PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
LI FANG LIN, a/k/a Lifang Lin,
Petitioner,
v.
No. 06-1456
MICHAEL B. MUKASEY, Attorney
General,
Respondent.
On Petition for Review of an Order
of the Board of Immigration Appeals.
(A97-384-744)
Argued: October 30, 2007
Decided: February 20, 2008
Before WILLIAMS, Chief Judge, TRAXLER, Circuit Judge,
and Louise W. FLANAGAN, Chief United States District Judge for
the Eastern District of North Carolina, sitting by designation.
Petition for review granted; vacated and remanded by published opin-
ion. Chief Judge Williams wrote the majority opinion, in which Judge
Flanagan concurred. Judge Traxler wrote a separate dissenting opin-
ion.
COUNSEL
ARGUED: Yee Ling Poon, New York, New York, for Petitioner.
Mona Maria Yousif, Office of Immigration Litigation, UNITED
STATES DEPARTMENT OF JUSTICE, Washington, D.C., for
2 LIN v. MUKASEY
Respondent. ON BRIEF: Peter D. Keisler, Assistant Attorney Gen-
eral, Civil Division, M. Jocelyn Lopez Wright, Assistant Director,
Office of Immigration Litigation, UNITED STATES DEPART-
MENT OF JUSTICE, Washington, D.C., for Respondent.
OPINION
WILLIAMS, Chief Judge:
Li Fang Lin, a citizen of the People’s Republic of China, petitions
for review of a final order of the Board of Immigration Appeals
("BIA") denying her applications for asylum, withholding of removal,
and protection under the United Nations Convention Against Torture
("CAT"). Lin’s applications for asylum and withholding of removal
stem from the forced implantation of an intrauterine contraceptive
device ("IUD") by Chinese officials after the birth of her first child.
Her application for protection under the CAT arises from her fear of
detention and torture as a result of leaving China illegally with the
assistance of a snakehead.1 The BIA dismissed Lin’s asylum claim,
concluding that the forced IUD insertion was not persecution under
the Immigration and Nationality Act ("INA"), 8 U.S.C.A. § 1101 et
seq. (West 2005 & Supp. 2007), and that any fear Lin had of forced
sterilization in the future was unreasonable. Based on its finding that
Lin failed to satisfy the lower burden of proof required for asylum,
the BIA also dismissed her withholding of removal and CAT claims.
For the following reasons, we grant Lin’s petition for review on all
claims and remand for further proceedings consistent with this opin-
ion.
I.
A.
When, as here, the BIA does not expressly adopt any portion of the
Immigration Judge’s ("IJ") decision, we review only the findings and
1
A "snakehead" is a professional smuggler of Chinese migrants. Chen
Lin-Jian v. Gonzales, 489 F.3d 182, 186 n.1 (4th Cir. 2007).
LIN v. MUKASEY 3
order of the BIA, not those of the IJ. Huaman-Cornelio v. B.I.A., 979
F.2d 995, 999 (4th Cir. 1992).
The BIA expressly declined to address the IJ’s determination that
Lin’s testimony was incredible.2 We have not yet had occasion to
answer the question of how we should evaluate the petitioner’s testi-
mony in such circumstances. In similar situations, our sister circuits
have presumed the petitioner to be credible and have reviewed only
whether the petitioner satisfied the burden of proof. See Ying Zheng
v. Gonzales, 497 F.3d 201, 203 (2d Cir. 2007)("[B]ecause the BIA
specifically declined to address the IJ’s adverse credibility determina-
tion, we must evaluate [Petitioner]’s claims on the presumption that
she was credible and review only the burden of proof finding."); see
also Zhen Hua Li v. Att’y Gen., 400 F.3d 157, 163 (3d Cir.
2005)("[W]here the BIA makes no findings on the credibility issue,
we must proceed as if [petitioner’s] testimony were credible and
determine whether the BIA’s decision is supported by substantial evi-
dence in the face of the assumed (but not determined) credibili-
ty.")(internal quotation marks and citations omitted); Krotova v.
Gonzales, 416 F.3d 1080, 1084 (9th Cir. 2005)(same). We agree with
the approach of our sister circuits and adopt it in this case. We there-
fore presume that the testimony of Lin, the only witness at her
removal hearing, was credible.
B.
Lin was a lifelong resident of the Fujian Province on the southeast
coast of China. Fujian Province "has been known for being a place
where the [one-child] policy has been enforced with special vigor"—a
reputation that persists still today.3 (J.A. at 254.) Local officials in
2
Accordingly, Lin’s challenge to the IJ’s adverse credibility determina-
tion is not before us.
3
Rule #11 of Fuzhou City’s Enforcement of the "Fujian Province Fam-
ily Planning Regulations" states that "[c]ouples belong[ing] to agricul-
tural households have to undertake: IUD insertion after giving birth to
one child; sterilization operation after having two children; manual abor-
tion if pregnant out-of-planning." (J.A. at 181.); see also Shou Yung Guo
v. Gonzales, 463 F.3d 109, 113 (2d Cir. 2006) (noting that a 1999 docu-
ment entitled "Q & A for Changle City Family-Planning Information
Handbook" states that "[a]n IUD insertion is mandatory upon birth of a
first child; sterilization upon birth of a second child.").
4 LIN v. MUKASEY
Fujian Province have employed unspecified measures to deal with
out-of-plan pregnancies, and, notwithstanding a purported national
policy to the contrary, forced sterilization and abortion are prevalent
in rural areas. U.S. Dep’t of State Country Reports on Human Rights
Practices for 2006 (China), available at http://www.state.gov/g/
drl/rls/hrrpt/2006/78771.htm (released March 6, 2007).4 In fact, in
2006, officials in Fujian Province "reportedly forcibly sterilized
women." Id.
Lin married her husband Li Wei on September 28, 1998, when she
was 21 years old. The couple lived with Li Wei’s parents in Nan Seng
village, also within Fujian Province. Lin gave birth to the couple’s
first child, a girl, on October 20, 1999.
