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United States v. Matthew Vaughn Hawks

Court: Court of Appeals for the Eleventh Circuit
Date filed: 2018-04-20
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           Case: 17-12528   Date Filed: 04/20/2018   Page: 1 of 8


                                                        [DO NOT PUBLISH]



            IN THE UNITED STATES COURT OF APPEALS

                     FOR THE ELEVENTH CIRCUIT
                       ________________________

                             No. 17-12528
                         Non-Argument Calendar
                       ________________________

                 D.C. Docket No. 2:16-cr-14059-DMM-1



UNITED STATES OF AMERICA,

                                                           Plaintiff - Appellee,

versus

MATTHEW VAUGHN HAWKS,

                                                        Defendant - Appellant.

                       ________________________

                Appeal from the United States District Court
                    for the Southern District of Florida
                      ________________________

                              (April 20, 2018)

Before WILSON, JORDAN and BLACK, Circuit Judges.

PER CURIAM:
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       Matthew Hawks pled guilty to using facilities of interstate commerce to

produce visual depictions of minors engaging in sexually explicit conduct in

violation of 18 U.S.C. § 2251(a) and (e), and to possessing visual depictions of

minors engaging in sexually explicit conduct in violation of 18 U.S.C.

§ 2252(a)(4)(B) and (b)(2). He was sentenced to 360 months’ imprisonment. 1

Hawks contends his sentence is both procedurally and substantively unreasonable.

After review, we affirm.

                        I. PROCEDURAL REASONABLENESS

       Hawks contends the district court made three erroneous findings of fact that,

in turn, “resulted in the court’s improper weighing of the sentencing factors.” See

Gall v. United States, 552 U.S. 38, 41 (2007) (recognizing that “selecting a

sentence based on clearly erroneous facts” is procedural error). But the parties

disagree, at the threshold, about the appropriate standard of review. Hawks urges

de novo review, while the Government presses plain error review.

       We agree with the Government. Hawks’s counsel “object[ed] to the

reasonableness of the sentence.” But the incantation of “reasonableness” does not

preserve any and all potential procedural reasonableness objections for appellate

review. To preserve his objection for appeal, Hawks was required to “raise that

       1
          The district court imposed a separate sentence of 360 months as to each of the first three
counts and ordered the sentences to run concurrently. The district court also imposed a single
120 month sentence as to another count, to run concurrently as well. For ease of reading, we
refer to the sentence as a single sentence to 360 months’ imprisonment.
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point in such clear and simple language” as would “inform the district court of the

legal basis for the objection.” United States v. Massey, 443 F.3d 814, 819 (11th

Cir. 2006). Although, a party is not required to “repeat objections made during the

course of sentencing proceedings following the imposition of sentence” or “to

reargue a general objection made after sentencing if the argument in support of that

objection has previously been presented . . . and the reasons for the objection

remain clear after the sentence is pronounced,” neither caveat applies here. United

States v. Maurice, 69 F.3d 1553, 1557 (11th Cir. 1995). Nowhere in the record did

Hawks’s counsel object to the district court’s understanding of the facts.

Therefore, plain error review is appropriate. Under the plain error standard, we

examine whether there is an error, that is plain, and that has affected Hawks’s

substantial rights. United States v. Rodriguez, 398 F.3d 1291, 1298 (11th Cir.

2005). Error does not affect substantial rights unless it impacts the outcome of

district court proceedings. Id. (quotations omitted).

      We begin with the first two factual findings Hawks mentions, neither of

which is plainly erroneous. Dr. Daniel Tucker, who is employed at the University

of Florida, Shands Hospital, examined Hawks in 2014 and diagnosed him with

several disorders. Shands produced several progress reports in addition to Dr.

Tucker’s diagnosis. One progress report recounts a conversation between Dr.

Tucker and Hawks’s father concerning Hawks’s discharge from treatment. During


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the conversation, Dr. Tucker expressed concern that Hawks “was a menace to

society” and may be “an antisocial sexual predator.” After discussing a different

diagnostic report, the district court recounted Dr. Tucker’s estimation of Hawks at

sentencing, stating: “[T]he treatment at Shands—the doctor there indicated that

Mr. Hawks may be a sexual predator. Those reports all provide reason for

concern.”

      Hawks contends crediting Dr. Tucker’s statements was error because they

were not made in the context of an official diagnosis. Specifically, Dr. Tucker’s

statements “were not part of a medical/psychological report” and were not “based

on any testing conducted by Dr. Tucker.” Hawks’s contentions are unavailing.

First, the district court’s use of the term “report” is consistent with the Pre-

Sentence Investigation Report (PSI), which refers to the document as a “progress

report.” Additionally, although they are not diagnoses, the progress reports clearly

relate to the course of Hawks’s treatment—the documents issued from the hospital

where Hawks received care and include statements by his physician. Finally,

Hawks did not object to the statements’ inclusion in the PSI. Therefore, Hawks

has not shown the district court committed plain error by considering Dr. Tucker’s

statements.

