FILED
United States Court of Appeals
Tenth Circuit
June 4, 2010
PUBLISH Elisabeth A. Shumaker
Clerk of Court
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
RICKY LEE THOMAS,
Plaintiff - Appellee,
v. No. 07-3343
JOHN DURASTANTI,
Defendant - Appellant.
Appeal from the United States District Court
for the District of Kansas
(D.C. No. 6:06-CV-01224-MLB-KMH)
Thomas G. Luedke, Assistant United States Attorney (Eric F. Melgren, United
States Attorney, and Marietta Parker, Acting United States Attorney, with him on
the briefs), Topeka, Kansas, for Defendant-Appellant.
Timothy W. Monsees, of Monsees, Miller, Mayer, Presley & Amick, P.C., Kansas
City, Missouri, for Plaintiff-Appellee.
Before KELLY, EBEL and GORSUCH, Circuit Judges.
KELLY, Circuit Judge.
In this interlocutory appeal, Defendant-Appellant John Durastanti, an agent
with the federal Bureau of Alcohol, Tobacco, Firearms and Explosives (“ATF”),
appeals the district court’s decision denying him qualified immunity from
Plaintiff-Appellee Ricky Lee Thomas’ claim that Agent Durastanti violated Mr.
Thomas’ Fourth Amendment right to be free from unreasonable seizures when
Agent Durastanti shot Mr. Thomas. In an interlocutory appeal from the denial of
qualified immunity, this court’s jurisdiction is limited to considering only legal
questions. With that in mind, our jurisdiction arises under 28 U.S.C. § 1291. We
rely upon facts established by a video capturing much of the event together with
Plaintiff’s version of the remaining facts. We hold that a reasonable officer could
have reacted in the manner Agent Durastanti did, and therefore he is entitled to
qualified immunity. Accordingly, we REVERSE.
I. BACKGROUND
“The first step in assessing the constitutionality of [Agent Durastanti’s]
actions is to determine the relevant facts.” Scott v. Harris, 550 U.S. 372, 378
(2007). The parties tell very different versions of the events surrounding the
shooting. But in reviewing the district court’s decision to deny Agent Durastanti
summary judgment on qualified immunity grounds, we must “view the facts and
draw reasonable inferences in the light most favorable to [Mr. Thomas,] the party
opposing the summary judgment motion.” Id. (quotation omitted). An appellate
court lacks jurisdiction in an interlocutory qualified immunity appeal to resolve
genuine disputes of fact. Behrens v. Pelletier, 516 U.S. 299, 312-13 (1996);
Johnson v. Jones, 515 U.S. 304, 313-18 (1995). However, even if the district
court concludes that controverted issues of fact remain, an appellate court may
2
consider the legal question of whether the defendant’s conduct, taken as alleged
by the plaintiff, violates clearly established law. Behrens, 516 U.S. at 312-13.
As noted, there is a video recording of a significant part of the incident at
issue here. While a court considering a summary judgment motion based upon
qualified immunity “usually” must “adopt[] . . . the plaintiff’s version of the
facts,” that is not true to the extent that there is clear contrary video evidence of
the incident at issue. Scott, 550 U.S. at 378-80 (“When opposing parties tell two
different stories, one of which is blatantly contradicted by the record, so no
reasonable jury could believe it, a court should not adopt that version of the facts
for purposes of ruling on a motion for summary judgment.”); see also Thomson v.
Salt Lake County, 584 F.3d 1304, 1312 (10th Cir. 2009). We rely on that video
evidence here, while acknowledging that it did not capture everything. Therefore,
in addition to relying on the video, we also continue to view the evidence in the
light most favorable to Mr. Thomas. 1 See York v. City of Las Cruces, 523 F.3d
1205, 1210-11 (10th Cir. 2008) (applying Scott to an audiotape of the challenged
incident).
Viewed in that light, the evidence 2 establishes the following:
1
Here, as in Scott, “[t]here are no allegations or indications that [the]
videotape” of the incident in question “was doctored or altered in any way, nor
any contention that what it depicts differs from what actually happened.” Scott,
550 U.S. at 378.
2
Before the district court, Agent Durastanti challenged the evidence that
(continued...)
3
Mid-afternoon on January 13, 2006, Agent Durastanti, accompanied by his
partner, Agent Stephen Thompson, both dressed in plain clothes, were in an
unmarked sport utility vehicle (“SUV”) driving around Wichita, Kansas, looking
for a fugitive. As they did so, the agents noticed a white Lincoln town car
speeding toward them and away from what the agents deemed to be a high crime
area. The Lincoln did not have a license plate in its tagwell. The agents decided
to follow the Lincoln.
The Lincoln stopped at a house a few blocks away, where one of the three
occupants ran inside for a brief moment and then returned to the car, which
immediately left. By this time, Agent Durastanti noticed that, while the car did
not have a regular license plate, it did have a dealer tag. When Agent Durastanti
called a dispatcher to check the registration number on the dealer tag, however,
the dispatcher informed him that the registration was “not in file.” Aplt. App.
103. Suspecting the Lincoln’s occupants were up to no good, the agents
continued to follow the car, and Agent Durastanti called for a uniformed officer
to pull over the Lincoln. Kansas State Trooper Tom Spencer responded.
The three men in the car—driver Almario Smith, his brother, Plaintiff
Ricky Lee Thomas, and a friend, Keith Jones—were actually test-driving the
Lincoln, with the permission of the dealership that owned the car. All three men
2
(...continued)
Mr. Thomas submitted in response to Agent Durastanti’s summary judgment
motion. However, he does not reassert those arguments now on appeal.
4
concede that Mr. Smith was speeding, but Mr. Thomas and Mr. Jones contend that
Mr. Smith was not otherwise driving erratically. The three men stopped at Mr.
Smith’s mother’s house to see if she was home so Mr. Smith could show her the
car. Not finding her at home, the trio left her house soon after arriving. At the
time they left Mr. Smith’s mother’s home, Mr. Smith was driving, Mr. Thomas
was in the front passenger seat, and Mr. Jones was in the back seat. Using the
freeway, Mr. Smith drove to a Valero gas station/convenience store so Mr. Jones
could use the restroom and buy a pack of cigarettes.
The state trooper, the two ATF agents, and the Lincoln all arrived at the gas
station at about the same time. Mr. Smith entered the parking lot approximately
ten seconds ahead of both the state trooper and the ATF agents. The parking lot
was busy and there were few parking spots open. Mr. Smith stopped the Lincoln
parallel to the convenience store, not in a designated parking space but between
the two driveways that led from the parking lot back onto the street from where
the Lincoln had just come. The ATF agents entered the parking lot using the
driveway that was directly in front of the Lincoln and parked facing the Lincoln,
partially blocking the driveway that was the Lincoln’s most natural path out of the
lot. The state trooper activated all of his emergency lights as he turned into the
gas station, entered the parking lot through the driveway behind the Lincoln and
parked a car’s length behind and at an angle to the Lincoln.
