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United States v. Rodarte-Vasquez

Court: Court of Appeals for the Fifth Circuit
Date filed: 2007-05-23
Citations: 488 F.3d 316
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Combined Opinion
                                                       United States Court of Appeals
                                                                Fifth Circuit
                                                             F I L E D
                 UNITED STATES COURT OF APPEALS
                          FIFTH CIRCUIT                        May 23, 2007

                                                         Charles R. Fulbruge III
                                                                 Clerk
                        No. 04-50224 c/w
                          No. 04-50257


                    UNITED STATES OF AMERICA,

                                                Plaintiff-Appellee,

                             versus

   ROMAN RODARTE-VASQUEZ, also known as Carlos Carrillo-Lopez,
               also known as Roman Rodriguez-Meza,

                                                Defendant-Appellant.

                               and

                    UNITED STATES OF AMERICA,

                                                Plaintiff-Appellee,

                             versus

 JUAN A. RAMIREZ-RAMIREZ, also known as Juan Ramirez-Rodriguez,
          also known as Juan Anatalio Ramirez-Ramirez,

                                                Defendant-Appellant.



          Appeals from the United States District Court
                for the Western District of Texas
                      (EP-03-CR-1791-ALL-FM)
                       (A-03-CR-292-ALL-LY)


Before JONES, Chief Judge, and WIENER and BARKSDALE, Circuit

Judges.

RHESA HAWKINS BARKSDALE, Circuit Judge:
         Roman    Rodarte-Vasquez         and   Juan   A.     Ramirez-Ramirez

(defendants) pleaded guilty in 2003 in unrelated cases to illegal

reentry after deportation, in violation of 8 U.S.C. § 1326.                 In

this consolidated appeal, they primarily contend their Sentencing

Guidelines’ offense-level enhancements, imposed as a result of

their prior alien-smuggling convictions, are improper in the light

of United States v. Booker, 543 U.S. 220, 244 (2005) (holding,

inter alia, Sixth Amendment right to jury trial requires                 “[a]ny

fact (other than a prior conviction) ... necessary to support a

sentence exceeding the maximum authorized by the facts established

by a plea of guilty or a jury verdict must be admitted by the

defendant or proved to a jury beyond a reasonable doubt”).                They

also contend: the district courts’ application of the 2003 version

of the Guidelines constituted an ex post facto violation; and 8

U.S.C.    §      1326(b)’s      sentence-enhancing          provisions     are

unconstitutional, in the light of Apprendi v. New Jersey, 530 U.S.

466 (2000).

      Resentencing is required. But, under the post-Booker advisory

guidelines regime, the new sentences can conceivably be the same as

those being vacated.         CONVICTIONS AFFIRMED; SENTENCES VACATED;

REMANDED FOR RESENTENCING.

                                      I.

      In separate cases before different district judges, Rodarte

and   Ramirez    pleaded     guilty   in    2003,   without    written    plea


                                      2
agreements, to illegal reentry after deportation. Rodarte had been

deported in 1992, after being convicted of transporting illegal

aliens, in violation of 8 U.S.C. § 1324(a)(1)(B); Ramirez, in 1990,

after being convicted, inter alia, of harboring illegal aliens, in

violation of 8 U.S.C. § 1324(a)(1)(C) (collectively, either prior

convictions or prior offenses).

      For   defendants’     sentencing       in        2003,   the    Presentence

Investigation Report (PSR) for each used the 2003 version of the

Guidelines and, for those prior convictions, recommended a 16-level

enhancement, pursuant to § 2L1.2(b)(1)(A)(vii) (applicable “[i]f

the defendant previously was deported, or unlawfully remained in

the United States, after ... a conviction for a felony that is ...

an alien smuggling offense”).          Rodarte’s recommended Guidelines’

sentencing range was 46 to 57 months; Ramirez’, 57 to 71 months.

      Defendants filed similar objections to the PSR, contending,

inter alia, the enhancement was improper under the “categorical

approach”, first articulated in Taylor v. United States, 495 U.S.

