PUBLISHED
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
UNITED STATES OF AMERICA,
Plaintiff-Appellant,
v. No. 09-4007
CHRISTOPHER ALLEN MORACE,
Defendant-Appellee.
Appeal from the United States District Court
for the Eastern District of North Carolina, at Raleigh.
W. Earl Britt, Senior District Judge.
(5:08-cr-00127-BR-1)
Argued: December 4, 2009
Decided: February 11, 2010
Before SHEDD and DUNCAN, Circuit Judges, and
T. S. ELLIS, III, Senior United States District Judge for the
Eastern District of Virginia, sitting by designation.
Vacated and remanded by published opinion. Judge Shedd
wrote the opinion, in which Judge Duncan and Senior Judge
Ellis joined.
COUNSEL
ARGUED: Joe Exum, Jr., OFFICE OF THE UNITED
STATES ATTORNEY, Raleigh, North Carolina, for Appel-
2 UNITED STATES v. MORACE
lant. Eric Joseph Brignac, OFFICE OF THE FEDERAL PUB-
LIC DEFENDER, Raleigh, North Carolina, for Appellee. ON
BRIEF: George E. B. Holding, United States Attorney, Anne
M. Hayes, Jennifer P. May-Parker, Assistant United States
Attorneys, OFFICE OF THE UNITED STATES ATTOR-
NEY, Raleigh, North Carolina, for Appellant. Thomas P.
McNamara, Federal Public Defender, G. Alan DuBois, Assis-
tant Federal Public Defender, OFFICE OF THE FEDERAL
PUBLIC DEFENDER, Raleigh, North Carolina, for Appellee.
OPINION
SHEDD, Circuit Judge:
Christopher Allen Morace pled guilty to one count of pos-
sessing child pornography. See 18 U.S.C. § 2252(a)(4)(B).
Varying downward from the 41-51 month advisory sentenc-
ing range, the district court sentenced Morace to five years of
probation and ordered him to pay a $3,000 fine. The govern-
ment now argues that the sentence is unreasonable. For the
following reasons, we vacate the sentence and remand this
case for further proceedings.
I
A.
In 2007, a criminal investigation revealed that Morace had
traded child pornography with an individual in California
through the use of a peer-to-peer computer program. See gen-
erally Metro-Goldwyn-Mayer Studios Inc. v. Grokster, Ltd.,
545 U.S. 913, 919-20 (2005) (explaining that peer-to-peer
networks permit the users’ computers to "communicate
directly with each other, not through central servers"). During
a search of Morace’s residence, investigators seized two com-
puters and various types of computer media. Analysis of this
UNITED STATES v. MORACE 3
material revealed that Morace possessed 159 images of child
pornography (84 separate images and one video that is equiv-
alent to 75 images). These images include numerous depic-
tions of prepubescent girls who appear to be under the age of
12, and one image depicts a prepubescent girl exposing her-
self. At least 10 child-victims have been identified in this
case.
As a result of the investigation, the government filed a
criminal information charging Morace with one count of vio-
lating § 2252(a)(4)(B). He thereafter entered into a written
plea agreement, waived his right to be indicted, and pled
guilty to the charged crime. In the plea agreement, the govern-
ment promised (absent changed circumstances) it would rec-
ommend Morace be sentenced at the low end of the advisory
sentencing range. The statutory maximum penalty for his
crime is 10 years, and the statutorily authorized term of super-
vised release is not less than five years or life. See 18 U.S.C.
§§ 2252(b)(2), 3583(k).
