PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
SOUTH CAROLINA WILDLIFE
FEDERATION; SOUTH CAROLINA
COASTAL CONSERVATION LEAGUE;
AUDUBON SOUTH CAROLINA,
Plaintiffs-Appellees,
v.
H.B. LIMEHOUSE, JR., Executive
Director, South Carolina
Department of Transportation, No. 07-1431
Defendant-Appellant,
and
FEDERAL HIGHWAY ADMINISTRATION;
ROBERT L. LEE, Division
Administrator, Federal Highway
Administration,
Defendants.
Appeal from the United States District Court
for the District of South Carolina, at Charleston.
David C. Norton, District Judge.
(2:06-cv-02528-DCN)
Argued: September 25, 2008
Decided: December 5, 2008
Before MOTZ, KING, and DUNCAN, Circuit Judges.
2 SO. CAROLINA WILDLIFE v. LIMEHOUSE
Affirmed by published opinion. Judge Duncan wrote the opin-
ion, in which Judge Motz and Judge King joined.
COUNSEL
ARGUED: Randolph R. Lowell, WILLOUGHBY & HOE-
FER, P.A., Columbia, South Carolina, for Appellant. James
Blanding Holman, SOUTHERN ENVIRONMENTAL LAW
CENTER, Charleston, South Carolina, for Appellees. ON
BRIEF: Mitchell Willoughby, Tracey C. Green, WIL-
LOUGHBY & HOEFER, P.A., Columbia, South Carolina, for
Appellant. Geoffrey R. Gisler, SOUTHERN ENVIRON-
MENTAL LAW CENTER, Chapel Hill, North Carolina, for
Appellees.
OPINION
DUNCAN, Circuit Judge:
The South Carolina Wildlife Federation and co-plaintiffs
(collectively "SCWF") brought suit against federal and state
agencies and agency directors, alleging violations of the
National Environmental Policy Act ("NEPA"), 42 U.S.C.
§ 4321 et seq., arising from the proposed construction of the
Briggs-DeLaine-Pearson Connector ("the Connector") in
South Carolina. Relevant to this appeal, the Director of the
South Carolina Department of Transportation ("the Direc-
tor"), who was sued in his official capacity, moved to dismiss
on the ground that the claims against him were barred by sov-
ereign immunity under the Eleventh Amendment. The district
court denied the Director’s motion, and he filed this interlocu-
tory appeal.1 For the reasons that follow, we affirm.
1
Denial of a motion to dismiss on grounds of sovereign immunity is
immediately appealable under the collateral order doctrine. See P.R. Aque-
SO. CAROLINA WILDLIFE v. LIMEHOUSE 3
I.
NEPA requires an agency undertaking a "major Federal
action[ ]" to produce a "detailed statement" concerning "the
environmental impact of the proposed action." 42 U.S.C.
§ 4332(C). The environmental impact statement ("EIS") must
address, inter alia, any adverse impact a proposed project
would have on the environment and possible "alternatives to
the proposed action." Id. For actions funded by federal grants
to states, NEPA provides that the EIS may be prepared by
state actors, with federal guidance, so long as the state actors
have "statewide jurisdiction" and responsibility for the pro-
posed action. 42 U.S.C. § 4332(D).
The EIS process has several steps. The responsible agency
must first prepare a draft EIS and solicit comments on it. 40
C.F.R. § 1503.1. Those comments must then be "assess[ed]
and consider[ed]" in drafting the final environmental impact
statement ("FEIS"), which is published in the Federal Regis-
ter. 40 C.F.R. § 1503.4, 1506.10(b). The FEIS is followed by
issuance of a record of decision, which must: state the agen-
cy’s decision; "[i]dentify all alternatives considered by the
agency," specifically noting those that were environmentally
preferable and the factors considered in rejecting them; and
state whether the agency has adopted all proposed practicable
means to minimize environmental impact. 40 C.F.R. § 1505.2.
During the NEPA process, an agency cannot take any action
which would "(1) Have an adverse environmental impact; or
(2) Limit the choice of reasonable alternatives." 40 C.F.R.
§ 1506.1(a).
duct & Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S. 139, 141 (1993).
