(Slip Opinion) OCTOBER TERM, 2007 1
Syllabus
NOTE: Where it is feasible, a syllabus (headnote) will be released, as is
being done in connection with this case, at the time the opinion is issued.
The syllabus constitutes no part of the opinion of the Court but has been
prepared by the Reporter of Decisions for the convenience of the reader.
See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
SUPREME COURT OF THE UNITED STATES
Syllabus
FEDERAL EXPRESS CORP. v. HOLOWECKI ET AL.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR
THE SECOND CIRCUIT
No. 06–1322. Argued November 6, 2007—Decided February 27, 2008
The Age Discrimination in Employment Act of 1967 (ADEA) requires
that “[n]o civil action . . . be commenced . . . until 60 days after a
charge alleging unlawful discrimination has been filed with the
Equal Employment Opportunity Commission” (EEOC), 29 U. S. C.
§626(d), but does not define the term “charge.” After petitioner deliv
ery service (FedEx) initiated programs tying its couriers’ compensa
tion and continued employment to certain performance benchmarks,
respondent Kennedy (hereinafter respondent), a FedEx courier over
age 40, filed with the EEOC, in December 2001, a Form 283 “Intake
Questionnaire” and a detailed affidavit supporting her contention
that the FedEx programs discriminated against older couriers in vio
lation of the ADEA. In April 2002, respondent and others filed this
ADEA suit claiming, inter alia, that the programs were veiled at
tempts to force out, harass, and discriminate against older couriers.
FedEx moved to dismiss respondent’s action, contending she had not
filed the “charge” required by §626(d). Respondent countered that
her Form 283 and affidavit constituted a valid charge, but the Dis
trict Court disagreed and granted FedEx’s motion. The Second Cir
cuit reversed.
Held:
1. In addition to the information required by the implementing
regulations, i.e., an allegation of age discrimination and the name of
the charged party, if a filing is to be deemed a “charge” under the
ADEA it must be reasonably construed as a request for the agency to
take remedial action to protect the employee’s rights or otherwise
settle a dispute between the employer and the employee. Pp. 3–13.
(a) There is little dispute that the EEOC’s regulations—so far as
they go—are reasonable constructions of the statutory term “charge”
2 FEDERAL EXPRESS CORP. v. HOLOWECKI
Syllabus
and are therefore entitled to deference under Chevron U. S. A. Inc. v.
Natural Resources Defense Council, Inc., 467 U. S. 837, 843–845.
However, while the regulations give some content to the term charge,
they fall short of a comprehensive definition. Thus, the issue is the
guidance the regulations give. Title 29 CFR §1626.3 says: “charge
shall mean a statement filed with the [EEOC] which alleges that the
named prospective defendant has engaged in or is about to engage in
acts in violation of the Act.” Section 1626.8(a) identifies information
a “charge should contain,” including: the employee’s and employer’s
names, addresses, and phone numbers; an allegation that the em
ployee was the victim of age discrimination; the number of employees
of the charged employer; and a statement indicating whether the
charging party has initiated state proceedings. Section 1626.8(b),
however, seems to qualify these requirements by stating that a
charge is “sufficient” if it meets the requirements of §1626.6—i.e., if it
is “in writing and . . . name[s] the prospective respondent and . . .
generally allege[s] the discriminatory act(s).” That the meaning of
charge remains unclear, even with the regulations, is evidenced by
the differing positions of the parties and the Courts of Appeals on the
matter. Pp. 3–5.
(b) Just as this Court defers to reasonable statutory interpreta
tions, an agency is entitled to deference when it adopts a reasonable
interpretation of its regulations, unless its position is “ ‘ plainly erro
neous or inconsistent with the regulation,’ ” Auer v. Robbins, 519
U. S. 452, 461. The Court accords such deference to the EEOC’s posi
tion that its regulations identify certain requirements for a charge
but do not provide an exhaustive definition. It follows that a docu
ment meeting §1626.6’s requirements is not a charge in every in
stance. The language in §§1626.6 and 1626.8 cannot be viewed in iso
lation from the rest of the regulations. While the regulations’
structure is less than clear, the relevant provisions are grouped un
der the title, “Procedures—Age Discrimination in Employment Act.”
A permissible reading is that the regulations identify the procedures
for filing a charge but do not state the full contents of a charge.
Pp. 5–6.
(c) That does not resolve this case because the regulations do not
state what additional elements are required in a charge. The EEOC
submits, in accordance with a position it has adopted in internal di
rectives over the years, that the proper test is whether a filing, taken
as a whole, should be construed as a request by the employee for the
EEOC to take whatever action is necessary to vindicate her rights.
Pp. 6–8.
(d) The EEOC acted within its authority in formulating its re
quest-to-act requirement. The agency’s policy statements, embodied
Cite as: 552 U. S. ____ (2008) 3
Syllabus
in its compliance manual and internal directives, interpret not only
its regulations but also the statute itself. Assuming these interpre
tive statements are not entitled to full Chevron deference, they never
theless are entitled to a “measure of respect” under the less deferen
tial standard of Skidmore v. Swift & Co., 323 U. S. 134, see Alaska
Dept. of Environmental Conservation v. EPA, 540 U. S. 461, 487,
whereby the Court considers whether the agency has consistently
applied its position, e.g., United States v. Mead Corp., 533 U. S. 218,
228. Here, the relevant interpretive statement has been binding on
EEOC staff for at least five years. True, the agency’s implementation
has been uneven; e.g., its field office did not treat respondent’s filing
as a charge, and, as a result, she filed suit before the EEOC could ini
tiate conciliation with FedEx. Such undoubted deficiencies are not
enough, however, to deprive an agency that processes over 175,000
inquiries a year of all judicial deference. Moreover, the charge must
be defined in a way that allows the agency to fulfill its distinct statu
tory functions of enforcing antidiscrimination laws, see 29 U. S. C.
§626(d), and disseminating information about those laws to the pub
lic, see, e.g., Civil Rights Act of 1964, §§705(i), 705(g)(3). Pp. 8–12.
(e) FedEx’s view that because the EEOC must act “[u]pon receiv
ing . . . a charge,” 29 U. S. C. §626(d), its failure to do so means the
filing is not a charge, is rejected as too artificial a reading of the
ADEA. The statute requires the aggrieved individual to file a charge
before filing a lawsuit; it does not condition the individual’s right to
sue upon the agency taking any action. Cf. Edelman v. Lynchburg
College, 535 U. S. 106, 112–113. Moreover, because the filing of a
charge determines when the ADEA’s time limits and procedural
mechanisms commence, it would be illogical and impractical to make
the definition of charge dependent upon a condition subsequent over
which the parties have no control. Cf. Logan v. Zimmerman Brush
Co., 455 U. S. 422, 444. Pp. 12–13.
2. The agency’s determination that respondent’s December 2001 fil
ing was a charge is a reasonable exercise of its authority to apply its
own regulations and procedures in the course of the routine admini
stration of the statute it enforces. Pp. 13–17.
(a) Respondent’s completed Form 283 contained all the informa
tion outlined in 29 CFR §1626.8, and, although the form did not itself
request agency action, the accompanying affidavit asked the EEOC to
“force [FedEx] to end [its] age discrimination plan.” FedEx contends
unpersuasively that, in context, the latter statement is ambiguous
because the affidavit also stated: “I have been . . . assur[ed] by [the
EEOC] that this Affidavit will be considered confidential . . . and will
not be disclosed . . . unless it becomes necessary . . . to produce the af
fidavit in a formal proceeding.” This argument reads too much into
4 FEDERAL EXPRESS CORP. v. HOLOWECKI
Syllabus
the nondisclosure assurances. Respondent did not request the EEOC
to avoid contacting FedEx, but stated only her understanding that
the affidavit itself would be kept confidential and, even then, con
sented to disclosure of the affidavit in a “formal proceeding.” Fur
thermore, respondent checked a box on the Form 283 giving consent
for the EEOC to disclose her identity to FedEx. The fact that respon
dent filed a formal charge with the EEOC after she filed her District
Court complaint is irrelevant because postfiling conduct does not nul
lify an earlier, proper charge. Pp. 13–15.