Before sentencing, a probation officer calculated Morace’s
advisory sentencing range as part of the presentence investi-
gation report ("PSR"). Using the 2007 Guidelines Manual, the
officer assigned a base offense level of 18 pursuant to
U.S.S.G. § 2G2.2(a)(1); added two levels pursuant to
§ 2G2.2(b)(2) because the material involved a prepubescent
minor or a minor who had not attained the age of 12; added
two levels pursuant to § 2G2.2(b)(6) because the offense
involved the use of a computer for the possession of the mate-
rial; and added three levels pursuant to § 2G2.2(b)(7)(B)
because the offense involved at least 150 images but less than
300. From this revised offense level of 25, the officer sub-
tracted three levels pursuant to U.S.S.G. § 3E1.1(b) for accep-
tance of responsibility, resulting in a total offense level of 22.
Morace’s lack of a prior criminal record placed him in crimi-
nal history category I; accordingly, his advisory sentencing
range was 41-51 months. Neither party objected to the PSR.
4 UNITED STATES v. MORACE
At sentencing, the district court and the parties agreed that
the advisory sentencing range was 41-51 months. Moreover,
Morace’s counsel informed the court that the parties had stip-
ulated to a sentence at the low end of the range and stated that
a 41-month sentence would be reasonable. Morace then spoke
briefly to the court, expressing remorse and identifying his
rehabilitation efforts. After Morace spoke, the Assistant
United States Attorney ("AUSA") concurred that 41 months
would be appropriate, stating:
The government’s main concern in this case is the
Defendant’s actual contact in any way with any
minors. The program that he was using for the down-
loading and sharing of these images had the capacity
to actually have a simultaneous chat log with the
people in this peer-to-peer program. There was no
evidence the Defendant had any actual contact with
any children. He had a good number of images on
his computer. Most of those images were of young
girls. Most of those images were not pornographic.
The Defendant has no prior record. He doesn’t
appear on any list for sharing this sort of thing. The
government’s interest would be vindicated by a sen-
tence of 41 months.
J.A. 49-50. Following an off-the-record bench conference, the
court continued the sentencing hearing. No explanation for
the continuance appears in the record.
Approximately two months later, the district court recon-
vened the sentencing hearing. After confirming that the only
matter left to be done was imposition of the sentence, the
court announced the downward variance from the advisory
sentencing range to a five-year term of probation, explaining:
This sentence represents the variance from the advi-
sory guideline range. Based on the factors outlined
UNITED STATES v. MORACE 5
in [§ 3553(a)], the court, in determining the particu-
lar sentence to impose, has considered the nature and
circumstances of the offense and the history and
characteristics of the defendant.
In addition, the court has considered the need for the
sentence imposed to reflect the seriousness of the
offense, to promote respect for the law, and to pro-
vide just punishment for the offense. To afford ade-
quate deterrence to criminal conduct, to protect the
public from further crimes of the defendant, and to
provide the defendant with needed educational or
vocational training, medical care or other correc-
tional treatment in the most effective manner.
In the case at bar, the court has considered the defen-
dant’s lack of prior criminal history, his ongoing
effort to rehabilitate himself since the instant
offense, including mental health treatment, his hon-
orable discharge from the United States Air Force,
and his enrollment in college and pursuit of a degree
in aerospace engineering. Such a sentence will ade-
quately deter criminal conduct and protect the public
from further crimes of the defendant while also pro-
viding the defendant with an opportunity to continue
his education and participate in mental health treat-
ment in the most effective manner.
J.A. 55-56. The AUSA noted a general objection to the sen-
tence at the end of the hearing.
B.
As noted, Morace’s attorney and the AUSA had urged the
district court to impose a 41-month sentence, which is the
lowest point of his advisory range. Because there was no dis-
cussion on the record regarding a variance before the court
imposed sentence, it is unclear whether the parties were
6 UNITED STATES v. MORACE
expressly aware of the court’s intent to vary downward. How-
ever, the court was not required to provide the parties with
any notice of its intent to vary from the advisory range. See
Irizarry v. United States, 128 S.Ct. 2198 (2008).1
Although Morace’s probation sentence represents a 100%
decrease from the advisory sentencing range, we have recog-
nized that describing variance probation sentences "in mathe-
matical terms is not very helpful;" instead, "it is better to
describe the variance by considering the number of guideline
offense levels between the variance sentence of probation and
the recommended guideline range. . . ." United States v. Pyles,
482 F.3d 282, 289 (4th Cir. 2007), cert. granted and judgment
vacated, 552 U.S. 1089 (2008); see also Gall v. United States,
552 U.S. 38, 47-48 (2007) (noting that "deviations from the
Guidelines range will always appear more extreme — in per-
centage terms — when the range itself is low, and a sentence
of probation will always be a 100% departure regardless of
whether the Guidelines range is 1 month or 100 years").