575   (1990).      That     approach       limits       a   sentencing      court’s

determination of whether a prior offense qualifies for a sentencing

enhancement to the elements of the offense, rather than the facts

underlying the conviction.         At the time, this contention (as

Ramirez recognized in district court) was contrary to United States

v. Sanchez-Garcia, 319 F.3d 677, 678 (5th Cir. 2003) (rejecting the

“categorical    approach”   for   purposes        of    applying     the   16-level


                                       3
enhancement   under    §   2L1.2(b)(1)(A)(vii)).     (Sanchez-Garcia    is

discussed infra.)     Accordingly, they maintained, inter alia:        the

2002 version of the Guidelines (2002 Guidelines) was in effect at

the time of their illegal-reentry offenses; the 2002 Guidelines

restricted the enhancement only to those prior alien-smuggling

offenses “committed for profit”; the statutes under which they

received their prior convictions did not contain a “committed for

profit” element; the 2003 version (2003 Guidelines), however,

applied the enhancement to prior alien-smuggling offenses, the

“committed for profit” element having been removed; and, therefore,

the 2002 Guidelines should apply because use of the 2003 Guidelines

constituted an ex post facto violation.

     Defendants’      separate   sentencing    hearings   in   2003   were

conducted prior to Blakely v. Washington, 542 U.S. 296, 301 (2004)

(“‘[o]ther than the fact of a prior conviction, any fact that

increases the penalty for a crime beyond the prescribed statutory

maximum must be submitted to a jury, and proved beyond a reasonable

doubt’” (quoting Apprendi, 530 U.S. at 490)), and Booker, 543 U.S.

at 244 (inter alia, extending Blakely to the Guidelines). Their ex

post facto objections were overruled.

     At Rodarte’s sentencing, the district judge stated the 2003

amendment to the Guidelines, which removed the “committed for

profit” element, was “simply for clarification [and] ... [did not]

change the underlying guideline”.        At Ramirez’ sentencing, another


                                     4
district judge stated that, particularly in the light of Ramirez’

offense reports, the 16-level increase was appropriate under either

the 2002 or 2003 Guidelines.            At each sentencing, the district

judge     relied     on   underlying   offense   reports     for   the   prior

convictions to find the offenses were “committed for profit”.               It

appears the district judges made the “committed for profit” finding

because the 2003 Guidelines’ commentary, explaining the amendment

to the 2002 Guidelines, states:         “[The new] definition [for ‘alien

smuggling offense’] generally is consistent with the guideline’s

previous terminology of ‘alien smuggling offense committed for

profit,’ and results in a 16 level increase only for the most

serious of such offenses”.         U.S.S.G. app. C-II, amend. 658 at 401

(2003).

      Rodarte and Ramirez were respectively sentenced, inter alia,

to   46   and   57   months’    imprisonment   for   their   illegal-reentry

convictions.       For Rodarte, an eight-month consecutive sentence for

revocation of supervised release was also imposed, resulting in a

54-month total sentence.

                                       II.

     Booker was decided while these consolidated appeals were

pending in our court.          Therefore, they were held pending a post-

Booker decision in United States v. Loredo-Torres, 164 F.App’x 523

(5th Cir.), cert. denied, 126 S. Ct. 2343 (2006), on remand from the

Supreme Court for further consideration in the light of Booker.


                                        5
Loredo-Torres was decided, however, without providing guidance on

whether Booker abrogated our court’s earlier-described holding in

Sanchez-Garcia. Because the parties’ initial briefs were filed pre-

Booker, they were directed to submit supplemental briefs, addressing

the implications of Booker on Sanchez-Garcia.                That issue is

addressed before turning, inter alia, to the ex post facto issue.

                                    A.

     Before   considering    whether,    in   the   light   of   Booker,   the

enhancements were erroneously imposed, we must address whether such

error was preserved.        As discussed below, that error was not

preserved.     Therefore,    only   plain-error      review      is   accorded

defendants’ Booker issue.

                                    1.

     In their supplemental briefs, consistent with their reliance

on Blakely in their initial briefs, defendants primarily contend

they should be resentenced in the light of Booker because the

district courts’ finding their prior alien-smuggling offenses were

“committed for profit” constituted Sixth Amendment error.                  The

Government maintains defendants’ objections at sentencing were

insufficient to preserve Booker error. Although Rodarte and Ramirez

acknowledge their objections in district court for this issue

mentioned neither the Sixth Amendment nor Apprendi, they contend




                                    6
their Taylor-based ex post facto objections adequately preserved

Booker error.

     In order to preserve Booker error for, as here, a pre-Booker

sentence, a defendant need not explicitly cite Apprendi, Blakely,

or the Sixth Amendment.   See United States v. Akpan, 407 F.3d 360,

376 (5th Cir. 2005).      “If a defendant voices [an] objection[]

sufficient to apprise the sentencing court that he is raising a

constitutional claim with respect to judicial fact-finding in the

sentencing process, the error is preserved.”      United States v.