      Next, Hawks asserts the district court “erroneously failed to review or weigh

letters from other health care or special needs professionals from Illinois.” The


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district court recalled reading “letters” submitted to it. (Emphasis added).

Although the court did not specify each letter it had reviewed, the record does not

indicate that any letters other than those Hawks submitted on his own behalf were

provided to the district court. Thus, there is no evidence that the court plainly

erred by failing to consider evidence submitted by the other health care and special

needs professionals.

      Third, Hawks claims the district court erroneously determined that Dr.

Pollack concluded Hawks was effectively untreatable. Hawks is correct that the

district court’s conclusion was erroneous and that the error is plain. Dr. Pollack

stated that, while medication alone would not be effective, Hawks required “an

intensive training program” in order to perform in social situations. The district

court, referring to Dr. Pollack’s report, incorrectly stated: “[D]octors have said

they don’t think medications and therapy are likely to be effective, given his

circumstances.”

      But pointing out a plainly erroneous fact is not sufficient. Hawks must show

the district court’s plain error affected his substantial rights, which “almost always

requires that the error must have affected the outcome of the district court

proceedings.” United States v. Flanders, 752 F.3d 1317, 1333 (11th Cir. 2014)

(quotation omitted). Hawks has not made the required showing. The district court

explicitly considered several factors aside from Dr. Pollack’s report that supported


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the district court’s emphasis on the need to protect society, including: Hawks’s

manipulative and deceitful behavior while chatting with his victims, his ability to

violate his probation even while under strict supervision, his attempts to directly

contact other young girls, and Dr. Tucker’s opinion that Hawks was a danger to

society. Given these other factors, Hawks has not shown the district court’s

erroneous understanding of Dr. Pollack’s report affected the outcome of the

sentencing.

                    II. SUBSTANTIVE REASONABLENESS

      Once we determine that a sentence is procedurally sound, we must examine

whether the sentence is substantively reasonable in light of the record and the

§ 3553(a) factors. Gall, 552 U.S. at 51 (2007). The party who challenges a

sentence’s substantive reasonableness bears the burden of showing it is

unreasonable in light of the record and § 3553(a) factors. United States v. Tome,

611 F.3d 1371, 1378 (11th Cir. 2010). We vacate if left with the “firm conviction

that the district court committed a clear error of judgment in weighing the

§ 3553(a) factors by arriving at a sentence that lies outside the range of reasonable

sentences dictated by the facts of the case.” United States v. Irey, 612 F.3d 1160,

1190 (11th Cir. 2010) (en banc). However, “[w]e are not often left with [that]

definite and firm conviction because, as we have explained, our examination of the

sentence is made through the prism of abuse of discretion.” Id. (quotation omitted).


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       Hawks asserts the district court, in weighing the sentencing factors, failed to

consider “significant mitigating circumstances.” More specifically, Hawks

contends the district court failed to give due consideration to his mental limitations

and “the opinions of health care and special needs professionals” who believed

Hawks was “not a danger to the community.” 2

       Hawks has not shown his sentence is substantively unreasonable.                       The

district court considered Hawks’s diminished capacity, stating: “It is clear Mr.

Hawks has diminished capacity and has had serious issues since he was quite

young and has been evaluated a number of times.”                    The district court also

acknowledged the mitigating impact of this fact—immediately before addressing

Hawks’s limitations the district court reflected, “I find the sentencing in this case

to be very, very difficult.” The record contains evidence, which the district court

was entitled to credit, that cast doubt on representations that Hawks was not a

danger to the community. Tesa Sansbury, one of the medical professionals who

evaluated Hawks, determined that he required 24-hour supervision in order to

ensure he did not come into questionable contact with minors. The record also

showed that Hawks demonstrated predatory and manipulative behavior in his chats



       2
         Hawks also re-asserts his argument that the district court’s erroneous factual
conclusions led to an improper weighing of the § 3553(a) factors. As discussed above, this
argument is subject to plain error review and fails because Hawks has not demonstrated an
impact on his substantial rights.
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with young women, and circumvented the restrictions of his probation by

accessing the internet to target young girls in chatrooms.

      Finally, Hawks asserts his sentence is substantively unreasonable because

other, graver offenders with mental limitations have received less harsh sentences.

This argument, too, is unavailing. Hawks’s sentence of 360 months’ imprisonment

is below the guidelines range of 1,200 months. After considering all the factors,

the district court varied downward by 840 months. The district court also ruled

that the 30 year sentence it was imposing would run concurrently with a 10-year

sentence Hawks was already serving. Comparison with the cases Hawks cites does

not leave us with a “firm conviction” that the district court clearly erred in

imposing his below-guidelines sentence.

      Hawks has not shown his sentence is substantively or procedurally

unreasonable. Accordingly, we affirm Hawks’s sentence.

      AFFIRMED.




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