FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
ANTHONY GUY,
Plaintiff-Appellant,
No. 08-56024
v.
D.C. No.
CITY OF SAN DIEGO, a public entity; 3:06-cv-00766-JM-
RICHARD W. GARCIA, an individual; LSP
DAVID MALEY, an individual;
OPINION
KEVIN FRIEDMAN, an individual,
Defendants-Appellees.
Appeal from the United States District Court
for the Southern District of California
Jeffrey T. Miller, District Judge, Presiding
Argued and Submitted June 5, 2009
Submission deferred June 15, 2009
Resubmitted January 12, 2010
Las Vegas, Nevada
Filed June 17, 2010
Before: Ronald M. Gould and Johnnie B. Rawlinson,
Circuit Judges, and Ralph R. Beistline,*
Chief District Judge.
Opinion by Judge Gould;
Dissent by Judge Rawlinson
*The Honorable Ralph R. Beistline, Chief United States District Judge
for the District of Alaska, sitting by designation.
8863
8866 GUY v. SAN DIEGO
COUNSEL
Steven M. Shewry (argued), Shewry & Van Dyke, LLP, San
Diego, California, for the plaintiff-appellant.
Michael J. Aguirre, City Attorney; Andrew Jones, Deputy
City Attorney; George Frederick Schaefer (argued), Deputy
City Attorney; San Diego, California, for the defendants-
appellees.
OPINION
GOULD, Circuit Judge:
Anthony Guy appeals the district court’s denial of his
motion for a new trial on damages following a jury verdict
GUY v. SAN DIEGO 8867
that was reached in his 42 U.S.C. § 1983 action. The jury con-
cluded that police officer David Maley used excessive force
when he detained Guy during a late-night confrontation, but
the jury awarded only nominal damages, and that prompts
Guy’s appeal seeking a new trial solely on damages. Guy also
appeals the district court’s decision not to award him attor-
ney’s fees and nontaxable costs as the prevailing party in the
lawsuit. We conclude that substantial evidence supported the
jury’s damages verdict, but we reverse the district court’s
decision not to award costs and attorney’s fees.
I
Anthony Guy left a bar in the San Diego nightlife district
near its closing time on January 2, 2005. Guy had consumed
four beers during his three-and-one-half hours at the bar, but
he testified that he was not intoxicated when he left. Just out-
side the bar, Guy saw someone punch another person in the
back of the head, and he saw two other people come to the aid
of the initial puncher. Guy joined the fight and punched at
least one person from behind.
Meanwhile, San Diego Police Department (“SDPD”) Offi-
cer David Maley and several other SDPD officers were sta-
tioned across the street to monitor the area as bars closed for
the night. Maley heard another officer, fellow defendant Rich-
ard W. Garcia, yell “fight,” and Maley observed the fight
involving Guy.
The parties dispute the following events. Guy testified at
trial that Maley approached him from behind and grabbed him
without first identifying himself as a police officer. Guy said
that he threw the unknown assailant off him but in so doing
Guy’s sweatshirt was pulled up and blocked his vision. Guy
said he then punched and hit the other person and at that point
heard Maley identify himself as a police officer. Maley testi-
fied, on the other hand, that he approached Guy from the front
at an angle and yelled “police” as he approached. Maley said
8868 GUY v. SAN DIEGO
that Guy threw a punch at him but missed. Maley testified that
he then grabbed Guy and, as Guy pulled back, Guy’s
sweatshirt came completely off and did not obscure Guy’s
vision. Maley said Guy then faced him in a fighting stance
and thereafter Maley pulled Guy to the ground and pinned
him.
Guy testified that once Maley identified himself as a police
officer he ceased all resistance for the duration of the incident.
Maley testified, however, that Guy continued to struggle and
resist after Maley pinned him down and that in response
Maley sprayed Guy in the face with pepper spray. Guy did not
claim that Maley sprayed him with pepper spray at that point.