In January 2000, about three months after the birth of Lin’s and Li
Wei’s daughter, the local family-planning cadre, acting pursuant to
China’s "one-child" policy but against Lin’s will, fitted her with an
IUD to prevent further pregnancies. The record does not provide
details about the circumstances of the IUD insertion because the IJ
declined to hear Lin’s testimony about the IUD insertion procedure.
At the hearing, Lin’s counsel asked her to "describe . . . the procedure
of the IUD insertion." (J.A. at 114.) Before Lin could respond, the IJ
instructed, "That’s okay, counsel. You can move on to the next ques-
tion." (J.A. at 114.)
Despite her awareness of the Chinese Government’s family-
planning policy, Lin desperately wanted to give birth to a boy. The
reasons were many. She and her husband wanted a boy to carry on
the family name, to help care for them when they became old and
could no longer care for themselves, and for ancestral worship pur-
poses after they died. The cadre, however, told Lin that she could not
have another child for five years, and Lin feared that the cadre’s pol-
icy "would change for the worse," (J.A. at 338), requiring her to use
the IUD for an even longer period. Thus, after an IUD inspection in
January 2001, Lin had the IUD secretly removed by a private doctor
without the permission of the family-planning cadre. Shortly thereaf-
4
The Department of State’s Office of Country Reports and Asylum
Affairs specifically referred the IJ to the current Country Reports for
adjudication of this case.
LIN v. MUKASEY 5
ter, in April 2001, Lin became pregnant with a second child. Upon
learning of her pregnancy, Lin moved to her aunt’s home in Bian Lan
village, roughly a two-hour trip by car from Lin’s former home in
Nan Seng, in an effort to conceal the pregnancy from the local family-
planning officials. On January 8, 2002, Lin, still in hiding at her
aunt’s house, gave birth to a second daughter.
Because Lin did not attend her regularly scheduled checkups, the
cadre began to look for her in Nan Seng. On several occasions, the
cadre visited her in-laws’ home in the village. Lin’s husband told the
cadre that Lin had gone to visit her relatives, but the cadre did not
believe him and told him that he would be in trouble if Lin was found.
Local Chinese authorities in Lin’s home village learned about the
existence of the couple’s second child when Lin’s husband brought
the baby to Nan Seng to visit his parents in March 2003. Lin testified
that her husband took the baby to Nan Seng rather than having her in-
laws visit the baby in Bian Lan because it was too difficult for her
aging in-laws to make the trip over rural roads and because her in-
laws felt that it was inappropriate under Chinese customs for them to
visit the baby at the house of a relative on Lin’s side of the family.5
5
According to Lin, in Asian cultures, daughters leave their family to
join their husband’s family once they marry. Indeed, Lin is registered in
her husband’s household. Lin further claims that the relationship between
a daughter-in-law’s relatives and her husband’s family is "not just a
question of manners, but of codes, rules, and customs deeply ingrained
in the way the society is formally structured and in the people’s mental-
ity." (J.A. at 15.) Under such customs, Lin’s daughter belonged to the
household of Lin’s parents-in-law, and it would have been "inappropriate
in the sense of being wrong, unacceptable, or even proscribed" for Lin’s
in-laws to visit their own granddaughter in a different household, i.e., the
home of Lin’s aunt. (J.A. at 15.)
The IJ dismissed Lin’s explanation, stating "[c]ertainly a two-hour car
drive and a slight breech [sic] of manners would not be inappropriate in
order to protect a loved one from danger." (J.A. at 77.) Judge Posner has
noted that a "lack of familiarity with relevant foreign cultures" is a "dis-
turbing feature[ ] of the handling of . . . immigration cases." Zhen Li Iao
v. Gonzales, 400 F.3d 530, 533 (7th Cir. 2005)(citing Yi-Tu Lian v. Ash-
croft, 379 F.3d 457, 459 (7th Cir. 2004)). The very point of Lin’s testi-
mony was that the breach of customs would not have been "slight."
6 LIN v. MUKASEY
Immediately after Lin’s husband and daughter left Nan Seng, the
family-planning cadre visited Lin’s in-laws’ home. They claimed that
they knew that Lin had a second child and informed her in-laws that
"if [Lin] [came] back, if the government found her, she [would] be
sterilized." (J.A. at 114.) The cadre threatened to destroy Lin’s in-
law’s house and to impose fines if Lin did not report for sterilization.
Lin departed China in May 2003, shortly after her husband had taken
the baby to visit his parents in Nan Seng. Lin’s husband has been in
hiding since her departure, living with their two children at her aunt’s
home in Bian Lan and working in her aunt’s garment factory.
In addition to her fear of forced sterilization, Lin also expressed
fear that she would be fined, beaten, jailed, and/or tortured upon
return to China because she came to the United States with the help
of a snakehead.6 Lin and her husband paid a snakehead approximately
$8,000 to smuggle Lin into the United States. After the birth of her
second child and with the snakehead’s help, she obtained a passport
from the Chinese Government in her own name. Lin stated that she
had no trouble getting the passport because she got it "far away from
[her] hometown." (J.A. at 120.) Lin left China through Fujian Prov-
ince’s Jiang Dong airport — an airport that is located a considerable
distance from her hometown — without difficulty because only the
local village officials were aware of her second child and wanted to
find her. Lin eventually disposed of the Chinese passport in Malaysia,
where she received a Hong Kong passport from her uncle.
6
Police and other elements of the Chinese security force have
employed "widespread torture and degrading treatment when dealing
with some detainees and prisoners," and "[f]ormer detainees credibly
reported that officials used electric shocks, beatings, shackles, and other
forms of abuse." U.S. Dep’t of State Country Reports on Human Rights
Practices for 2006 (China), available at http://www.state.gov/g/drl/rls/
hrrpt/2006/78771.htm (released March 6, 2007). In Yi-Tu Lian, the Sev-
enth Circuit remanded a CAT claim because the IJ failed to provide
meaningful analysis after the applicant presented evidence "that many
illegal emigrants, upon their return to China, are detained and that detain-
ees in China are sometimes tortured." 379 F.3d at 459.