Although pendent appellate review is a limited standard of narrow applica-
bility, Rux v. Republic of Sudan, 461 F.3d 461, 475 (4th Cir. 2006), this
court may review other issues that are not "independently appealable" if
they are substantially related to the immunity determination. See Akers v.
Caperton, 998 F.2d 220, 223-24 (4th Cir. 1993).
4 SO. CAROLINA WILDLIFE v. LIMEHOUSE
The major federal action in the instant case is the construc-
tion of the Connector, a bridge which, when complete, will
span fewer than ten miles and link the South Carolina towns
of Rimini (pop. 286) and Lone Star (pop. 601). J.A. at 61;
Appellee’s Br. at 7. The Connector is slated to cost between
$100 and $150 million and will be fully funded through fed-
eral appropriations; no state money is scheduled to be used.
J.A. at 94. Thus far, at least $16 million in federal funds has
been appropriated for the project. J.A. at 95. In the ongoing
case below, SCWF contends that the Defendants have failed
to comply with the procedural requirements of NEPA and that
therefore the Federal Highway Administration’s (the
"FHWA") approval of the project is invalid under NEPA.
The FHWA and the South Carolina Department of Trans-
portation ("SCDOT") undertook the NEPA process following
Congressional approval of the Connector, with the federal and
state agencies sharing responsibility for the preparation of the
EIS. J.A. at 47-49, 64-65; see also Environmental Impact
Statement: Calhoun, Clarendon and Sumter Counties, SC, 65
Fed. Reg. 71,349, 71,349-50 (Nov. 30, 2000). The agencies
promulgated a draft EIS, which was prepared by state and
federal officials in conjunction with outside consultants, in
October 2001. J.A. at 8-9, 95-96. Following the receipt of
comments, the FEIS was issued in December 2002; and in
June 2003, the FHWA issued a record of decision approving
the FEIS. J.A. at 96. The FHWA published notice of its deci-
sion in the Federal Register on March 17, 2006, establishing
a 180-day period to challenge the agency action. SCWF
timely filed suit seeking a declaratory judgment on the ground
that the FEIS and record of decision were improperly issued
and seeking an injunction against further action pending com-
pliance with NEPA. J.A. at 37.
The named defendants below were the SCDOT, the Execu-
tive Director of the SCDOT,2 the FHWA, and the Division
2
At the time the suit was filed, Elizabeth Mabry was the Executive
Director of the SCDOT. Appellant, H.B. Limehouse, Jr., subsequently
SO. CAROLINA WILDLIFE v. LIMEHOUSE 5
Administrator of the FHWA. The SCDOT and the Director
moved to dismiss, claiming that SCWF lacked standing to
proceed, that SCWF’s claims were not ripe, and that both the
SCDOT and the Director were entitled to sovereign immunity
from suit pursuant to the Eleventh Amendment. The district
court found that SCWF had standing and that the claims were
ripe. On the question of Eleventh Amendment immunity, the
district court found that there had been no congressional abro-
gation of the state’s immunity and so the SCDOT as a state
agency was immune from suit. J.A. at 106-07; accord City of
Boerne v. Flores, 521 U.S. 507 (1997).
The Director also claimed Eleventh Amendment immunity.
However, the district court found that the Director was not
entitled to immunity pursuant to Ex parte Young, 209 U.S.
123 (1908). The Director now appeals this decision, challeng-
ing the district court’s conclusions on the standing and immu-
nity questions.
II.
As a court must satisfy itself of its jurisdiction, we turn first
to the issue of standing. Bender v. Williamsport Area Sch.
Dist., 475 U.S. 534, 541 (1986).3 Standing has three essential
elements: injury, causation, and redressability. Marshall v.
Meadows, 105 F.3d 904, 906 (4th Cir. 1997). To satisfy the
constitutional standing requirement, a plaintiff must provide
assumed that position. Because the Director was sued in his official capac-
ity, Limehouse was substituted as a party to the suit pursuant to Fed. R.
Civ. P. 25(d).
3
We consider the Director’s challenge to SCWF’s standing, although we
do not ordinarily entertain claims raised initially on appeal because stand-
ing implicates this court’s jurisdiction. Though the Director did not chal-
lenge SCWF’s standing in proceedings before the district court, other
defendants not parties to this appeal did so. Upon consideration of their
motion to dismiss, the district court concluded that SCWF’s standing was
adequately established. J.A. at 97-102.