The ensuing events occurring in the convenience store parking lot lasted
5
approximately thirty-seven seconds. After the Lincoln stopped, Mr. Jones, who
was in the back passenger seat, started to get out of the car to go inside the store
when he noticed two men approaching with guns drawn and pointed at the
Lincoln—the ATF agents, dressed in plain clothes and giving no indication that
they were police officers. It is undisputed that Agent Durastanti never identified
himself as a police officer. And, although Agent Thompson asserted that he
yelled “police,” the men in the Lincoln never heard it.
The two armed approaching men, Agents Durastanti and Thompson, yelled
for Mr. Jones to get back inside the car. At the same time, the state trooper, who
had parked his marked patrol car, with its emergency lights activated, behind the
Lincoln, partially exited his patrol car and yelled: “Have a seat in the car. Have a
seat in the car.” Video at 15:15:34-36. The trooper then yelled at the occupants
of the Lincoln to put their hands where the trooper could see them. Mr. Jones
reentered the Lincoln. All of this was visible to Agent Durastanti including the
trooper’s marked patrol car, emergency lights, and Mr. Jones’ apparent
compliance.
Once he reentered the Lincoln, Mr. Jones alerted Mr. Smith and Mr.
Thomas about the two approaching armed men. Mr. Thomas feared that the two
men intended to rob the Lincoln’s occupants or otherwise harm them. According
to Mr. Jones and Mr. Thomas, none of the men in the Lincoln noticed the state
trooper behind them; Mr. Thomas finally saw the trooper when Mr. Thomas
6
looked back for an escape route away from the two armed men approaching the
Lincoln. But he did not have time to tell Mr. Smith, who was driving the Lincoln,
about the trooper.
In an effort to get away, Mr. Smith began to drive the Lincoln out of the
parking lot, maneuvering around the ATF agents’ SUV, which was partially
blocking the Lincoln’s path. Agent Thompson, who was approaching the driver’s
side of the Lincoln, had to move out of the way of the Lincoln; as he did so,
Agent Thompson hit the Lincoln’s front passenger window with the butt of his
weapon, trying to break the glass. Agent Durastanti proceeded from the driver’s
side of the agents’ SUV toward the rear of that vehicle and into the path of the
Lincoln as it headed around the agents’ SUV toward the parking lot exit. Agent
Durastanti would testify later that he was concerned that Agent Thompson was in
distress, that the Lincoln was coming directly at him and his objective was to stop
the Lincoln. Aplt. App. 114-115. Agent Durastanti fired several shots at the
driver. The Lincoln, nevertheless, continued out of the parking lot, hitting Agent
Durastanti, who rolled off its hood, landed on his feet, turned around and then
fired two more shots at the back of the Lincoln as it proceeded down the street
away from the Valero station. The state trooper and Agent Thompson gave chase.
During the chase, the state trooper observed the driver open the door of the
Lincoln and discard a plastic bag onto the street. Ultimately, the Lincoln stopped
a few blocks away. Mr. Smith had been shot in the head; Mr. Thomas had
7
suffered a gunshot wound to his leg.
A search of the Lincoln and its occupants revealed no weapons. Mr. Smith,
the Lincoln’s driver, later pled guilty to two counts of assaulting a federal officer
and, in doing so, admitted that he had driven at the agents as he drove out of the
convenience store parking lot. The Lincoln’s occupants had been transporting
crack cocaine for a planned sale. No criminal charges were brought against either
passenger.
Mr. Thomas sued both ATF agents, Durastanti and Thompson, under
Bivens, 3 and Kansas State Trooper Thomas Spencer and the Kansas State
Highway Patrol under 42 U.S.C. § 1983. Agent Thompson, Trooper Spencer, and
the Kansas Highway Patrol have now been dismissed, so Agent Durastanti is the
only remaining defendant. Agent Durastanti moved to dismiss, or for summary
judgment, asserting that he was entitled to qualified immunity. The district court
treated that motion as one for summary judgment and denied it finding it a “close
question” whether a jury could find Agent Durastanti’s actions objectively
unreasonable. 4 Aplt. App. 783. Agent Durastanti immediately took this
interlocutory appeal.
3
Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403
U.S. 388, 389 (1971) (recognizing claim for damages against federal agents
alleged to have violated the Fourth Amendment).
4
Given that qualified immunity protects “all but the plainly incompetent or
those who knowingly violate the law,” Malley v. Briggs, 475 U.S. 335, 341
(1986), such a “close call” would favor a successful qualified immunity defense.
8
II. JURISDICTION
This court has jurisdiction under 28 U.S.C. § 1291 to consider Agent
Durastanti’s interlocutory appeal taken from the denial of qualified immunity, but
only to the extent the district court’s order rested on issues of law. See Ashcroft
v. Iqbal, 129 S. Ct. 1937, 1945-46 (2009); see also Swanson v. Town of Mountain
View, 577 F.3d 1196, 1199 (10th Cir. 2009). “When the question” on appeal “is
whether there is sufficient evidence or whether the district court’s findings with
respect to a genuine issue of material fact are correct, an interlocutory appeal is
improper.” 5 Couture v. Bd. of Educ. of Albuquerque Pub. Sch., 535 F.3d 1243,
1249 (10th Cir. 2008); see also Swanson, 577 F.3d at 1199. But a district court’s
decision concerning the existence of a factual dispute is not dispositive of
jurisdiction if a defendant can persuade us that, viewing those facts in the light
most favorable to the plaintiff, qualified immunity is warranted. Eidson v.
Owens, 515 F.3d 1139, 1145 (10th Cir. 2008).
III. DISCUSSION
“We review de novo the district court’s summary judgment decision.”
Cordova v. Aragon, Berry & Murphy, P.C. v. Carolina Cas. Ins. Co., 586 F.3d
803, 808 (10th Cir. 2009). However, “because of the underlying purposes of
qualified immunity, we review summary judgment orders deciding qualified
5
The Tenth Circuit has applied these jurisdictional principles, not only in
§ 1983 litigation against state actors, but also to Bivens actions brought against
federal officials. See Weise v. Casper, 507 F.3d 1260, 1262-64 (10th Cir. 2007).
9
immunity questions differently from other summary judgment decisions.” Fisher
v. City of Las Cruces, 584 F.3d 888, 893 (10th Cir. 2009) (quotation, alteration
omitted). When a defendant moving for summary judgment asserts qualified
immunity, the court must conduct a two-part analysis:
First, a court must decide whether the facts that a plaintiff has alleged
(see Fed. Rules Civ. Proc. 12(b)(6), (c)) or shown (see Rules 50, 56)
make out a violation of a constitutional right. Second, if the plaintiff
has satisfied this first step, the court must decide whether the right at
issue was “clearly established” at the time of defendant’s alleged
misconduct.