(b) Because the EEOC failed to treat respondent’s filing as a
charge in the first instance, both sides lost the benefits of the ADEA’s
informal dispute resolution process. The court that hears the merits
can attempt to remedy this deficiency by staying the proceedings to
allow an opportunity for conciliation and settlement. While that
remedy is imperfect, it is unavoidable in this case. However, the ul
timate responsibility for establishing a clearer, more consistent proc
ess lies with the EEOC, which should determine, in the first instance,
what revisions to its forms and processes are necessary or appropri
ate to reduce the risk of future misunderstandings by those who seek
its assistance. Pp. 16–17.
440 F. 3d 558, affirmed.
KENNEDY, J., delivered the opinion of the Court, in which ROBERTS,
C. J., and STEVENS, SOUTER, GINSBURG, BREYER, and ALITO, JJ., joined.
THOMAS, J., filed a dissenting opinion, in which SCALIA, J., joined.
Cite as: 552 U. S. ____ (2008) 1
Opinion of the Court
NOTICE: This opinion is subject to formal revision before publication in the
preliminary print of the United States Reports. Readers are requested to
notify the Reporter of Decisions, Supreme Court of the United States, Wash
ington, D. C. 20543, of any typographical or other formal errors, in order
that corrections may be made before the preliminary print goes to press.
SUPREME COURT OF THE UNITED STATES
_________________
No. 06–1322
_________________
FEDERAL EXPRESS CORPORATION, PETITIONER v.
PAUL HOLOWECKI ET AL.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE SECOND CIRCUIT
[February 27, 2008]
JUSTICE KENNEDY delivered the opinion of the Court.
This case arises under the Age Discrimination in Em
ployment Act of 1967 (ADEA or Act), 81 Stat. 602, as
amended, 29 U. S. C. §621 et seq. When an employee files
“a charge alleging unlawful [age] discrimination” with the
Equal Employment Opportunity Commission (EEOC), the
charge sets the Act’s enforcement mechanisms in motion,
commencing a waiting period during which the employee
cannot file suit. The phrase, “a charge alleging unlawful
discrimination,” is used in the statute, §626(d), and
“charge” appears in the agency’s implementing regula
tions; but it has no statutory definition. In deciding what
constitutes a charge under the Act the Courts of Appeals
have adopted different definitions. As a result, difficulties
have arisen in determining when employees may seek
relief under the ADEA in courts of competent jurisdiction.
As a cautionary preface, we note that the EEOC en
forcement mechanisms and statutory waiting periods for
ADEA claims differ in some respects from those pertaining
to other statutes the EEOC enforces, such as Title VII of
the Civil Rights Act of 1964, 78 Stat. 253, as amended, 42
2 FEDERAL EXPRESS CORP. v. HOLOWECKI
Opinion of the Court
U. S. C. §2000e et seq., and the Americans with Disabili
ties Act of 1990, 104 Stat. 327, as amended, 42 U. S. C.
§12101 et seq. While there may be areas of common defi
nition, employees and their counsel must be careful not to
apply rules applicable under one statute to a different
statute without careful and critical examination. Cf.
General Dynamics Land Systems, Inc. v. Cline, 540 U. S.
581, 586–587 (2004). This is so even if the EEOC forms
and the same definition of charge apply in more than one
type of discrimination case.
I
Petitioner, Federal Express Corporation (FedEx), pro
vides mail pickup and delivery services to customers
worldwide. In 1994 and 1995, FedEx initiated two pro
grams, designed, it says, to make its 45,000-strong courier
network more productive. The programs, “Best Practice
Pays” (BPP) and “Minimum Acceptable Performance
Standards” (MAPS), tied the couriers’ compensation and
continued employment to certain performance bench
marks, for instance the number of stops a courier makes
per day.
Respondents are 14 current and former FedEx couriers
over the age of 40. They filed suit in the United States
District Court for the Southern District of New York on
April 30, 2002, claiming, inter alia, that BPP and MAPS
violate the ADEA. Asserting that their claims were typi
cal of many couriers nationwide, respondents sought to
represent a plaintiffs’ class of all couriers over the age of
40 who were subject to alleged acts of age discrimination
by FedEx. The suit maintains that BPP and MAPS were
veiled attempts to force older workers out of the company
before they would be entitled to receive retirement bene
fits. FedEx, it is alleged, used the initiatives as a pretext
for harassing and discriminating against older couriers in
favor of younger ones.
Cite as: 552 U. S. ____ (2008) 3
Opinion of the Court
The immediate question before us is the timeliness of
the suit filed by one of the plaintiffs below, Patricia Ken
nedy, referred to here as “respondent.” Petitioner moved
to dismiss respondent’s action, contending respondent had
not filed her charge with the EEOC at least 60 days before
filing suit, as required by 29 U. S. C. §626(d). Respondent
countered that she filed a valid charge on December 11,
2001, by submitting EEOC Form 283.
The agency labels Form 283 an “Intake Questionnaire.”
Respondent attached to the questionnaire a signed affida
vit describing the alleged discriminatory employment
practices in greater detail. The District Court determined
these documents were not a charge and granted the mo
tion to dismiss. No. 02 Civ. 3355(LMM) (SDNY, Oct. 9,
2002), App. to Pet. for Cert. 39a. An appeal followed, and
the Court of Appeals for the Second Circuit reversed. See
440 F. 3d 558, 570 (2006). We granted certiorari to con
sider whether respondent’s filing was a charge, 551 U. S.
___ (2007), and we now affirm.
II
This case presents two distinct questions: What is a
charge as the ADEA uses that term? And were the docu
ments respondent filed in December 2001 a charge?
A
The relevant statutory provision states:
“No civil action may be commenced by an individual
under [the ADEA] until 60 days after a charge alleg
ing unlawful discrimination has been filed with the
Equal Employment Opportunity Commission. . . .
. . . . .
“Upon receiving such a charge, the Commission shall
promptly notify all persons named in such charge as
4 FEDERAL EXPRESS CORP. v. HOLOWECKI
Opinion of the Court
prospective defendants in the action and shall
promptly seek to eliminate any alleged unlawful prac
tice by informal methods of conciliation, conference,
and persuasion.” 29 U. S. C. §626(d).
The Act does not define charge. While EEOC regula
tions give some content to the term, they fall short of a
comprehensive definition. The agency has statutory au
thority to issue regulations, see §628; and when an agency
invokes its authority to issue regulations, which then
interpret ambiguous statutory terms, the courts defer to
its reasonable interpretations. See Chevron U. S. A. Inc.
v. Natural Resources Defense Council, Inc., 467 U. S. 837,
843–845 (1984). The regulations the agency has
adopted—so far as they go—are reasonable constructions
of the term charge. There is little dispute about this. The
issue is the guidance the regulations give.
One of the regulations, 29 CFR §1626.3 (2007), is enti
tled “Other definitions.” It says: “charge shall mean a
statement filed with the Commission by or on behalf of an
aggrieved person which alleges that the named prospec
tive defendant has engaged in or is about to engage in
actions in violation of the Act.” Section 1626.8(a) identi
fies five pieces of information a “charge should contain”:
(1)–(2) the names, addresses, and telephone numbers of
the person making the charge and the charged entity; (3) a
statement of facts describing the alleged discriminatory
act; (4) the number of employees of the charged employer;
and (5) a statement indicating whether the charging party
has initiated state proceedings. The next subsection,
§1626.8(b), however, seems to qualify these requirements
by stating that a charge is “sufficient” if it meets the re
quirements of §1626.6—i.e., if it is “in writing and . . .
name[s] the prospective respondent and . . . generally
allege[s] the discriminatory act(s).”