Castaneda-Barrientos, 448 F.3d 731, 732 (5th Cir. 2006) (emphasis

added) (citing United States v. Olis, 429 F.3d 540, 543-44 (5th Cir.

2005)).   The objection, however, should be couched in terms that

facts used to enhance the sentence were not proven to a jury beyond

a reasonable doubt.    See Akpan, 407 F.3d at 376-77 (finding one

defendant, who had objected on the ground the sentencing fact “had

not been proven at trial”, had preserved Booker error, but finding

the other defendant, who did not “couch his arguments ... in the

same terms”, did not preserve such error).

     In objecting, Rodarte claimed:   to look beyond Taylor-approved

evidence would “not ... fall under the categorical approach as

espoused by the Fifth Circuit and the Supreme Court”; and to adhere

to that approach would “create uniformity in the system, and avoid

... mini-trials ... at sentencing”.       Earlier, he had stated:



                                 7
“[T]here were no jury instructions to be available to make [the

committed-for-profit] determination [for the prior offenses]”.

     Ramirez’ objection highlighted textual similarities between

Guidelines § 2L1.2 and the statute at issue in Taylor; he then

maintained:        “[T]he court should not authorize mini-trials on

conduct that is very remote ... absent some clear unambiguous

indication from the sentencing commission”.

     Contrary to defendants’ contentions, citing to Taylor does not

place a sentencing court on sufficient notice that the objection

raises a constitutional violation.      In addressing the narrow issue

of “whether the sentencing court in applying [18 U.S.C.] § 924(e)

must look only to the statutory definitions of the prior offenses,

or whether the court may consider other evidence concerning the

defendant’s prior crimes”, 495 U.S. at 600, Taylor focused primarily

on the statute’s plain language and legislative history.            Id. at

600-01.     At the conclusion of its analysis, while discussing “the

practical    difficulties   and   potential   unfairness   of   a   factual

approach”, id. at 601, Taylor asked whether, “[i]f a sentencing

court were to conclude, from its own review of the record, that the

defendant actually committed a generic burglary, ... the defendant

[could] challenge this conclusion as abridging his right to a jury

trial”.      Id.     Taylor did not, however, further address that

question.




                                    8
     Accordingly, neither defendant “adequately apprised the court

that he was raising a constitutional error with respect to [judicial

fact-finding]”.     Olis,   429   F.3d   at   544   (emphasis   added).

Importantly, unlike several other cases in our court in which Booker

error was preserved, neither defendant referenced a violation of his

jury-trial rights or the need to prove facts beyond a reasonable

doubt.   See Castaneda-Barrientos, 448 F.3d at 732 (Booker error

preserved where defendant “referenced Apprendi and specifically

stated he was challenging the constitutionality of the court’s fact-

finding regarding his prior conviction for an alien smuggling

offense” (emphasis added)); United States v. Sudeen, 434 F.3d 384,

393-94 (5th Cir. 2005) (Booker error preserved where defendant’s

sentencing   comments   characterized    district    court’s    factual

determination as “an issue the jury has to decide”); Olis, 429 F.3d

at 544 (Booker error preserved where defendant “repeatedly objected

... to both the district court’s [factual finding] and the burden

of proof utilized by the court.       His objections ... alerted the

court to cases that acknowledged the potential for a constitutional

violation when sentencing facts are not found by at least clear and

convincing evidence” (emphasis added) (footnote omitted)); Akpan,

407 F.3d at 376 (Booker error preserved where defendant objected on

the ground the sentencing fact “had not been proven at trial”). But

see United States v. McCrimmon, 443 F.3d 454, 458-59 (5th Cir.)


                                  9
(“Though not expressly alleging a Sixth Amendment violation [at his

pre-Blakely/Booker sentencing, defendant’s] ... contest[ing] the

consideration of facts pertaining to any quantity of drugs exceeding

the [amount admitted to] .... sufficiently invokes the alleged

Booker error.” (footnote omitted)), cert. denied, 126 S. Ct. 1931

(2006).

     In sum, defendants’ reliance in district court on Taylor,

without more, is insufficient to preserve Booker error.     At best,

their objections captured only the “essence” of such error.      See

United States v. Bringier, 405 F.3d 310, 316 (5th Cir.) (defendant’s

sentencing objections, which did not explicitly reference Blakely

or the Sixth Amendment, did not preserve Booker error; our court

rejected defendant’s contention that his objections captured the

“essence” of Blakely and the Sixth Amendment), cert. denied, 126 S.