Morace’s total offense level of 22 and criminal history cate-
gory of I placed him within Zone D of the Sentencing Table.
U.S.S.G. Ch. 5, Pt. A., Sentencing Table. Under the Guide-
lines, probation is available only to defendants whose ranges
fall within Zone A or Zone B. U.S.S.G. § 5B1.1(a). To reach
Zone B, the district court had to vary downward by at least
12 levels. Moreover, the Guidelines authorize a sentence (like
Morace’s) of straight probation only to defendants whose
ranges fall within Zone A. Id. To reach Zone A, the district
court had to vary downward by at least 14 levels.
1
After continuing the first sentencing hearing, the district court con-
ducted a second off-the-record bench conference. See J.A. 51. We do not
suggest that these off-the-record conferences are improper. However, we
note their occurrence because it seems implicit by the fact of the continu-
ance itself that the court was considering something other than a sentence
within the advisory range, and it is certainly possible that the court dis-
cussed with the attorneys, off the record, the fact that it was considering
a downward variance. See generally N.L.R.B. v. Honaker Mills, Div. of
Top Form Mills, Inc., 789 F.2d 262, 265 n.1 (4th Cir. 1986) (noting the
problem that off-the-record matters can present for appellate review).
UNITED STATES v. MORACE 7
For comparison, we note that a defendant who (a) violated
§ 2252(a)(4)(B) by possessing less than 10 images (none
involving a prepubescent minor or a minor who had not
attained the age of 12 years); (b) did not use a computer; (c)
received a three-level adjustment for acceptance of responsi-
bility; and (d) had a criminal history category of I, would have
an offense level of 15, an advisory range of 18-24 months,
and would need a five-level downward variance to reach Zone
B and a seven-level downward variance to reach Zone A.
Morace’s probation sentence for possessing 159 images
(involving prepubescent minors who appear to be under age
12) by means of a computer is thus significantly below the
advisory range for a less severe offense.
II
Since the Supreme Court decided United States v. Booker,
543 U.S. 220 (2005), the sentencing guidelines have been
advisory, and our review of criminal sentences "is limited to
determining whether they are ‘reasonable.’" Gall, 552 U.S. at
46. We must "first ensure that the district court committed no
significant procedural error, such as failing to calculate (or
improperly calculating) the Guidelines range, treating the
Guidelines as mandatory, failing to consider the [18 U.S.C.]
§ 3553(a) factors, selecting a sentence based on clearly erro-
neous facts, or failing to adequately explain the chosen sen-
tence - including an explanation for any deviation from the
Guidelines range." Id. at 51.2 If we find no significant proce-
dural error, we must "then consider the substantive reason-
2
Section 3553(a) instructs the district court to consider (1) offense and
offender characteristics; (2) the need for a sentence to reflect the basic
aims of sentencing (i.e., retribution, deterrence, incapacitation, and reha-
bilitation); (3) the sentences legally available; (4) the Sentencing Guide-
lines; (5) any Sentencing Commission policy statements; (6) the need to
avoid unwarranted disparities; and (7) the need for restitution. Section
3553(a) also instructs the court "to ‘impose a sentence sufficient, but not
greater than necessary, to comply with’ the basic aims of sentencing as set
out above." Rita v. United States, 551 U.S. 338, 348 (2007).
