United States v. Brown

FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT May 27, 2015

Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,

Plaintiff − Appellee,

v. No. 15-3037
(D.C. No. 2:12-CR-20083-KHV-3)
SADIE JOLYNN BROWN, (D. Kan.)

Defendant − Appellant.

ORDER AND JUDGMENT*

Before HARTZ, GORSUCH, and MATHESON, Circuit Judges.

Pursuant to a plea agreement with a broad appeal waiver, Sadie Jolynn Brown

pleaded guilty to one count of conspiracy to possess with intent to distribute and to

distribute five kilograms or more of cocaine; to manufacture, to possess with intent to

distribute, and to distribute 1,000 kilograms or more of marijuana; and to maintain

drug-involved premises, in violation of 21 U.S.C. §§ 846, 841(a)(1), 841(b)(1), and

856. The district court sentenced Ms. Brown to 120 months’ imprisonment, imposed

*
This panel has determined that oral argument would not materially assist the
determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The
case is therefore ordered submitted without oral argument. This order and judgment
is not binding precedent, except under the doctrines of law of the case, res judicata,
and collateral estoppel. It may be cited, however, for its persuasive value consistent
with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
a forfeiture judgment against her in the amount of $16,985,250.00 (jointly and

severally with some of her co-defendants), and ordered the forfeiture of specified real

and personal property, the sale of which would be applied toward her forfeiture

judgment. Despite her appeal waiver, Ms. Brown filed a pro se notice of appeal.

The government has moved to enforce the appeal waiver under United States

v. Hahn, 359 F.3d 1315 (10th Cir. 2004) (en banc) (per curiam). In Hahn, 359 F.3d

at 1325, we held that we would enforce appeal waivers as long as three conditions

were met: (1) the matter on appeal falls within the scope of the waiver; (2) the

defendant-appellant knowingly and voluntarily waived h[er] appellate rights; and

(3) enforcing the waiver will not result in a miscarriage of justice.

We appointed counsel to represent Ms. Brown in this matter. Counsel filed a

response asserting that Ms. Brown received no benefit from her plea bargain and that

her then-counsel provided constitutionally ineffective assistance. Counsel argues that

a claim of ineffective assistance of counsel can be raised on direct appeal under the

circumstances of this case, citing United States v. Gordon, 4 F.3d 1567, 1570

(10th Cir. 1993).

We have long “recognized that the preferred avenue for challenging the

effectiveness of counsel in a federal criminal case was via collateral attack.” Id. We

have thought so “because a defendant often does not know [s]he has a meritorious

ineffective assistance claim until collateral proceedings are begun, and because

ineffective assistance claims often require consideration of evidence not yet in the

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record on direct appeal.” Id. We noted in Gordon that “[t]here are rare instances,

however, when we will entertain an ineffective assistance of counsel claim on direct

appeal, including, inter alia, where the record is sufficient, or where the claim simply

does not merit further factual inquiry.” Id. Accordingly, we will consider

Ms. Brown’s argument.

“We review a challenge to a guilty plea based on a claim of ineffective

assistance of counsel using the two-part test announced in Strickland v. Washington,

466 U.S. 668 (1984).” Gordon, 4 F.3d at 1570. “Under this test, the defendant must

show that h[er] counsel’s performance ‘fell below an objective standard of

reasonableness,’ Strickland, 466 U.S. at 688, and that the deficient performance

resulted in prejudice, id. at 691.” Id. “To show prejudice in the guilty plea context,

the defendant must establish that ‘there is a reasonable probability that, but for

counsel’s errors, [s]he would not have pleaded guilty and insisted on going to trial.’”

Id. (quoting Hill v. Lockhart, 474 U.S. 52, 59 (1982)).

Ms. Brown’s argument is conclusory. She asserts that she obtained no benefit

from her plea agreement and that this is clear from the record. But she does not

explain how this is true with cites to the law or the record. The only document she

attached to her response is the plea agreement, but she does not point us to any

particular part of it. We conclude that Ms. Brown has failed to show that her original

counsel’s negotiation of the plea agreement constituted ineffective assistance of

counsel entitling her to relief.

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 Ms. Brown does not argue that the Hahn factors are not satisfied, and our

review of the record in this case unequivocally demonstrates that the Hahn factors

favor enforcing Ms. Brown’s waiver of appellate rights. Accordingly, we dismiss the

appeal on the basis of Hahn.

Entered for the Court
Per Curiam

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