6 SO. CAROLINA WILDLIFE v. LIMEHOUSE
sufficient evidence to support the conclusion that: (1) the
plaintiff suffered an injury in fact, which is an invasion of a
legally protected interest that is concrete and particularized,
and actual or imminent, not conjectural or hypothetical; (2)
there is a causal connection between the injury and the con-
duct complained of; and (3) it is likely, as opposed to merely
speculative, that the injury will be redressed by a favorable
decision of the court. Lujan v. Defenders of Wildlife, 504 U.S.
555, 560-61 (1992) (citations and internal quotation marks
omitted); White Tail Park, Inc. v. Stroube, 413 F.3d 451, 458
(4th Cir. 2005). "At the pleading stage, general factual allega-
tions of injury resulting from the defendant’s conduct may
suffice [to satisfy these elements], for on a motion to dismiss
[the court] presume[s] that general allegations embrace those
specific facts that are necessary to support the claim." Lujan,
504 U.S. at 561 (citations and internal quotation marks omit-
ted).
We conclude SCWF alleged facts sufficient to survive a
motion to dismiss for lack of standing. SCWF asserted that
construction of the Connector would harm its members’ abil-
ity to use and enjoy the relevant area for a variety of educa-
tional, scientific, recreational, and aesthetic purposes, and that
one or more of its members currently use the land for such
purposes. Sierra Club v. Morton, 405 U.S. 727, 738-39 (1972)
(an organization may sue on behalf of its members); id. at 738
(holding that harms to "‘aesthetic, conservational, and recre-
ational’ as well as economic values" are cognizable injuries
for the purposes of demonstrating standing (quoting Ass’n of
Data Processing Serv. Orgs., Inc. v. Camp, 397 U.S. 150, 154
(1970))); see also Lujan, 504 U.S. at 562-63. In addition,
SCWF traces the injury to the Connector that the Director and
federal Defendants planned and developed and that they
intend to finance and construct.
Lastly, SCWF has shown that enjoining the Director from
proceeding with the construction of the Connector, and
requiring the reexamination of the proposal in accordance
SO. CAROLINA WILDLIFE v. LIMEHOUSE 7
with NEPA, would redress its procedural and substantive con-
cerns. The redressability of an injury to a procedural right
turns on the potential impact of the court’s action on the
injury-causing party. Massachusetts v. EPA, 127 S.Ct. 1438,
1453 (2007) (requiring that a litigant seeking to vindicate a
procedural right show "some possibility that the requested
relief will prompt the injury-causing party to reconsider" the
decision). Circuit precedent establishes that there is standing
to assert procedural allegations under NEPA against state
defendants in order to preserve the environmental status quo
pending federal review. See Ely v. Velde ("Ely II"), 497 F.2d
252, 257 (4th Cir. 1974) (finding that if a state were to under-
take construction on a project subject to NEPA requirements
absent procedural compliance with the Act, the federal court
should enjoin such action); see also Sierra Club v. Hodel, 544
F.2d 1036, 1037 (9th Cir. 1976) (analyzing a NEPA claim
that an actor failed to prepare a required EIS as presenting a
federal question for the purposes of subject matter jurisdic-
tion).
The party seeking an injunction need not show that injunc-
tion of the state defendant would lead directly to redress of
the asserted injury, but only that relief will preserve the fed-
eral procedural remedy. Arlington Coalition on Transp. v.
Volpe, 458 F.2d 1323, 1329 (4th Cir. 1972); see also Massa-
chusetts v. EPA, 127 S.Ct. at 1453 (noting that a litigant "ac-
corded a procedural right to protect his concrete interests . . .
can assert that right without meeting all the normal standards
for redressability and immediacy" (quoting Lujan, 504 U.S. at
572 n.7)). Accordingly, we hold that the district court did not
err in finding that SCWF possessed standing to maintain this
litigation.
8 SO. CAROLINA WILDLIFE v. LIMEHOUSE
III.
A.