Pearson v. Callahan, 129 S. Ct. 808, 815-16 (2009) (citation omitted). This court
has discretion to address these inquiries in any order. See id. at 818. And it is
the plaintiff, Mr. Thomas, who bears the burden of making this two-part showing.
See Hobbs ex rel. Hobbs v. Zenderman, 579 F.3d 1171, 1183 (10th Cir. 2009); see
also Fisher, 584 F.3d at 893.
A. Whether Mr. Thomas has sufficiently established a claim that
Agent Durastanti violated the Fourth Amendment by using
excessive force
In his complaint, Mr. Thomas does not allege that Agent Durastanti could
not have seized him. Instead, Thomas alleges that, in seizing him, Agent
Durastanti “use[d] . . . excessive force,” contrary to the Fourth Amendment, 6
6
In addition to this Fourth Amendment excessive force cause of action,
Mr. Thomas argues on appeal that the Fifth Amendment substantive due process
clause also provides an alternative basis for his damages claim. But the district
court held that, because he had not included a Fifth Amendment cause of action in
his complaint, Mr. Thomas could not raise such a claim for the first time in
(continued...)
10
Aplt. App. 14. See Graham v. Connor, 490 U.S. 386, 394 (1989) (holding that,
where “excessive force claim arises in the context of an arrest or investigatory
stop of a free citizen, it is most properly characterized as one invoking the
protection of the Fourth Amendment”). “The Fourth Amendment protects
individuals from ‘unreasonable . . . seizures,’ U.S. Const. amend. IV, and courts
have long recognized that the reasonableness of a seizure depends not just on why
or when it is made, but also on how it is accomplished.” Fisher, 584 F.3d at 894
(citing Graham, 490 U.S. at 395).
To state an excessive force claim “under the Fourth Amendment, plaintiffs
must show both that a ‘seizure’ occurred and that the seizure was
‘unreasonable.’” Childress v. City of Arapaho, 210 F.3d 1154, 1156 (10th Cir.
2000) (citing Brower v. County of Inyo, 489 U.S. 593, 599 (1989)). There are
three possible seizures at issue in this case. See generally Ludwig v. Anderson,
54 F.3d 465, 471 (8th Cir. 1995) (citing California v. Hodari D., 499 U.S. 621,
625 (1991), for the proposition that “many different seizures may occur during a
single series of events”).
First, Mr. Thomas may have been seized when the state trooper tried to pull
over the Lincoln in the convenience store parking lot, and the ATF officers
6
(...continued)
response to Durastanti’s summary-judgment motion. Mr. Thomas has not
appealed that decision and we, therefore, do not address Mr. Thomas’s Fifth
Amendment argument here.
11
approached the car at that time with guns drawn. While Mr. Thomas argued
before the district court that this constituted a seizure, the district court did not
address that argument in ruling on Agent Durastanti’s motion for qualified
immunity. Mr. Thomas, similarly, does not address that possible seizure now on
appeal and, therefore, we need not address it either.
Second, Mr. Thomas was clearly seized after the shooting, when officers
arrested him, and the other occupants of the car, several blocks away from the
convenience store. Mr. Thomas does not challenge the force used to effect that
seizure.
Finally, Mr. Thomas may have been seized when Agent Durastanti shot him
as the Lincoln drove out of the convenience store parking lot. This alleged
seizure is at issue in this interlocutory appeal.
The parties devote considerable time and effort litigating whether the Agent
Durastanti’s shot – a shot that hit Mr. Thomas but failed, at least initially, to stop
the Lincoln’s progress – constitutes a “seizure” for purposes of the Fourth
Amendment. Compare Brower, 489 U.S. at 596, 599 (noting that a seizure
requires “intentional acquisition of physical control” and occurs when “a person
[is] stopped by the very instrumentality set in motion or put in place in order to
achieve the result”), with Hodari D., 499 U.S. at 626 (dicta noting the
“application of physical force to restrain movement, even when it is ultimately
unsuccessful” is a seizure).
12
Even assuming without deciding Mr. Thomas can meet the seizure element
of his claim, however, he cannot show that it was unreasonable. In analyzing the
reasonableness of an alleged seizure, the key inquiry is “whether it would be clear
to a reasonable officer [in the defendant’s position] that his conduct was unlawful
in the situation he confronted.” Simkins v. Bruce, 406 F.3d 1239, 1241 (10th Cir.
2005) (quoting Saucier v. Katz, 533 U.S. 194, 202 (2001)). The use of deadly
force is not unlawful if a reasonable officer would have had probable cause to
believe that there was a threat of serious physical harm to himself or others.
Graham, 490 U.S. at 396-97; Jiron v. City of Lakewood, 392 F.3d 410, 414-15
(10th Cir. 2004). Thus, if threatened by weapon (which may include a vehicle
attempting to run over an officer), an officer may use deadly force. Scott v.
Edinburg, 346 F.3d 752, 757 (7th Cir. 2003). “The ‘reasonableness’ of a
particular use of force must be judged from the perspective of a reasonable officer
on the scene, rather than with the 20/20 vision of hindsight.” Graham, 490 U.S.
at 396. We must consider whether Agent Durastanti could have reasonably
perceived he was in danger at the precise moment that he used force and whether
his own reckless or deliberate conduct (as opposed to mere negligence)
unreasonably created the need to use force. See Sevier v. City of Lawrence, 60
F.3d 695, 699 & n.7 (10th Cir. 1995).
The district court determined, based on disputed facts about the speed of
the Lincoln and the position of Agent Durastanti when he fired his third and
13
fourth rounds at the Lincoln, that a genuine dispute of material fact exists as to
whether a reasonable officer would have used deadly force. Aplt. App. 782-83.
The district court also concluded that Agents Thompson’s and Durastanti’s
actions—pointing their weapons at the car and failing to announce themselves as
police officers—may be deemed (by a jury) reckless acts that created the need to
use force. Id. at 782.
Agent Durastanti argues that his use of deadly force was justified because
he reasonably perceived that the Lincoln posed an immediate threat of death.
Aplt. Br. 26-27. When evaluating the reasonableness of force employed in
seizure, we consider “the severity of the crime at issue, whether the suspect poses
an immediate threat to the safety of the officers or others, and whether the suspect
is actively resisting arrest or attempting to evade arrest by flight.” Graham, 490
U.S. at 396. Agent Durastanti testified that the Lincoln was accelerating towards
him and he had no way to escape. Aplt Br. 27; Aplt. App. 114-115. In light of
this situation, he contends, he reasonably chose to exercise deadly force. Aplt.
