F I L E D
United States Court of Appeals
Tenth Circuit
PUBLISH
JUL 18 1997
UNITED STATES COURT OF APPEALS
PATRICK FISHER
Clerk
TENTH CIRCUIT
WILFRED KEYES, individually and
on behalf of CHRISTI KEYES, a
minor; CHRISTINE A. COLLEY,
individually and on behalf of KRIS M.
COLLEY, and MARK A. WILLIAMS,
minors; IRMA J. JENNINGS,
individually and on behalf of
RHONDA O. JENNINGS, a minor;
ROBERTA R. WADE, individually
and on behalf of GREGORY L.
WADE, a minor; EDWARD J.
No. 95-1487
STARKS, JR., individually and on
behalf of DENISE MICHELLE
STARKS, a minor; JOSEPHINE
PEREZ, individually and on behalf of
CARLOS A. PEREZ, SHIELA R.
PEREZ and TERRY J. PEREZ,
minors; MAXINE N. BECKER,
individually and on behalf of DINAH
L. BECKER, a minor; EUGENE R.
WEINER, individually and on behalf
of SARAH S. WEINER, a minor,
Plaintiffs-Appellants,
and
CONGRESS OF HISPANIC
EDUCATORS, an unincorporated
association; MONTBELLO
CITIZENS’ COMMITTEE, INC.;
ARTURO ESCOBEDO and JOANNE
ESCOBEDO, individually and on
behalf of LINDA ESCOBEDO and
MARK ESCOBEDO, minors; EDDIE
R. CORDOVA, individually and on
behalf of RENEE CORDOVA, and
BARBARA CORDOVA, minors;
ROBERT PENA, individually and on
behalf of THERESA K. PENA and
CRAIG R. PENA, minors; ROBERT
L. HERNANDEZ and MARGARET
M. HERNANDEZ, individually and on
behalf of RANDY R. HERNANDEZ;
ROGER L. HERNANDEZ, RUSSELL
C. HERNANDEZ, RACHELLE J.
HERNANDEZ, minors; FRANK
MADRID, individually and on behalf
of JEANNE S. MADRID, a minor;
RONALD E. MONTOYA and NAOMI
R. MONTOYA, individually and on
behalf of RONALD C. MONTOYA, a
minor; JOHN E. DOMINGUEZ and
ESTHER E. DOMINGUEZ,
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individually and on behalf of JOHN E.
DOMINGUEZ, MARK E.
DOMINGUEZ and MICHAEL J.
DOMINGUEZ, minors; JOHN H.
FLORES and ANNA, individually and
on behalf of THERESA FLORES,
JONI A. FLORES and LUIS E.
FLORES, minors; MOORE SCHOOL
COMMUNITY ASSOCIATION, and
MOORE SCHOOL LAY ADVISORY
COMMITTEE; CITIZENS
ASSOCIATION FOR
NEIGHBORHOOD SCHOOLS, an
unincorporated association, and on
behalf of all others similarly situated,
Plaintiffs-Intervenors,
v.
SCHOOL DISTRICT NO. 1, Denver,
Colorado; THE BOARD OF
EDUCATION, SCHOOL DISTRICT
NUMBER ONE, DENVER,
COLORADO; WILLIAM C. BERGE,
individually and as President, Board of
Education, School District Number
One, Denver, Colorado; STEPHEN J.
KNIGHT, JR., individually and as
Vice President, Board of Education,
School District Number One, Denver,
Colorado; JAMES C. PERRILL;
FRANK K. SOUTHWORTH; JOHN
H. AMESSE; JAMES D. VOORHEES,
JR. and RACHEL B. NOEL,
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individually and as members, Board
Education, School District Number
One, Denver, Colorado; ROBERT D.
GILBERTS, individually and as
Superintendent of Schools, School
District Number One, Denver,
Colorado,
Defendants-Appellees,
MR. AND MRS. DOUGLAS
BARNETT, individually and on behalf
of JADE BARNETT, a minor; MR.