The parties do not dispute that after Maley pinned Guy to
the ground, Maley handcuffed Guy and led him across the
street to a police car. As Maley searched Guy, Guy said,
“Why don’t you relax a little bit there, tough guy?” Maley
then performed a control maneuver during which Guy, while
handcuffed, was thrown to the ground. Officers Garcia and
Kevin Friedman then assisted Maley in helping to control
Guy. At some point while Guy was on the ground near the
police car, Maley applied pepper spray directly onto Guy’s
face.
Guy testified that despite offering no resistance, Maley and
the other officers repeatedly kicked and beat him. Maley, Gar-
cia, and Friedman all testified, however, that Guy was not
compliant but instead was yelling, cursing, and thrashing his
legs. They also testified that Guy was generally physically
combative, even after Maley placed him in handcuffs. Fried-
man and Garcia claimed that they did not beat Guy but only
placed their feet on him to stop him from kicking and to assist
Maley in controlling him. A third-party witness confirmed the
officers’ account that they did not punch or kick Guy. The
parties agreed that Guy did not resist after Maley applied pep-
per spray (for the second time, according to Maley’s testi-
mony).
GUY v. SAN DIEGO 8869
Guy testified that several of Maley’s actions injured him.
Guy claimed that Maley tightened the handcuffs so much that
they caused painful welts on his wrists. He also contended
that when Maley threw him to the ground the impact tore skin
off his shoulder and face. Guy further testified that after
throwing him to the ground, Maley yanked and injured Guy’s
thumb. Finally, Guy claimed that the pepper spray caused him
excruciating pain.
Eventually, Maley and Garcia drove Guy to SDPD head-
quarters, where Guy complained of multiple injures, specifi-
cally to his thumb, and then drove Guy to the hospital for
treatment. The parties do not dispute the nature of Guy’s inju-
ries.
The SDPD conducted an internal affairs investigation of the
incident, which exonerated Maley of any wrongdoing. The
district court excluded from trial all evidence relating to the
internal affairs investigation at the request of the defendants.
Guy filed a civil complaint against the City of San Diego1
and officers Maley, Friedman, and Garcia alleging, among
other things, that the officers used excessive force in violation
of Guy’s Fourth Amendment rights and 42 U.S.C. § 1983.
The jury returned a special verdict in favor of the defendants
on all claims, except that the jury determined that Maley, and
not Garcia or Friedman, “violate[d] Plaintiff’s Fourth Amend-
ment right to be free from excessive force.” The jury also
found that “the action(s) of [Maley] cause[d] injury, damage,
loss, or harm to Plaintiff.” However, the jury awarded no
compensatory or punitive damages.
Because of the possible incongruity between the jury’s ver-
dict finding a violation and injury but awarding no damages,
the district court told the parties it would instruct the jury to
award at least one dollar in nominal damages for a constitu-
1
The City of San Diego was later dismissed from the suit.
8870 GUY v. SAN DIEGO
tional violation, even if it found no compensatory damages.
Guy’s counsel responded: “I think that’s exactly what I’d like
them to do.” The district court prepared a supplemental spe-
cial verdict form that asked the jury, “What amount of nomi-
nal damages do you award against Defendant Maley” on the
Fourth Amendment claim and also asked the jury for its
award of punitive damages, if any. Guy’s counsel did not
object to the wording of the supplemental special verdict
form. The jury then awarded one dollar of nominal damages
and no punitive damages.
Guy filed a motion for a new trial on damages and a motion
for an award of attorney’s fees and costs as the prevailing
party in a § 1983 action. The district court denied the new
trial motion, reasoning that substantial evidence supported the
nominal damage award and nominal damages were consistent
with the jury’s verdict that Maley used excessive force. The
district court explained that the parties agreed that Maley used
excessive force when he threw Guy to the ground, but the dis-
trict court concluded that the jury could have found that all of
the injuries Guy suffered were the result of the officers’ law-
ful use of force. The district court denied Guy’s motion for
attorney’s fees because it determined that Guy’s lawsuit did
not achieve any tangible results other than the nominal dam-
age award. Guy timely appealed the denial of both motions.
