FILED
United States Court of Appeals
Tenth Circuit
April 1, 2008
PUBLISH Elisabeth A. Shumaker
Clerk of Court
UNITED STATES COURT OF APPEALS
TENTH CIRCUIT
RANEE TADEMY,
Plaintiff-Appellant,
v. No. 06-4073
UNION PACIFIC
CORPORATION, a Utah
corporation, and UNION PACIFIC
RAILROAD COMPANY, a
Delaware corporation,
Defendants-Appellees,
and
NATIONAL EMPLOYMENT
LAWYERS ASSOCIATION, and
EQUAL EMPLOYMENT
OPPORTUNITY COMMISSION,
Amici Curiae.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF UTAH, D.C.
No. (D.C. No. 2:04-CV-670-DS)
Erika Birch, Strindberg Scholnick & Chamness, LLC, Salt Lake City, Utah (Laura
I. Scholnick, with her on the briefs), for Plaintiff-Appellant.
Janet Hugie Smith, Ray Quinney & Nebeker P.C., Salt Lake City, Utah (Robert O.
Rice and Frederick R. Thaler, with her on the brief), for Defendants-Appellees.
Elizabeth E. Theran, Attorney (James L. Lee, Deputy General Counsel, Lorraine
C. Davis, Acting Associate General Counsel, and Vincent J. Blackwood, Assistant
General Counsel, with her on the brief) Equal Employment Opportunity
Commission, Washington, D.C., appeared for Amicus Curiae Equal Employment
Opportunity Commission, in support of Plaintiff-Appellant.
Stephanie Struble, Lohf Shaiman Jacobs Hyman & Feiger PC, Denver, Colorado,
Joan M. Bechtold, Law Office of Joan M. Bechtold, LLC, Denver, Colorado, and
Terisa E. Chaw, National Employment Lawyers Association, San Francisco,
California, filed a brief for Amicus Curiae National Employment Lawyers
Association, in support of Plaintiff-Appellant.
Before HENRY, Chief Judge, BALDOCK, Circuit Judge, and MARTEN,
District Judge. *
HENRY, Chief Judge.
Ranee Tademy worked for Union Pacific Railroad (Union Pacific) from
1979 until he took disability leave in August of 2003 due to depression and
anxiety allegedly caused by racial harassment in the workplace. Mr. Tademy
brought suit alleging that Union Pacific maintained a racially hostile work
environment in contravention of Title VII of the Civil Rights Act of 1964, 42
U.S.C. § 2000e et seq., and 42 U.S.C. § 1981. The district court granted summary
judgment for Union Pacific with respect to all of his claims. Exercising
jurisdiction pursuant to 28 U.S.C. § 1291, we reverse and remand for proceedings
consistent with this opinion.
*
The Honorable J. Thomas Marten, District Judge, United States District
Court for the District of Kansas, sitting by designation.
2
I. BACKGROUND
In 1986, Mr. Tademy transferred to Union Pacific’s Salt Lake City service
unit, where he worked as a switchman/brakeman and where the alleged
harassment occurred. In considering his allegations, we draw all reasonable
inferences in favor of Mr. Tademy, as this procedural posture requires. See
Kendrick v Penske Transp. Servs., 220 F.3d 1220, 1225 (10th Cir. 2000).
The events supporting Mr. Tademy’s claim began in 1995, when he was
working as a foreman and one of his crew members, Shane Marvin, seemed to
ignore his radio communications. When Mr. Tademy asked Bud Sadler, a co-
worker, if he had any idea why Mr. Marvin was not responding, he told Mr.
Tademy that “Shane doesn’t like black people.” Aplt’s App. vol. II, at 329. Mr.
Tademy approached Mr. Marvin during a break and asked him if he was ignoring
his radio communications because he harbored racial animosity. Mr. Marvin
responded by rising out of his chair and approaching Mr. Tademy in a physically
threatening manner. Mr. Tademy avoided a physical altercation by walking away
and telling the manager of yard operations. Union Pacific never talked to Mr.
Marvin about the incident.
In 1996, Mr. Tademy found the word “nigger” etched into his locker. He
covered the word with a sticker and reported the graffiti to the yard manager on
duty, Scott Wagner. In response, Mr. Wagner mentioned that his daughter dated
an African American who played football for the University of Utah. He assured
3
Mr. Tademy, “No matter what anybody says about you, Ranee, you’re all right
with me.” Id. at 187. Union Pacific made no effort to find the culprit.
In 1997, Mr. Tademy found the words “nigger go home” written on his
locker. He also discovered two racist cartoons posted on company billboards.
One was a crude cartoon drawing of a simian figure with an “Afro” hairstyle
labeled “monkey” posted on a company billboard. Mr. Tademy removed the first
cartoon himself and reported the second one to a union representative. Id. at 217-
218.
In 1998, Mr. Tademy saw the word “nigger” on a restroom wall. He
reported it to Manager of Operations Lyndon Raphael, who told him that he had
removed it. Id. at 201-02.