AND MRS. JACK PIERCE,
individually and on behalf of
REBECCA PIERCE and CYNTHIA
PIERCE, minors; JANE WALDEN,
individually and on behalf of JAMES
CRAIG WALDEN, a minor; MR. AND
MRS. WILLIAM B. BRICE,
individually and on behalf of KRISTIE
BRICE, a minor; MR. AND MRS.
CARL ANDERSON, individually and
on behalf of GREGORY ANDERSON,
CINDY ANDERSON, JEFFERY
ANDERSON and TAMMY
ANDERSON, minors; MR. AND
MRS. CHARLES SIMPSON,
individually and on behalf of
DOUGLAS SIMPSON, a minor; MR.
AND MRS. PATRICK McCARTHY,
individually and on behalf of
CASSANDRA McCARTHY, a minor;
RICHARD KLEIN, individually and
on behalf of JANET KLEIN, a minor;
MR. AND MRS. FRANK RUPERT,
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individually and on behalf of
MICHAEL RUPERT and SCOTT
RUPERT, minors; STATE OF
COLORADO, ex rel. Gale Norton,
Defendants-Intervenors,
________________________________
SUSAN TARRANT, WADE POTTER,
DEBORAH POTTER, DANIEL J.
PATCH, MARILYN Y. PATCH,
CHRIS ANDRES, RONALD GRIEGO,
DORA GRIEGO and RANDY
FRENCH,
Intervenors.
Appeal from the United States District Court
for the District of Colorado
(D.C. No. 69-M-1499)
Gordon G. Greiner, Holland & Hart, Denver, CO, (Dennis D. Parker, NAACP
Legal Defense and Education Fund, Inc., New York, NY, on the briefs), for
Plaintiffs-Appellants.
Michael H. Jackson, Semple & Jackson, Denver, CO (Phil C. Neal, Neal, Gerber
& Eisenberg, Chicago, IL, on the briefs), for Defendants-Appellees.
Timothy M. Tymkovich, Solicitor General, State of Colorado, Denver, CO (Gale
A. Norton, Attorney General of Colorado, Denver, CO, and William E. Thro,
Assistant Attorney General of Colorado, Denver, CO, on the briefs), for
Defendant-Intervenor-Appellee State of Colorado.
Before ANDERSON, HENRY, and MURPHY, Circuit Judges.
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MURPHY, Circuit Judge.
Since 1969 the United States District Court for the District of Colorado has
maintained jurisdiction over School District No. 1, Denver, Colorado (“the School
District”), for the purpose of eliminating de jure segregation in the Denver
schools. This appeal arises from the district court’s 1995 decision to terminate its
jurisdiction over the School District, finding the School District had eliminated
the vestiges of de jure discrimination to the extent practicable. Appellants
Wilfred Keyes and others 1 (”Appellants”) do not appeal the termination of
jurisdiction, but rather appeal the district court’s decision insofar as it opined
upon the constitutionality of Article IX, Section 8 of the Colorado Constitution
(“the Busing Clause”) and two Colorado statutory provisions. See Colo. Rev.
Stat. §§ 22-36-101(3), 22-30.5-104(3). Those issues, however, are not justiciable.
As a consequence, there is no case or controversy as required by Article III,
Section 2 of the United States Constitution, and this appeal is dismissed for lack
of jurisdiction.
1
The district court removed the claims of the Congress of Hispanic
Educators to a separate and independent civil action under the Equal Educational
Opportunities Act of 1974. See Keyes v. Congress of Hispanic Educators, 902 F.
Supp. 1274, 1275 (D. Colo. 1995).
I. BACKGROUND
This case originated in June of 1969, when children in the Denver public
schools challenged the School District’s deliberate policy of racial segregation.
See Keyes v. School Dist. No. 1, 303 F. Supp. 279 (D. Colo. 1969). Since that
challenge, this case has evolved through several stages of litigation during which
this and other courts have rendered numerous opinions. 2 A brief summary of the
history of the case provides necessary context.