We now turn to the Director’s argument that the claims
against him are barred by sovereign immunity. Neither NEPA
nor the Administrative Procedure Act ("APA") in itself pro-
vides a cause of action against state actors. See 5 U.S.C. § 701
(agencies covered by the APA include authorities only of the
United States government); 42 U.S.C. § 4332 (applying the
provisions of NEPA to "all agencies of the Federal Govern-
ment"); Ely v. Velde, 451 F.2d 1130, 1139 (4th Cir. 1971)
(finding that NEPA, "by . . . [its] very language, impose[s] no
duties on the states"). However, we have previously con-
cluded that federal courts have "a form of pendent jurisdiction
. . . based upon necessity" over claims for injunctive relief
brought against state actors in order to preserve the integrity
of federal remedies. Arlington Coalition, 458 F.2d at 1329.
Where "the challenged activities" of state actors "would make
a sham of the reconsideration required by federal law," fed-
eral courts may entertain suits against state actors "to preserve
federal question jurisdiction in the application of federal stat-
utes."4 Id.
4
As the Director notes, Arlington Coalition did not specifically order
injunctive relief against state defendants under NEPA. See 458 F.2d at
1339. However, in that case the question of whether the court could reach
the state defendants on NEPA grounds was not presented. At the time of
the Arlington Coalition court’s ruling, no EIS had been issued for the proj-
ect in question. There was no EIS because the federal agency claimed that
NEPA did not apply to a project begun before the passage of the Act. This
court ruled that NEPA did apply and specifically ordered the federal
agency to revise its understanding of the Act accordingly. Id. Thus, there
was not and could not be any evidence on the record concerning the rela-
tionship of the state agency to the EIS process and the federal law in ques-
tion. Nevertheless, this court directly applied its language concerning the
importance of the preservation of federal remedies to both state and fed-
eral defendants and to both NEPA and the Federal-Aid Highways Act. Id.
at 1329 (asserting jurisdiction over all actions by the state that "would
make a sham of the reconsideration required by federal law").
In this case, the state agency is a named "joint lead agency" on an extant
FEIS. The Director and his agency have been heavily involved in the
entire EIS process required by federal law. Where, as here, sovereign
immunity is not a bar, this court has jurisdiction over the state to preserve
the integrity of federal remedies.
SO. CAROLINA WILDLIFE v. LIMEHOUSE 9
In light of circuit precedent, including our decision in
Maryland Conservation Council, Inc. v. Gilchrist, 808 F.2d
1039, 1042 (4th Cir. 1986), we hold that NEPA does provide
a cause of action for private plaintiffs challenging compliance
with its provisions.5 The federal statute and our precedent per-
mit suit against a state actor where a party seeks to preserve
federal rights under NEPA pending the outcome of federal
procedural review. Because state actors could significantly
alter a project’s environmental impact, a federal court may
hear a suit for injunctive relief. Were it otherwise, state action
could render a NEPA violation a "fait accompli" and eviscer-
ate the federal remedy. Gilchrist, 808 F.2d at 1042.
In this case, the federal remedy to be protected is reconsid-
eration of the FEIS. Although the Director argues that he will
not proceed with construction absent FHWA approval, actions
taken by the state short of building the road could change the
cost of proposed alternatives, thereby impacting the federal
agency’s review and reconsideration. See Gilchrist, 808 F.2d
at 1042 (warning that state action could fundamentally alter
5
In Jersey Heights Neighborhood Ass’n v. Glendening, the court
assumed without deciding that the APA provided a cause of action to
enjoin non-federal defendants from proceeding in violation of NEPA. 174
F.3d 180, 186 (4th Cir. 1999). In this case, because we hold that SCWF
has a cause of action under NEPA, we do not reach the question of
whether suit could be brought against a state defendant under the APA.
Other circuits, which have concluded that NEPA does not create a pri-
vate right of action, have required litigants to bring NEPA actions through
the APA. However, by its terms, the APA applies only to federal agencies.
See, e.g., Karst Envtl. Educ. & Prot., Inc. v. EPA, 475 F.3d 1291, 1296–98
(D.C. Cir. 2007); Southwest Williamson County Cmty. Ass’n, Inc. v. Sla-
ter, 173 F.3d 1033, 1035–36 (6th Cir. 1999). We recognized in Jersey
Heights that the APA might therefore be a problematic source for a cause
of action against state defendants, noting in dicta: "The APA by its terms
applies only to ‘agency action,’ and appellants have not identified the
source of their cause of action against the state defendants in this case."