Br. 27. Agent Durastanti argues that the speed of the Lincoln is not a contested
fact because it can be observed on the marked patrol car’s videotape, id. at 28,
and that, in any event, the Lincoln’s speed is only one of several factors
contributing to the reasonable perception of danger (the others being the
Lincoln’s path toward him, its close range, its acceleration, and the short period
of time he had to react). Id. at 28-29.
14
After Scott, we agree that the speed of the Lincoln is not a genuine dispute
of material fact, even recognizing that the video does not capture the entire
episode. The video does capture the Lincoln just after it began to move from the
convenience store parking lot, and only about two or three seconds expire
between that moment and the moment when Agent Durastanti rolled over the
hood of the Lincoln. The Lincoln is obscured from view behind the agents’ SUV
for less than a second. Although Mr. Thomas maintains certain witnesses claim
that the Lincoln slowed and perhaps even stopped, Aplee. Br. 43, that contradicts
the video evidence. The video sufficiently captures the path of the Lincoln and
its speed as well as its close proximity to the agents. There seems to be no room
for genuine disagreement as to the speed of the Lincoln—it was moving
deliberately out of the parking lot. 7 Scott, 550 U.S. at 379-81.
To be sure, Mr. Thomas argues that the videotape fails to show other
critical events, such as (1) Agent Durastanti stepping into the Lincoln’s path, (2)
Agent Durastanti’s first shots, and (3) whether Agent Durastanti could have
stepped out of the way. Aplee. Br. 42. The first of these events is immaterial,
given that Agent Durastanti undoubtedly was in the Lincoln’s path in a very
confined area (after all, the video captures him emerging from behind the
Expedition and then on the hood of the Lincoln). As to the second of these
7
In particular, Mr. Thomas’ argument that the Lincoln “inched” away and
“carefully navigated” past the SUV, see Aplee. Br. 38, is belied by the video.
15
events, while Agent Durastanti’s position when he fired the first shots is not
visible, the sound of the shots can be heard and less than a second expires
between the moment the shots were fired and the moment Agent Durastanti
appeared in the video on the hood of the Lincoln. Though logic would seem to
dictate that Agent Durastanti was in front of the Lincoln when he fired the shots
(and could not have been to the side of the Lincoln as Mr. Thomas suggests,
Aplee. Br. 33), he certainly was in close proximity. See Waterman v. Batton, 393
F.3d 471, 479 (4th Cir. 2005) (closeness of officers to projected path of vehicle
justified use of deadly force). And the third event is immaterial, given that
officers do not always have to use the least restrictive means as long as their
conduct is reasonable. Cortez v. McCauley, 478 F.3d 1108, 1146 (10th Cir.
2007); Jiron, 392 F.3d at 414. Accordingly, the video does appear to resolve
certain material disputes identified by the district court.
But even if we accept Mr. Thomas’ argument that the videotape does not
conclusively establish the speed of the Lincoln, we would still conclude that
Agent Durastanti’s actions were objectively reasonable. See Scott, 550 U.S at
380 (“‘[T]he mere existence of some alleged factual dispute between the parties
will not defeat an otherwise properly supported motion for summary judgment;
the requirement is that there be no genuine issue of material fact.’”). As we
discuss below, Agent Durastanti saw the trooper’s marked patrol car behind the
Lincoln, its emergency lights, and Mr. Jones’ apparent compliance with the
16
trooper’s directive that Mr. Jones get back into the Lincoln. A reasonable officer
could certainly conclude that the Lincoln’s occupants had notice of police
presence. Yet, the driver was pulling away from a traffic stop. In the process,
the driver was advancing toward Agent Durastanti placing him in harm’s way.
No one argues that the driver was about to yield to pedestrians. Even given a
dispute about whether the Lincoln was accelerating, it goes without saying that an
officer in close quarters is no match for a two-ton vehicle. See Robinson v.
Arrugueta, 415 F.3d 1252, 1255-56 (11th Cir. 2005). The Lincoln’s driver
(Almario Smith) would later plead guilty to assaulting the agents, admitting that
he was driving directly toward both of them. 8 Aplt. App. 743, 752-53. Although
Agent Durastanti’s reasonable perceptions are what matters, he had mere seconds
to react, and his actions in firing the first couple of shots were reasonable, even if
mistaken. An officer may be found to have acted reasonably even if he has a
mistaken belief as to the facts establishing the existence of exigent circumstances.
See Pearson, 129 S. Ct. at 815; Saucier, 533 U.S. at 206-07.
8
Mr. Thomas argues that we cannot consider the plea documents because
they are hearsay. “To be considered on a motion for summary judgment, the plea
agreement must accordingly fall within one of the exceptions to the hearsay rule.”
In re Slatkin, 525 F.3d 805, 811 (9th Cir. 2008). As in Slatkin, to the extent that
Smith’s plea agreement is offered to prove his intent and is thus hearsay, it is
admissible under Fed. R. Evid. 807. See id. at 812. Although Mr. Thomas argues
that plea agreements are notoriously unreliable, Aplt. Br. 45-46, this argument is
not developed with facts, so we decline to consider it. Insofar as he is arguing
that an affidavit is required pursuant to Fed. R. Civ. P. 56(e)(1), Rule 56 plainly
contemplates materials beyond affidavits—Rule 56(c)(2) contemplates review of
“the discovery and disclosure materials on file, and any affidavits.”
17
The sequence of events leading up to the time when the Lincoln struck
Agent Durastanti is key in analyzing the reasonableness of Agent Durastanti’s
actions because Mr. Thomas’ affidavit states that he was wounded in the first
volley of shots. Aplt. App. 292. If this is indeed when Mr. Thomas was
wounded, it was certainly reasonable for Agent Durastanti to believe that he was
in danger at the “precise” time he fired the first two shots and seized Mr. Thomas.
See Sevier, 60 F.3d at 699.
On appeal, Mr. Thomas also suggests that he was wounded in the second
volley that Agent Durastanti fired. See Aplee. Br. 10-11, 40, 44. Even if Mr.
Thomas was wounded after Agent Durastanti rolled off the Lincoln, however,
Agent Durastanti’s use of deadly force two seconds after the first shots was still
justified. Although the district court concluded that Agent Durastanti’s position
when he fired the second two shots was a disputed material fact, Aplt. App. 783,
this fact cannot be disputed because Agent Durastanti’s position at that time is
clearly shown on the video. See Scott, 550 U.S. at 379-81. What is contested,
however, is the legal question of whether, given Agent Durastanti’s physical
position, he was justified in firing after the departing Lincoln. Agent Durastanti
argues that, because he had been struck and propelled over the hood of the
Lincoln, he was disoriented and fired the shots while believing that the Lincoln
was still approaching him (even though it clearly was headed away from him).
See Aplt. Br. 31-32. We recognize that circumstances may change within seconds
18
eliminating the justification for deadly force. See Waterman, 393 F.3d at 481-82.