Ct. 264 (2005).        That was not sufficient to put the district

courts on notice of the now-claimed constitutional error.

                                  2.

     As noted, because the claimed Booker error was not preserved

by either defendant, we review only for plain error.        For such

review, a defendant must show (1) a plain (“clear” or “obvious”)

error that (2) affected his substantial rights. E.g., United States

v. Olano, 507 U.S. 725, 732-35 (1993); see also FED. R. CRIM. P.

52(b).    If the defendant does so, our court “‘may then exercise its



                                  10
discretion to notice a forfeited error but only if ... the error

seriously affects the fairness, integrity, or public reputation of

judicial proceedings’”.   United States v. Mares, 402 F.3d 511, 520

(5th Cir.) (quoting United States v. Cotton, 535 U.S. 625, 631

(2002)), cert. denied, 126 S. Ct. 43 (2005).

     Sentencing a defendant, as in the instant cases, contrary to

Booker establishes the requisite “plain-error” prong.    See, e.g.,

id. at 520-21.   To satisfy the “substantial-rights” prong, Rodarte

and Ramirez must each demonstrate, “with a probability sufficient

to undermine confidence in the outcome, that if the judge had

sentenced him under [the post-Booker] advisory sentencing regime

rather than [the pre-Booker] mandatory one, he would have received

a lesser sentence”.   United States v. Infante, 404 F.3d 376, 395

(5th Cir. 2005) (citing Mares, 402 F.3d at 521).

     As they conceded at oral argument here, defendants have not met

this burden; there is no indication they would have been given a

lesser sentence under the post-Booker advisory regime.     Although

each was sentenced at the bottom of his Guidelines’ sentencing

range, that, alone, “does not indicate that there is a reasonable

probability that the [sentencing] court would have imposed a lesser

sentence under [the post-Booker] advisory sentencing guidelines”.

United States v. Duarte-Juarez, 441 F.3d 336, 339 (5th Cir.)




                                 11
(emphasis added), cert. denied, 127 S. Ct. 161 (2006). Accordingly,

there is no reversible plain error for this Booker issue.

                                           B.

     Defendants’ ex post facto claim achieves the resentencing

result for which Booker error is claimed.                     Their success, however,

may only be fleeting because, when resentenced under the now

advisory guidelines regime, the new sentences can conceivably be the

same as those vacated today.

     “A sentencing court must apply the version of the sentencing

guidelines effective at the time of sentencing unless application

of that version would violate the Ex Post Facto Clause of the

Constitution.” United States v. Kimler, 167 F.3d 889, 893 (5th Cir.

1999); see also U.S.S.G. §§ 1B1.11(a), (b)(1).                        Such a violation

occurs when application of the Guidelines in effect at sentencing

results    in    a    harsher    penalty      than       would   application      of    the

Guidelines in effect when the offense was committed.                        Kimler, 167

F.3d at 893.         Accordingly, in claiming an ex post facto violation,

defendants contend they should have been sentenced under the 2002,

rather    than   the     2003,    Guidelines.            As   discussed     supra,     they

maintain:        under    the    2002   Guidelines,           which    restricted       the

enhancement      to     prior    alien-smuggling          offenses     “committed       for

profit”,    they       would    not   have        been   subject      to   the   16-level

enhancement because, under the proper Taylor categorical approach,



                                             12
the district courts could not have relied on defendants’ offense

reports to make the “committed for profit” finding.

       We review a district court’s application of the Guidelines de

novo; its findings of fact, only for clear error. See United States

v. Butler, 429 F.3d 140, 153 (5th Cir. 2005), cert. denied, 126 S.

Ct. 2049 (2006).    This standard of review is applied, inter alia,

to those cases, such as the ones at hand, on direct appeal when

Booker was decided, where the district court had sentenced under the

Booker-rejected    mandatory   guidelines   regime.   Id.   at   153   n.6

(citation omitted).