II
We review for abuse of discretion a district court’s denial
of a motion for a new trial. Wharf v. Burlington N. R. Co., 60
F.3d 631, 637 (9th Cir. 1995). We must uphold a jury verdict
if it is supported by substantial evidence. Pavao v. Pagay, 307
F.3d 915, 918 (9th Cir. 2002). Substantial evidence is evi-
dence “adequate to support the jury’s conclusion, even if it is
also possible to draw a contrary conclusion.” Id. Specifically,
we must uphold a jury’s damages award unless the amount is
“clearly not supported by the evidence, or only based on spec-
ulation or guesswork.” L.A. Mem’l Coliseum Comm’n v. Nat’l
GUY v. SAN DIEGO 8871
Football League, 791 F.2d 1356, 1360 (9th Cir. 1986) (inter-
nal quotation marks omitted). “The credibility of witnesses
and the weight of the evidence are issues for the jury that are
generally not subject to appellate review.” Murray v. Labor-
ers Union Local No. 324, 55 F.3d 1445, 1452 (9th Cir. 1995).
Finally, we review for abuse of discretion a district court’s
decision to deny attorney’s fees. Richard S. v. Dep’t of Devel-
opmental Servs. of the State of Cal., 317 F.3d 1080, 1085 (9th
Cir. 2003). We have long held that “[a] district court abuses
its discretion when it awards fees based on an inaccurate view
of the law or a clearly erroneous finding of fact.” Wilcox v.
City of Reno, 42 F.3d 550, 553 (9th Cir. 1994) (internal quota-
tion marks omitted). More recently, in United States v. Hink-
son, 585 F.3d 1247, 1251 (9th Cir. 2009) (en banc), we held
that in assessing abuse of discretion, we determine (1)
whether the district court identified the correct legal standard
for decision of the issue before it and (2) whether the district
court’s findings of fact and its application of those findings of
fact to the correct legal standard were “illogical, implausible,
or without support in inferences that may be drawn from facts
in the record.”
III
Guy contends that the jury’s nominal damage award cannot
be reconciled with its verdict stating that Maley used exces-
sive force and caused injury to Guy. Guy urges that we
remand for a new trial on damages because the jury’s verdict
was not supported by substantial evidence.
[1] Our precedent establishes that a party may appeal a
jury’s special verdict on the ground that the special verdict
answers are inconsistent even if that party does not raise the
issue to the district court. See Pierce v. S. Pacific Transp. Co.,
823 F.2d 1366, 1369 (9th Cir. 1987) (“[W]hen a jury’s [spe-
cial verdict] answers are irreconcilably inconsistent, a review-
ing court may review whether the answers support the
8872 GUY v. SAN DIEGO
judgment even in the absence of either a motion for directed
verdict or a motion for JNOV.”). However, we have a duty
“to reconcile the jury’s special verdict responses on any rea-
sonable theory consistent with the evidence.” Id. at 1370.
Emphasizing this duty to reconcile the jury’s responses when
possible, the Supreme Court has held: “Where there is a view
of the case that makes the jury’s answers to special interroga-
tories consistent, they must be resolved that way.” Atl. & Gulf
Stevedores, Inc. v. Ellerman Lines, Ltd., 369 U.S. 355, 364
(1962); see also Duk v. MGM Grand Hotel, Inc., 320 F.3d
1052, 1059 (9th Cir. 2003).
With the Supreme Court’s guidance in mind, we proceed to
consider whether the jury’s special interrogatory answers can
reasonably be reconciled. Guy first argues that the district
court erred by directing on the supplemental special verdict
form that the jury indicate “[w]hat amount of nominal dam-
ages” it would award rather than asking the jury for a com-
pensatory damages award. However, Guy waived this
argument because he did not object to the supplemental spe-
cial verdict form when the court submitted it to the jury. See
Saman v. Robbins, 173 F.3d 1150, 1155 (9th Cir. 1999). Guy
contends that, under Pierce, challenges to a special verdict
form are not waived even if they are not raised in district
court. See 823 F.2d at 1369-70. But in Saman, we held that
Pierce is limited to claims “that the jury’s answers were
inconsistent.” 173 F.3d at 1155 n.5. By contrast, when a party
is “complaining about the wording of the questions submitted
to the jury,” it “must object to the form of special interrogato-
ries in the trial court in order to preserve the issue for review
on appeal.” Id. at 1155 & n.5. Guy concedes that he accepted
the supplemental special verdict form wording in district
court, and thus he cannot challenge on appeal “the wording of
the questions submitted to the jury” in the supplemental spe-
cial verdict form. Id. at 1155 n.5.