8 UNITED STATES v. MORACE
ableness of the sentence imposed under an abuse-of-discretion
standard." Id. In doing so, we must "take into account the
totality of the circumstances, including the extent of any vari-
ance from the Guidelines range." Id.
Where, as here, the district court decides that a sentence
outside the advisory range is appropriate, it "must consider
the extent of the deviation and ensure that the justification is
sufficiently compelling to support the degree of the variance."
Id. at 50. A major departure from the advisory range "should
be supported by a more significant justification than a minor
one." Id.3 After choosing a sentence it deems appropriate, the
court "must adequately explain the chosen sentence to allow
for meaningful appellate review and to promote the percep-
tion of fair sentencing." Id. In our review of a sentence that
is outside the advisory range, we "may consider the extent of
the deviation, but must give due deference to the district
court’s decision that the § 3553(a) factors, on a whole, justify
the extent of the variance," and the fact that we "might rea-
sonably have concluded that a different sentence was appro-
priate is insufficient to justify reversal of the district court."
Id. at 51.
A.
Morace’s advisory sentencing range was calculated primar-
ily under U.S.S.G. § 2G2.2. The United States Sentencing
Commission recently noted that "[f]or the past several years,
§ 2G2.2 has had a high and increasing rate of downward
departures and below-guideline variances." U.S.S.C., The
History of the Child Pornography Guidelines, 8 (Oct. 2009).4
3
Morace argues on appeal that his sentence does not represent a "major"
variance from the advisory range. Brief for Appellee, at 18. We disagree.
See United States v. Abu Ali, 528 F.3d 210, 261 (4th Cir. 2008) (noting
that a downward variance of 40% is "major").
4
In fiscal years 2007 and 2008 (respectively), for offenders sentenced
under § 2G2.2, the non-government sponsored below-guideline rates were
UNITED STATES v. MORACE 9
The Commission views this trend as "a comment [by some
judges] on the perceived severity of the child pornography
guidelines," id. at 54; and it is currently conducting "a review
of the child pornography guidelines as a policy priority for the
guidelines amendment cycle ending May 1, 2010," id. at 1;
see also Felisa Cardona, Child Porn Sentences Too Severe,
Judges Say, Denver Post, Nov. 29, 2009, at A-1 ("In a nation-
wide series of hearings, members of the U.S. Sentencing
Commission have heard from federal judges seeking reduced
sentences for a group of defendants one would think unlikely
to get sympathy from the bench: possessors of child pornogra-
phy.").
In addition to the case now before us, we have seen evi-
dence of this trend in several post-Booker child pornography
cases. See, e.g., United States v. Smith, 275 Fed. Appx. 184
(4th Cir. 2008) (affirming a 24-month variance sentence
where the advisory range was 78-97 months); United States
v. Pauley, 511 F.3d 468 (4th Cir. 2007) (affirming a 42-month
variance sentence where the advisory range was 78-97
months); United States v. Johnson, 242 Fed. Appx. 7 (4th Cir.
2007) (vacating a 144-month variance sentence where the
advisory range was 210-262 months); United States v.
Medina, 221 Fed. Appx. 231 (4th Cir. 2007) (vacating a 12-
month plus one day downward departure sentence where the
advisory range was 41-51 months), cert. granted and judg-
ment vacated, 552 U.S. 1089 (2008).
While recognizing this trend, the Commission has also
acknowledged the increasing emphasis that Congress has
given to child pornography cases:
27.2% and 35.7%; the government sponsored below-guideline rates were
7% and 8.5%; and the above-guideline rates were 2.4% and 2%. In con-
trast, for all offenders during those years, the non-government sponsored
below-guideline rates were 12% and 13.4%; the government sponsored
below-guidelines rates were 25.6% (both years); and the above-guideline
rates were 1.5% (both years). History of the Child Pornography Guide-
lines, at 8 n.33.