But Agent Durastanti’s misperception appears to be quite reasonable, given that
the video indicates that he had just been struck by the Lincoln and spun around,
notwithstanding that he landed on his feet. Given such a disorienting experience,
he had no assurance that the threat posed by the Lincoln had passed; this was a
split-second decision concerning the use of deadly force under hardly ideal
circumstances. Even if Agent Durastanti was mistaken, it was a reasonable
mistake.
Agent Durastanti also argues that he was justified in firing the second
round because a reasonable officer in his position could readily conclude that the
Lincoln’s occupants were at that point dangerous fleeing felons. Deadly force
may be used to prevent the escape of a fleeing felon if the officer has probable
cause to believe that the felon poses a significant threat of death or serious
physical injury to the officers or others. Tennessee v. Garner, 471 U.S. 1, 11
(1985). Mr. Thomas’ argument that the occupants of the Lincoln were “harmless”
individuals who had merely been stopped for a routine traffic violation, see
Aplee. Br. 47, ignores the driver’s assault on the federal agents. See Garner, 471
U.S. at 11-12. After narrowly missing Agent Thompson and hitting Agent
Durastanti, the officers had no assurance that the Lincoln would be carefully
driven as it proceeded on its way with a with a state trooper in pursuit. The video
establishes just the opposite. We need not resolve this issue, however, because
19
officer protection is sufficient justification for what occurred here.
Even if Agent Durastanti reasonably believed that it was necessary to use
deadly force, we must still determine whether he recklessly or deliberately
brought about the need to use such force. See Jiron, 392 F.3d at 415. Agent
Durastanti’s conduct prior to his being assaulted by the occupants of the Lincoln
is relevant because it is a particular application of the “totality of the
circumstances” inquiry under the Fourth Amendment’s reasonableness standard.
Medina v. Cram, 252 F.3d 1124, 1132 (10th Cir. 2001). In conducting its inquiry
into the officers’ conduct, the district court concluded that “agents Thompson and
Durastanti’s actions in pointing their weapons and failing to demonstrate their
status as officers, could be found to be a reckless act.” Aplt. App. 782.
Mr. Thomas argues the agents were supposed to remain observers of the
traffic stop and that at the moment Agent Durastanti exited his vehicle with his
weapon drawn, he had no reason to suspect that the occupants of the Lincoln had
done anything other than commit a traffic violation. Aplee. Br. 51. According to
Mr. Thomas, Agent Durastanti’s reckless conduct drawing his weapon brought
about the assault and the need to use deadly force. Aplee. Br. 51-52. Mr.
Thomas also stresses that the occupants of the vehicle had not heard Agents
Thompson and Durastanti identify themselves as police—in fact, Mr. Thomas
argues that they never in fact identified themselves as police. Aplee. Br. 52.
Agent Durastanti, on the other hand, testified that he became involved when it
20
appeared that the trooper did not have full control over the stop. Aplt. App. 467-
68. He argues that the district court wrongfully viewed the events from the
perspective of the Lincoln’s occupants and did not take into account other
circumstances, such as the prior indication of criminal activity on the part of the
Lincoln’s occupants (including the agent’s observation of the Lincoln driving at
45-70 m.p.h. in a 30 m.p.h. residential zone and the fact that the Lincoln’s
registration was reported as not-on-file) and the presence of the marked patrol
unit. Aplt. Br. 42, 44-50; Aplt. App. 97, 495.
The parties agree that Agent Durastanti did not identify himself as a police
officer. Aplee. Br. 52. The district court characterized the dispute over whether
Agent Thompson identified himself by saying that Mr. Thomas introduced
“evidence that no individuals in the Lincoln heard Thompson state that he was a
police officer.” Aplt. App. 780. Accepting the district court’s characterization of
the dispute as a dispute over whether the occupants of the Lincoln heard
Thompson identify himself—as opposed to whether he actually did identify
himself—is immaterial. We must view the events from the perspective of the
officer, not the occupants of the Lincoln. Graham, 490 U.S. at 396. Even given a
factual dispute about whether Agent Thompson actually identified himself, Agent
Durastanti’s failure to identify them both as agents could still be viewed as
reasonable given the trooper’s marked patrol car behind the Lincoln, its
emergency lights, and Mr. Jones’ apparent compliance with the trooper’s directive
21
that Mr. Jones get back into the Lincoln. 9 Under these circumstances, it cannot be
considered reckless for a plainclothes officer to not identify himself as police.
See Medina, 252 F.3d at 1132 (stating that mere negligence is not sufficient to
create a Fourth Amendment violation).
That leaves whether Agent Durastanti’s decision to draw his weapon was
reckless. Although the district court referred to the agents’ “pointing their
weapons,” Aplt. App. 782, the parties offer different accounts of when the agents
drew their weapons and whether they were aimed initially at the Lincoln or its
driver, or not at all. Compare Aplt. Br. 46-47 with Aplee. Br. 15, 48, 51, 54.
Given this uncertainty, we must view the facts presented in the light most
favorable to Plaintiff, Walker v. City of Orem, 451 F.3d 1139, 1155 (10th Cir.
2006), and assume that the agents drew their weapons prior to the Lincoln
beginning to move.
As an initial matter, it is clear that “[a] law enforcement agent, faced with
the possibility of danger, has a right to take reasonable steps to protect himself
9
The fact that Agent Durastanti observed the occupants in the Lincoln
submit to the lawful authority of the uniformed state trooper who had his
emergency lights flashing readily distinguishes this case from Gutierrez-
Rodriguez v. Cartagena, 882 F.2d 553, 557 (1st Cir. 1989). Gutierrez-Rodriguez
upheld a sizeable jury verdict for a due process violation where plainclothes
officers fired upon a vehicle that drove away. The officers knew nothing about
the vehicle. It was late at night, and the officers were driving an unmarked car.
In contrast, Agent Durastanti was aware of the Lincoln’s prior activity, it was
daylight, and he certainly saw what reasonably appeared to be notice of police
presence.
22
. . . regardless of whether probable cause to arrest exists.” United States v.
Merkley, 988 F.2d 1062, 1064 (10th Cir. 1993) (quoting United States v.
Alexander, 907 F.2d 269, 272 (2d Cir. 1990)) (internal quotation marks omitted).
“There are no hard-and-fast rules regarding the reasonableness of force used
during investigatory stops, and prior cases have eschewed establishing any bright-
line standards for permissible conduct.” Id. Here, the question is whether the
agents’ having observed the Lincoln driving erratically and at high speed and
away from a high crime area—combined with the vehicle’s tag having been
reported as not-on-file and the vehicle’s brief (and, according to the agents,
suspicious) stop at a residence, see Aplt. Br. 42—would be sufficient for a law
enforcement officer to reasonably conclude that the use of a gun in connection
with the stop was necessary for protection. See United States v. Merritt, 695 F.2d
1263, 1273 (10th Cir. 1982). Merely because the suspects would later turn out to
be unarmed is not “outcome determinative.” Blossom v. Yarbrough, 429 F.3d
963, 968 (10th Cir. 2005).