LIN v. MUKASEY 7
C.
On or about June 4, 2003, Lin attempted to enter the United States
at or near the Miami International Airport without valid entry docu-
ments. The Immigration and Naturalization Service ("INS"), which
has now been reorganized within the Department of Homeland Secur-
ity ("DHS"), took Lin into custody at the airport. On June 10, 2003,
DHS issued Lin a Notice to Appear, charging her with being subject
to removal under 8 U.S.C.A. § 1182(a)(7)(A)(i)(I) (West 2005 &
Supp. 2007).7 Lin conceded removability and applied for asylum,
withholding of removal, and protection under CAT.
On June 10, 2004, an IJ conducted a removal hearing in which Lin
was the only witness. At the conclusion of Lin’s testimony, the IJ, in
an oral decision, found that Lin "ha[d] failed to meet her burden that
she has suffered past persecution or that she has a well-founded fear
of future persecution should she return to the People’s Republic of
China at the present time" and that Lin’s testimony was "incredible."
(J.A. at 79.) The IJ thus denied Lin’s claims for asylum, withholding
of removal, and protection under the CAT.
Lin timely appealed the IJ’s decision to the BIA. On March 23,
2006, a single member of the BIA dismissed the appeal. In its written
decision, and as noted above, the BIA expressly declined to address
the IJ’s adverse credibility determination. Instead, the BIA reasoned
that even if Lin’s testimony were taken as true, she could not meet
her burden of proof. The BIA first concluded that Lin failed to estab-
lish past persecution because "the temporary nature of the IUD inser-
tion removes it from the defined and permanent actions described as
persecutory within the definition of ‘refugee’ set forth in section
7
The Immigration and Nationality Act ("INA") provides that an alien
"not in possession of a valid unexpired immigrant visa, reentry permit,
border crossing identification card, or other valid entry document . . .,
and a valid unexpired passport, or other suitable travel document, or doc-
ument of identity and nationality if such document is required under the
regulations issued by the Attorney General" is "inadmissible." 8
U.S.C.A. § 1182(a)(7)(A)(i)(I) (West 2005 & Supp. 2007).
8 LIN v. MUKASEY
101(a)(42)(A) of the [INA]" and because Lin was never forced to
abort a pregnancy or undergo involuntary sterilization.8 (J.A. at 2.)
Turning to her claim of a well-founded fear of future persecution,
the BIA reasoned that, even if Lin met her burden of establishing her
subjective fear, she had failed to submit any evidence that her fear of
returning to China was objectively reasonable. The BIA noted that the
reasonableness of Lin’s fear of sterilization was undermined because
Lin was never harmed after fleeing to her aunt’s home to have her
child and because her husband, who remained in China, had not been
sterilized. It emphasized that Lin had failed to submit what it viewed
as reasonably obtainable documents to corroborate her claim, such as
a birth certificate for her second daughter or affidavits from her rela-
tives. The BIA found that Lin’s claim was further undermined by the
fact that she freely obtained a passport and left China without encoun-
tering any problems. Finally, the BIA stated that the possibility that
Lin might be subjected to criminal prosecution for leaving the country
with the aid of a smuggler did not demonstrate a likelihood of perse-
cution under the INA. Thus, the BIA concluded that Lin "failed to
prove that a reasonable person in her circumstances would fear perse-
cution if returned to China." (J.A. at 3.)
Addressing Lin’s withholding of removal and CAT claims, the BIA
stated:
Inasmuch as [Lin] has failed to meet the lower statutory bur-
den of proof required for asylum, it follows that she has also
failed to satisfy the higher burden required for withholding
of deportation and protection under the Convention Against
Torture.
8
The INA defines "refugee" as someone who is "outside any country
of such person’s nationality . . . and who is unable or unwilling to return
to, and is unable or unwilling to avail himself or herself of the protection
of, that country because of persecution or a well-founded fear of persecu-
tion on account of race, religion, nationality, membership in a particular
social group, or political opinion." 8 U.S.C.A. § 1101(a)(42)(A)(West
2005 & Supp. 2007).
LIN v. MUKASEY 9
(J.A. at 3.)
Lin timely petitioned for our review of the BIA’s removal order.
We possess jurisdiction under 8 U.S.C.A. § 1252(a)(West 2005 &
Supp. 2007).
II.
In her petition for review, Lin principally contends that the BIA
erred in denying her asylum and withholding of removal claims
because she has established both past persecution and a well-founded
fear of future persecution for her resistance to China’s coercive
population-control program. Lin also challenges the denial of her
claim for CAT protection.
A.
The BIA’s decision that an alien is not eligible for admission to the
United States is "conclusive unless manifestly contrary to the law." 8
U.S.C.A. § 1252(b)(4)(C). We treat administrative findings of fact as
conclusive "unless any reasonable adjudicator would be compelled to
conclude to the contrary."9 8 U.S.C.A. § 1252(b)(4)(B). We review de
novo legal questions determined by the BIA, including claims of due
process violations, Blanco de Belbruno v. Ashcroft, 362 F.3d 272, 278
(4th Cir. 2004), affording appropriate deference to the BIA’s interpre-
tation of the INA and any attendant regulations, Christensen v. Harris
County, 529 U.S. 576, 586-88 (2000).
An alien seeking asylum must demonstrate that she is unable or
unwilling to return to her country of origin because of persecution, or
a well-founded fear of persecution, on account of her race, religion,
nationality, membership in a particular social group, or political opin-
ion. 8 U.S.C.A. § 1101(a)(42) (West 2005 & Supp. 2007). In response
9
In discussing the standard of review in its brief, the Government cites
Lopez-Soto v. Ashcroft, 383 F.3d 228 (4th Cir. 2004). We note, however,
that the panel decision in Lopez-Soto was vacated and thus has no prece-
dential effect. Such a mistake is easily understood as neither Westlaw nor
Lexis has flagged the case in their online search engines to indicate that
it is no longer good law.