Nonetheless, even though Guy did not object to the word-
ing of the supplemental special verdict form, we must still
GUY v. SAN DIEGO 8873
determine whether any reasonable theory consistent with the
evidence will serve to reconcile the jury’s nominal damage
award with its verdict stating that Maley used excessive force
and Guy suffered injury.
[2] Such a reconciliation takes as one premise the general
rule governing damages in a § 1983 action: “Whatever the
constitutional basis for substantive liability, damages awarded
in a § 1983 action must always be designed to compensate
injuries caused by the constitutional deprivation.” Farrar v.
Hobby, 506 U.S. 103, 115 (1992) (internal punctuation omit-
ted). “An award of nominal damages is intended to serve as
a symbol that defendant’s conduct resulted in a technical, as
opposed to injurious, violation of plaintiff’s rights.” Cum-
mings v. Connell, 402 F.3d 936, 945 (9th Cir. 2005). We have
affirmed nominal damage awards to victorious § 1983 plain-
tiffs. See, e.g., Soffer v. City of Costa Mesa, 798 F.2d 361,
363 (9th Cir. 1986) (upholding a nominal damage award in a
§ 1983 action because the plaintiff did not prove any damages
at trial).
[3] Guy contends that the jury’s special verdict answers are
inconsistent on their face because the jury could not have
found, as it did, that Maley’s actions “cause[d] any injury,
damage, loss, or harm” to Guy without also awarding some
compensatory damages. We disagree with Guy’s argument on
this point. The special verdict question on which the jury said
that Guy suffered some injury by its terms addressed and con-
cerned all of Maley’s “action(s).” This question can be con-
strued as asking about injury caused by all of Maley’s actions,
both those that were justified to subdue Guy, and those which
may have been excessive. The special verdict form that elic-
ited that Maley had caused some injury to Guy was not lim-
ited to actions of Maley that constituted excessive force. By
answering the injury question in the affirmative for Maley, the
jury could have meant only that some of Maley’s reasonable
actions caused injury, and not necessarily that Maley’s actions
constituting excessive force caused injury.
8874 GUY v. SAN DIEGO
Guy also argues that given the evidence at trial, the jury’s
nominal damage award cannot be reconciled with its verdict.
Guy contends that although the jury did not specify which of
Maley’s actions were excessive, each of the possible candi-
dates caused Guy some injury and therefore there was at least
some use of excessive force that compensatory damages must
remedy.2
Specifically, Guy submits that at trial he presented undis-
puted testimony of injury resulting from each of Maley’s
actions. Guy testified, for example, that he suffered substan-
tial cuts and scrapes when Maley threw him to the ground,
and the district court noted that “all parties agreed” that this
incident involved excessive force. Guy also testified that he
was injured when Maley handcuffed him tightly, when Maley
held him to the ground and twisted his thumb, and when
Maley, Garcia, and Friedman physically restrained him. Guy
also argues that the pepper spray caused him significant pain
and suffering.