Even with the aid of the regulations the meaning of
Cite as: 552 U. S. ____ (2008) 5
Opinion of the Court
charge remains unclear, as is evident from the differing
positions of the parties now before us and in the Courts of
Appeals. Petitioner contends an Intake Questionnaire
cannot be a charge unless the EEOC acts upon it. On the
other hand some Courts of Appeals, including the Court of
Appeals for the Second Circuit, take a position similar to
the Government’s in this case, that an Intake Question
naire can constitute a charge if it expresses the filer’s
intent to activate the EEOC’s enforcement processes. See,
e.g., Steffen v. Meridian Life Ins. Co., 859 F. 2d 534, 542
(CA7 1988). A third view, which seems to accord with
respondent’s position, is that all completed Intake Ques
tionnaires are charges. See, e.g., Casavantes v. California
State Univ., Sacramento, 732 F. 2d 1441, 1443 (CA9 1984).
B
In support of her position that the Intake Questionnaire
she filed, taken together with the attached six-page affi
davit, meets the regulatory definition of a charge, respon
dent places considerable emphasis on what might be
described as the regulations’ catchall or savings provision,
29 CFR §1626.8(b). This seems to require only a written
document with a general allegation of discriminatory
conduct by a named employer. Respondent points out
that, when read together, §§1626.8(b) and 1626.6 say that
a “charge is sufficient when the Commission receives . . .
a written statement” that “name[s] the [employer] and
. . . generally allege[s] the discriminatory act(s).” Re
spondent views this language as unequivocal and sees no
basis for requiring that a charge contain any additional
information.
The EEOC’s view, as expressed in the Government’s
amicus brief, however, is that the regulations identify
certain requirements for a charge but do not provide an
exhaustive definition. As such, not all documents that
meet the minimal requirements of §1626.6 are charges.
6 FEDERAL EXPRESS CORP. v. HOLOWECKI
Opinion of the Court
The question, then, becomes how to interpret the scope
of the regulations. Just as we defer to an agency’s reason
able interpretations of the statute when it issues regula
tions in the first instance, see Chevron, supra, the agency
is entitled to further deference when it adopts a reason
able interpretation of regulations it has put in force. See
Auer v. Robbins, 519 U. S. 452 (1997). Under Auer, we
accept the agency’s position unless it is “ ‘ “ plainly errone
ous or inconsistent with the regulation.” ’ ” Id., at 461
(quoting Robertson v. Methow Valley Citizens Council, 490
U. S. 332, 359 (1989)).
In accord with this standard we accept the agency’s
position that the regulations do not identify all necessary
components of a charge; and it follows that a document
meeting the requirements of §1626.6 is not a charge in
every instance. The language in §§1626.6 and 1626.8
cannot be viewed in isolation from the rest of the regula
tions. True, the structure of the regulations is less than
clear. But the relevant provisions are grouped under the
title, “Procedures—Age Discrimination in Employment
Act.” A permissible reading is that the regulations iden
tify the procedures for filing a charge but do not state the
full contents a charge document must contain. This is the
agency’s position, and we defer to it under Auer.
C
This does not resolve the case. While we agree with the
Government that the regulations do not state all the
elements a charge must contain, the question of what
additional elements are required remains. On this point
the regulations are silent.
The EEOC submits that the proper test for determining
whether a filing is a charge is whether the filing, taken as
a whole, should be construed as a request by the employee
for the agency to take whatever action is necessary to
vindicate her rights. Brief for United States as Amicus
Cite as: 552 U. S. ____ (2008) 7
Opinion of the Court
Curiae 15. The EEOC has adopted this position in the
Government’s amicus brief and in various internal direc
tives it has issued to its field offices over the years. See 1
EEOC Compliance Manual §2.2(b), p. 2:0001 (Aug. 2002);
Memorandum from Elizabeth M. Thornton, Director,
Office of Field Programs, EEOC, to All District, Area, and
Local Office Directors et al. (Feb. 21, 2002), on line at
http://www.eeoc.gov/charge/memo-2-21-02.html (hereinaf
ter Thornton Memo) (all Internet materials as visited
Feb. 21, 2008, and available in Clerk of Court’s case
file); Memorandum from Nicholas M. Inzeo, Director,
Office of Field Programs, EEOC, to All District, Field,
Area, and Local Office Directors et al. (Aug. 13, 2007),
on line at http://www.eeoc.gov/charge/memo-8-13-07.html.
The Government asserts that this request-to-act require
ment is a reasonable extrapolation of the agency’s regula
tions and that, as a result, the agency’s position is disposi
tive under Auer.
The Government acknowledges the regulations do not,
on their face, speak to the filer’s intent. To the extent the
request-to-act requirement can be derived from the text of
the regulations, it must spring from the term charge. But,
in this context, the term charge is not a construct of the
agency’s regulations. It is a term Congress used in the
underlying statute that has been incorporated in the
regulations by the agency. Thus, insofar as they speak to
the filer’s intent, the regulations do so by repeating lan
guage from the underlying statute. It could be argued,
then, that this case can be distinguished from Auer. See
Gonzales v. Oregon, 546 U. S. 243, 257 (2006) (the “near
equivalence of the statute and regulation belies [the case
for] Auer deference”); Christensen v. Harris County, 529
U. S. 576, 588 (2000) (an agency cannot “under the guise
of interpreting a regulation . . . create de facto a new
regulation”).
It is not necessary to hold that Auer deference applies to
8 FEDERAL EXPRESS CORP. v. HOLOWECKI
Opinion of the Court
the agency’s construction of the term charge as it is used
in the regulations, however. For even if Auer deference is
inapplicable, we would accept the agency’s proposed con
struction of the statutory term, and we turn next to the
reasons for this conclusion.
D
In our view the agency’s policy statements, embodied in
its compliance manual and internal directives, interpret
not only the regulations but also the statute itself. As
suming these interpretive statements are not entitled to
full Chevron deference, they do reflect “ ‘a body of experi
ence and informed judgment to which courts and litigants
may properly resort for guidance.’ ” Bragdon v. Abbott, 524
U. S. 624, 642 (1998) (quoting Skidmore v. Swift & Co.,
323 U. S. 134 (1944)). As such, they are entitled to a
“measure of respect” under the less deferential Skidmore
standard. Alaska Dept. of Environmental Conservation v.
EPA, 540 U. S. 461, 487, 488 (2004); United States v. Mead
Corp., 533 U. S. 218, 227–239 (2001).
Under Skidmore, we consider whether the agency has
applied its position with consistency. Mead Corp., supra,
at 228; Good Samaritan Hospital v. Shalala, 508 U. S.
402, 417 (1993). Here, the relevant interpretive state
ment, embodied in the compliance manual and memo
randa, has been binding on EEOC staff for at least five
years. See Thornton Memo, supra. True, as the Govern
ment concedes, the agency’s implementation of this policy
has been uneven. See Brief for United States as Amicus
Curiae 25. In the very case before us the EEOC’s Tampa
field office did not treat respondent’s filing as a charge, as
the Government now maintains it should have done. And,
as a result, respondent filed suit before the agency could
initiate a conciliation process with the employer.
These undoubted deficiencies in the agency’s admini
stration of the statute and its regulatory scheme are not
Cite as: 552 U. S. ____ (2008) 9
Opinion of the Court
enough, however, to deprive the agency of all judicial
deference. Some degree of inconsistent treatment is un
avoidable when the agency processes over 175,000 inquir
ies a year. Id., at 19, n. 10. And although one of the policy
memoranda the Government relies upon was circulated
after we granted certiorari, the position the document
takes is consistent with the EEOC’s previous directives.