174 F.3d 180, 186 n.1 (4th Cir. 1999). We recognize the tension reflected
in the Jersey Heights footnote but are nevertheless bound by circuit prece-
dent in finding a cause of action for plaintiffs in this case.
10 SO. CAROLINA WILDLIFE v. LIMEHOUSE
the environmental impact assessment in violation of the pur-
pose of NEPA); cf. Arlington Coalition, 458 F.2d at 1336
("[V]oluntary compliance alone does not give appellants full
relief."). Because action by the Director to further the project
prior to such review could fundamentally alter the project’s
calculus and thereby undermine the federal remedy, the court
has jurisdiction to enjoin such action. See Arlington Coalition,
458 F.2d at 1327.
B.
1.
The Director contends that regardless of the effect his
actions might have on the NEPA process, the district court
erred in finding that the Eleventh Amendment does not bar
suits against him. The district court based its holding that the
Director was not immune from suit under the Eleventh
Amendment on Ex parte Young, which permits suits against
state officers for prospective relief where there is an ongoing
violation of federal law. J.A. at 107-10 (citing Ex parte
Young, 209 U.S. at 159-60); see Idaho v. Coeur d’Alene Tribe
of Idaho, 521 U.S. 261, 276-77 (1997). "[T]he existence of
sovereign immunity is a question of law that we review de
novo." Franks v. Ross, 313 F.3d 184, 192 (4th Cir. 2002). We
also review de novo a "district court’s legal determination [of]
whether Ex parte Young relief is available." Id. at 192-93
(quoting CSX Transp., Inc. v. Bd. of Pub. Works of W. Va.,
138 F.3d 537, 541 (4th Cir. 1998)).
In Frew ex rel. Frew v. Hawkins, the Supreme Court sum-
marized the Eleventh Amendment’s recognition of states’
sovereign immunity and the Court’s holding in Ex parte
Young:
The Eleventh Amendment confirms the sovereign
status of the States by shielding them from suits by
individuals absent their consent. To ensure the
SO. CAROLINA WILDLIFE v. LIMEHOUSE 11
enforcement of federal law, however, the Eleventh
Amendment permits suits for prospective injunctive
relief against state officials acting in violation of fed-
eral law. This standard allows courts to order pro-
spective relief, as well as measures ancillary to
appropriate prospective relief. Federal courts may
not award retrospective relief, for instance, money
damages or its equivalent, if the State invokes its
immunity.
540 U.S. 431, 437 (2004) (internal citations omitted). For pur-
poses of Eleventh Amendment analysis, it is sufficient to
determine that SCWF alleges facts that, if proven, would vio-
late federal law and that the requested relief is prospective.
Verizon Md., Inc. v. Pub. Serv. Comm’n of Md., 535 U.S. 635,
645-46 (2002) ("[T]he inquiry into whether suit lies under Ex
parte Young does not include an analysis of the merits of the
claim." (citing Coeur d’Alene, 521 U.S. at 281)).
SCWF’s complaint falls within the doctrine of Ex parte
Young permitting suits against state officials for prospective
relief from ongoing violations of federal law. The declaratory
relief SCWF seeks is simply the determination that past
actions by the Defendants did not comply with NEPA. It adds
no additional burden on the Defendants other than the injunc-
tive relief, and therefore does not threaten the sovereignty of
the state, represented by the Director. See Verizon Md., 535
U.S. at 646. SCWF also seeks to enjoin the Defendants from
constructing the Connector prior to full compliance with
NEPA and its implementing regulations. A prayer for such
injunctive relief is a prospective claim against an action that
would violate federal law. Thus, the district court did not err
in finding the Director unprotected by sovereign immunity
based on the doctrine of Ex parte Young.
2.
The Director further argues that he is not properly a party
to this suit because he lacks the required "special relation" to
12 SO. CAROLINA WILDLIFE v. LIMEHOUSE
the alleged violation of federal law. See Ex parte Young, 209
U.S. at 157; Waste Mgmt. Holdings, Inc. v. Gilmore, 252 F.3d
316, 331 (4th Cir. 2001). Where a state law is challenged as
unconstitutional, a defendant must have "some connection
with the enforcement of the act" in order to properly be a
party to the suit. Lytle v. Griffith, 240 F.3d. 404, 409 (4th Cir.