       The Government maintains: there was no error — or if error was

committed, it was harmless — in the use of the 2003 Guidelines

because defendants’ sentences would have been the same under either

the 2002 or 2003 Guidelines.      In support, it:     relies on United

States v. Solis-Campozano, 312 F.3d 164 (5th Cir. 2002), for the

proposition that a prior conviction for transporting or harboring

an unlawful alien is per se a committed-for-profit alien-smuggling

offense; and contends the amendment to the 2003 Guidelines reflects

this. Solis-Campozano, however, held only that “each of the various

offenses listed in    [§ 1324(a)(1)(A)] ... is ‘an alien smuggling

offense[]’ for the purposes of ... § 2L1.2(b)(1)(A)(vii)”.        Id. at

168.   Solis-Campozano does not suggest such an offense is per se an




                                   13
“alien smuggling offense committed for profit” for purposes of the

2002 Guidelines.    U.S.S.G. § 2L1.2(b)(1)(A)(vii) (emphasis added).

     The Government further claims our court’s decision in 2003 in

Sanchez-Garcia,     319   F.3d   at   678   (rejecting      the    “categorical

approach” for purposes of applying the 16-level increase under §

2L1.2(b)(1)(A)(vii)), forecloses defendants’ ex post facto claim

because it validates the district courts’ “committed for profit”

fact-finding.       Defendants    counter     that   Blakely       (2004),   and

especially Booker (2005), abrogated Sanchez-Garcia (2003), thus

requiring application of Taylor’s “categorical approach”.

     It goes without saying that one basis upon which a panel of

this court can overrule a prior panel decision is if compelled “by

controlling Supreme Court precedent”.           See Martin v. Medtronic,

Inc., 254 F.3d 573, 577 (5th Cir. 2001) (quotation and citation

omitted).    In    contending    Sanchez-Garcia      has        been   abrogated,

defendants rely on Castaneda-Barrientos, 448 F.3d at 731-32. There,

the defendant contended the district court’s “committed for profit”

fact-finding was improper under Booker, and our court remanded for

resentencing.     Castaneda-Barrientos is distinguishable, however;

there, the Government conceded Booker error.              Id.

     Nonetheless,    we   view   Booker     (2005)   as    inconsistent      with

Sanchez-Garcia (2003).      As quoted supra, Booker held:              “Any fact

(other than a prior conviction) which is necessary to support a



                                      14
sentence exceeding the maximum authorized by the facts established

by a plea of guilty or a jury verdict must be admitted by the

defendant or proved to a jury beyond a reasonable doubt”.     543 U.S.

at 244. Accordingly, to the extent Sanchez-Garcia suggests judicial

fact-finding for a § 2L1.2(b)(1)(A)(vii) enhancement is proper under

the pre-Booker mandatory guidelines regime, it has been abrogated.

     Therefore, at issue is whether use of the 2003 Guidelines was

an ex post facto violation.        As noted supra, under the 2002

Guidelines, the § 2L1.2(b)(1)(A)(vii) enhancement applied “[i]f the

defendant previously was deported, or unlawfully remained in the

United States, after ... a conviction for a felony that is ... an

alien   smuggling   offense   committed   for   profit”.   U.S.S.G.   §

2L1.2(b)(1)(A)(vii) (emphasis added); see also U.S.S.G. § 2L1.2 cmt.

n.1(B)(i) (2002) (defining “committed for profit” as “committed for

payment or expectation of payment”).       The 2003 Guidelines, inter

alia:   deleted the “committed for profit” language; and, unlike the

2002 Guidelines, defined “alien smuggling offense” to be consistent

with 8 U.S.C. § 1101(a)(43)’s “aggravated felony” definition.

U.S.S.G. § 2L1.2 cmt. n.1(B)(i) (2003) (“‘[a]lien smuggling offense’

has the meaning given that term in [8 U.S.C. § 1101(a)(43)(N)]”);

see also 8 U.S.C. § 1101(a)(43)(N) (defining “aggravated felony” as

“an offense described in paragraph (1)(A) or (2) of section 1324(a)

of this title (relating to alien smuggling), except in the case of

a first offense for which the alien ... committed the offense for


                                   15
the purpose of assisting, abetting, or aiding only the alien’s

spouse, child, or parent (and no other individual) to violate a

provision of this chapter”).

     The Sentencing Commission, in explaining the 2003 amendment,

stated the new “alien smuggling offense” definition “generally is

consistent with the guideline’s previous terminology of ‘alien

smuggling offense committed for profit[]’”.     U.S.S.G. app. C-II,

amend. 658 at 401 (2003).   The statutory sections referenced in the

new definition, however, do not contain a “committed for profit”

element.   In short, the 2002 Guidelines contained an element

(“committed for profit”) requiring proof that was not contained in

the 2003 Guidelines.

     Accordingly, application of the 2003 Guidelines “result[ed] in

a more onerous penalty”, Kimler, 167 F.3d at 893, than would

application of the 2002 Guidelines.    Therefore, application of the

2003 Guidelines constituted an ex post facto violation.        As a

result, defendants’ sentences must be vacated and their cases

remanded for resentencing, applying the 2002 Guidelines in the now

advisory guidelines regime.