By way of background, Mr. Thomas repeatedly maintains that the
occupants of the Lincoln submitted to the state trooper’s lawful authority prior to
the Lincoln pulling out. Aplee. Br. 16, 36, 51. Accordingly, up until that point,
the agents’ drawing their weapons did not provoke the Lincoln’s occupants.
Thereafter, and given the wide latitude given officers to assess threats, an
objectively reasonable officer could draw his weapon under these circumstances.
23
See United States v. Holt, 264 F.3d 1215, 1223 (10th Cir. 2001). The agents had
observed the occupants driving an apparently stolen vehicle in a reckless manner
and away from a high crime area, as though they were fleeing a crime; something
more than a traffic violation was suspected. Additionally, Agent Durastanti saw
the occupants leaving after being stopped by a uniformed state trooper in a
marked patrol car with emergency lights, and after the occupants’ apparent initial
compliance with the trooper’s commands. A reasonable officer based upon the
totality of the circumstances certainly could believe that officer safety required
the display of and access to weapons.
For these reasons, the district court erred in finding a constitutional
violation based upon excessive force.
B. Whether, assuming a violation of the constitutional right against
unreasonable seizure, the right was clearly established
Even assuming that Agent Durastanti did violate Mr. Thomas’
constitutional right against an unreasonable seizure, we must determine whether
that right was “clearly established.” See Perez v. Ellington, 421 F.3d 1128, 1131
(10th Cir. 2005) (“If our de novo review of Plaintiffs’ version of the facts reveals
that they do not amount to a violation of a clearly established right, we can
reverse on an interlocutory basis.”). “The relevant, dispositive inquiry in
determining whether a right is clearly established is whether it would be clear to a
reasonable officer that his conduct was unlawful in the situation he confronted.”
24
Saucier, 533 U.S. at 202. “Ordinarily, in order for the law to be clearly
established, there must be a Supreme Court or Tenth Circuit decision on point, or
the clearly established weight of authority from other courts must have found the
law to be as the plaintiff maintains.” Medina v. City and County of Denver, 960
F.2d 1493, 1498 (10th Cir. 1992); see Smith v. Cochran, 339 F.3d 1205, 1215
(10th Cir. 2003). While there does not have to be a case that is factually
identical, it must still be apparent to a reasonable officer in light of pre-existing
law that his conduct was unlawful. Price-Cornelison v. Brooks, 524 F.3d 1103,
1118 (10th Cir. 2008); see Walker, 451 F.3d at 1151. The plaintiff bears the
burden of citing to us what he thinks constitutes clearly established law. Albright
v. Rodriguez, 51 F.3d 1531, 1534-35 (10th Cir. 1995).
On appeal, Mr. Thomas relies upon the two cases that the district court
identified as providing the clearly established law that Agent Durastanti violated.
First, the court cited Holland ex rel. Overdorff v. Harrington, 268 F.3d 1179,
1192 (10th Cir. 2001), as establishing that “‘the pointing of firearms . . . should
be predicated on at least a perceived risk of injury or danger to the officers or
others, based upon what the officers know at that time.’” Aplt. App. 783.
Second, the court cited Ryder v. City of Topeka, 814 F.2d 1412, 1417 (10th Cir.
1987), to support the proposition that “officers cannot use deadly force to prevent
the escape of a suspect.” Aplt. App. 783. Neither case clearly establishes the law
with regard to the specific context of the case presented here. See Brosseau v.
25
Haugen, 543 U.S. 194, 198 (2004) (quoting Saucier, 533 U.S. at 201, for the
proposition that the inquiry into whether the law is clearly established “‘must be
undertaken in light of the specific context of the case, not as a broad general
proposition’”).
Holland is not factually analogous. In Holland, the police pointed firearms
at children and held the children at gunpoint after the officers had gained
complete control of the situation. 268 F.3d at 1193. Here, in contrast, there was
a rapidly developing situation and the officers clearly did not have complete
control of the events that were unfolding. While Holland clearly states that the
display of weapons should be predicated on a perceived risk of danger based on
what an officer knows at the time, none of the risks or concerns identified by
Agent Durastanti had been obviated when his weapon was displayed. Holland
simply does not clearly establish that an officer may not draw his weapon when
there is a rapidly developing situation with a traffic stop and the officers’
concerns have not been obviated.
Ryder likewise does not clearly establish that Agent Durastanti could not
use deadly force in attempting to stop the Lincoln. Ryder repeats the Supreme
Court’s rule that a police officer may not seize a fleeing, non-dangerous suspect
by shooting him. 814 F.2d at 1417. However, Ryder also states that police may
use deadly force to apprehend a fleeing suspect where the officers have probable
cause to believe the suspect poses a threat of serious physical harm. Id. at 1418.
26
As discussed above, that is the situation presented in this case; the Lincoln posed
an immediate threat of significant bodily injury or death to the agents and
therefore Agent Durastanti was justified in using deadly force. Far from showing
that Agent Durastanti violated clearly established law, Ryder suggests that Agent
Durastanti’s actions comported with clearly established law.
A more analogous case is Robinson, where an INS agent identified himself
as police, told the driver to put his hands up, and pointed his firearm at the driver.
415 F.3d at 1254. The driver began to move forward at a speed of one to two
miles per hour—rather than get crushed, the officer shot the driver. Id. The
Eleventh Circuit had no difficulty concluding that the officer could use deadly
force to stop a slow moving vehicle about to injure him. Id. at 1256. In addition
to finding no constitutional violation, the court also held that no clearly
established law suggested otherwise. Id. at 1256-57. Finally, the court declined
to entertain other factual disputes concerning the circumstances under which the
officer fired his gun. Id. at 1257. Mr. Thomas argues that Robinson is
distinguishable because here the Lincoln was moving slowly towards Agent
Durastanti and posed no real threat—a contention that we have rejected above as
inconsistent with the latitude given officers and qualified immunity.
The dissent contends that we have ignored the most relevant disputed facts,
specifically how Agent Durastanti ended up in front of the Lincoln and where he
was when the first shots were fired, in addition to placing too great a focus on a
27
relevant disputed fact, the speed of the Lincoln. Yet the dissent also urges that
“in disregarding the factual dispute regarding the Lincoln’s speed,” Dissent at 3,
we have misapplied Scott, 550 U.S. at 372, as the entire sequence of events was
not recorded and Mr. Thomas’s version of the events is not blatantly contradicted
by the record. Finally, the dissent contends that the law was clearly established in
January 2006 based upon general principles concerning the use of deadly force.
“[I]t was unreasonable to step deliberately in front of the Lincoln and use deadly
force to try to stop its flight from a traffic stop.” Dissent at 7 n.3.