In 1999, in Mr. Tademy’s presence, Mark Bleckert, a Union Pacific
employee, referred to Lyndon Raphael, an African-American Union Pacific
manager, as “F***ing Kunta Kinte,” id. at 347, presumably an allusion to the
character in Alex Haley’s R OOTS who was brought from Africa to America as a
slave. Mr. Tademy reported the incident to Mr. Raphael and the superintendent,
Ted Lewis. Union Pacific did not conduct an investigation and did not discipline
Mr. Bleckert.
In 2000, Mr. Tademy discovered the words “nigger swimming pool” with
an arrow pointing at the toilet along with a “Sambo” character drawn on a
restroom wall. Mr. Tademy again reported the incident to the yard manager, Mr.
4
Raphael, who described it to someone up the Union Pacific chain of command,
but Union Pacific merely removed the graffiti without investigation.
On January 29, 2001, Mr. Tademy reported for a shift approximately five
minutes late, and David Cagle, another yard manager, asked Mr. Tademy, “What
time does this job go to work, boy?” in the presence of at least two other
employees. Id. at 295. Mr. Tademy was offended by Mr. Cagle’s use of the word
“boy,” and he reported the incident to his yard manager and called Union Pacific's
Equal Employment Opportunity (EEO) hotline. This time, in response to Mr.
Tademy’s report, Norris Wiseman, Mr. Cagle’s supervisor, and Yvonne Method-
Walker, Union Pacific’s manager of EEO compliance, conducted an investigation.
In conjunction with that investigation, Cameron Scott, Union Pacific’s
superintendent of the Salt Lake City unit, determined that Mr. Cagle should take a
30-day fully paid leave of absence. The company also mandated that he attend a
diversity workshop in Omaha, Nebraska, and required Mr. Cagle to conduct EEO
sessions at different locations in the company’s various units in Salt Lake City.
According to Mr. Tademy, Union Pacific’s punishment of Mr. Cagle was so
ineffective that it became fodder for company humor. His co-workers joked that,
“if you want a paid vacation all you have to do is call Ranee Tademy a boy.”
Aplt’s App. vol. VIII, at 1519. In some instances, Mr. Tademy’s decision to
report Mr. Cagle’s comment became a point of contention between Mr. Tademy
and other Union Pacific employees. One Union Pacific manager told Mr.
5
Tademy, “the railroad is watching you because you made that charge against
Cagle, and you better watch out because they’re watching you.” Aplt’s App. vol.
II, at 311.
In June of 2001, after what Mr. Tademy believed was a lackluster response
to the Cagle incident, he filed a charge of discrimination with Utah
Antidiscrimination & Labor Division (UALD). In his complaint, Mr. Tademy
listed his threatening confrontation with Mr. Marvin, the “nigger” etching on his
locker, the “Kunte Kinte” incident, the “nigger swimming pool” and the Sambo
graffiti, along with the Cagle incident. In addition, during the course of the Cagle
investigation, and after he filed his discrimination claim, Mr. Tademy learned
from Mr. Raphael that he had found and erased graffiti reading “hang all niggers
and jews” in the bathroom wall of the north shanty. Id. at 190. Mr. Raphael
cleaned up the graffiti, but the company never attempted to discover the
perpetrator. Mr. Tademy included this incident in his UALD complaint.
In January 2002, while Mr. Tademy’s discrimination charge was pending, a
Union Pacific employee, Charlie White, hacked into a manager’s e-mail account
and sent an e-mail from the manager’s account to a significant number of Union
Pacific employees admonishing them to “Keep an eye on the slaves, seriously.”
Aplt’s App. vol. VII, at 1323. Although Mr. White did not send the e-mail to Mr.
Tademy, he saw it when a recipient printed out copies and posted them all over
6
Union Pacific’s facilities. Union Pacific investigated the incident and terminated
Mr. White. However, the company reinstated Mr. White four to six months later.
After receiving a right-to-sue letter in August of 2002, Mr. Tademy met
with Mr. Scott (the superintendent of the Salt Lake City unit) and expressed a
desire to avoid litigation “[b]ecause all [he] ever wanted was to be able to
continue working without being subject to ongoing harassment.” Aplt’s App. vol.
VIII, at 1518. Ultimately, Mr. Tademy “agreed not to pursue a lawsuit against
Union Pacific if the company promised it would incorporate annual EEO training
into the mandatory Session B trainings.” Id. In addition, Union Pacific promised
that it would “do on-going annual EEO training.” Id. However, according to the
Superintendent of Union Pacific’s Salt Lake Service Unit, the company cancelled
the training in 2003 for financial reasons.
In 2003, Mr. Tademy was required to undergo random drug testing for three
consecutive weeks. Although a white co-worker, Richard Puffer, was tested
along with Mr. Tademy on each occasion, Mr. Tademy alleges that these drug
tests were conducted in retaliation for his discrimination claim.