From 1960 through 1969, the School District established and maintained de
jure segregation in the Denver public schools. Keyes XIX, 902 F. Supp. 1274,
2
See Keyes v. School Dist. No. 1, 303 F. Supp. 279 (D. Colo. 1969) (“Keyes
I”), modified, 303 F. Supp. 289 (D. Colo. 1969) (“Keyes II”), order reinstated,
396 U.S. 1215 (1969) (Brennan, J., in chambers) (“Keyes III”); Keyes v. School
Dist. No. 1, 313 F. Supp. 61 (D. Colo. 1970) (“Keyes IV”); supplemented, Keyes
v. School Dist. No. 1, 313 F. Supp. 90 (D. Colo. 1970) (“Keyes V”), aff’d in part
and rev’d in part, 445 F.2d 990 (10th Cir. 1971) (“Keyes VI”), cert. granted, 404
U.S. 1036 (1972) and cert. denied sub. nom. School Dist. No. 1 v. Keyes, 413 U.S.
921 (1973), modified and remanded, 413 U.S. 189 (1973) (“Keyes VII”), reh’g
denied, 414 U.S. 883 (1973), on remand, 368 F. Supp. 207 (D. Colo. 1973)
(“Keyes VIII”) and 380 F. Supp. 673 (D. Colo. 1974) (“Keyes IX”), aff’d in part
and rev’d in part, 521 F.2d 465 (10th Cir. 1975) (“Keyes X”), cert. denied, 423
U.S. 1066 (1976); Keyes v. School Dist. No. 1, 474 F. Supp. 1265 (D. Colo. 1979)
(“Keyes XI”); Keyes v. School Dist. No. 1, 540 F. Supp. 399 (D. Colo. 1982)
(“Keyes XII”); Keyes v. School Dist. No. 1, 576 F. Supp. 1503 (D. Colo. 1983)
(“Keyes XIII”); Keyes v. School Dist. No. 1, 609 F. Supp. 1491 (D. Colo. 1985)
(“Keyes XIV”); Keyes v. School Dist. No. 1, No. C-1499 (D. Colo. Oct. 29, 1985)
(“Keyes XV”) (Order for Further Proceedings); Keyes v. School Dist No. 1, 653 F.
Supp. 1536 (D. Colo. 1987) (“Keyes XVI”); Keyes v. School Dist. No. 1, 670 F.
Supp. 1513 (D. Colo. 1987) (“Keyes XVII”), aff’d, 895 F.2d 659 (10th Cir. 1990)
(“Keyes XVIII”), cert. denied, 498 U.S. 1082 (1991); Keyes v. Congress of
Hispanic Educators, 902 F. Supp. 1274 (D. Colo. 1995) (“Keyes XIX”).
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1276 (D. Colo. 1995). In 1969 and 1970, the district court found that the School
District had engaged in seven specific de jure segregative acts by attempting to
maintain predominantly white schools in the Park Hill neighborhood. See Keyes
XIX, 902 F. Supp. 1274, 1278 (D. Colo. 1995) (citing Keyes I, 303 F. Supp. 279,
282-85 (D. Colo. 1969); Keyes II, 303 F. Supp. 289, 295 (D. Colo. 1969); Keyes
IV, 313 F. Supp. 61 (D. Colo., 1970)). As a consequence, it ordered a
desegregation plan for the Park Hill area schools in 1970. Keyes V, 313 F. Supp.
90, 96-99 (10th Cir. 1970).
On appeal, the United States Supreme Court broadened the scope of the
district court’s jurisdiction. Instead of limiting the desegregation plan to the Park
Hill area, the Supreme Court determined that the entire Denver school system was
a dual system 3 requiring desegregation. Keyes VII, 413 U.S. 189, 201-02 (1973).
Thus, in 1974, the district court ordered a city-wide desegregation plan. See
Keyes XIX, 902 F. Supp. at 1279. This court, however, found that plan
inadequate. Keyes X, 521 F.2d 465, 475-79 (10th Cir. 1975). Finally in 1976, the
3
The Supreme Court stated: “[W]here plaintiffs prove that the school
authorities have carried out a systematic program of segregation affecting a
substantial portion of the students, schools, teachers, and facilities within the
school system, it is only common sense to conclude that there exists a predicate
for a finding of the existence of a dual system.” Keyes VII, 413 U.S. at 201. On
remand, the district court conducted a second trial and concluded: “The Supreme
Court’s viewpoint based on the record before it is that the Denver school system
is a dual system. There can be no doubt as to its view . . . .” Keyes VIII, 368 F.