[4] Guy is correct that his testimony concerning the nature
and cause of his injuries was undisputed at trial. But, contrary
to Guy’s assertion, it has long been held that a jury may prop-
erly refuse to credit even uncontradicted testimony. E.g.,
Quock Ting v. United States, 140 U.S. 417, 420-21 (1891)
(holding that even though uncontradicted testimony generally
should control a decision of the court, “that rule admits of
many exceptions,” including when the testimony is inconsis-
tent or contains omissions or when the witness’s demeanor
2
Guy’s burden of showing that the trial evidence would have compelled
a rational jury to find injury from Maley’s use of excessive force is made
much more difficult and complex because Guy did not ask the court to
give a supplemental verdict query to determine which of Maley’s actions
were excessive. Accordingly, to prevail on this record, Guy would have
to show that each of the police actions of Maley that might have been con-
sidered a use of excessive force caused him injury. Although he seeks to
do that, we conclude that he has not met his burden of showing that all
such actions necessarily caused him injury.
GUY v. SAN DIEGO 8875
raises doubt about the witness’s sincerity); Nat’l Labor Rela-
tions Bd. v. Howell Chevrolet Co., 204 F.2d 79, 86 (9th Cir.
1953) (referring to the proposition that a trier of fact must
accept uncontradicted testimony as “an ancient fallacy”); see
also Smith v. Comm’r, 800 F.2d 930, 935 (9th Cir. 1986)
(doubting credibility); Frank Music Corp. v. Metro-Goldwyn-
Mayer, Inc., 772 F.2d 505, 514 n.8 (9th Cir. 1985).
[5] Here, we know that the jury discredited at least some
of Guy’s testimony because it determined that Garcia and
Friedman did not use excessive force even though Guy testi-
fied that they repeatedly beat him when he offered no resis-
tance. The jury likely concluded that Guy resisted arrest
during at least part of the incident, and it may also have deter-
mined that Guy’s injuries resulted from his own thrashing and
kicking on the ground or from the officers’ justified responses
to Guy’s conduct. Furthermore, even if it was excessive force
for Maley to throw Guy to the ground, the jury could have
discredited Guy’s testimony that he was injured by this partic-
ular use of force. In trying to reconcile the different segments
of the jury’s verdict, we cannot properly ignore the possibility
that the jury concluded Maley acted excessively in some par-
ticular action, and not in others, and that the injury done to
Guy by Maley was from Maley’s actions not amounting to
use of excessive force.
[6] Because the jury discredited at least part of Guy’s testi-
mony, and because the jury’s nominal damage award can be
reconciled with its excessive force and injury verdict on a
“reasonable theory consistent with the evidence,” Pierce, 823
F.2d at 1370, we must accept this interpretation. See Atl. &
Gulf Stevedores, 369 U.S. at 364. Guy has not shown that the
jury’s verdict was clearly not supported by the evidence or
only based on speculation or guesswork. See L.A. Mem’l Coli-
seum Comm’n, 791 F.2d at 1360. Because a reasonable recon-
ciliation of the jury’s decisions is feasible, we conclude that
substantial evidence supported the jury’s verdict and that the
8876 GUY v. SAN DIEGO
district court did not abuse its discretion in denying a new
trial on damages.3
IV
[7] Despite winning only nominal damages, Guy is still a
prevailing party in a § 1983 action, and he is therefore eligible
for an award of attorney’s fees. See Wilcox, 42 F.3d at 554.
However, because the jury awarded only nominal damages,
attorney’s fees are appropriate if “the lawsuit achieved other
tangible results—such as sparking a change in policy or estab-
lishing a finding of fact with potential collateral estoppel
effects.” Id. at 555. One tangible result that Guy contends his
lawsuit achieved is alerting the SDPD internal affairs division
that its procedures for administrative review of excessive
force complaints are flawed because an impartial jury contra-
dicted its determination that Maley acted reasonably. Guy
also contends that the jury’s verdict alerted the SDPD that
Maley must be watched with a keen eye and that Maley now
knows that his conduct was suspect and if repeated may
expose him to an increased likelihood of an adverse jury ver-
dict.