10 UNITED STATES v. MORACE
For more than 30 years, and particularly in recent
years, Congress has focused attention on the scope
of child pornography offenses and the severity of
penalties for child pornography offenders. Through
creating new offenses, enacting new mandatory
minimums, increasing statutory maximums, and pro-
viding directives to the Commission, Congress has
repeatedly expressed its will regarding appropriate
penalties for child pornography offenders.
History of the Child Pornography Guidelines, at 6. Likewise,
we noted this congressional emphasis in United States v.
Hecht when we stated that "district courts, in the course of
selecting an appropriate sentence, ought to give respectful
attention to Congress’ view that [child pornography crimes]
are serious offenses deserving serious sanctions." 470 F.3d
177, 182 (4th Cir. 2006) (quoting United States v. Grigg, 442
F.3d 560, 564-65 (7th Cir. 2006)); see also United States v.
Mento, 231 F.3d 912, 915 (4th Cir. 2000) ("Since 1977, Con-
gress has attempted to eliminate child pornography."), cert.
granted and judgment vacated, 535 U.S. 1014 (2002); John-
son, 242 Fed. Appx. at 11 (noting "Congress’ policy judgment
— embodied in § 3553(b)(2)(A)(ii) — that child pornography
crimes are grave offenses warranting significant sentences").5
B.
At oral argument, the government conceded that a down-
ward variance in this case is not improper per se and that,
generally speaking, a downward variance to probation in a
child pornography case could be reasonable under certain cir-
cumstances. Cf. Rita, 551 U.S. at 355 ("Even the Government
concedes that appellate courts may not presume that every
variance from the advisory Guidelines is unreasonable.").
5
As we explain later, in Hecht we held that Congress’ attempt to limit
sentencing discretion in child pornography cases by enacting 18 U.S.C.
§ 3553(b)(2)(A) is invalid under the Booker rationale.
UNITED STATES v. MORACE 11
However, the government contends that Morace’s probation
sentence is unreasonable because the district court (1) "failed
to identify reasons that were sufficiently compelling to sup-
port the degree of the variance" and (2) "gave great emphasis
to a single factor — Morace’s wholly ordinary history and cir-
cumstances — and failed to give adequate consideration to
other factors that were critically important to the sentencing
decision." Brief of the United States, at 8. The government
identifies three factors that it contends were overlooked by the
court:
(1) "the fact that, as a matter of congressional policy,
downward deviations . . . are disfavored in child por-
nography cases;"
(2) "the grievous harm caused to children who are
sexually exploited in the production of child pornog-
raphy, and Morace’s role as a consumer who created
a demand for that product;" and
(3) "the Sentencing Commission’s policy statement
recommending a life term of supervised release for
persons convicted of child pornography crimes."
Id. at 8-9. Presumably, because the parties agreed at the first
sentencing hearing that a 41-month sentence is appropriate,
and because the district court varied downward to probation
at the second sentencing hearing without any apparent notice,
the government did not emphasize these factors below.6
6
Two procedural matters are worthy of note. First, although the govern-
ment did not specifically assert these sentencing factors below, we find its
request for a within-guidelines sentence and its objection at the end of the
second hearing sufficient under the circumstances of this case to preserve
these issues for appellate purposes. See, e.g., United States v. Lynn, 2010
Westlaw 322176 (4th Cir. Jan. 28, 2010); United States v. Curry, 461 F.3d
452, 459 (4th Cir. 2006). Second, in the plea agreement, Morace waived
his right to appeal "whatever sentence is imposed" except a sentence that
12 UNITED STATES v. MORACE
We have not yet addressed a child pornography sentence
involving a downward variance to probation. Other circuit
courts have done so and for various reasons have reached dif-
fering conclusions regarding the reasonableness of those sen-
tences. See, e.g., United States v. Lychock, 578 F.3d 214 (3d
Cir. 2009) (vacating the probation sentence where the advi-
sory range was 30-37 months); United States v. Autery, 555
F.3d 864 (9th Cir. 2009) (affirming the probation sentence
where the advisory range was 41-51 months); United States
v. Duhon, 541 F.3d 391 (5th Cir. 2008) (affirming the proba-
tion sentence where the advisory range was 15-21 months);
United States v. Pugh, 515 F.3d 1179 (11th Cir. 2008) (vacat-
ing the probation sentence where the advisory range was 97-
120 months).