We must disagree with the dissent’s analysis. As we have explained, the
events must be evaluated from the perspective of a reasonable, even if mistaken,
officer. Agent Durastanti observed what appeared to be a stolen vehicle being
driven in a reckless manner as though in flight, something more than a mere
traffic violation. The Lincoln then submitted to a uniformed state trooper’s show
of lawful authority until it began pulling out of the parking lot. Agent Durastanti
observed this. Once the Lincoln pulled away, Officer Durastanti was certainly
entitled to assist in regaining control of the situation even if it brought him into
close proximity of the Lincoln. See Armijo ex rel. Armijo Sanchez v. Peterson,
601 F.3d 1065, 1075 (10th Cir. 2010) (the Fourth Amendment does not require
officers to use the least restrictive means in investigating a threat). The video
makes it clear that the Lincoln did not stop, but rather continued while Agent
Durastanti’s efforts to assist placed him in in a dangerous situation,
28
notwithstanding that the Lincoln may have been moving slowly and deliberately.
Given the close proximity of the agents, we have no doubt that the Lincoln was
being driven “in such fashion as to endanger human life”—that of the agents.
Scott, 550 U.S. at 380. Moreover, we have explained that even if the video does
not conclusively establish the speed of the Lincoln, qualified immunity is
warranted.
Given Mr. Thomas’s version of the events and what the record establishes,
we have addressed the legal question of whether the force was excessive. See
Scott, 550 U.S. at 381 n.8. We cannot say that the use of deadly force in these
circumstances was objectively unreasonable; courts have little difficulty in
concluding that an officer’s reasonable perception that a vehicle may be used as a
weapon may allow for the use of deadly force. See McCullough v. Antolini, 559
F.3d 1201, 1207 (11th Cir. 2009) (“We have . . . consistently upheld an officer’s
use of force and granted qualified immunity in cases where the decedent used or
threatened to use his car as a weapon to endanger officers or civilians
immediately preceding the officer’s use of deadly force.”). The fact that flight
from a traffic stop may have precipitated these events does not make the vehicle
any less dangerous. Of course, each case turns on its own facts and
circumstances. See Zia Trust Co. ex rel. Causey v. Montoya, 597 F.3d 1150,
1154-55 (10th Cir. 2010) (upholding the denial of qualified immunity in deadly
force case where van was stuck on a retaining wall and officer was fifteen feet
29
away). In these close confines, Agent Durastanti’s actions (even if mistaken)
were within the range of reasonableness allowed law enforcement agents under
the excessive force and qualified immunity doctrines. See Brousseau v. Haugen,
543 U.S. 194, 201 (2004).
REVERSED.
30
Thomas v. Durastanti, No. 07-3343
EBEL, Circuit Judge, dissenting.
I agree with the majority opinion’s Sections I and II, as well as the
opinion’s general discussion of the law pertaining to Fourth Amendment
excessive force claims. Further, I would conclude, as the majority assumes, that
under the circumstances of this case Plaintiff Rickey Lee Thomas was seized
when Defendant John Durastanti shot him. But I cannot agree with the remainder
of the majority opinion and would, instead, affirm the district court’s decision to
deny Durastanti qualified immunity because there are genuinely disputed material
facts that a jury, and not this court, must resolve.
Thomas alleged that Durastanti seized him using excessive force. “The
reasonableness of the use of force depends not only on whether the officers were
in danger at the precise moment that they used force, but also on whether the
officers’ own reckless or deliberate conduct during the seizure unreasonably
created the need to use such force.” Jiron v. City of Lakewood, 392 F.3d 410,
415 (10th Cir. 2004) (quotation omitted). In light of that, Thomas’ claim was
two-fold: 1) Durastanti used excessive force when, although in no immediate
danger, he deliberately stepped in front of the Lincoln and began firing into it in
an effort to stop the Lincoln’s flight. And 2) even if the use of deadly force was
reasonable at the moment Durastanti first fired into the Lincoln, his own reckless
or deliberate conduct in approaching the Lincoln with his gun drawn, while
wearing plain clothes, having just gotten out of an unmarked Ford Explorer, and
never identifying himself as a law enforcement officer, precipitated the later need
to use deadly force by creating circumstances in which the Lincoln’s driver,
Almario Smith, reasonably believed he was about to be robbed or assaulted. We
need address only Thomas’ first theory in order to affirm the denial of qualified
immunity.
In defense of Thomas’ allegation that Durastanti, not being in any
immediate danger, deliberately stepped into the Lincoln’s path and began
shooting in order to stop the Lincoln’s flight, Durastanti asserts, to the contrary,
that he was rushing around the back of his Explorer to check on his partner and in
doing so found himself confronted by the Lincoln accelerating towards him as it
headed out of the parking lot. Being only a car’s length away from the Lincoln
and unable to get out of its way, Durastanti feared for his life and therefore shot
at the Lincoln in self defense.
Confronted with these divergent stories, the district court held that factual
disputes material to this claim precluded entering summary judgment for
Durastanti based upon qualified immunity, specifically determining that “[t]he
actions of all the individuals involved in this incident are in dispute.” (Aplt. App.
at 780.) We do not have jurisdiction, in this interlocutory appeal, to consider the
propriety of the district court’s determination that there remain disputed issues of
material fact. See Couture v. Bd. of Educ. of Albuquerque Pub. Sch., 535 F.3d
1243, 1249 (10th Cir. 2008). Nonetheless, the majority concludes we can ignore
2
these factual disputes because they are either not genuine or not material to
Thomas’ claim. I am not persuaded.
The majority is able to avoid these factual disputes only by focusing on less
relevant aspects of the incident and avoiding entirely the most relevant disputed
facts. In addressing Thomas’ first theory of recovery, the majority focuses almost
exclusively on the speed at which the Lincoln was traveling out of the parking lot.
While that is relevant to Thomas’ claim, it is certainly not the most crucial
disputed fact.
Moreover, in disregarding the factual dispute regarding the Lincoln’s
speed, the majority misapplies Scott v. Harris, 550 U.S. 372 (2007). In
determining that there was a factual dispute as to how fast the Lincoln was
moving, the district court noted that Thomas had evidence indicating that the
Lincoln was moving very slowly when it hit Durastanti. Relying on Scott, the
majority opinion concludes that there is no genuine factual dispute about the
speed the Lincoln was traveling because, contrary to the district court’s
determination, the video of the incident taken from the state trooper’s patrol car
conclusively established that the Lincoln “was moving deliberately out of the
parking lot.” 10 (Op. at 15.)
10
It is not obvious that the fact that the Lincoln was travelling
“deliberately” out of the parking lot is contrary to the district court’s
determination that Thomas had evidence that the Lincoln was moving very
(continued...)