The jury awarded no compensatory damages, and this lack
of damages normally would weigh against a fee award. See
Farrar, 506 U.S. at 115. But on the other hand, the jury held
that Maley used excessive force, and an award of fees is justi-
fiable if the jury verdict prompted a tangible benefit. Here, we
conclude that a fee award serves a purpose beneficial to soci-
ety by encouraging the City of San Diego to ensure that all of
its police officers are well trained to avoid the use of exces-
3
Our colleague in dissent contends that if the jury intended to find that
Guy’s injuries were caused by Officer Maley’s lawful actions, “it stands
to reason that the jury would have similarly found that Officer Maley’s
actions did not cause injury to Guy.” However, the dissent’s reasoning on
this does not “stand to reason” and in truth does not at all follow. The jury
could have rationally determined that Maley injured Guy as part of
Maley’s reasonable actions when Guy was resisting arrest.
GUY v. SAN DIEGO 8877
sive force, even when they confront a person whose conduct
has generated the need for police assistance.
Perhaps more important, a fee award sends an unmistakable
message to the City and its police department that even when
police officers reasonably must take forceful actions in
response to an incident, and even when such forceful actions
are permissible at first, if the officers go too far by unneces-
sarily inflicting force and pain after a person is subdued, then
the force, unnecessary in part of the action, can still be con-
sidered excessive. As an example, suppose extreme force is
needed to subdue a violent offender. Nonetheless, for police
officers to then kick the person when he or she is down, or to
use pepper spray to cause pain without any need to use it for
safety, may be considered excessive force by a jury. This is
significant here because the SDPD internal affairs division
concluded, contrary to the jury, that Maley did not use exces-
sive force. See Morales v. City of San Rafael, 96 F.3d 359,
363-64 (9th Cir. 1996) (reasoning that if the jury had awarded
only nominal damages, the plaintiff would nonetheless have
been entitled to attorney’s fees because his victory served the
public purpose of helping to protect him and others from
being subjected to similar unlawful treatment in the future and
constituted a warning to law enforcement officers to treat
civilians in a constitutional manner).
[8] The district court recognized that in a case where a
civil rights prevailing party received only a nominal award, as
here, to gain attorney’s fees a civil rights prevailing party
would have to show that the “lawsuit achieved other tangible
results.” In reaching this conclusion, which we think a correct
statement of law, the district court relied on our precedent in
Benton v. Or. Student Assistance Comm’n, 421 F.3d 901 (9th
Cir. 2005). There, despite the plaintiff receiving only a nomi-
nal damage award, the district court awarded attorney’s fees
on the view that the public would benefit from the plaintiff’s
success in showing the bias of a state official toward educa-
tors who had graduated from certain educational institutions,
8878 GUY v. SAN DIEGO
and that the plaintiff had achieved an endorsement of her cre-
dentials. Id. at 906-08. We reversed the district court’s fee
award, explaining that the mere fact that rights were violated
did not support a fee award and the judgment just showed that
the plaintiff prevailed, not that her credentials were trustwor-
thy. Id.
The district court in this case noted the grounds recited by
Guy in support of an award for attorney’s fees: that it would
show the SDPD that its investigation was inadequate and that
it would keep a watchful eye on officer Maley thereafter. But
the district court concluded that Guy prevailing on his exces-
sive force claim only showed that “Maley at some point dur-
ing his protracted contact with plaintiff used excessive force.”
It did not necessarily support that the SDPD would thereafter
keep a “watchful eye” on Maley. Further, Guy did not prevail
at all on his claims against other defendants.
Thus the case on this issue boils down to whether the dis-
trict court abused its discretion in deciding that Guy’s suit,
with its nominal damage award, had produced no tangible
results. In Hinkson we recently stated that in assessing abuse
of discretion we will consider (1) whether the district court
identified the correct legal standard for decision of the issue
before it and (2) whether the district court’s findings of fact
and its application of those findings of fact to the correct legal
standard were “illogical, implausible, or without support in
inferences that may be drawn from facts in the record.” 585
F.3d at 1251. Here, the district court stated the law correctly,
and the sole question is whether there was abuse of discretion
in the district court’s application of the tangible results test.
It might be argued that the district court’s decision was log-
ical and plausible because there is no evidence that the SDPD
changed its investigation procedures or modified its use-of-
force policies because of this case and therefore Guy did not
produce a tangible result. Likewise, Guy did not provide spe-
cific evidence that the SDPD is watching Maley more closely
GUY v. SAN DIEGO 8879
as a result of this case, particularly in light of the one dollar
nominal damage award.