10 LIN v. MUKASEY
to China’s "one-child" policy, Congress amended § 1101(a)(42) so
that it now provides as follows:
[A] person who has been forced to abort a pregnancy or to
undergo involuntary sterilization, or who has been perse-
cuted for failure to undergo such a procedure or for other
resistance to a coercive population control program, shall be
deemed to have been persecuted on account of political
opinion, and a person who has a well founded fear that he
or she will be forced to undergo such a procedure or subject
to persecution for such failure, refusal, or resistance shall be
deemed to have a well founded fear of persecution on
account of political opinion.
Id.
An alien seeking withholding of removal bears the higher burden
of showing that it is "more likely than not" that, if removed to a par-
ticular country, her life or freedom would be threatened on account
of one of the enumerated grounds. Camara v. Ashcroft, 378 F.3d 361,
367 (4th Cir. 2004). An applicant seeking protection under the CAT
must show that "it is more likely than not that he or she would be tor-
tured if removed to the proposed country of removal." 8 C.F.R.
§ 1208.16(c)(2) (2007).
B.
With this statutory backdrop in place, we turn to each of Lin’s
arguments.
Lin contends that the BIA dismissal of her asylum and withholding
of removal claims was inappropriate because the BIA erred in finding
that Lin did not establish a well-founded fear of future persecution.10
10
Lin also maintains that the BIA engaged in impermissible fact-
finding in violation of 8 C.F.R. § 1003.1(d)(3) (2007) when it found that
Lin failed to meet her burden of proving that her subjective fear was
objectively reasonable without the IJ having made this finding. The only
other circuit to have considered this argument concluded, as the Govern-
LIN v. MUKASEY 11
When an alien has suffered past persecution, she is presumed to have
the required well-founded fear of persecution. 8 C.F.R.
§ 1208.13(b)(1); Gonahasa v. I.N.S., 181 F.3d 538, 541 (4th Cir.
1999). The burden then shifts to the Government to establish by a pre-
ponderance of the evidence either that there has been a fundamental
change in circumstances such that the applicant no longer has a well-
founded fear of persecution in the applicant’s country of nationality,
8 C.F.R. § 1208.13(b)(1)(A), or that the applicant could avoid future
persecution by relocating to another part of the applicant’s country of
nationality, 8 C.F.R. § 1208.13(b)(1)(B). 8 C.F.R. § 1208.13(b)(1)(ii).
Lin contends that she suffered past persecution for resistance to
China’s coercive population control program through the forced inser-
tion and mandatory continued usage of the IUD, thus entitling her to
a presumption of a well-founded fear of persecution. This argument
is premised on our holding in Qiao Hua Li v. Gonzales, 405 F.3d 171
(4th Cir. 2005). In Qiao Hua Li, we held that the single event of IUD
ment argues, that 8 C.F.R. § 1003.1(d)(3)(iv) (2007) "restrict[s] the
BIA’s ability to add new evidence to the record, but d[oes] not prohibit
the BIA from making a factual determination . . . upon de novo review
of the record before it." Belortaja v. Gonzales, 484 F.3d 619, 624 (2d
Cir. 2007). Indeed, the Attorney General’s comments attendant to the
regulation clearly indicate that the regulation, rather than restricting the
reevaluation of evidence obtained by the IJ, was intended to "prohibit[ ]
the introduction and consideration of new evidence in proceedings before
the [BIA]," thereby codifying existing BIA precedent holding that new
facts will not be considered on appeal. Board of Immigration Appeals:
Procedural Reforms to Improve Case Management, 67 Fed. Reg. 54,891-
92 (Aug. 26, 2002).
In this case, the BIA found that Lin’s fear was objectively unreason-
able based on facts found by the IJ, i.e., (1) Lin’s husband, who remains
in China, has not been sterilized, and (2) Lin left China using her own
passport without encountering any trouble during departure. The BIA
also cited Lin’s own testimony, which it assumed was credible, that she
fled to her aunt’s home after discovering her pregnancy and remained
unharmed even after the birth. Thus, the BIA’s conclusion that Lin’s fear
was objectively unreasonable is "properly characterized as a factual
determination made upon de novo review of the existing record, not as
an instance of independent factfinding." Belortaja, 484 F.3d at 625.
12 LIN v. MUKASEY
insertion did not constitute persecution, but we expressly left open the
possibility that if Qiao Hua Li had challenged both "the required
insertion and continuous usage of an IUD," we might have found that
the IUD insertion constituted persecution.11 Id. at 179 & n.5 (empha-
sis added).
The BIA has yet to provide a published, precedential opinion
addressing whether, and under what circumstances, the forced inser-
tion and continued usage of an IUD constitutes persecution. It thus
has not afforded "the bench, the bar and potential asylum applicants
[ ] guidance concerning whether and how they might approach the
issue." Ying Zheng, 497 F.3d at 203. In Lin’s case, the BIA deter-
mined that "the temporary nature of the IUD insertion removes it
from the defined and permanent actions described as persecutory
within the definition of ‘refugee’ set forth in section 101(a)(42)(A) of
the [INA]." (J.A. at 2 (emphasis added).) This cursory statement,
however, does not provide us enough information to conduct a mean-
ingful review of the BIA’s conclusion that Lin has not suffered past
persecution. It is unclear from the BIA’s stark invocation of the word
"temporary" how the BIA factored the "temporary" nature of IUD
insertion and usage into its overall persecution calculus, i.e., whether
forced IUD insertion and continued usage is never persecution or
whether it is not persecution only because it did not deprive Lin of
a significant portion of her reproductive life. See Qiao Hua Li, 405
F.3d at 177 (4th Cir. 2005) (stating that persecution "involves the
infliction or threat of death, torture, or injury to one’s person or free-
dom, on account of one of the enumerated grounds in the refugee def-
11
In this case, Lin’s affidavit asserted not only that she was "forced to
have an IUD inserted," but also that she was "required to attend the IUD
checkups regularly." (J.A. at 406.) Lin also noted that she and her hus-
band "could not live this way forever" because they were "still young"
and "wanted to have more children, especially a male to carry on the
family name and for ancestral worship after [they] die[d]." (J.A. at 406.)
