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United States v. Rivera

Court: Court of Appeals for the Fifth Circuit
Date filed: 2001-09-07
Citations: 265 F.3d 310
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                     IN THE UNITED STATES COURT OF APPEALS
                              FOR THE FIFTH CIRCUIT



                                           No. 00-20953
                                         Summary Calendar



UNITED STATES OF AMERICA,

                                                                                      Plaintiff-Appellee,

                                                 versus

TEOFILO SANTOS RIVERA,

                                                                                    Defendant-
Appellant.

                         --------------------------------------------------------
                           Appeal from the United States District Court
                                 for the Southern District of Texas
                                   USDC No. H-00-CR-336-ALL
                          ------------------------------------------------------
                                          September 7, 2001

Before JOLLY, BENAVIDES and STEWART, Circuit Judges:

PER CURIAM:

       Teofilo Santos Rivera appeals his sentence following a guilty plea to illegal entry after

deportation pursuant to 8 U.S.C. § 1326(b)(2).

       We review the district court's application of the Sentencing Guidelines de novo and its factual

findings for clear error. See United States v. Stevenson, 126 F.3d 662, 664 (5th Cir. 1997).

       Rivera first contends that his sentence should be vacated because his state felony conviction

for possession of a controlled substance, which resulted in an increased sentence under 8 U.S.C. §

1326(b)(2), was an element of the offense that should have been charged in the indictment.

       Rivera acknowledges t hat his argument is foreclosed by the Supreme Court’s decision in

Almendarez-Torres v. United States, 523 U.S. 224 (1998), but he seeks to preserve the issue for

Supreme Court review in light of the decision in Apprendi v. New Jersey, 530 U.S. 466 (2000).
          Apprendi did not overrule Almendarez-Torres. See Apprendi, 120 S. Ct. at 2362; United

States v. Dabeit, 231 F.3d 979, 984 (5th Cir. 2000), cert. denied, 121 S. Ct. 1214 (2001). Rivera’s

argument is foreclosed.

          Rivera also challenges the characterization of his prior Texas conviction for cocaine

possession as an "aggravated felony" offense and the concomitant sixteen-level increase in his base

offense level under U.S.S.G. § 2L1.2(b)(1)(A), contending that his sentence should be reduced by

the rule-of-lenity. Rivera’s constitutional claim that the rule-of-lenity is applicable is reviewed de

novo. United States v. Romero-Cruz, 201 F.3d 374, 377 (5th Cir.), cert. denied, 120 S. Ct. 2017

(2000).

          In United States v. Hinojosa-Lopez, 130 F.3d 691, 692-93, 694 (5th Cir. 1997), we held that

a state conviction is an “aggravated felony” pursuant to § 2L1.2(b)(1)(A) if “(1) the offense was

punishable under the Controlled Substances Act and (2) it was a felony” under applicable state law.

Id. at 694. Rivera has not explicitly disputed that, as a matter of statutory construction, his challenge

to the § 2L1.2(b)(1)(A) increase is foreclosed by Hinojosa-Lopez. See United States v. Garcia

Abrego, 141 F.3d 142, 151 n.1 (5th Cir. 1998) (“in the absence of any intervening Supreme Court

or en banc circuit authority that conflicts” with the panel decision in question, this court is bound by

the panel decision). He contends, however, that under t he “constitutional rule-of-lenity,” his

objection to the increase presents an issue of first impression. This contention is erroneous.

          The rule-of-lenity fosters the constitutional due-process principle “that no individual be forced

to speculate, at peril of indictment, whether his conduct is prohibited." Dunn v. United States, 442

U.S. 100, 112 (1979). “The rule of lenity ... applies only when, after consulting traditional canons

of statutory construction, [a court is] left with an ambiguous statute.” United States v. Shabani, 513

U.S. 10, 17 (1994) (emphasis added). It applies “only if after a review of all applicable sources of

legislative intent the statute remains truly ambiguous.” United States v. Cooper, 966 F.2d 936, 944

(5th Cir. 1992) (internal quotation marks and citation omitted); see also Albernaz v. United States,

450 U.S. 333, 342 (1981) (“The rule comes into operation at the end of the process of construing

what Congress has expressed, not at the beginning as an overriding consideration of being lenient to
wrongdoers.” (internal quotation marks and citation omitted)). The rule-of-lenity is a rule of

statutory construction, see Bifulco v. United States, 447 U.S. 381, 387 (1980); United States v.

Brito, 136 F.3d 397, 408 (5th Cir. 1998), rather than a separate constitutional framework for raising

claims. We have already expressed our interpretation of the term “aggravated felony” in our decision

in Hinojosa-Lopez. See Hinojosa-Lopez, 130 F.3d at 693-94.

       The judgment of the district court is AFFIRMED.