We see no reason to assume the agency’s position—that a
charge is filed when the employee requests some action—
was framed for the specific purpose of aiding a party in
this litigation. Cf. Bowen v. Georgetown Univ. Hospital,
488 U. S. 204, 212–213 (1988).
The EEOC, moreover, has drawn our attention to the
need to define charge in a way that allows the agency to
fulfill its distinct statutory functions of enforcing antidis
crimination laws and disseminating information about
those laws to the public. Cf. Barnhart v. Walton, 535 U. S.
212, 225 (2002) (noting that deference is appropriate in
“matters of detail related to [an agency’s] administration”
of a statute). The agency’s duty to initiate informal dis
pute resolution processes upon receipt of a charge is man
datory in the ADEA context. See 29 U. S. C. §626(d)
(“[T]he Commission . . . shall promptly seek to eliminate
any alleged unlawful practice by informal methods of
conciliation, conference, and persuasion”); Cf. Lopez v.
Davis, 531 U. S. 230, 241 (2001) (noting that Congress’ use
of the term “ ‘shall’ ” indicates an intent to “impose discre
tionless obligations”). Yet, at the same time, Congress
intended the agency to serve an “educational” function.
See Civil Rights Act of 1964, §705(i), 78 Stat. 259; id.,
§705(g)(3) (noting that the Commission shall have the
power to “furnish to persons subject to this title such
technical assistance as they may request”). Providing
answers to the public’s questions is a critical part of the
EEOC’s mission; and it accounts for a substantial part of
the agency’s work. Of about 175,000 inquiries the agency
10 FEDERAL EXPRESS CORP. v. HOLOWECKI
Opinion of the Court
receives each year, it dockets around 76,000 of these as
charges. Brief for United States as Amicus Curiae 19,
n. 10. Even allowing for errors in the classification of
charges and noncharges, it is evident that many filings
come from individuals who have questions about their
rights and simply want information.
For efficient operations, and to effect congressional
intent, the agency requires some mechanism to separate
information requests from enforcement requests. Respon
dent’s proposed standard, that a charge need contain only
an allegation of discrimination and the name of the em
ployer, falls short in this regard. Were that stripped-down
standard to prevail, individuals who approach the agency
with questions could end up divulging enough information
to create a charge. This likely would be the case for any
one who completes an Intake Questionnaire—which pro
vides space to indicate the name and address of the offend
ing employer and asks the individual to answer the
question, “What action was taken against you that you
believe to be discrimination?” App. to Pet. for Cert. 43a.
If an individual knows that reporting this minimal infor
mation to the agency will mandate the agency to notify her
employer, she may be discouraged from consulting the
agency or wait until her employment situation has become
so untenable that conciliation efforts would be futile. The
result would be contrary to Congress’ expressed desire
that the EEOC act as an information provider and try to
settle employment disputes through informal means.
For these reasons, the definition of charge respondent
advocates—i.e., that it need conform only to 29 CFR
§1626.6—is in considerable tension with the structure and
purposes of the ADEA. The agency’s interpretive posi
tion—the request-to-act requirement—provides a reason
able alternative that is consistent with the statutory
framework. No clearer alternatives are within our author
ity or expertise to adopt; and so deference to the agency is
Cite as: 552 U. S. ____ (2008) 11
Opinion of the Court
appropriate under Skidmore. We conclude as follows: In
addition to the information required by the regulations,
i.e., an allegation and the name of the charged party, if a
filing is to be deemed a charge it must be reasonably
construed as a request for the agency to take remedial
action to protect the employee’s rights or otherwise settle
a dispute between the employer and the employee.
Some Courts of Appeals have referred to a “ ‘manifest
intent’ ” test, under which, in order to be deemed a charge,
the filing must demonstrate “an individual’s intent to have
the agency initiate its investigatory and conciliatory proc
esses.” 440 F. 3d, at 566 (case below); see also Wilkerson
v. Grinnell Corp., 270 F. 3d 1314, 1319 (CA11 2001);
Steffen, 859 F. 2d, at 543; Bihler v. Singer Co., 710 F. 2d
96, 99 (CA3 1983). If this formulation suggests the filer’s
state of mind is somehow determinative, it misses the
point. If, however, it means the filing must be examined
from the standpoint of an objective observer to determine
whether, by a reasonable construction of its terms, the
filer requests the agency to activate its machinery and
remedial processes, that would be in accord with our
conclusion.
It is true that under this permissive standard a wide
range of documents might be classified as charges. But
this result is consistent with the design and purpose of the
ADEA. Even in the formal litigation context, pro se liti
gants are held to a lesser pleading standard than other
parties. See Estelle v. Gamble, 429 U. S. 97, 106 (1976)
(Pro se pleadings are to be “liberally construed”). In the
administrative context now before us it appears pro se
filings may be the rule, not the exception. The ADEA, like
Title VII, sets up a “remedial scheme in which laypersons,
rather than lawyers, are expected to initiate the process.”
EEOC v. Commercial Office Products Co., 486 U. S. 107,
124 (1988); see also Oscar Mayer & Co. v. Evans, 441 U. S.
750, 756 (1979) (noting the “common purpose” of Title VII
12 FEDERAL EXPRESS CORP. v. HOLOWECKI
Opinion of the Court
and the ADEA). The system must be accessible to indi
viduals who have no detailed knowledge of the relevant
statutory mechanisms and agency processes. It thus is
consistent with the purposes of the Act that a charge can
be a form, easy to complete, or an informal document, easy
to draft. The agency’s proposed test implements these
purposes.
Reasonable arguments can be made that the agency
should adopt a standard giving more guidance to filers,
making it clear that the request to act must be stated in
quite explicit terms. A rule of that sort might yield more
consistent results. This, however, is a matter for the
agency to decide in light of its experience and expertise in
protecting the rights of those who are covered by the Act.
For its decisions in this regard the agency is subject to the
oversight of the political branches. Cf. National Cable &
Telecommunications Assn. v. Brand X Internet Services,
545 U. S. 967, 980 (2005) (“Filling these gaps [in ambigu
ous statutes] involves difficult policy choices that agencies
are better equipped to make than courts”). We find no
reason in this case to depart from our usual rule: Where
ambiguities in statutory analysis and application are
presented, the agency may choose among reasonable
alternatives.
E
Asserting its interest as an employer, petitioner urges
us to condition the definition of charge, and hence an
employee’s ability to sue, upon the EEOC’s fulfilling its
mandatory duty to notify the charged party and initiate a
conciliation process. In petitioner’s view, because the
Commission must act “[u]pon receiving such a charge,” 29
U. S. C. §626(d), its failure to do so means the filing is not
a charge.
The agency rejects this view, as do we. As a textual
matter, the proposal is too artificial a reading of the stat
Cite as: 552 U. S. ____ (2008) 13
Opinion of the Court
ute to accept. The statute requires the aggrieved individ
ual to file a charge before filing a lawsuit; it does not
condition the individual’s right to sue upon the agency
taking any action. Ibid. (“No civil action may be com
menced by an individual under [the ADEA] until 60 days
after a charge alleging unlawful discrimination has been
filed with the Equal Employment Opportunity Commis
sion”); Cf. Edelman v. Lynchburg College, 535 U. S. 106,
112–113 (2002) (rejecting the argument that a charge is
not a charge until the filer satisfies Title VII’s oath or
affirmation requirement). The filing of a charge, more
over, determines when the Act’s time limits and proce
dural mechanisms commence. It would be illogical and
impractical to make the definition of charge dependent
upon a condition subsequent over which the parties have
no control. Cf. Logan v. Zimmerman Brush Co., 455 U. S.
422, 444 (1982) (Powell, J., concurring in judgment).