Supp. at 210.
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parties agreed to a remedial plan which was approved and implemented. See
Keyes XIX, 902 F. Supp. at 1279. The remedial plan required, among other
things, pairing elementary schools, changing attendance zones, establishing
percentage ratios of Anglo to minority students, and transporting students by bus
to implement the plan. Id.
Following the implementation of the remedial plan, the School District
passed Resolution 2233 to direct continued desegregation efforts. In 1984, the
School District moved to terminate the court’s jurisdiction. Keyes XIV, 609 F.
Supp. 1491, 1518-20 (D. Colo. 1985). The district court denied the motion,
finding the School District had not yet achieved unitary status and that Resolution
2233 was too vague. Id.
In an effort to remedy the vagueness of Resolution 2233, the School
District passed Resolution 2314 in 1987. Resolution 2314 called for continuing
teacher assignment and student transfer policies that enhanced integration and
required annual reports of progress toward achieving a unitary school district.
The School District again sought to terminate jurisdiction and the court again
refused. Instead, the court authorized existing plans to remedy the vestiges of
past discrimination and ordered a meeting with counsel to issue a permanent
injunction against the School District. Keyes XVI, 653 F. Supp. 1536, 1539-40,
42 (D. Colo. 1987). Still later that same year, the court entered an Interim
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Decree, superseding all prior remedial actions. Keyes XVII, 670 F. Supp. at 1516-
17. That decree diminished the court’s jurisdiction by freeing the School District
to make changes in its existing plans to accommodate new situations. Id.
On appeal, this court affirmed the denials of the motions to terminate
jurisdiction, but invalidated some portions of the Interim Decree which merely
required the School District to obey the law. See Keyes XIX, 902 F. Supp. at
1281; Keyes XVIII, 895 F.2d 659, 666-69 (10th Cir. 1990). The School District
thus remained under the district court’s jurisdiction to remedy past discrimination,
but could develop its own plans to do so. See Keyes XIX, 902 F. Supp. at 1281.
In 1992 the School District moved again to terminate the district court’s
jurisdiction. See id. at 1275. This time Appellants requested the court to rule on
the constitutionality of Colorado’s Busing Clause before it decided whether to
terminate jurisdiction. 4 The Busing Clause, Article IX, Section 8 of the Colorado
Constitution, provides in pertinent part that no school pupil shall “be assigned or
transported to any public educational institution for the purpose of achieving
racial balance.” Appellants asserted that after termination of the court’s
4
Appellants argued the district court should not completely terminate its
jurisdiction. Although Appellants agreed that “the indicia of de jure segregation
ha[d] been removed from student assignments, faculty, staff, transportation, extra
curricular activities and facilities,” they requested the court retain residual control
over the School District on the ground that vestiges of the dual system remained
in the form of racial disparity in discipline, drop-out rates, and gifted and talented
programs.
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jurisdiction, the Busing Clause would impede the School District’s ability to
implement Resolutions 2233 and 2314 and other policies adopted to change pupil
assignments. Keyes XIX, 902 F. Supp. at 1275.
The School District agreed with that claim and stipulated that the School
District’s plans would conflict with the Busing Clause. Id. at 1275, 1283.
Appellants also requested a determination of the constitutionality of certain
sections of two Colorado statutory provisions: The Colorado Public Schools of
Choice Act, Colo. Rev. Stat. § 22-36-101(3)(d), and the Colorado Charter Schools
Act, Colo. Rev. Stat. § 22-30.5-104(3). The Attorney General of the State of
Colorado was allowed to intervene and defend the validity of the Busing Clause.
Keyes XIX, 902 F. Supp at 1275.