However, we have considered the reasonableness of down-
ward variances to probation in several cases involving crimes
other than child pornography. See, e.g., United States v.
Engle, 2010 Westlaw 114944 (4th Cir. Jan. 13, 2010) (vacat-
ing the probation sentence for tax evasion where the advisory
range was 24-30 months); United States v. Carter, 564 F.3d
325 (4th Cir. 2009) (vacating the probation sentence for felon-
in-possession of a firearm where the advisory range was 37-
46 months); Pyles (vacating the probation sentence for aiding
and abetting drug distribution where the advisory range was
63-78 months); United States v. Hampton, 441 F.3d 284 (4th
Cir. 2006) (vacating the probation sentence for felon-in-
possession of a firearm where the advisory range was 57-71
exceeds the sentencing guidelines range, but the government expressly
preserved its appellate rights. Although there appears to be an open ques-
tion concerning the government’s right to appeal in this circumstance, see
United States v. Cohen, 459 F.3d 490, 495 n.2 (4th Cir. 2006); United
States v. Guevara, 941 F.2d 1299, 1299-1300 (4th Cir. 1991), Morace
does not argue that the government should be precluded from pursuing
this appeal, and we therefore need not decide the question, see United
States v. Brock, 211 F.3d 88, 90 n.1 (4th Cir. 2000) (declining to consider
appeal waiver sua sponte).
UNITED STATES v. MORACE 13
months); see also Gall (upholding the probation sentence for
drug conspiracy where the advisory range was 30-37 months).
C.
Because of its relative similarity to this case, we find Engle
to be particularly instructive. In Engle, the defendant pled
guilty to tax evasion and had a total tax liability (with penal-
ties and interest) of over $2,000,000. The district court calcu-
lated the defendant’s advisory range to be 24-30 months. At
sentencing, the government argued for a sentence within the
advisory range, pointing out that this was an egregious case
and that incarceration was warranted to provide adequate
deterrence. The court rejected the government’s argument,
ultimately concluding that a four-year probation sentence,
with 18 months of house arrest, was appropriate in order to
permit the defendant to attempt to earn income to pay his tax
liability. The government appealed the sentence, arguing that
it was unreasonable because it was "inconsistent with the pol-
icy considerations underlying prosecutions for income tax
evasion" and because the defendant’s "earning potential was
not a sufficient reason to decline to impose a sentence of
imprisonment as recommended by the Guidelines." 2010
Westlaw 114944, at *3. We agreed and vacated the sentence.
In doing so, we first noted that "the policy statements
issued by the Sentencing Commission make it clear that the
Commission views tax evasion as a serious crime and
believes that, under the pre-Guidelines practice, too many
probationary sentences were imposed for tax crimes." Id. at
*5. We further noted that "the policy statements also reflect
the Commission’s view that general deterrence — that is,
deterring those other than the defendant from committing the
crime — should be a primary consideration when sentencing
in tax cases," and that "there must be a real risk of actual
incarceration for the Guidelines to have a significant deterrent
effect in tax evasion cases." Id.
14 UNITED STATES v. MORACE
We found, however, that the district court "made no men-
tion of these specific policy statements, nor did the court more
broadly acknowledge the general principles underlying the
Guidelines’ approach to sentencing for serious economic
crimes like tax evasion." Id. at *6. We then explained:
We recognize that in the post-Booker sentencing
world, district courts must give due consideration to
relevant policy statements, but those policy state-
ments are no more binding than any other part of the
Guidelines. Accordingly, district courts may "vary
from Guidelines ranges based solely on policy con-
siderations, including disagreements with the Guide-
lines." United States v. Kimbrough, 552 U.S. 85, 101
(2007) (internal quotation marks and alteration omit-
ted). Nonetheless, when a non-Guidelines sentence
runs directly counter to the Commission’s position,
either because the district court has erroneously
applied the departure provisions or because it has
determined in a "mine-run case" that the Guidelines
range fails to reflect the § 3553(a) factors, closer
review may be in order.