III
Having determined that the agency acted within its
authority in formulating the rule that a filing is deemed a
charge if the document reasonably can be construed to
request agency action and appropriate relief on the em
ployee’s behalf, the question is whether the filing here
meets this test. The agency says it does, and we agree.
The agency’s determination is a reasonable exercise of its
authority to apply its own regulations and procedures in
the course of the routine administration of the statute it
enforces.
Respondent’s completed intake form contained all of the
information outlined in 29 CFR §1626.8, including: the
employee’s name, address, and telephone number, as well
as those of her employer; an allegation that she and other
employees had been the victims of “age discrimination”;
the number of employees who worked at the Dunedin,
Florida, facility where she was stationed; and a statement
14 FEDERAL EXPRESS CORP. v. HOLOWECKI
Opinion of the Court
indicating she had not sought the assistance of any gov
ernment agency regarding this matter. See App. 265.
Petitioner maintains the filing was still deficient be
cause it contained no request for the agency to act. Were
the Intake Questionnaire the only document before us we
might agree its handwritten statements do not request
action. The design of the form in use in 2001, moreover,
does not give rise to the inference that the employee re
quests action against the employer. Unlike EEOC Form 5,
the Intake Questionnaire is not labeled a “Charge of Dis
crimination,” see id., at 275. In fact the wording of the
questionnaire suggests the opposite: that the form’s pur
pose is to facilitate “pre-charge filing counseling” and to
enable the agency to determine whether it has jurisdiction
over “potential charges.” Id., at 265. There might be
instances where the indicated discrimination is so clear or
pervasive that the agency could infer from the allegations
themselves that action is requested and required, but the
agency is not required to treat every completed Intake
Questionnaire as a charge.
In this case, however, the completed questionnaire filed
in December 2001 was supplemented with a detailed six-
page affidavit. At the end of the last page, respondent
asked the agency to “[p]lease force Federal Express to end
their age discrimination plan so we can finish out our
careers absent the unfairness and hostile work environ
ment created within their application of Best Prac
tice/High-Velocity Culture Change.” Id., at 273. This is
properly construed as a request for the agency to act.
Petitioner says that, in context, the statement is am
biguous. It points to respondent’s accompanying state
ment that “I have been given assurances by an Agent of
the U. S. Equal Employment Opportunity Commission
that this Affidavit will be considered confidential by the
United States Government and will not be disclosed as
long as the case remains open unless it becomes necessary
Cite as: 552 U. S. ____ (2008) 15
Opinion of the Court
for the Government to produce the affidavit in a formal
proceeding.” Id., at 266. Petitioner argues that if respon
dent intended the affidavit to be kept confidential, she
could not have expected the agency to treat it as a charge.
This reads too much into the assurance of nondisclosure.
Respondent did not request the agency to avoid contacting
her employer. She stated only her understanding that the
affidavit itself would be kept confidential. Even then, she
gave consent for the agency to disclose the affidavit in a
“formal proceeding.” Furthermore, respondent checked a
box on the Intake Questionnaire giving consent for the
agency to disclose her identity to the employer. Id., at
265. Here the combination of the waiver and respondent’s
request in the affidavit that the agency “force” the em
ployer to stop discriminating against her were enough to
bring the entire filing within the definition of charge we
adopt here.
Petitioner notes that respondent did file a Form 5 (a
formal charge) with the EEOC but only after she filed her
complaint in the District Court. This shows, petitioner
argues, that respondent did not intend the earlier Decem
ber 2001 filing to be a charge; otherwise, there would have
been no reason for the later filing. What matters, how
ever, is whether the documents filed in December 2001
should be interpreted as a request for the agency to act.
Postfiling conduct does not nullify an earlier, proper
charge.
Documents filed by an employee with the EEOC should
be construed, to the extent consistent with permissible
rules of interpretation, to protect the employee’s rights
and statutory remedies. Construing ambiguities against
the drafter may be the more efficient rule to encourage
precise expression in other contexts; here, however, the
rule would undermine the remedial scheme Congress
adopted. It would encourage individuals to avoid filing
errors by retaining counsel, increasing both the cost and
16 FEDERAL EXPRESS CORP. v. HOLOWECKI
Opinion of the Court
likelihood of litigation.
IV
The Federal Government interacts with individual
citizens through all but countless forms, schedules, manu
als, and worksheets. Congress, in most cases, delegates
the format and design of these instruments to the agencies
that administer the relevant laws and processes. An
assumption underlying the congressional decision to dele
gate rulemaking and enforcement authority to the agency,
and the consequent judicial rule of deference to the
agency’s determinations, is that the agency will take all
efforts to ensure that affected parties will receive the full
benefits and protections of the law. Here, because the
agency failed to treat respondent’s filing as a charge in the
first instance, both sides lost the benefits of the ADEA’s
informal dispute resolution process.
The employer’s interests, in particular, were given short
shrift, for it was not notified of respondent’s complaint
until she filed suit. The court that hears the merits of this
litigation can attempt to remedy this deficiency by staying
the proceedings to allow an opportunity for conciliation
and settlement. True, that remedy would be imperfect.
Once the adversary process has begun a dispute may be in
a more rigid cast than if conciliation had been attempted
at the outset.
This result is unfortunate, but, at least in this case,
unavoidable. While courts will use their powers to fashion
the best relief possible in situations like this one, the
ultimate responsibility for establishing a clearer, more
consistent process lies with the agency. The agency al
ready has made some changes to the charge-filing process.
See Brief for United States as Amicus Curiae 3, n. 2 (not
ing that the Intake Questionnaire form respondent filed
has been replaced with a reworded form). To reduce the
risk of further misunderstandings by those who seek its
Cite as: 552 U. S. ____ (2008) 17
Opinion of the Court
assistance, the agency should determine, in the first in
stance, what additional revisions in its forms and proc
esses are necessary or appropriate.
The judgment of the Court of Appeals is affirmed.
It is so ordered.
Cite as: 552 U. S. ____ (2008) 1
THOMAS, J., dissenting
SUPREME COURT OF THE UNITED STATES
_________________
No. 06–1322
_________________
FEDERAL EXPRESS CORPORATION, PETITIONER v.
PAUL HOLOWECKI ET AL.
ON WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEALS FOR THE SECOND CIRCUIT
[February 27, 2008]
JUSTICE THOMAS, with whom JUSTICE SCALIA joins,
dissenting.
Today the Court decides that a “charge” of age discrimi
nation under the Age Discrimination in Employment Act
of 1967 (ADEA) is whatever the Equal Employment Op
portunity Commission (EEOC) says it is. The filing at
issue in this case did not state that it was a charge and did
not include a charge form; to the contrary, it included a
form that expressly stated it was for the purpose of “pre
charge” counseling. What is more, the EEOC did not
assign it a charge number, notify the employer of the
complainant’s1 allegations, or commence enforcement
proceedings. Notwithstanding these facts, the Court
concludes, counterintuitively, that respondent’s filing is a
charge because it manifests an intent for the EEOC to
take “some action.” Ante, at 9. Because the standard the
Court applies is broader than the ordinary meaning of the
——————
1 This opinion will refer to potentially-charging parties who contact
the EEOC about discrimination as “complainants.” I use this term for
simplicity and do not intend to invoke the distinction in the EEOC’s
regulations between complainants and charging parties. See 29 CFR
§1626.3 (2007). Similarly, I use “respondent” not as it appears in the
EEOC’s regulations—referring to the “prospective defendant in a
charge or complaint,” ibid.—but as a reference to the responding
parties in this case.
2 FEDERAL EXPRESS CORP. v. HOLOWECKI
THOMAS, J., dissenting
term “charge,” and because it is so malleable that it effec
tively absolves the EEOC of its obligation to administer
the ADEA according to discernible standards, I respect
fully dissent.