3
Scott provides an exception to the usual rule that a court, in considering a
motion for summary judgment based upon qualified immunity, must accept the
facts as the plaintiff has alleged and supported them. See 550 U.S. at 379-81.
Scott instead permits a court to reject the plaintiff’s version of events when the
record “blatantly contradict[s]” that version. See id. at 380.
In this case, however, the video does not “blatantly contradict” Thomas’
version of events. The video shows only a very small portion of the
thirty-seven-second incident occurring in the gas station parking lot. 11 The video
10
(...continued)
slowly. One acts deliberately by acting in a deliberate manner, “characterized by
or resulting from slow careful consideration of effects and consequences,” and in
a “slow, unhurried and steady manner.” Webster’s Third Int’l Dictionary, 596
(1986). A person could surely drive both deliberately and very slowly.
11
In this respect, this case is very different from Scott. In Scott, Victor
Harris sued Deputy Scott alleging the officer used excessive force to stop Harris
after Harris refused to stop when the officer tried to pull him over for speeding.
See 550 U.S. at 374-76. For six minutes Deputy Scott pursued Harris ten miles
down a two-lane road, until Harris lost control of his vehicle after Scott bumped
his car from behind. See id. at 374-75. Harris alleged that during this chase, he
remained in control of his vehicle, slowed for turns and intersection, used his turn
signal and did not otherwise present an actual threat to other motorists or
pedestrians. See id. at 378-79. Ordinarily, a court considering a motion for
qualified immunity would have to accept that version of the events. See id. at
378. But in Scott, a video camera in Deputy Scott’s vehicle recorded the entire
six-minute chase. See id. at 378-79. And that video showed “quite a different
story,” depicting Harris driving “shockingly fast,” running red lights, swerving
around more than a dozen cars, crossing the yellow line and forcing cars in both
directions to drive onto the shoulder of the road to avoid Harris. Id. at 379. It
was under these circumstances that the Supreme Court held that “[w]hen opposing
parties tell two different stories, one of which is blatantly contradicted by the
record, so that no reasonable jury could believe it, a court should not adopt that
(continued...)
4
gives the viewer a brief glimpse of the Lincoln turning into the Valero station, ten
seconds ahead of Trooper Spencer. But because the trooper was not able to pull
into the station and park directly behind the Lincoln, the video does not record
any of the events that occurred in that parking lot up until the state trooper begins
to follow the Lincoln out into the street, thirty-five seconds later. And even then
the video shows only the back of the Lincoln as it moves around the ATF agents’
Explorer. Further, because the Explorer is parked between the trooper’s car and
the Lincoln, the video does not show Durastanti with any clarity until he rolls off
the left front of the Lincoln a few seconds later. So, yes, at that moment a viewer
can gauge the speed of the Lincoln. But the video does not show the speed of the
Lincoln at the time Durastanti stepped in front of it, or at the time he first shot
into it. More relevant to Thomas’ claim, the video does not show how Durastanti
got in front of the Lincoln or his position when he shot into the car. The district
court determined that there were genuine factual disputes as to those critical
circumstances. And the video does not provide a clear basis to disregard that
determination. See York v. City of Las Cruces, 523 F.3d 1205, 1210-11 (10th
11
(...continued)
version of the facts for purposes of ruling on a motion for summary judgment.”
Id. at 380. In Scott, then, because Harris’ “version of events [wa]s so utterly
discredited by the record that no reasonable jury could have believed him,” the
court did not have to accept his version of the events. Id. Instead, the court
considering Deputy Scott’s motion for summary judgment based upon qualified
immunity “should have viewed the facts in the light depicted by the videotape.”
Id. at 380-81.
5
Cir. 2008) (declining to disregard plaintiff’s version of events based upon
audiotape that captured only part of the relevant events).
The majority opinion further concludes that it is immaterial that the video
does not show Durastanti stepping into the path of the Lincoln, because it is a
“[g]iven that [he] undoubtedly was in the Lincoln’s path.” But how he got in the
Lincoln’s path is a fact critical to Thomas’ theory of recovery. The majority
further assures us that, although the video does not show where Durastanti was
when he first shot into the car, we can use “logic” to surmise where he must have
been. That fact, too, is crucial to Thomas’ claim and it remains disputed. The
majority’s use of the video to disregard this factual dispute and instead infer what
must have happened is an improper application of Scott, see York, 523 F.3d at
1210-11, particularly on interlocutory appeal from the district court’s
determination that disputed material factual disputes precluded summary
judgment based upon qualified immunity.
The majority thus errs in relying on Scott to disregard a genuine factual
dispute regarding the speed of the Lincoln when Durastanti shot into the car.
Moreover, the majority does not even address the district court’s determination
that there were genuine disputes regarding the facts most material to Thomas’
claim, how Durastanti got in front of the Lincoln and where he was when he first
shot into that car. We do not have jurisdiction to review that determination. See
Couture, 535 F.3d at 1249. And the district court did not err in determining that a
6
reasonable jury could find that Durastanti acted unreasonably in light of the facts
as Thomas has alleged them and as a reasonable officer in Durastanti’s position
would have perceived them. I would, therefore, affirm the district court’s
decision to deny Durastanti qualified immunity. 12
12
I would also conclude, contrary to the majority, that the district court
correctly determined that the law governing excessive force claims was clearly
established. In addressing an excessive force claim,
[a]n officer using force in the course of a seizure of a citizen is
entitled to qualified immunity unless the level of force violated
clearly established Fourth Amendment law. . . . This inquiry turns
on the objective legal reasonableness of the action, assessed in light
of the legal rules that were clearly established at the time it was
taken.
Thomson v. Salt Lake County, 584 F.3d 1304, 1313 (10th Cir. 2009) (quotation,
citations omitted). Said another way, “an officer’s violation of the Graham [v.
Connor, 490 U.S. 386 (1989)] reasonableness test is a violation of clearly
established law if there are no substantial grounds for a reasonable officer to
conclude that there was legitimate justification for acting as []he did.” Buck v.
City of Albuquerque, 549 F.3d 1269, 1291 (10th Cir. 2008) (quotations omitted).
It was clearly established by January 2006 that the use of “deadly force is
justified only if a reasonable officer in the officer’s position would have had
probable cause to believe that there was a threat of serious physical harm to
himself or others.” Cordova v. Aragon, 569 F.3d 1183, 1192 (10th Cir. 2009)
(citing, e.g., Graham, 490 U.S. at 396), cert. denied, 130 S. Ct. 1146 (2010).
Again viewing the evidence in the light most favorable to Thomas, it was clearly
established at that time that it was unreasonable to step deliberately in front of the
Lincoln and use deadly force to try to stop its flight from a traffic stop.
Therefore, because a reasonable jury could find that Durastanti’s conduct was
objectively unreasonable, the district court did not err in concluding that Thomas
had established a claim that Durastanti violated Thomas’ clearly established
Fourth Amendment rights.
7