Engle, at *6 (emphasis added, citations and internal punctua-
tion omitted).
We deemed the sentence to be one that merited "closer
review," but we found the record to be "insufficient to permit
even the routine review for procedural reasonableness
required in cases involving an outside-the-Guidelines sen-
tence." Id.7 We noted that although the facts of the case
"could perhaps be viewed as warranting an above-Guidelines
sentence, the district court imposed a significantly below-
Guidelines sentence, based on views that are at odds with the
7
As we noted in Engle, the argument that a district court failed to con-
sider all of the § 3553(a) factors is properly viewed as challenging the pro-
cedural reasonableness of the sentence. Engle, at *4 n.1.
UNITED STATES v. MORACE 15
clearly expressed policy views of the Sentencing Commis-
sion." Id. However, the court "did not acknowledge the policy
statements, and there [was] nothing in the statements made by
the court during sentencing that offer[ed] any insight into why
the court believed that a prison term was not required." Id.
(emphasis in original). We concluded: "Under these circum-
stances, we cannot determine whether the sentence is reason-
able without a fuller explanation of the reasoning behind the
district court’s view that a term of imprisonment as recom-
mended by the Guidelines was not warranted and why restitu-
tion alone would provide adequate deterrence in this case." Id.
at *7. For that reason, we vacated the sentence and remanded
the case for a new sentencing.8
D.
We find Engle to be materially indistinguishable from the
case before us. Here, as in Engle, the district court was pre-
sented with a "mine run" defendant.9 This fact is illustrated
not only by Morace’s counsel’s request that he be sentenced
within the advisory range, but also by the court’s list of fairly
commonplace reasons for imposing the probation sentence.
For example, the court noted that Morace has no prior crimi-
nal history; however, that fact is taken into account in the
advisory sentencing range calculation, and it simply places
him within the "heartland" of persons convicted for possess-
ing child pornography. See, e.g., Lychock, 578 F.3d at 220
(discussing typical offender characteristics). The court also
8
Additionally, we held that the sentence in Engle was substantively
unreasonable because it was based solely on the defendant’s ability to pay
restitution.
9
In Engle, we stated that we were being "generous" in describing the
defendant’s status as "mine run" in light of his conduct, which we noted
could possibly have warranted an upward variance. 2010 Westlaw
114944, at *6. Although nothing in the record suggests that Morace should
receive an upward variance, his advisory sentencing range of 41-51
months is higher than the range in Engle, and his probation sentence repre-
sents a larger downward variance.
16 UNITED STATES v. MORACE
listed Morace’s honorable discharge from the military, his
effort at rehabilitation, and his enrollment in college as addi-
tional sentencing factors. Although each of these circum-
stances is commendable, there is nothing unusual about them.
Given the seemingly common circumstances of this case, we
hold that the court erred by failing to provide an adequate
explanation of why a term of imprisonment is not warranted
in light of applicable policy statements.