I
As the Court notes, the ADEA directs the agency to take
certain actions upon receipt of a “charge” but does not
define that word. Ante, at 3–4. Because there is nothing
to suggest that Congress used “charge” as a term of art, we
must construe it “in accordance with its ordinary or natu
ral meaning.” See FDIC v. Meyer, 510 U. S. 471, 476
(1994). Dictionaries define a “charge” as an accusation or
indictment. See, e.g., American Heritage Dictionary 312
(4th ed. 2000); Webster’s Third New International Dic
tionary 377 (1993). In legal parlance, a “charge” is gener
ally a formal allegation of wrongdoing that initiates legal
proceedings against an alleged wrongdoer. In criminal
law, for example, a charge is defined as “[a] formal accusa
tion of an offense as a preliminary step to prosecution.”
Black’s Law Dictionary 248 (8th ed. 2004). Similarly, in
this context, a “charge” is a formal accusation of discrimi
nation that objectively manifests an intent to initiate
enforcement proceedings against the employer. Just as a
complaint or police report that describes the commission of
a crime is not a “charge” under the criminal law, so too
here, a document that merely describes the alleged dis
crimination and requests the EEOC’s assistance, but does
not objectively manifest an intent to initiate enforcement
proceedings, is not a “charge” within the meaning of the
ADEA.
This understanding of a “charge” is common in adminis
trative law. The regulations governing allegations of
unlawful employment practices at the Government Ac
countability Office, for example, define “charge” as “any
request filed . . . to investigate any matter” within the
Cite as: 552 U. S. ____ (2008) 3
THOMAS, J., dissenting
jurisdiction of the agency. 4 CFR §28.3 (2006). In actions
alleging unfair labor practices, the “purpose of the charge
is . . . to set in motion the [National Labor Relations]
Board’s investigative machinery.” Flex Plastics, Inc., 262
N. L. R. B. 651, 652 (1982). In accordance with the
charge’s purpose of triggering an investigation that in
volves notice to the employer, agencies often indicate that
the charge will not be kept confidential. For example, the
EEOC anticipates that a charge usually will be released to
the employer. See, e.g., 1 EEOC Compliance Manual
§2.2(b), p. 2:0001 (Aug. 2002) (hereinafter EEOC Manual)
(providing that correspondence may be processed as a
charge if, inter alia, it “does not express concerns about
confidentiality”); §3.6, at 3:0001 (noting that “it is EEOC
policy to . . . serve the [employer] with a copy of ADEA
charges unless this will impede EEOC’s law enforcement
functions”).
The ordinary understanding of the term “charge” applies
equally in the employment discrimination context, where
a charge is a formal accusation that an employer has
violated, or will violate, employment discrimination laws.
See 29 CFR §1626.3 (2007) (describing a charge as an
allegation that an employer “has engaged in or is about to
engage in actions in violation of the Act”). The charge is
presented to the agency with jurisdiction over such mat
ters—the EEOC—to trigger enforcement proceedings that
are intended to eliminate violations of the ADEA. See 29
U. S. C. §626(d) (directing the agency, upon receipt of a
charge, to notify the employer and take steps to eliminate
the allegedly unlawful practice). I therefore agree with
the EEOC that the statutory term “charge” must mean, at
a minimum,2 a writing that objectively indicates an intent
——————
2 I do not mean to foreclose the possibility that the EEOC may include
additional elements in its definition, as long as they are reasonable
constructions of the statutory term “charge.” See Chevron U. S. A. Inc.
4 FEDERAL EXPRESS CORP. v. HOLOWECKI
THOMAS, J., dissenting
to initiate the agency’s enforcement processes. See Brief
for United States as Amicus Curiae 15 (noting that a
charge must “objectively manifest an intent to make a
formal accusation” of an ADEA violation). To the extent
the Court’s test is subjective, see, e.g., ante, at 11 (noting
that a charge indicates that the complainant “wants” to
activate the EEOC’s processes), I disagree with the Court’s
formulation as inconsistent with the objective test that is
the EEOC’s “considered view.”3 See Brief for United
——————
v. Natural Resources Defense Council, Inc., 467 U. S. 837, 843–845
(1984).
3 As the EEOC acknowledges, its position on whether intent is
required has varied over the years. See Brief for United States as
Amicus Curiae 8, 16–17, n. 8. In 1983, the agency issued its regula
tions, which contain no intent requirement. Final Procedural Regula
tions; Age Discrimination in Employment Act, 48 Fed. Reg. 138. Five
years later, it argued against an intent requirement as amicus curiae in
Steffen v. Meridian Life Ins. Co., 859 F. 2d 534, 544 (CA7 1988) (“The
EEOC, which has appeared as amicus curiae on Steffen’s behalf, has
supported Steffen’s contention that a completed Intake Questionnaire,
in and of itself, constitutes a charge”). In 2002, the agency issued an
internal memorandum and internal guidance documents including an
intent requirement. See Memorandum from Elizabeth M. Thornton,
Director, Office of Field Programs, EEOC, to All District, Area, and
Local Office Directors et al. (Feb. 21, 2002), online at http://www.
eeoc.gov/charge/memo-2-21-02.html (all Internet materials as visited
Feb. 22, 2008 and available in Clerk of Court’s case file); 1 EEOC
Manual §2.2(b), at 2:0001 (noting that correspondence must, inter alia,
“constitut[e] a clear and timely request for EEOC to act” before it can
be construed as a charge). The EEOC contradicted itself four years
later, when it again took the position that there was no intent require
ment in Gordon v. Shafer Contracting Co., 469 F. 3d 1191, 1194 (CA8
2006) (“In an amicus brief, the EEOC urges us to accept such a verified
Intake Questionnaire as satisfying the charge requirement”); see also
Brief for United States as Amicus Curiae 16–17, n. 8. The following
year, the EEOC issued another internal memorandum and updated the
Frequently Asked Questions section of its Web site, including the intent
requirement in each. Memorandum from Nicholas M. Inzeo, Director,
Office of Field Programs, EEOC, to All District, Field, Area, and Local
Office Directors et al. (Aug. 13, 2007) (hereinafter Inzeo Memorandum),
Cite as: 552 U. S. ____ (2008) 5
THOMAS, J., dissenting
States as Amicus Curiae 15. In any event, respondent’s
documents do not objectively indicate an intent to initiate
the EEOC’s processes; any test that construes them oth
erwise is, in my opinion, an unreasonable construction of
the statutory term “charge,” and unworthy of deference.
See Chevron U. S. A. Inc. v. Natural Resources Defense
Council, Inc., 467 U. S. 837, 843–845 (1984).
II
The cumulative effect of two aspects of respondent’s
documents, the Court holds, illustrates that she filed a
charge of discrimination: first, her request in her affidavit
that the agency take action, and second, her marking of a
box on the questionnaire form consenting to the release of
her identity to her employer, Federal Express Corporation
(FedEx). Ante, at 14. In my view, neither of these factors,
separately or together, objectively indicates that respon
dent intended to initiate the EEOC’s processes.
The last substantive paragraph of respondent’s affidavit
said: “Please force Federal Express to end their age dis
crimination . . . .” App. 273. But the issue here is not
whether respondent wanted the EEOC to cause the com
pany’s compliance by any means; it is whether she wanted
the EEOC immediately to employ the particular method of
enforcement that consists of filing a charge. Her request
to “force Federal Express to end their age discrimination”
could have been met by the agency’s beginning the inter
viewing and counseling process that would ultimately lead
to a charge. Or the agency could have proceeded to en
forcement without a charge. See infra, at 10–11, n. 5
(discussing the EEOC’s authority to investigate age dis
crimination in the absence of any charge). Alternately,
——————
online at http://www.eeoc.gov/charge/memo-8-13-07.html; EEOC
Frequently Asked Questions, Answer to “How do I file a charge of
employment discrimination?” (hereinafter EEOC FAQ), online at
https://eeoc.custhelp.com.