Thus, unlike the applicant in Qiao Hua Li v. Gonzales, 405 F.3d 171 (4th
Cir. 2005), Lin does allege that she "has suffered persecution from the
forced insertion and continued usage of the IUD." (Appellant’s Br. at
43.) And, whereas Qiao Hua Li voluntarily chose to leave the IUD in
place once in the United States, Lin hired a private doctor to have the
IUD removed while still in China.
LIN v. MUKASEY 13
inition"). "It will not do for a court to be compelled to guess at the
theory underlying the agency’s action; nor can a court be expected to
chisel that which must be precise from what the agency has left vague
and indecisive." S.E.C. v. Chenery Corp., 332 U.S. 194, 196 (1947).
Here, we cannot review the BIA’s decision because the BIA has given
us nothing to review. We would run the risk of violating fundamental
separation-of-powers principles if we attempted to divine the BIA’s
thoughts on this matter and tried to build a legal conclusion in a veri-
table vacuum where BIA interpretation should always first exist. Our
better judgment keeps us from such overreaching here.
Accordingly, we vacate the BIA’s denial of asylum to Lin and
remand for proceedings consistent with this decision.12 The BIA dis-
12
Our good colleague in dissent believes that Lin will be unable to
establish a prima facie case for asylum eligibility because there is no evi-
dence to suggest that her IUD insertion resulted from "other resistance"
to China’s coercive population control policy. (Dissenting Op. at 22.)
Citing to our decision in Hussain v. Gonzales, 477 F.3d 153 (4th Cir.
2007), the dissent suggests that this case presents one of the "rare cir-
cumstances" spoken of in I.N.S. v. Ventura, 537 U.S. 12, 16 (2002)(per
curiam) (internal quotation marks omitted) and Gonzales v. Thomas, 547
U.S. 183, 186 (2006) (per curiam) (internal quotation marks omitted), in
which remand to the BIA is not required. In Hussain, we concluded that,
on the particular facts of that case, remand was unnecessary "[b]ecause
the result of a remand to the Board [was] a foregone conclusion such that
remand would amount to nothing more than a mere formality." Hussain,
477 F.3d at 158. Of course, whether remand is necessary in a case is
dependent on the facts and legal posture of that particular case. This is
especially true when the issue at hand has not been addressed on all sides
by the BIA, such as is the case with the question of what constitutes
"other resistance to a coercive population control program." 8 U.S.C.A.
§ 1101(a)(42)(B). Indeed, to the extent that the BIA has addressed the
issue, it has suggested that the term "resistance" should be construed
broadly to "cover[ ] a wide range of circumstances, including expressions
of general opposition, attempts to interfere with enforcement of govern-
ment policy in particular cases, and other overt forms of resistance to the
requirements of family planning law." In re S-L-L-, 24 I. & N. Dec. 1,
10 (BIA 2006)(en banc).
The Eleventh Circuit has noted that a petitioner’s claim that "she was
forced to undergo an atrocious injection procedure to which she fought
14 LIN v. MUKASEY
missed Lin’s withholding of removal claim solely because it found
that she failed to meet the lower burden of proof for asylum. Because
of our conclusion as to Lin’s asylum claim, we must also vacate the
BIA’s decision dismissing her withholding of removal claim and
remand that claim as well.13
We also wish to note that the BIA decision was signed by a single
member, which means that it is not afforded precedential status by the
BIA. 8 C.F.R. § 1003.1(e)(6)(ii) (2007). At least two of our sister cir-
cuits have held that nonprecedential decisions by a single member of
the BIA should not be accorded deference under Chevron U.S.A. Inc.
v. Natural Res. Def. Council, Inc., 467 U.S. 837 (1984). Rotimi v.
back by kicking and screaming" could constitute such "other resistance."
Yang v. U.S. Att’y Gen., 418 F.3d 1198, 1203 (11th Cir. 2005). In this
case, we do not know what happened during Lin’s IUD insertion because
Lin was not allowed to testify about the IUD insertion procedure. See
infra Part II.C. She thus was deprived of her opportunity to explain the
circumstances of her IUD insertion, including the opportunity to recount
any resistance that she might have offered to the procedure.
Given that the Supreme Court in Ventura and Thomas has stated in no
uncertain terms that remand is ordinarily required when the BIA has not
addressed an issue in the first instance, we tread on dangerous ground
when we decide an issue that the BIA has not yet considered. With this
in mind, we think it the more prudent course to address only what the
BIA addressed, and not speculate about what the BIA might think.
Accordingly, we find that remand is appropriate so that the BIA may first
consider whether Lin’s IUD insertion was because of "other resistance,"
a mixed question of law and fact committed to the BIA’s expertise.
13
We also think that the BIA erred in finding that Lin’s subjective fear
of future persecution was objectively unreasonable. Because the BIA did
not expressly address the IJ’s adverse credibility determination, we pre-
sume that Lin was credible. Viewed in this light, and assuming that she
has met her burden of proving her subjective fear of returning to China
(as did the BIA), the evidence of the threats of forced sterilization made
by the cadre to Lin’s in-laws, when combined with the knowledge that
forced sterilizations are prevalent in Fujian Province, not only supports
but also compels reversal of the BIA’s finding that Lin’s fear was not
objectively reasonable. In our view, fear in the face of forced sterilization
is objectively reasonable.