[9] It is a close question, but we conclude that the district
court abused its discretion in completely rejecting Guy’s
request for attorney’s fees. The jury verdict that some of
Maley’s force was excessive offers clear and important guid-
ance to the police department, which is a sufficiently tangible
result. See Morales, 96 F.3d at 363-64. The SDPD now
knows, if it did not know before when it conducted its internal
review, that even if Maley’s force was initially justified, if it
went too far, i.e., if he harmed Guy unnecessarily or gratu-
itously after Guy had been subdued, then a jury may deter-
mine that force was excessive.
[10] We are therefore not prepared to say that the jury ver-
dict produced no tangible results. It is logical to expect, in the
face of this jury verdict, that the police department would take
a closer look at the level of force used by its police officers
after they have subdued a suspect. Such a result, under the cir-
cumstances of this case, would justify some amount of costs
and attorney fees. Of course, in determining the amount of
such an award, the trial court may consider, among other
things, Guy’s limited success in obtaining only nominal mon-
etary damages. See Farrar, 506 U.S. at 115.
[11] We remand to the district court for a determination of
the amount of costs and attorney’s fees to be awarded. Pursu-
ant to Federal Rule of Appellate Procedure 39(a) and Ninth
Circuit General Order 4.5(e), each party shall bear its own
costs on appeal.
AFFIRMED IN PART, REVERSED IN PART, AND
REMANDED.
8880 GUY v. SAN DIEGO
RAWLINSON, Circuit Judge, dissenting in part:
I agree in principle that a plaintiff may be a prevailing party
when he is awarded nominal damages. However, considering
the facts of this case, I would not reach that issue. Instead, I
would hold that the jury’s award of nominal damages cannot
be reconciled with the record evidence in this case.
It is important to keep in mind the foundational rubric that
governs our review of the damages award. As the majority
recognizes, our duty to reconcile the jury’s special verdict
responses is predicated on consideration of “any reasonable
theory consistent with the evidence.” Pierce v. S. Pacific
Transp. Co., 823 F.2d 1366, 1370 (9th Cir. 1987) (citations
omitted) (emphasis added). In applying this precedent, the
majority opinion offers the following statements of justifica-
tion to support its holding that the award of nominal damages
was consistent with the finding of excessive force:
• The jury likely concluded that Guy resisted arrest
during at least part of the incident . . .
• [The jury] may also have determined that Guy’s
injuries resulted from his own thrashing and kick-
ing on the ground or from the officers’ justified
responses to Guy’s conduct.
• [E]ven if it was excessive force for [Officer]
Maley to throw Guy to the ground, the jury could
have discredited Guy’s testimony that he was
injured by this particular use of force.
• In trying to reconcile the different segments of
the jury’s verdict, we cannot properly ignore the
possibility that the jury concluded [Officer]
Maley acted excessively in some particular
action, and not in others, and that the injury done
to Guy by [Officer] Maley was from [Officer]
GUY v. SAN DIEGO 8881
Maley’s actions not amounting to use of exces-
sive force.
Majority Opinion, pp. 8874-75 (emphases added).
Notably, none of these statements is linked to the evidence
admitted at trial. For example, there is no reference to any tes-
timony or other evidence that even remotely suggests that
Guy was injured by “his own thrashing and kicking on the
ground” or that his injuries were of the type that would be
inflicted by “thrashing and kicking on the ground.” Rather,
the majority’s statements of justification stray perilously
closer to speculation than to reconciliation of the verdict with
the evidence in the record.
The majority seeks to minimize Guy’s uncontroverted testi-
mony regarding the extent of his injuries by postulating that
the jury may have discredited Guy’s uncontradicted testi-
mony. See Majority Opinion, p. 8875. However, the cases in
support of this proposition are easily distinguished. In Quock
Ting v. United States, 140 U.S. 417, 420 (1891), the United
States Supreme Court explicitly acknowledged that uncontra-
dicted testimony generally controls the outcome of a case.