     Along that line, under this advisory regime, a district court

is still required, as a first step in deciding on the requisite

reasonable sentence, to calculate the applicable guidelines range.

E.g., United States v. Villegas, 404 F.3d 355, 359 (5th Cir. 2005);

Mares, 402 F.3d at 519.        Accordingly, if, in using the 2002


                                  16
Guidelines at resentencing, the prior offenses are found, under this

advisory regime, to have been “committed for profit”, the sentences

can conceivably be the same as those vacated today, as noted supra.

                                        C.

     As defendants concede, their contention that the sentence-

enhancing   provisions    contained          in    8    U.S.C.    §    1326(b)     are

unconstitutional   in    the    light        of   Apprendi   is       foreclosed   by

Almendarez-Torres v. United States, 523 U.S. 224, 235 (1998).                      The

issue is raised only to preserve it for possible further review.

                                    III.

     For the foregoing reasons, the convictions are AFFIRMED; the

sentences are VACATED; and these matters are REMANDED to the

district courts for resentencing.

                               CONVICTIONS AFFIRMED; SENTENCES VACATED;

                                                       REMANDED FOR RESENTENCING




                                        17
EDITH H. JONES, Chief Judge, concurring:

          I concur in Judge Barksdale’s careful opinion with two

significant observations.     First, I do not view his opinion as

accepting the defendants’ contention that United States v. Sanchez-

Garcia, 319 F.3d 677 (5th Cir. 2003)(per curiam), was wrong because

it eschewed the Taylor categorical approach for determining whether

their prior alien-smuggling offenses were “committed for profit.”

          Contrary to Defendants’ assertions, the § 2L1.2 “alien

smuggling” enhancement, as it was in 2002, did not implicate the

statutory elements of the underlying prior conviction in any way.

See   U.S.S.G.   §   2L1.2(b)(1)(A)(vii)     and   application     note

1(B)(i)(“‘Alien smuggling offense’ has the meaning given that term

in...8 U.S.C. § 1101(a)(43)(N)”). Because the guidelines definition

for immigration crimes was different from that in, e.g. career

offender crimes, where the sentencing court’s inquiry is limited to

the conduct alleged in the indictment, see United States v. Gaitan,

954 F.2d 1005, 1009-11 (5th Cir. 1992); United States v. Fitzhugh,

954 F.2d 253, 254-55 (5th Cir. 1992),1 U.S.S.G. § 1B1.3 allows

reference to other conduct, whether or not formally charged or an

element of the offense of conviction.      See Sanchez-Garcia, supra.

Whether an alien smuggling offense was committed “for profit” was

therefore an extrinsic fact – not an element of the crime – on which

the court could make a finding pursuant to § 1B1.3.        I make this

      1
            See also § 2L1.2(b)(1)(A)(ii) “crime of violence,” which   we
ultimately defined in terms of the elements of the prior conviction.

                                  18
observation lest Taylor be urged — inappropriately — to apply

outside its currently narrow domain.        Even after Booker, were such

a provision to be reimposed in the guidelines, a court could make

the “for profit” determination, although the resulting guideline

range would not be mandatory.

           Second, as this case arises from a pre-Booker sentencing,

we do not reach the issue whether the ex post facto clause can apply

to a post-Booker sentence. A logical corollary to Booker would seem

to be that the ex post facto clause does not apply if the sentence

imposed by the court need not be harsher under later guidelines than

it would have been under the guidelines in effect when the offense

was committed.     Post-Booker, the guidelines are informative, not

mandatory. A purely advisory regulation does not present an ex post

facto problem solely because it is traceable to Congress and will

possibly   disadvantage    a   defendant.      This   principle     has   been

recognized   by   the   Supreme   Court   with   respect    to    the   parole

guidelines, see, e.g., Garner v. Jones, 529 U.S. 244, 256, 120 S.

Ct. 1362, 1370 (2000); Cal. Dept. of Corrections v. Morales,

514 U.S. 499, 511-13, 115 S. Ct. 1597, 1604-05 (1995), and I see no

reason not to extend it to the present context.2                 Judge Posner

persuasively adopted this view in United States v. DeMaree, 459 F.3d

791, 794-95 (7th Cir. 2006).


     2
            But see United States v. Reasor, 418 F.3d 466 (5th Cir. 2005).
Reasor is not necessarily controlling, however, because it was decided shortly
after Booker, and the sentence had to be reversed for reconsideration due to
vacated convictions, regardless of ex post facto concerns.

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