In a comprehensive opinion based on evidence received during hearings on
August 23-25, 1994, the district court granted the School District’s motion to
terminate jurisdiction, stating the School District had complied with the
desegregation decrees and that past de jure segregation had been eliminated to the
extent practicable. Id. at 1275, 1285, 1308-09. Additionally, the district court
found that the School District’s existing policies did not conflict with the Busing
Clause. Id. at 1285. In dicta, the court passed upon the issue of the
constitutionality of the Busing Clause itself, indicating that it is consistent with
the 14th Amendment. Id. The district court stated that its consideration of the
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Busing Clause issue was “to guide the District upon termination of . . .
jurisdiction.” Id. at 1275. The district court did not decide whether the Colorado
Schools of Choice Act and the Charter Schools Act are valid under the Fourteenth
Amendment to the United States Constitution, stating only: “Comment on each
[of the state and federal statutory requirements which the School District must
now follow] is inappropriate, and this court may not give advisory opinions.” Id.
at 1285.
It is from the district court’s decision that Appellants now appeal.
Appellants do not, however, appeal the termination of jurisdiction. They instead
argue that the district court’s opinion was ambiguous 5 and, to the extent that the
issue was actually decided, appeal any determination that the Busing Clause, the
Public Schools of Choice Act, and the Charter Schools Act are constitutional. 6
5
After the district court’s decision was issued in 1995, Appellants made a
Motion for Clarification pursuant to Fed. R. Civ. P. 52(b). Specifically,
Appellants requested clarification regarding whether the district court had
determined the School District could or could not maintain its existing plans in
light of the Busing Clause. In denying the motion, the district court stated that its
opinion “resolved the only question properly presented on the record before it
regarding the validity of the Busing Clause under the United States Constitution.
To extend the findings and conclusions in the manner suggested would violate the
prohibition against rendering advisory opinions.”
6
The district court was correct to refuse to address the constitutionality of
the Public Schools of Choice Act and the Charter Schools Act, and we likewise
do not address them in this opinion. For the same reason this court does not have
jurisdiction to determine the constitutionality of the Busing Clause, we cannot
pass upon the constitutionality of the Public Schools of Choice Act or the Charter
Schools Act. As is further elucidated below, the only justiciable issue before the
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II. ANALYSIS
This appeal presents serious issues concerning the court’s jurisdiction.
Under Article III, Section 2 of the United States Constitution, federal courts are
courts of limited jurisdiction. Superimposed upon the specified subject matter of
federal court jurisdiction is the general limitation of that jurisdiction to cases or
controversies. See U.S. Const. art. III, § 2; United States National Bank of
Oregon v. Independent Insur. Agents of America, 508 U.S. 439, 446 (1993). The
constitutional case or controversy requirement for federal court jurisdiction in
turn includes the necessity of justiciability, the very issue before the court in this
appeal. See Flast v. Cohen, 392 U.S. 83, 95 (1968).
The Memorandum Opinion and Order of the district court elaborately
provides the context for consideration of this court’s jurisdiction under Article III
and the referenced restrictions on that jurisdiction. Both the format and content
of the district court’s opinion is instructive. The format includes three sections:
“History;” “The Future;” and “Findings of Fact,” analyzing the status of the
School District as of the August, 1994 hearing. Keyes XIX, 902 F. Supp. at 1276,
1282, 1286. While there is necessary overlap in the various sections of the
district court was whether or not to terminate jurisdiction. Any additional
discussion of the constitutionality of either the Busing Clause or Colorado
statutes is merely advisory “to guide the district upon termination of . . .
jurisdiction.” Keyes XIX at 1275. Such “guidance” is dicta.
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district court’s opinion, it essentially divides this case and the desegregation of
the School District into the past, the present, and the future. Those time frames
are critical in this court’s consideration of jurisdiction.
The district court was charged with the obligation to determine whether the
School District had complied in good faith with the court’s various desegregation
decrees, had eliminated to the extent practicable the vestiges and effects of its
past discriminatory acts, and had thereby altered the Denver schools from a
segregated dual system to unitary status. See Board of Educ. v. Dowell, 498 U.S.
237, 245-50 (1991). As a consequence, it was necessary to analyze the present in
light of the past. The district court resolved the issues in favor of the School
District. The district court further held that the pupil assignment plan in place at
the time of the hearing did not violate the Busing Clause. Keyes XIX, 902 F. Supp
at 1285. The court held that the School District’s motivation in implementing the
plan was the eradication of segregation vestiges, rather than the achievement of
racial balance, which would be prohibited by the Busing Clause. Id.
