United States v. Bustamante

                                                                     F I L E D
                                                              United States Court of Appeals
                                                                      Tenth Circuit
                                    PU BL ISH
                                                                      July 24, 2006
                   UNITED STATES CO URT O F APPEALS               Elisabeth A. Shumaker
                                                                      Clerk of Court
                               TENTH CIRCUIT



 U N ITED STA TES O F A M ER ICA,

             Plaintiff-Appellee,
       v.                                             No. 05-8072
 SERGIO B USTAM AN TE,

             Defendant-Appellant.



                 Appeal from the United States District Court
                         for the District of W yoming
                            (D.C. No. 03-CR-58-J)


Submitted on the briefs:

Ronald G. Pretty, Cheyenne, W yoming, for D efendant-Appellant.

M atthew H. M ead, United States Attorney, and David A. Kubichek, Assistant
United States Attorney, Casper, W yoming, for Plaintiff-Appellee.


Before H E N RY, BR ISC OE, and O’BRIEN, Circuit Judges.


H E N RY, Circuit Judge.




      Sergio Bustamante, a federal prisoner, pleaded guilty to unlaw fully

distributing more than fifty grams of methamphetamine, in violation of 21 U.S.C.

§ 841(a)(1) and (b)(1)(B). In 2004, the district court sentenced him to 78 months’
imprisonment, and M r. Bustamante appealed, arguing that the district court

improperly enhanced his sentence in violation of Blakely v. Washington, 542 U.S.

296 (2004). After he filed his appeal, the Supreme Court issued its opinion in

United States v. Booker, 543 U.S. 220 (2005). The government recognized that

the district court had erred, and moved for remand. W e vacated M r. Bustamante’s

sentence and directed that the district court re-sentence him in light of Booker.

      At re-sentencing, the district court imposed the same 78-month sentence,

but vacated a fine and special assessment. Here, M r. Bustamante appeals his re-

sentencing. He argues first that the district court erred by calculating the

advisory Sentencing Guidelines range based on facts not found by a jury to be

true beyond a reasonable doubt. Second, he argues that the sentencing hearing

violated the Confrontation Clause of the Sixth Amendment. W e exercise

jurisdiction under 28 U.S.C. § 1291 and affirm. 1

                                I. BACKGROUND

      In M ay 2002, M r. Bustamante made three deliveries of methamphetamine

to an undercover officer, totaling 96.5 grams. Rec. vol. VI, at 6 (Pre-Sentence

Report (PSR ), dated June 15, 2004). Further investigation by the undercover




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        After examining the briefs and appellate record, this panel has determined
unanimously that oral argument would not materially assist the determination of
this appeal. See F ED . R. A PP . P. 34(a)(2); 10 TH C IR . R. 34.1(G). The case is
therefore ordered submitted without oral argument.


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officer and a special agent revealed that three people had obtained, and then re-

sold, methamphetamine from M r. Bustamante and that M r. Bustamante had

facilitated a transaction between a fourth person and one of the investigators. The

methamphetamine involved in these other transactions totaled 533.8 grams. Id. at

6-9.

       In M arch 2003, the government filed an indictment charging M r.

Bustamante with three counts of unlawful distribution of methamphetamine. M r.

Bustamante pleaded guilty to count three, which concerned only the M ay 2002

deliveries totaling 96.5 grams, and the government dismissed the other two

counts. The PSR, however, recommended that the other 533.8 grams be taken

into account as relevant conduct, making M r. Bustamante responsible for 630.3

grams of methamphetamine in total. Id. at 10.

       At the initial sentencing hearing in July 2004, the district court heard

testimony from the two officers involved in the investigation into M r. Bustamante

and the other four individuals, who did not testify. Based on the officers’

testimony and the PSR, the district court found that M r. Bustamante’s relevant

conduct involved 630.3 grams. After taking into account certain reductions for

safety-valve relief and acceptance of responsibility, the offense level under the

Guidelines was level 27, which carried a sentencing range of 70-87 months. The

court sentenced M r. Bustamante to 78 months’ imprisonment.

       At M r. Bustamante’s post-Booker re-sentencing, the district court discussed

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the evidence presented at the initial sentencing hearing. The district court

acknowledged that, after Booker, the Guidelines are advisory, but still must be

afforded “substantial weight” in sentencing. Rec. vol. V, at 7 (Re-Sentencing

Hr’g, dated July 25, 2005). After discussing both aggravating and mitigating

circumstances, the court stated:

       It appears to me, based upon the information that is contained in the
       presentence report in this matter, that there is substantial evidence to
       support the calculation of 630.30 grams of methamphetamine based
       upon a finding by a preponderance of the evidence and based upon the
       record testimony of the officers that was received at the original
       sentencing in this matter. I see no reason to change the sentence.