We have noted above that for over three decades Congress
has legislated against child pornography. As one example, in
2003, Congress enacted the "PROTECT Act," which "in-
cluded certain mandatory sentencing provisions applicable to
child and sexual offenses, including possession of child por-
nography." Hecht, 470 F.3d at 180. The PROTECT Act con-
stitutes "ample evidence of Congress’s intent that offenses
involving child pornography be treated severely," United
States v. Goff, 501 F.3d 250, 258 n.13 (3d Cir. 2007), and one
provision in particular, 18 U.S.C. § 3553(b)(2), was designed
to reduce below-guideline sentences for child pornography
offenses (including possession) by permitting sentencing
courts to depart below guideline ranges in very limited cir-
cumstances. Although we held in Hecht that § 3553(b)(2)(A)
is invalid under the Booker rationale, we nonetheless
instructed that "district courts, in the course of selecting an
appropriate sentence, ought to give respectful attention to
Congress’ view that [child pornography crimes] are serious
offenses deserving serious sanctions." 470 F.3d at 182 (quot-
ing Grigg, 442 F.3d at 564-65). However, we find no indica-
tion in the record that the district court followed our
instruction and considered this statement of congressional
policy in choosing to sentence Morace to probation. See John-
son, 242 Fed. Appx. at 12 ("We see no record evidence that
the district judge considered Congress’ policy judgment con-
cerning child pornography offenses in granting a variance.").
Moreover, Morace’s probation sentence also runs counter
to the Sentencing Commission’s policy statement, expressed
UNITED STATES v. MORACE 17
in U.S.S.G. § 5D1.2(b), that recommends a lifetime term of
supervised release for sex offenders. As noted, the maximum
statutorily authorized term of supervised release for Morace
is life. 18 U.S.C. § 3583(k). Read together with § 3583(k), the
§ 5D1.2(b) policy statement "reflects the judgment of Con-
gress and the Sentencing Commission that a lifetime term of
supervised release is appropriate for sex offenders in order to
protect the public." United States v. Daniels, 541 F.3d 915,
923 (9th Cir. 2008). Because Morace was sentenced to proba-
tion rather than a term of imprisonment, he is not eligible for
any supervised release, much less a lifetime term. See 18
U.S.C. § 3583(a).10 Again, the district court failed to explain
Morace’s probation sentence in light of this policy statement.
E.
In short, the district court was presented with what appears
to be a fairly common child pornography possession defen-
dant. Both Morace and the AUSA agreed and argued that a
41-month sentence, which is within the advisory range, would
be appropriate. However, without any request for, or prior on-
the-record discussion of, a variance of any kind, the court
imposed the most extreme downward variance possible: proba-
tion.11 In doing so, the court merely stated that it had consid-
ered the various § 3553(a) factors, but it offered no specific
10
Without commenting on the propriety of such a sentence, we note that
some district courts have begun sentencing defendants convicted of pos-
sessing child pornography to one day of incarceration followed by a term
of supervised release. See, e.g., United States v. Camiscione, 2010
Westlaw 98947 (6th Cir. Jan. 13, 2010) (finding the sentence to be sub-
stantively unreasonable); United States v. Stall, 581 F.3d 276 (6th Cir.
2009) (affirming the sentence).
11
As we have noted, the district court was not obligated to provide the
parties with notice of its intent to vary downward. However, "[s]ound
practice dictates that judges in all cases should make sure that the informa-
tion provided to the parties in advance of the hearing, and in the hearing
itself, has given them an adequate opportunity to confront and debate the
relevant issues." Irizarry, 128 S.Ct. at 2203.
18 UNITED STATES v. MORACE
explanation as to how this sentence comports with those fac-
tors.
Based on this record, "we cannot determine whether the
sentence is reasonable without a fuller explanation of the rea-
soning behind the district court’s view that a term of impris-
onment as recommended by the Guidelines [and suggested by
Congress] was not warranted." Engle, at *7. Accordingly, we
vacate the sentence and remand for a new sentencing hearing
to be conducted consistent with this opinion. We express no
view on the ultimate reasonableness of, or the extent of, a
downward variance in this case. See Gall, 552 U.S. at 59 (not-
ing that "it is not for the Court of Appeals to decide de novo
whether the justification for a variance is sufficient or the sen-
tence reasonable").
III
For the foregoing reasons, we vacate the sentence and
remand for further proceedings consistent with this opinion.
VACATED AND REMANDED