Beyond addressing the past and present, the district court considered the
Busing Clause in the future. Having resolved that the School District’s pupil
assignment plan did not conflict with the Colorado Busing Clause, the court
nevertheless unnecessarily opined that the clause was consistent with the
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Fourteenth Amendment. Id. 7 The court also opined that the Busing Clause and
related education statutes will provide challenges to the School District and will
be fodder for future litigation. Id. at 1283. The district court, however, chose not
to comment further on the effect or applicability of federal or state statutes,
premising its reticence on the prohibition of advisory opinions. Id. at 1285.
A. RIPENESS
Adhering to the district court’s past, present and future format, we address
Appellants’ claims. Specifically, Appellants only challenge the district court’s
dicta concerning the future. Appellants do not challenge any of the court’s
rulings with respect to the present. They neither challenge the district court’s
decision to terminate jurisdiction, 8 nor do they appear to challenge the district
court’s statement that the School District’s policies in effect at the time of the
August, 1995 hearing did not conflict with the Busing Clause. 9 Appellants’ sole
7
The district court stated: “The Busing Clause is preceded by a prohibition
on the use of race or color in making any distinction or classification of pupils.
That is entirely consistent with the 14th Amendment.” Keyes XIX, 902 F. Supp. at
1285.
8
In their Opening Brief, Appellants state: “The district court, over the
limited objections of the plaintiffs and plaintiffs-intervenors, granted the School
District’s Motion to Terminate Jurisdiction and issued a final Judgment
dismissing the case. No parties are appealing from that determination.”
Appellant Br. at 6 (citation omitted).
9
Rather than specifically appealing the latter determination, Appellants
argue that it is unclear whether the district court found there was a conflict
between the School District’s policies and the Busing Clause and ask this court to
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request is that this court resolve whether the Busing Clause is constitutional, an
issue for the future.
The case or controversy requirement of Article III admonishes federal
courts to avoid “premature adjudication” and to abstain from “entangling
themselves in abstract disagreements.” Abbott Lab. v. Gardner, 387 U.S. 136,
148 (1967). “[T]he doctrine of ripeness is intended to forestall judicial
determinations of disputes until the controversy is presented in clean-cut and
concrete form.” Trierweiler v. Croxton & Trench Holding Corp., 90 F.3d 1523,
1545 (10th Cir. 1996) (quoting New Mexicans for Bill Richardson v. Gonzales, 64
F.3d 1495, 1499 (10th Cir. 1995) (citations and quotations omitted)).
Ripeness is a question of law, reviewed de novo. See New Mexicans for
Bill Richardson v. Gonzalez, 64 F.3d 1495, 1499 (10th Cir. 1995) (citing Powder
River Basin Resource Council v. Babbitt, 54 F.3d 1477, 1483 (10th Cir. 1995)).
As a jurisdictional prerequisite, ripeness may be examined by this court sua
sponte. See Metropolitan Wash. Airports Auth. v. Citizens for the Abatement of
Aircraft Noise, Inc., 501 U.S. 252, 265 n.13 (1991). The resolution of ripeness
“resolve the ambiguity.” Appellant Reply Br. at 12. We have difficulty
understanding the thrust of this argument, in light of the district court’s
unequivocal statement: “The pupil assignment plan in effect at the time of the
August, 1994 hearing does not violate the Busing Clause because it was not
adopted for the purpose of achieving racial balance.” Keyes XIX, 902 F. Supp. at
1285.
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“requir[es] us to evaluate both the fitness of the issues for judicial decision and
the hardship to the parties of withholding court consideration.” Abbott, 387 U.S.
at 149. This court must therefore apply the ripeness factors of fitness and
hardship to the sole issue appealed, the constitutionality of the Busing Clause.
Appellants and the School District requested that the district court resolve
the constitutionality of the Busing Clause in order to guide the School District for
the future after the termination of jurisdiction. 10 The parties essentially stipulated
to the existence of a conflict between the School District’s policies and the
Busing Clause in order to receive a ruling on the constitutionality of the clause.