Id. at 9.

       At re-sentencing, M r. Bustamante, through counsel, made two argum ents,

both of w hich he renew s on appeal. First, he objected to the district court’s

reliance on facts not found by a jury to enhance his sentence. He contends that

these judge-found facts violated Booker and that the district court should have

relied only on those facts to which he admitted or that were found by a jury.

Second, M r. Bustamante also objected to the portions of the investigators’

testimony that related to what other targets of their investigation told them about

M r. Bustamante’s involvement in methamphetamine distribution. He argues that

admitting this hearsay testimony violated the Confrontation Clause of the Sixth

A mendm ent. We review both arguments below.




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                                II. D ISC USSIO N

A.    Booker Argument

      M r. Bustamante contends that the district court violated Booker by relying

on facts not found by a jury to enhance his sentence in violation of the Sixth

Amendment. He does not dispute that the district court recognized that, after

Booker, the Guidelines were advisory, not mandatory. The government responds

that our precedent clearly forecloses M r. Bustamante’s argument, citing United

States v. M agallanez, 408 F.3d 672 (10th Cir. 2005) and United States v.

Lawrence, 405 F.3d 888 (10th C ir. 2005). W e review de novo a claim that the

district court’s sentence violated the Sixth Amendment. United States v. Dowell,

430 F.3d 1100, 1109 (10th Cir. 2005).

      W e agree with the government that our circuit has already examined, and

rejected, M r. Bustamante’s argument. See United States v. Dalton, 409 F.3d

1247, 1252 (10th Cir. 2005) (“Booker therefore does not render judicial fact-

finding by a preponderance of the evidence per se unconstitutional. The remedial

portion of Booker demonstrates that such fact-finding is unconstitutional only

when it operates to increase a defendant’s sentence mandatorily.”); M agallanez,

408 F.3d at 685 (“[T]he Supreme Court’s holding in Booker would not have

prohibited the district court from making the same factual findings and applying

the same enhancements and adjustments to [the defendant’s] sentence as long as it

did not apply the Guidelines in a mandatory fashion.”) (quoting Lawrence, 405

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F3d at 890).

      M r. Bustamante contends that these cases are distinguishable because they

reviewed the defendants’ arguments using a plain error standard of review, but

this distinction makes no difference: these cases unequivocally establish that, so

long as the district court applies the Guidelines in an advisory, rather than a

mandatory, fashion, it may rely on facts found by a judge to be true based on a

preponderance of the evidence.

B.    Confrontation Clause Argument

      M r. Bustamante next argues that the district court violated his Sixth

Amendment right to confront witnesses against him by relying on the hearsay

testimony of the officers involved in his case. He contends that the Sixth

Amendment requires that the other individuals involved in drug crimes, who

identified M r. Bustamante as their supplier, actually testify at the sentencing

hearing. Acknowledging that prior cases in our circuit have rejected this

argument, M r. Bustamante argues that the Supreme Court’s recent opinion in

Crawford v. Washington, 541 U.S. 36 (2004), requires us to reconsider and

reverse our prior position.

      W e disagree. Crawford concerned the use of testimonial hearsay

statements at trial and does not speak to whether it is appropriate for a court to

rely on hearsay statements at a sentencing hearing. As we have explained, “[t]he

Supreme Court has made clear that the constitutional requirements mandated in a

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criminal trial as to confrontation and cross-examination do not apply at non-

capital sentencing proceedings.” United States v. Beaulieu, 893 F.2d 1177, 1180

(10th Cir. 1990). W e see nothing in Crawford that requires us to depart from our

precedent “that constitutional provisions regarding the C onfrontation Clause are

not required to be applied during sentencing proceedings.” United States v.

Hershberger, 962 F.2d 1548, 1554 (10th Cir. 1992); see also United States v.

Luciano, 414 F.3d 174, 179 (1st Cir. 2005) (“Nothing in Crawford requires us to

alter our previous conclusion that there is no Sixth Amendment Confrontation

Clause right at sentencing.”); accord United States v. Littlesun, 444 F.3d 1196,

1200 (9th Cir. 2006); United States v. Baker, 432 F.3d 1189, 1254 n.68 (11th Cir.

2005); United States v. Stone, 432 F.3d 651, 654 (6th Cir. 2005); United States v.

Brown, 430 F.3d 942, 944 (8th Cir. 2005); United States v. Roche, 415 F.3d 614,

618 (7th Cir. 2005); United States v. M artinez, 413 F.3d 239, 243 (2d Cir. 2005).

                               III. C ON CLU SIO N

      Accordingly, we AFFIRM M r. Bustamante’s sentence.




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