The Court then recognized that there are exceptions to the
general rule that uncontradicted testimony controls the out-
come of a case. The specific exceptions noted in Quock Ting
and parroted by the majority, see Majority Opinion, p.
8874-75, were inconsistent testimony, testimony containing
omissions, or a demeanor on the part of the witness that raises
doubt about the witness’s sincerity. See Quock Ting, 140 U.S.
at 420-21. However, there is not one scintilla of evidence in
the record to suggest that Guy’s testimony was inconsistent or
contained omissions, or that anything about Guy’s demeanor
raised doubts about his credibility. Nothing of the sort was
even suggested in Appellees’ brief on appeal or during oral
argument.
The other cases cited by the majority make the same point.
In National Labor Relations Bd. v. Howell Chevrolet Co., 204
8882 GUY v. SAN DIEGO
F.2d 79, 86 (9th Cir. 1953), we recognized that “carriage,
behavior, bearing, manner and appearance of a witness,—his
demeanor,—” may cause the trier of fact to reject uncontra-
dicted testimony. Again, not a hint of demeanor influence is
apparent from the record, the briefing or from the oral argu-
ment of the parties. Indeed, a crucial distinction between this
case and Howell Chevrolet is that the trier of fact in Howell
Chevrolet “resolved questions of credibility in favor of those
who testified on the other side.” Id. The majority makes this
point by observing that “the jury discredited at least some of
Guy’s testimony because it determined that Garcia and Fried-
man did not use excessive force even though Guy testified
that they repeatedly beat him when he offered no resistance.”
Majority Opinion, p. 8875. As an initial matter, I note that it
is not a foregone conclusion that Guy’s testimony was dis-
credited by the jury. Also, it is just as likely that the jury cred-
ited his testimony in accordance with the judge’s instructions,
but determined that the force used did not meet the legal defi-
nition of excessive force. This observation is also notable for
what it omits—that the jury absolutely did not discredit Guy’s
testimony as it related to the actions of Officer Maley. As
reflected in the jury’s response to the special interrogatory,
the jury credited Guy’s testimony on this point, and affirma-
tively found that Officer Maley used excessive force against
Guy, and that Officer Maley’s actions caused injury to Guy.
Smith v. Comm’r, 800 F.2d 930 (9th Cir. 1986) is singularly
unhelpful to the majority. The witness’s testimony in that
case, although uncontroverted, was found by the trier of fact
to be “vague and inadequate.” Id. at 935. No such finding
exists in reference to Guy’s testimony. The same can be said
for the majority’s bare citation to note 8 of Frank Music Corp.
v. Metro-Goldwyn-Mayer, Inc., 772 F.2d 505, 514 (9th Cir.
1985). Bottom line, reference to the cases cited by the major-
ity, cannot obscure the fact that the jury expressly credited
Guy’s testimony that Officer Maley used excessive force
against Guy, and that Officer Maley’s actions caused injury
to Guy, as reflected in the jury’s response to the special inter-
GUY v. SAN DIEGO 8883
rogatory. At the same time, the jury found that the other two
officers involved did not use excessive force against Guy and
that their actions did not cause his injuries. If, as the majority
posits, the jury intended to find that Guy’s injuries were
caused by Officer Maley’s “lawful” actions, it stands to rea-
son that the jury would have similarly found that Officer
Maley’s actions did not cause injury to Guy. In sum, the
majority’s purported reconciliation of the jury’s verdict com-
pletely disregards the probative evidence presented to the
jury. Cf. Pierce, 823 F.2d at 1370 (expressly linking its analy-
sis to evidence in the case).
Because the evidence in this case is not compatible with the
reconciliation analysis reflected in the majority opinion, I do
not agree that the district court acted correctly in denying
Guy’s motion for a new trial. In view of the undisputed evi-
dence of physical injury to Guy, I would vacate the nominal
damage award as irreconcilable. For that reason, I respectfully
dissent from the judgment entered by the majority.