6 FEDERAL EXPRESS CORP. v. HOLOWECKI
THOMAS, J., dissenting
after receiving indications of repeated violations by a
particular company on many intake questionnaires, the
agency could have approached the company informally,
effectively forcing compliance by the threat of agency
litigation. See B. Lindemann & D. Kadue, Age Discrimi
nation in Employment Law 470 (2003) (“The EEOC may
commence litigation under the ADEA without having to
first file a charge, so long as it has attempted concilia
tion”). That sort of action would also have satisfied re
spondent’s request. Respondent’s statement to the EEOC
no more constitutes expression of a present intent to file a
charge than her request to a lawyer that he put an end to
her employer’s discrimination would constitute expression
of present intent to file a complaint. The Court is simply
wrong to say that a charge must merely request that the
agency take “some action,” ante, at 9, or “whatever action
is necessary to vindicate her rights,” ante, at 6, or unspeci
fied “remedial action to protect the employee’s rights,”
ante, at 11. To the contrary, a charge must request that
the agency take the particular form of remedial action that
results from filing a charge.
Aside from revealing the ambiguity in its definition of a
“charge,” the Court’s constructions stretch the term far
beyond what it can bear. A mere request for help from a
complainant—who, the Court acknowledges, may “have no
detailed knowledge of the relevant statutory mechanisms
and agency processes,” ante, at 11–12—cannot be equated
with an intent to file a charge. The Court’s test permits no
principled basis for distinguishing a request for the agency
to take what might be described as “pre-charge” actions,
such as interviewing and counseling, from a request for
the agency to commence enforcement proceedings. All are
properly considered “agency action,” all presumably would
be part of the agency’s remedial processes, and all are
designed to protect the employee’s rights. But a com
plainant’s intent to trigger actions unrelated to charge
Cite as: 552 U. S. ____ (2008) 7
THOMAS, J., dissenting
processing plainly cannot form the basis for distinguishing
charges from other inquiries because it lacks any ground
ing in the meaning of the statutory term.
Even if respondent’s statement, viewed in isolation,
could reasonably be understood as reflecting the requisite
intent, it must be viewed in context. It is clear that re
spondent’s filing, taken as a whole, did not amount to a
request for the EEOC to commence enforcement proceed
ings. In fact, respondent’s affidavit is replete with indica
tions of an intent not to commence formal agency action.
The entire first paragraph is an extensive statement that
respondent had been assured her affidavit would be kept
confidential, App. 266, suggesting that she did not intend
the document to initiate enforcement proceedings, which
would require the EEOC to notify FedEx of her allega
tions. See 1 EEOC Manual §2.2(b), at 2:0001 (stating that
correspondence expressing concerns about confidentiality
should not be treated as a charge). She identified the
document as a “complaint.” App. 266. And although the
document was notarized and respondent attested to its
truthfulness, nowhere did she state that she authorized
the EEOC to attempt to resolve the dispute. Id., at
266–274. Finally, the affidavit was attached to the
intake questionnaire, which also gave no objective indica
tion of any intent to activate the EEOC’s enforcement
proceedings.
As the Court concedes, the agency would not consider
respondent’s intake questionnaire a charge. Ante, at 14.
Indeed, we are in agreement that the form contains nu
merous indicators that it will not be considered a charge.
Ibid. (stating that the “design of the form . . . does not give
rise to the inference that the employee requests action
against the employer,” and “[i]n fact the wording of the
questionnaire suggests the opposite”). The title of the
8 FEDERAL EXPRESS CORP. v. HOLOWECKI
THOMAS, J., dissenting
form, “Intake Questionnaire,”4 suggests that its purpose is
preliminary information-gathering, not the filing of a
formal charge. Likewise, the statement at the top of the
form indicates that further steps are anticipated: “Please
answer the following questions, telling us briefly why you
have been discriminated against in employment. An
officer of the EEOC will talk with you after you complete
this form.” App. 265. The form gives the complainant the
opportunity to keep her identity confidential. Ibid. And it
contains a Privacy Act statement on the back, prominently
referenced on the front of the form, which states that the
information provided on the questionnaire “will be used by
Commission employees to determine the existence of facts
relevant to a decision as to whether the Commission has
jurisdiction over potential charges, complaints or allega
tions of employment discrimination and to provide such
pre-charge filing counseling as is appropriate.” Ibid.
(emphasis added).
The Court apparently believes that these objective
indicators are trumped by the fact that respondent
marked the box authorizing the agency to disclose her
identity to her employer. That portion of the form states:
“Normally, your identity will be disclosed to the organiza
tion which allegedly discriminated against you. Do you
consent or not consent to such disclosure?” Ibid. Since the
form states it is for a narrow purpose and that identities of
——————
4 An
apparently more recent version of Form 283 is entitled “Charge
Questionnaire,” and states that, “[w]hen this form constitutes the only
timely written statement of alleg[ed] . . . discrimination, the Commis
sion will, consistent with 29 CFR 1601.12(b) and 29 CFR 1626.8(b),
consider it to be a sufficient charge of discrimination under the relevant
statute(s).” 1 EEOC Manual, Exh. 1–B, at 1:0006; see also B. Linde
mann & D. Kadue, Age Discrimination in Employment Law 477, n. 14
(2003). Although the “Charge Questionnaire” form is dated “Test
10/94,” and is the only questionnaire form included in the Compliance
Manual, it was not the form respondent used. Her intake question
naire form was dated 1987. App. 265.
Cite as: 552 U. S. ____ (2008) 9
THOMAS, J., dissenting
complainants are normally disclosed, there is no reason to
view respondent’s checking of the box as converting the
form’s stated narrow purpose to a broader one.
In comparison to the intake questionnaire, the Charge
of Discrimination form contains a number of objective
indications that it will trigger the agency’s enforcement
processes. Indeed, its very title clearly indicates that it is
a charge, and it contains a space for a charge number. 1
EEOC Manual Exh. 2–C, at 2:0009. Although both forms
require the complainant to sign and attest that the infor
mation is correct, only the Charge of Discrimination re
quests an attestation that the complainant intends to
initiate the agency’s procedures. Just above the space for
the complainant’s signature, the form states “I want this
charge filed with both the EEOC and the State or local
Agency, if any. I will advise the agencies if I change my
address or telephone number and I will cooperate fully
with them in the processing of my charge in accordance
with their procedures.” Ibid. The form notes “Charging
party” at the bottom of the space for the signature. Ibid.
And it states on the back that “[t]he purpose of the charge,
whether recorded initially on this form or in some other
way reduced to writing and later recorded on this form, is
to invoke the jurisdiction of the Commission.” Id., Exh. 2–
C, at 2:0010. Also on the back, under “ROUTINE USES,”
the Charge of Discrimination states that “[i]nformation
provided on this form will be used by Commission employ
ees to guide the Commission’s investigatory activities.”
Ibid. Although the EEOC prefers to receive a completed
charge form, see Brief for United States as Amicus Curiae
18, n. 9 (noting that “EEOC’s preferred practice is indeed
to receive a completed Form 5 whenever possible”), an
other writing could indicate a complainant’s intent to
commence the EEOC’s enforcement processes. But the
form chosen by the complainant must be viewed as strong
evidence of the complainant’s intent, and that evidence
10 FEDERAL EXPRESS CORP. v. HOLOWECKI
THOMAS, J., dissenting
should be deemed overcome only if the document, viewed
as a whole, compels that conclusion.