LIN v. MUKASEY 15
Gonzales, 473 F.3d 55, 58 (2d Cir. 2007)(per curiam)(holding that
"the opinion here [by a single member of the BIA] does not merit
Chevron deference"); Garcia-Quintero v. Gonzales, 455 F.3d 1006,
1014 (9th Cir. 2006)(same). We need not decide today whether we
must afford deference to a single member BIA decision, for on
remand, the BIA can, if necessary, bring its full attention to bear on
the important issue of whether Lin’s forced IUD insertion constituted
persecution under the INA.14 If the BIA does address this in a prece-
dential decision, there is no doubting that we will owe the decision
deference. See I.N.S. v. Aguirre-Aguirre, 526 U.S. 415, 425
(1999)(directing that "the BIA should be accorded Chevron deference
as it gives ambiguous statutory terms concrete meaning through a pro-
cess of case-by-case adjudication" (internal quotation marks and cita-
tions omitted)).
C.
Lin also asserts that she was denied due process when the IJ
refused to allow her to testify about the IUD insertion procedure. In
Qiao Hua Li, we also left open the possibility that we might have
found that the IUD insertion constituted persecution "if the record
contained evidence of forcible mistreatment or physical abuse of
[Qiao Hua] Li during the IUD insertion." Id. at 179. The Government
contends that Lin’s claim, like the claim in Qiao Hua Li, fails for a
lack of evidence that she underwent anything but "a medically routine
insertion . . . which typically does not cause pain or lasting side
effects." Id. at 179. But when Lin’s attorney asked her to describe the
IUD insertion procedure, the IJ did not allow Lin to so testify and
instructed counsel to "move on." (J.A. at 114.)
Although the Government is correct that aliens illegally in this
country do not have a fundamental right to remain, Harisiades v.
Shaughnessy, 342 U.S. 580, 586-87 (1952), aliens are entitled to the
constitutional protections of the Due Process Clause, Mathews v.
Diaz, 426 U.S. 67, 77 (1976). See also Rusu v. I.N.S., 296 F.3d 316,
320 (4th Cir. 2002)("Deportation and asylum hearings . . . are subject
14
We note that on remand the BIA might also find it necessary to
ascertain whether Lin’s IUD insertion was imposed "for other resistance
to a coercive population control program."
16 LIN v. MUKASEY
to the requirements of procedural due process."). Lin argues that due
process requires that she be given a "full and fair hearing" in her
removal proceeding. The BIA itself has stated that the IJ must "ensure
that the applicant presents [her] case as fully as possible and with all
available evidence." In re S-M-J-, 21 I. & N. Dec. 722, 729 (BIA
1997) (internal quotation marks and citations omitted).
In its decision, the BIA did not address Lin’s due process claim.
It may be that Lin’s counsel’s failure to object to the judge’s curtail-
ment of her testimony forecloses appellate review of this claim.
Indeed, the BIA has held as much before. See Essome v. I.N.S., No.
98-2033, 1999 U.S. App. LEXIS 3713, at *5 (4th Cir. Mar. 9,
1999)(unpublished)("The BIA found that Essome’s failure to object
to the IJ’s disruption and curtailment of her testimony foreclosed
appellate review of the claim.") But the BIA has not so held in this
case because it has not addressed the issue. Because it is committed
to the BIA to resolve in the first instance issues relating to asylum
requests, we decline to decide Lin’s due process claim and leave it for
the BIA to address, if necessary, on remand. See Gonzales v. Thomas,
547 U.S. 183, 186 (2006)(per curiam)("A court of appeals ‘is not gen-
erally empowered to conduct a de novo inquiry into the matter being
reviewed and to reach its own conclusions based on such an inquiry.’
Rather, ‘the proper course, except in rare circumstances, is to remand
to the agency for additional investigation or explanation.’" (quoting
I.N.S. v. Ventura, 537 U.S. 12, 16 (2002)(per curiam))).
D.
Finally, Lin contends that the BIA erred in dismissing her CAT
claim. Lin applied for protection under the CAT based on her fear that
she will be jailed and tortured upon return to China because she came
to the United States with the help of a snakehead. Lin concedes that
her CAT claim is not related to China’s coercive population-control
policy. The BIA dismissed Lin’s CAT claim because she failed to
carry her burden of proof with respect to her asylum claim: "Inas-
much as the respondent has failed to meet the lower statutory burden
of proof required for asylum, it follows that she has also failed to sat-
isfy the higher burden required for . . . protection under the Conven-
tion Against Torture." (J.A. at 3.)
LIN v. MUKASEY 17
We have noted, however, that "CAT has a standard independent
from the standard for determining an asylum claim," Camara, 378
F.3d at 372, so it does not follow that denial of asylum requires denial
of CAT relief. "Because the CAT inquiry is independent of the asy-
lum analysis, . . . the BIA’s decision [as to asylum] should never, in
itself, be determinative of the alien’s CAT claim." Ramsameachire v.
Ashcroft, 357 F.3d 169, 184-85 (2d Cir. 2004). Indeed, given that
CAT relief lacks a subjective element, focuses broadly on torture
without regard to reasons for that treatment, and requires a showing
with respect to future, rather than past treatment, id. at 185, "the CAT
and asylum analyses focus on different elements and . . . must be
treated independently." Camara, 378 F.3d at 372 (quoting Ram-
sameachire, 357 F.3d at 184).
When the BIA misapplies the law addressing a CAT claim (or any
other claim, for that matter), "the appropriate remedy is to remand so
that the agency may apply the correct legal standard in the first
instance." Menghesha v. Gonzales, 450 F.3d 142, 147 (4th Cir. 2006);
see also Ventura, 537 U.S. at 16 (explaining the "ordinary remand
rule"). Remand is necessary here because the BIA failed to apply the
correct legal standard to the CAT claim when it treated Lin’s failure
to meet the lower statutory burden of proof required for asylum as
determinative of the CAT claim.15 We therefore remand Lin’s CAT
claim so that the BIA may apply the appropriate legal standard.