2001) (quoting Ex parte Young, 209 U.S. at 157). This "spe-
cial relation" requirement ensures that the appropriate party is
before the federal court, so as not to interfere with the lawful
discretion of state officials. Ex parte Young, 209 U.S. at 158-
59. Primarily, the requirement has been a bar to injunctive
actions where the relationship between the state official
sought to be enjoined and the enforcement of the state statute
is significantly attenuated. Such cases have been dismissed on
the ground that "[g]eneral authority to enforce the laws of the
state" is an insufficient ground for abrogating Eleventh
Amendment immunity. Gilmore, 252 F.3d 331 (quoting Chil-
dren’s Healthcare Is a Legal Duty, Inc. v. Deters, 92 F.3d
1412, 1416 (6th Cir. 1996)); see also Shell Oil Co. v. Noel,
608 F.2d 208, 211 (1st Cir. 1979). Thus, the Director’s con-
nection to the Connector project need not be qualitatively spe-
cial; rather, "special relation" under Ex parte Young has
served as a measure of proximity to and responsibility for the
challenged state action. This requirement ensures that a fed-
eral injunction will be effective with respect to the underlying
claim.
Appellant argues that the required "special relation" is lack-
ing in this case because the Executive Director of the SCDOT
is not "charged with any duty under a federal statute or . . .
with enforcement of a state statute that would violate federal
law." Appellant’s Br. at 20. This test is inapposite. A court
may look to state law to determine whether the requisite con-
nection exists between an individual defendant and the federal
statute at issue. Lytle, 240 F.3d at 409-10. In this case, both
state and federal law impose duties upon the Director that are
determinative of the existence of the necessary special rela-
tion.
SO. CAROLINA WILDLIFE v. LIMEHOUSE 13
Under South Carolina state law the Director has supervi-
sory authority over the state’s participation in the FEIS pro-
cess. S.C. Code Ann. § 57-1-430(A) (2007). The Director and
his agency are deeply involved in the preparation of the chal-
lenged FEIS and the procurement of permits to proceed with
construction on the basis of the FEIS. By federal statute, the
SCDOT is a "joint lead agency" with the FHWA in the prepa-
ration of any environmental document required by NEPA for
the Connector. 23 U.S.C. §§ 139(c)(3), 139(c)(6)(B). Under
the Director’s supervision, the SCDOT has participated in
planning the Connector, in the process of applying to other
state agencies for the permits necessary for construction, and
in the EIS process. J.A. at 20-21, 27. The FEIS lists SCDOT
employees among those who were responsible for its prepara-
tion and is jointly signed by two engineers, one from the
FHWA and one from the SCDOT. Id. at 101 n.3. And the
SCDOT will be the agency eventually charged with the actual
construction of the Connector. Id. at 101. As the administra-
tive head of the agency with responsibility for carrying out its
policies and representing the agency in its dealings with the
federal government, the Director possesses a sufficient con-
nection to the alleged violation of federal law.
Our jurisprudence supports the district court’s conclusion
that a state official violates federal law by continuing work on
a "major federal action" when the requirements of NEPA and
its implementing regulations have not been satisfied. E.g.,
Gilchrist, 808 F.2d at 1043 (finding county officials can be
enjoined from pursuing a project before federal participants in
the project had complied with NEPA); Ely II, 497 F.2d at 257
(finding state officials can be barred from using federal funds
on projects that do not comply with NEPA); Arlington Coali-
tion, 458 F.2d at 1329 (holding that permitting a state official
to proceed with a highway project despite alleged NEPA vio-
lations by federal participants in the project would "make a
sham of the reconsideration required by federal law"). There-
fore, because it asserts the Director’s actions must be enjoined
14 SO. CAROLINA WILDLIFE v. LIMEHOUSE
to prevent an ongoing violation of NEPA, SCWF states a
claim that falls within the doctrine of Ex parte Young.
IV.
The district court properly found that SCWF stated a cause
of action for prospective relief under NEPA and that the
Director was party to the suit. Accordingly, we affirm the
order of the district court denying the Director’s motion to
dismiss SCWF’s complaint.
AFFIRMED