The parties, however, cannot create a case or controversy simply by agreement.
See Wilson v. Glenwood Intermountain Properties, Inc., 98 F.3d 590, 593 (10th
Cir. 1996) (finding “parties cannot confer subject matter jurisdiction on the courts
by agreement”).
Appellants did not challenge an extant School District policy, nor did they
claim the Busing Clause caused the School District to refrain from adopting a
specific policy. Rather, they requested the district court to render an opinion in a
10
The School District sought “to remove [the Busing Clause] as a possible
obstacle to terminating jurisdiction over the District and to clarify what the
District’s duties would be once jurisdiction was terminated.” The School District
acknowledged in its brief that it is now satisfied that by terminating jurisdiction
and stating that there was no conflict between any extant policies and the Busing
Clause, the district court’s opinion resolved both matters.
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vacuum. Any statement by the district court in response, however, was
necessarily dicta. 11
Constitutional analysis requires the application of the challenged provision
in a case or controversy. Appellants’ failure to appeal rulings relevant to the
present and failure to reference a conflict between the Busing Clause and an
actual or proposed School District policy deprives the analysis of a case or
controversy within which to test the clause’s constitutionality. See Wilson, 98
F.3d at 594 (because plaintiffs did not appeal district court’s denial of claims of
religious discrimination in housing, a case or controversy surrounding gender
11
During oral arguments, Timothy M. Tymkovich, Solicitor General for the
State of Colorado, acknowledged that the decision to terminate jurisdiction could
have been made without a discussion of the constitutionality of the Busing
Clause:
The Court: Could the district court in your view have
terminated jurisdiction without passing on the constitutional
questions?
Mr. Tymkovich: Yes. In fact we argued--that was our lead
argument below to Judge Matsch. We thought that a future problem
of the Busing Clause on Denver School District’s post-Keyes conduct
was a case for another day, so we asked Judge Matsch not to rule on
the constitutionality. We said it was irrelevant to the finding of
unitary status . . . .
....
Mr. Tymkovich: I think the court made that clear in his
response on the motion to clarify because he said that for him to
comment on the post-decree conduct of the school district would be
advisory--and by that I mean dicta.
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discrimination claims was lacking). As a consequence, the issue is not fit for a
judicial resolution and lacks ripeness. See Abbott, 387 U.S. at 149.
Appellants argue that the Busing Clause prevents or has prevented the
School District and individual schools from instituting any potential voluntary
integration plans based on race. They argue that this exemplifies a violation of
the Equal Protection clause of the Fourteenth Amendment by interdicting benefits,
such as integration plans, to citizens when those benefits are based solely on race.
Appellants, however, make no effort to establish that any particular school desires
to implement voluntary integration plans, let alone that any school has been
deterred by the Busing Clause from implementing such a plan. This court cannot
speculate whether any school will propose an integration plan, what the plan
might be, and thus whether such a plan is prohibited by Colorado’s Busing
Clause. Appellants have failed to present this court with any specific integration
proposal to juxtapose with the Busing Clause. Moreover, the State of Colorado
has expressly and unequivocally conceded that it has no plans to challenge the
School District’s existing policies, thus confirming the absence of a case or
controversy. 12
12
The following colloquy between this court and Mr. Tymkovich occurred
at oral argument:
The Court: Are you then saying on behalf of the State of
Colorado that Colorado does not believe that the present programs in
effect which involve busing in the Denver School District constitute
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This court may not speculate about future conflicts between the Busing
Clause and the School District’s policies, but rather must focus its analysis on any
controversy as it exists today. See Sierra Club v. Yuetter, 911 F.2d 1405, 1416
(10th Cir. 1990) (holding court must avoid “decision where the harm [is]
contingent upon uncertain or speculative future administrative action”). Because
Appellants cannot demonstrate a present controversy, we lack jurisdiction to hear
this appeal.
B. STANDING
For many of the same reasons this case is not ripe for review, Appellants do
not have standing to appeal. Standing is a threshold, jurisdictional issue. Doyle
v. Oklahoma Bar Ass’n, 998 F.2d 1559, 1566 (10th Cir. 1993). “[A] plaintiff
must maintain standing at all times throughout the litigation for a court to retain
busing for the purpose of achieving racial balance?
