eminent domain relocation process expressly stated that Ryan owned the barge. We note that this form states: "barge is stored by owner (Ryan)." It lists no
¶ 28. Furthermore, Ryan's argument that "estoppel can only be applied where the first case has an equal or higher standard of proof' does not apply to the doctrine of judicial estoppel. Ryan's cited cases for this contention pertain only to the doctrines of issue and claim preclusion, and have no bearing on the instant case. Judicial estoppel binds a party to a position previously taken by that same party, see White, 312 Wis. 2d 799, ¶ 15, whereas claim preclusion and issue preclusion bind a court to a position previously taken by that court, see Wickenhauser v. Lehtinen, 2007 WI 82,
C. Summary judgment regarding liability was appropriate as a matter of law.
¶ 29. After the trial court granted the State's first summary judgment motion in part, the State filed a second motion for summary judgment, this time arguing that because Ryan testified in his deposition that the barge was owned by Ryan Marina, one of Ryan's corporate concerns, and because Ryan was the only officer and controlling principal of Ryan Marina, that Ryan was personally liable for the sinking of the barge. Between the two motions, the State thus established all of the elements necessary to succeed on its Wis. Stat. §§ 30.10(2) and 30.12(l)(a) claims. Ryan did riot, and has not, set forth any issues of material fact. Based on our de novo review of the facts and issues in this case, we agree that the State established its Wis. Stat. ch. 30 claims as a matter of law. We therefore affirm both motions for summary judgment.
By the Court. — Judgment affirmed.
2.
All references to the Wisconsin Statutes are to the 2007-08 version unless otherwise noted.
3.
As pertinent to this case, Webster's Third New International Dictionary 2203 (1993) defines "spoil" as: "material (as refuse, earth or rock) excavated usu[ally] in mining, dredging, or excavating" (punctuation added).
4.
A spud barge is a flat-bottomed boat that uses heavy timber or pipe as a means by which to moor. The timber or pipe is located in a well at the bottom of the boat, and acts in the same function as would an anchor. Spud barges are riverboats that are most commonly used as work barges, or as a loading or unloading platform. See Websters Third New International Dictionary 176 (1993); see also Parilman Associates "Barge Accidents and Information", available at: http://www.resource4 admiraltylaw.eom/topies/bargeaceidents.html#spud.
5.
See State v. 260 N. 12th St., LLC, No. 05-CV-5593 (Milwaukee County Circuit Court Jul. 1, 2005).
6.
Wisconsin Stat. 30.10(2) provides: "[e]xcept as provided under sub. (4)(c) and (d), all streams, sloughs, bayous and marsh outlets, which are navigable in fact for any purpose whatsoever, are declared navigable to the extent that no dam,
7.
Wisconsin Stat. § 23.73 specifically provides: "Discovery. Neither party is entitled to pretrial discovery except that if the defendant moves within 10 days after the alleged violation and shows cause therefor, the court may order that the defendant be allowed to inspect and test under such conditions as the court prescribes, any devices used by the plaintiff to determine whether a violation has been committed and may inspect the reports of experts relating to those devices."
8.
In support of his contention that someone else, namely, Richard J. Schumacher, owned the barge during all pertinent times, Ryan submits three pieces of information: (1) an affidavit by Ryan affirming that he (Ryan) never owned the barge; (2) a Certificate of Documentation issued April 11, 1996 — and expiring April 30, 1997 — showing that "Ko-op Marine, Inc." registered a vessel by the name of "Chippewa" whose dimensions, 139.5 feet by 35.0 feet, were similar to those of the barge at issue in this case (approximately 100 by 30 feet); and (3) a printout from the Wisconsin Department of Financial Institutions webpage showing that Richard J. Schumacher is the registered agent for "Ko-op Marine, Inc." We fail to understand how these three disparate pieces of information show that Schumacher owned the barge during the times at issue in this case, and we will not consider Ryan's argument. See State v. Pettit, 171 Wis. 2d 627, 646, 492 N.W.2d 633 (Ct. App. 1992) (court of appeals may decline to review inadequately developed arguments).