15
In cases where the BIA has relied on an adverse credibility determi-
nation to defeat both an asylum claim and a CAT claim, we have
required an applicant to present other evidence to support her CAT claim
before granting her petition for review. Chen Lin-Jian, 489 F.3d at 193;
Camara v. Ashcroft, 378 F.3d 361, 372 (4th Cir. 2004). This rule is inap-
plicable here because the BIA did not rely on an adverse credibility
determination to reject Lin’s CAT claim. In any event, the record con-
tains evidence that illegal emigrants are imprisoned upon return to China,
as well as a press release and several news articles concerning an
Amnesty International report that notes that torture is widespread and
systemic in the full range of China’s state institutions including prisons.
The Government insists that these articles "hardly establish[ ] by a clear
probability that Lin would be tortured." (J.A. at 41.) However, as Lin has
presented some evidence, we are not empowered to apply the correct
legal standard in the first instance. I.N.S. v. Ventura, 537 U.S. 12, 16
(2002)(per curiam).
18 LIN v. MUKASEY
III.
For the foregoing reasons, we grant Lin’s petition for review of the
BIA’s final order of removal. We remand to the BIA for such further
proceedings as may be appropriate.
PETITION FOR REVIEW GRANTED;
VACATED AND REMANDED
TRAXLER, Circuit Judge, dissenting:
I would deny Lin’s petition for review of the BIA’s denial of her
claims for asylum, withholding of removal, and relief under the CAT.
The BIA’s eligibility determination is "conclusive unless manifestly
contrary to law." 8 U.S.C.A. § 1252(b)(4)(C) (West 2005). Because
the BIA’s decision, in my opinion, is not manifestly contrary to law,
I respectfully dissent.
The BIA concluded that Lin failed to carry her burden of proving
"refugee" status, i.e., eligibility for asylum under the INA. See 8
C.F.R. § 208.13(a) (2007); Dankam v. Gonzales, 495 F.3d 113, 115
(4th Cir. 2007). The INA defines a "refugee" as an individual "who
is unable or unwilling to return to" his homeland "because of persecu-
tion or a well-founded fear of persecution on account of race, religion,
nationality, membership in a particular social group, or political opin-
ion." 8 U.S.C.A. § 1101(a)(42)(A) (West 2005). The statutory defini-
tion, then, permits an alien to prove refugee status by demonstrating
that she belongs in one of two categories: those who have been perse-
cuted in the past because of one of the protected grounds and those
who have a well-founded fear of future persecution based on one of
the enumerated grounds. See Lin-Jian v. Gonzales, 489 F.3d 182, 187
(4th Cir. 2007); 8 C.F.R. § 208.13(b). The BIA determined that Lin
failed to prove either that she suffered past persecution on account of
a protected ground or that she has a well-founded fear of such perse-
cution in the future.
A.
In determining that Lin failed to establish past persecution, the BIA
specifically concluded that an IUD insertion procedure, because of its
LIN v. MUKASEY 19
reversible nature, does not qualify as persecution: "Although the
record indicates the respondent was required to undergo IUD inser-
tion, the temporary nature of the IUD insertion removes it from the
defined and permanent actions described as persecutory within the
[INA’s] definition of ‘refugee.’" J.A. 2. The BIA’s order does not
specifically reference the "continued usage" aspect of Lin’s claim;
rather, the BIA rejected the narrower claim that the insertion of an
IUD alone rises to the level of "persecution." Such a conclusion is
certainly consistent with this court’s decision in Li v. Gonzales, 405
F.3d 171, 179 (4th Cir. 2005).
As Chief Judge Williams rightly points out, however, Li left open
the possibility that a compulsory IUD insertion coupled with manda-
tory continuous usage might be severe enough to constitute persecu-
tion under the INA. See id. Although there is little if anything in the
record to suggest that the required regular checkups with family plan-
ning officials were any more than an afterthought to Lin’s asylum
claim, Lin’s brief to the BIA — taking its cue from Li — made clear
that her past persecution claim included a "continued usage" compo-
nent.*
Nevertheless, even if the alleged acts qualified as persecution under
the INA, I would still conclude that the BIA’s decision is not mani-
festly contrary to the law because of Lin’s failure to offer any evi-
dence establishing a nexus between the IUD insertion and her own
resistance to China’s population control policies.
To establish eligibility for asylum based on past persecution, an
alien must demonstrate that he suffered persecution on account of a
protected ground. See 8 U.S.C.A. § 1101(a)(42)(A). Not every "mor-
ally reprehensible" act to which an alien is subject entitles him to
"protection under the INA unless it occurs on account of one of the
protected grounds spelled out therein." Abdel-Rahman v. Gonzales,
493 F.3d 444, 453 (4th Cir. 2007) (internal quotation marks omitted).
*In the affidavit accompanying her application for asylum, Lin sug-
gests that she removed the IUD secretly because she and her husband
"did not want to wait" the five years dictated by the government before
having a second child and they "were afraid the policy would change for
the worse" in the interim. J.A. 406.
20 LIN v. MUKASEY
The protection afforded under the INA does not extend to shield an
alien from all indignities that are an unfortunate part of everyday life
in the alien’s homeland. Cf. Saldarriaga v. Gonzales, 402 F.3d 461,
467 (4th Cir. 2005) ("The [INA] requires persecution to be on a dis-
crete basis and to fall within one of the enumerated categories. This
particularity demonstrates that the asylum statute was not intended as
a panacea for the numerous personal altercations that invariably char-
acterize economic and social relationships.").
Lin seeks political asylum under the 1996 amendment to the defini-
tion of "refugee": "[A] person who has been forced to abort a preg-
nancy or to undergo involuntary sterilization, or who has been
persecuted for failure to undergo such a procedure or for other resis-
tance to a coercive population control program, shall be deemed to
have been persecuted on account of political opinion . . . ." 8 U.S.C.A.