For the reasons I have described, respondent’s intake
questionnaire and attached affidavit do not objectively
indicate that she intended to initiate the EEOC’s enforce
ment processes. The Court’s conclusion that the two
factors “were enough to bring the entire filing within the
definition of charge,” ante, at 15, is not supported by the
facts and, in my view, reveals that the Court’s standard is
sufficiently vacuous to permit the agency’s post hoc inter
pretation of a document to control. But we cannot, under
the guise of deference, sanction an agency’s use of a stan
dard that the agency has not adequately explained. Cf.,
e.g., Pearson v. Shalala, 164 F. 3d 650, 660–661 (CADC
1999) (equating an agency’s denial of a party’s request
based on the application of a vague term with simply
saying “no” without explanation).
The malleability of the Court’s test is further revealed
by its statement that “[t]here might be instances where
the indicated discrimination is so clear or pervasive that
the agency could infer from the allegations themselves
that action is requested and required.” Ante, at 14. The
clarity or pervasiveness of alleged discrimination is irrele
vant to the employee’s intent to file a charge. Although
the Court states that the “agency is not required to treat
every completed Intake Questionnaire as a charge,” ibid.,
it apparently would permit the EEOC to do so, because
under the Court’s test the EEOC can infer intent from
circumstances—such as “clear or pervasive” discrimina
tion—that have no grounding in the “intent to act”
requirement.5
——————
5 Perhaps the Court’s statement is intended to address the EEOC’s
authority to investigate alleged discrimination even in the absence of a
charge. Under Title VII, these are called “Commissioner Charges.”
See, e.g., 29 CFR §1601.11(a) (2007). While the ADEA does not provide
for such charges, the EEOC has independent authority to investigate
Cite as: 552 U. S. ____ (2008) 11
THOMAS, J., dissenting
III
Yet another indication that respondent’s documents did
not objectively manifest an intent to initiate the EEOC’s
enforcement processes is that the agency did not treat
them as a charge. It did not assign a charge number, and
it did not notify FedEx or commence its enforcement pro
ceedings. This is not surprising: The EEOC accepts
charges via a thorough intake process6 in which completed
intake questionnaires are not typically viewed as charges,
but are used to assist the EEOC in developing the charge.
A complainant visiting an EEOC office may be asked to
complete an intake questionnaire. See EEOC FAQ, An
swer to “How do I file a charge of employment discrimina
tion?”, online at https://eeoc.custhelp.com. An EEOC
investigator then conducts a precharge interview, 1 EEOC
Manual §2.4, at 2:0001; 2 B. Lindemann & P. Grossman,
Employment Discrimination Law 1685 (4th ed. 2007),
covering a range of topics, including applicable laws, the
complainant’s allegations and other possibly discrimina
tory practices, confidentiality, time limits, notice require
ments, and private suit rights. See 1 EEOC Manual
§§2.4(a)–(g), at 2:0001–2:0003. Using the information
contained in the intake questionnaire and gathered during
——————
age discrimination in the absence of any charge. See 29 U. S. C.
§626(a); 29 CFR §1626.4; Gilmer v. Interstate/Johnson Lane Corp., 500
U. S. 20, 28 (1991); 1 EEOC Manual §8.1, at 8:0001 (June 2001). If this
is what the Court means by its statement that allegations of “clear or
pervasive” discrimination may indicate to the agency that action is
“required,” ante, at 14, then it is not clear how it is relevant to the
standards at issue in this case for evaluating an individual complain
ant’s filing.
6 This process, in all respects relevant to this case, has been consis
tently used by the agency since shortly after it assumed jurisdiction
over ADEA actions in 1979. See 1 EEOC Manual §§2.1–2.7, at 2:0001–
2:0006; 2 B. Lindemann & P. Grossman, Employment Discrimination
Law 1220 (3d ed. 1996); B. Schlei & P. Grossman, Employment Dis
crimination Law 939–940, 942, 948 (2d ed. 1983).
12 FEDERAL EXPRESS CORP. v. HOLOWECKI
THOMAS, J., dissenting
the interview, the investigator drafts the charge on a
Form 5 Charge of Discrimination according to specific
agency instructions, and also drafts an affidavit contain
ing background data. See id., §2.5, at 2:0003–2:0005. The
investigator assigns a charge number and begins the
process of serving notice on the employer and investigat
ing the allegations. See 2 Lindemann & Grossman, supra,
at 1685–1690.
Charges are thus typically completed and filed by the
agency, not the complainant. See Edelman v. Lynchburg
College, 535 U. S. 106, 115, n. 9 (2002) (“The general
practice of EEOC staff members is to prepare a formal
charge of discrimination for the complainant to review and
to verify” (citing Brief for United States et al. as Amici
Curiae 24)); EEOC FAQ, Answers to “Where can I obtain
copies of the forms to file a charge?” (stating that the
agency’s policy is not to provide blank charge forms); “How
do I file a charge of employment discrimination?” (“When
the field office has all the information it needs, you will be
counseled regarding the strengths and weaknesses of a
potential charge and/or you will receive a completed
charge form (Form 5) for your signature”), online at
https://eeoc.custhelp.com. Once the charge is complete,
the EEOC notifies the employer of the charge, usually
attaching a copy of the completed charge form. 1 EEOC
Manual §3.6, at 3:0001 (“While 29 CFR §1626.11 only
requires notice to the [employer] that an ADEA charge has
been filed, it is EEOC policy to also serve the [employer]
with a copy of ADEA charges unless this will impede
EEOC’s law enforcement functions”); Inzeo Memorandum,
online at http://www.eeoc.gov/charge/memo-8-13-07.html.
To be sure, the EEOC is prepared to accept charges by
other methods. If the complainant cannot or will not visit
an EEOC office, an investigator may conduct the pre-
charge interview and take the charge by telephone, see 1
EEOC Manual §§2.3, 2.4, at 2:0001, but the agency must
Cite as: 552 U. S. ____ (2008) 13
THOMAS, J., dissenting
reduce the allegations to writing before they will be con
sidered a charge, see 29 CFR §1626.8(b) (“[A] charge is
sufficient when the Commission receives from the person
making the charge either a written statement or informa
tion reduced to writing by the Commission that conforms
to the requirements of §1626.6”). When the EEOC re
ceives correspondence that is a potential charge, the inves
tigator must contact the complainant and conduct an
intake interview. See 1 EEOC Manual §2.2(a), at 2:0001.
Alternatively, if the correspondence “contains all informa
tion necessary to begin investigating, constitutes a clear
and timely request for EEOC to act, and does not express
concerns about confidentiality or retaliation,” then the
investigator may process it as a charge without conducting
an interview. See id., §2.2(b), at 2:0001.
Thus, while the EEOC does not typically view an intake
questionnaire as a charge, I would not rule out the possi
bility that, in appropriate circumstances, an intake ques
tionnaire, like other correspondence, could contain the
elements necessary to constitute a charge. But an intake
questionnaire—even one accompanied by an affidavit—
should not be construed as a charge unless it objectively
indicates an intent to initiate the EEOC’s enforcement
processes. As I have explained, respondent’s intake ques
tionnaire and attached affidavit fall short of that stan
dard. I would hold that the documents respondent filed
with the EEOC were not a charge and thus did not pre
serve her right to sue.
The implications of the Court’s decision will reach far
beyond respondent’s case. Today’s decision does nothing—
absolutely nothing—to solve the problem that under the
EEOC’s current processes no one can tell, ex ante, whether
a particular filing is or is not a charge. Given the Court’s
utterly vague criteria, whatever the agency later decides
to regard as a charge is a charge—and the statutorily
required notice to the employer and conciliation process
14 FEDERAL EXPRESS CORP. v. HOLOWECKI
THOMAS, J., dissenting
will be evaded in the future as it has been in this case.
The Court’s failure to apply a clear and sensible rule
renders its decision of little use in future cases to com
plainants, employers, or the agency.
For these reasons, I would reverse the judgment below.