Mr. Tymkovich: Yes, your Honor. I want to be very clear
about that because I think what we’re talking about is a potential
issue for another day as to whether the school district has
impermissibly intruded on the commands of the Busing Clause. . . .
We don’t believe that the school district today is violating those
provisions of law. . . .
....
. . . The Court: My question now is, under the practices and
policies now in effect, the State of Colorado, are they committing
that they will not challenge those under the state constitutional
provision prohibiting busing for the purpose of achieving racial
balance?
Mr. Tymkovich: As we understand those policies today, your
Honor, the answer is “no.”
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jurisdiction.” Powder River, 54 F.3d at 1485 (finding that when plaintiff no
longer has injury, Article III requirements of case or controversy are no longer
met).
To have standing, plaintiffs “must have suffered an ‘injury-in-fact.’”
Clajon Production Corp. v. Petera, 70 F.3d 1566, 1572 (10th Cir. 1995) (quoting
Lujan v. Defenders of Wildlife, 504 U.S. 555, 560 (1992)). This injury-in-fact
element in turn requires plaintiffs to demonstrate “an invasion of a legally
protected interest which is (a) concrete and particularized, and (b) actual or
imminent, not conjectural or hypothetical.” Lujan, 504 U.S. at 560 (citations and
quotations omitted).
The impediments to ripeness are equally impediments to standing. This
court’s focus is on past and present injury; possible future injury is insufficient to
create standing. See Lujan, 504 U.S. at 560-61. Appellants have failed to
demonstrate that the School District or any school has withdrawn policies,
instituted policies, or refrained from withdrawing or instituting policies as a result
of the Busing Clause. 13 Consequently, any injury flowing from the application of
Although not reflected in the record, the School District has begun
13
dismantling aspects of its prior plans which involved race-based pupil assignment
or transportation. Appellants suggest that the only reason the School District has
begun dismantling its existing policies is because of a perceived conflict with the
Busing Clause. They offer no support for this reasoning, and Michael H. Jackson,
counsel for the School District, expressly denied at oral argument any nexus
between the Busing Clause and the dismantling of any plan or program:
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the Busing Clause constitutes possible future injury, not past or present injury.
Appellants thus lack standing. 14
The Court: Does the existence of the Busing Clause cause the
district to feel compelled to dismantle any remedial plan in effect?
Mr. Jackson: I do not believe so.
The Court: So you’re representing that the district feels no
compulsion from the presence of the Busing Clause, either on its face
or as applied?
Mr. Jackson: That’s correct.
The Court: So any fears that Mr. Greiner or his clients have
would not be fears based on the present, they would be fears based
upon the as yet, inchoate, future?
Mr. Jackson: I believe that’s true and I believe that the
arguments of Mr. Greiner and Mr. Tymkovich this morning confirm
that.
14
Appellants’ final argument in their attempt to create standing is indeed
creative. They argue that any statements about the constitutionality of the Busing
Clause in the district court’s opinion could be used by the State of Colorado and
the School District under the doctrines of claim preclusion or issue preclusion to
prevent further litigation over the Busing Clause. Claim preclusion bars claims
when “the prior action involved identical claims and the same parties or their
privies.” Frandsen v. Westinghouse Corp., 46 F.3d 975, 978 (10th Cir. 1995).
On the other hand, issue preclusion can bar future litigation even when the parties
are not identical. Id.
It is true that the district court’s opinion contains a discussion regarding the
constitutionality of the Busing Clause. That discussion, however, was not
essential to any issue properly before the district court. Because the court’s
statements regarding the constitutionality of the Busing Clause were not essential
to the decision to terminate jurisdiction, the sole issue before the court, that
language was dicta. See Rohrbaugh v. Celotex Corp., 53 F.3d 1181, 1184 (10th
Cir. 1995). As such, it presents no threat under the doctrines of claim or issue
preclusion.
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III. CONCLUSION
For the foregoing reasons, this appeal is DISMISSED for lack of
jurisdiction.
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