§ 1101(a)(42)(B). Lin does not claim to have undergone a forced
abortion or involuntary sterilization, both of which qualify as past
persecution per se, nor does Lin allege that she was persecuted for
failing or refusing to submit to these procedures. Therefore, in order
to establish past persecution, Lin must demonstrate that she was per-
secuted "for other resistance" to China’s population control policy. 8
U.S.C.A. § 1101(a)(42)(B) (emphasis added). The statutory text
requires that the persecution alleged by Lin must have been on
account of Lin’s resistance to China’s population control program.
See Li v. Ashcroft, 356 F.3d 1153, 1160 (9th Cir. 2004) (en banc)
("Congress determined that those who resist coercive population con-
trol policies should enjoy protection," making the question "whether
[the asylum applicant’s] resistance motivated the government officials
to harm her through the forced pregnancy examination.").
Lin’s past persecution claim is premised on the insertion of an IUD
following the birth of her first child and the ensuing mandatory medi-
cal checkups with family planning officials to ensure that Lin did not
remove the device. In her asylum application, Lin claimed that she
was "forced to have an IUD inserted" shortly after the birth of her first
child, that she "was required to attend . . . IUD checkups regularly,"
and that "[t]he cadres told us that we could have a second child five
years later." J.A. 406. Lin did not suggest that government officials
physically coerced her into undergoing the IUD procedure, that she
resisted, or that she was in violation of Chinese family planning law
LIN v. MUKASEY 21
at the time. Similarly, at the asylum hearing, Lin testified that the
insertion of the IUD was contrary to her wishes, but she did not indi-
cate that she resisted or objected to the procedure or that, prior to
receiving the IUD, she had violated or opposed or resisted China’s
population control laws. In fact, Lin’s documentary evidence suggests
that her IUD insertion three months after the birth of her first child
was consistent with routine protocol followed by Fujian Province
family planning cadre. Fuzhou City’s rules for enforcing the Fujian
Province Family Planning Regulations direct that in agricultural
households, IUD insertion is mandatory "after giving birth to one
child." J.A. 181. Lin submitted a Department of Justice study on fam-
ily planning in China indicating that "[a]fter having her first child,
within three to six months a woman is required to have an intra-
uterine device (IUD) inserted." J.A. 233. None of the documentation
offered by Lin suggests that IUD insertion is linked to resistance or
opposition to China’s population control program. And, Lin did not
suggest that the birth of her first child was "out-of-plan" or in any way
violated family planning regulations, or that, in receiving the IUD,
Lin was treated differently than other first-time birth mothers who
undergo IUD insertion not because of their resistance to policy but
simply because it is standard operating procedure.
Although the BIA addressed whether Lin offered sufficient proof
to establish past persecution, it did not specifically address whether
Lin established that the alleged persecution was "for other resistance
to a coercive population control program." 8 U.S.C.A.
§ 1101(a)(42)(B). When the BIA has not considered a given issue,
"the proper course, except in rare circumstances, is to remand to the
agency for additional investigation or explanation." INS v. Ventura,
537 U.S. 12, 16 (2002) (per curiam) (internal quotation marks omit-
ted). Generally, "[a] court of appeals is not . . . empowered to conduct
a de novo inquiry into the matter being reviewed and to reach its own
conclusions based on such an inquiry." Id. (internal quotation marks
omitted); cf. Li, 405 F.3d at 178 ("[B]ecause neither the Board nor the
IJ addressed the issue of whether the mistreatment Li alleges was
imposed ‘for other resistance to a coercive population control pro-
gram,’ we would be required to remand to the Board for an initial
determination on that issue if it were necessary to dispose of this
case.").
22 LIN v. MUKASEY
We recently considered the "rare circumstances" exception to the
ordinary remand rule in Hussain v. Gonzales, 477 F.3d 153, 157-58
(4th Cir. 2007), concluding that remand to the BIA was not required
where it was clear from the record that petitioner would be unable to
establish a prima facie case that he was eligible for adjustment of sta-
tus. Lin is in a similar position here. Not only is there no evidence to
suggest that her IUD insertion resulted from her resistance, but the
evidence suggests quite the opposite — that Lin’s IUD insertion was
standard operating procedure. Because Lin failed to produce any evi-
dence linking her IUD procedure to "other resistance," she failed, in
my view, to establish a prima facie case. Under these circumstances,
remand for Lin to take another shot at her proof is neither necessary
nor appropriate.
B.
I would also deny Lin’s petition for review of the BIA’s conclusion
that she failed to establish a well-founded fear of future persecution.
The BIA’s rejection of Lin’s claim of a well-founded fear of future
persecution is grounded largely on findings of fact, to which we
accord substantial deference. The BIA’s findings of fact "are conclu-
sive unless any reasonable adjudicator would be compelled to con-
clude to the contrary." 8 U.S.C.A. § 1252(b)(4)(B). Having reviewed
the record, I would conclude that the BIA’s decision is supported by
substantial evidence and I am not able to say that the BIA’s conclu-
sions are manifestly contrary to law.
C.
Finally, I would also deny Lin’s petition for review of her claim for
relief under the CAT. To be eligible for relief under the CAT, Lin
must demonstrate "that it is more likely than not that . . . she would
be tortured if removed to the proposed country of removal." 8 C.F.R.
§ 208.16(c)(2). Although the BIA failed to separate Lin’s asylum and
CAT claims, which are analytically distinct and require separate anal-
yses, see Camara v. Ashcroft, 378 F.3d 361, 367-72 (4th Cir. 2004),
Lin failed to submit evidence suggesting it is more likely than not that
she would be tortured upon returning to China. Accordingly, I cannot
find the BIA’s decision manifestly contrary to law.
LIN v. MUKASEY 23
Based on the foregoing reasons, I respectfully dissent.