Finally, on July 4, 2003, Mr. Tademy entered Union Pacific’s south shanty
and was immediately struck by what appeared to be a life-size hangman’s noose
prominently suspended from a large industrial wall clock. 1 The sight of the noose
1
At oral argument, there was some discussion about whether the slip-knot
(continued...)
7
caused Mr. Tademy to become so nauseated that he vomited. He immediately
attempted to notify the yard manager on duty. When none was available, he
worked his shift, found yard manager Mike Simmons, and reported the noose. He
also notified the Union Pacific EEO office as well as his union representative,
Blaine Bailey. Mr. Simmons contacted Mr. Scott, who sent Mark Rowley, a
Union Pacific special agent, to investigate. After Mr. Rowley and a Union Pacific
manager viewed the noose and interviewed employees, Jan Erickson, a Union
Pacific employee, confessed to placing the rope above the clock, but denied any
malicious intent. Instead, Mr. Erickson explained that he found the rope in the
rail yard and placed it over the clock so that he would remember to take it for use
on his truck.
After conducting a hearing, Union Pacific terminated Mr. Erickson’s
employment. However, Mr. Erickson appealed the decision to a public law board,
which ordered his restatement after a year’s suspension without pay. Union
Pacific held several town hall meetings to discuss how a hanging noose could
violate the EEO policy. However, the company did not require Mr. Erickson to
undergo any EEO training.
1
(...continued)
at issue could be classified as a hangman’s noose. This particular knot has four
loops. Aplt’s App. vol. IV, at 712. To our knowledge, there is no specific
number of loops required for a slip-knot to constitute a hangman’s noose. A
photograph of the noose is attached to this opinion.
8
In the fall of 2003, Mr. Tademy was placed on disability retirement after a
specialist diagnosed him with major depression, post-traumatic stress disorder,
and anxiety disorder. In January 2004, Mr. Tademy filed a second charge of
discrimination with the UALD. After receiving his right-to-sue letter, Mr.
Tademy filed suit in the United States District Court for the District of Utah
under Title VII of the 1964 Civil Rights Act and 42 U.S.C. § 1981. The district
court granted summary judgment for Union Pacific, and this appeal followed.
II. DISCUSSION
We review de novo the district court’s grant of summary judgment on Mr.
Tademy’s Title VII and § 1981 hostile environment claims. Duncan v. Manager,
Dep't of Safety, City & County of Denver, 397 F.3d 1300, 1309 (10th Cir. 2005).
We address each claim in turn.
A. T ITLE VII
“Title VII of the Civil Rights Act of 1964 makes it ‘an unlawful
employment practice for an employer . . . to discriminate against any individual
with respect to his compensation, terms, conditions, or privileges of employment,
because of such individual’s race, color, religion, sex, or national origin.’” Harris
v. Forklift Sys., Inc., 510 U.S. 17, 21 (1993) (quoting 42 U.S.C. § 2000e-2(a)(1)).
“The objective of Congress in the enactment of Title VII is plain from the
language of the statute. It was to achieve equality of employment opportunities
and remove barriers that have operated in the past to favor an identifiable group
9
of white employees over other employees.” Griggs v. Duke Power Co., 401 U.S.
424, 429-430 (1971). To that end, Title VII proscribes discriminatory hiring as
well as employment practices that permeate the workplace with “discriminatory
intimidation, ridicule, and insult that is sufficiently severe or pervasive to alter
the conditions of the victim’s employment and create an abusive working
environment.” Harris, 510 U.S. at 21 (internal quotations and citations omitted).
Mr. Tademy has charged that Union Pacific maintained a racially hostile work
environment in violation of the latter prohibition.
“Although Title VII does not explicitly mention hostile work environment,
a victim of a racially hostile work environment may nevertheless bring a cause of
action under Title VII.” Ford v. West, 222 F.3d 767, 775 (10th Cir. 2000). In
this case, because he first filed charges of discrimination with a state agency, Mr.
Tademy was required to file a claim with the Equal Employment Opportunity
Commission (EEOC) within 300 days of the alleged discriminatory conduct. 42
U.S.C. § 2000e-5(e)(1); Duncan, 397 F.3d at 1308.
In the context of suits based on discrete acts, a court may easily determine
whether the plaintiff filed a claim within the limitations period. As the Supreme
Court noted in National Railroad Passenger Corp. v. Morgan, 536 U.S. 101, 110
(2002), discrete acts “occur[] on the day that [they] happen[].”
“As applied to hostile environment claims, however, [the 300-day]
requirement has proven problematic,” Duncan, 397 F.3d at 1308, because “[a]
10
hostile work environment claim is composed of a series of separate acts that
collectively constitute one ‘unlawful employment practice.’” Morgan, 536 U.S. at
117 (quoting 42 U.S.C. § 2000e-5(e)(1)). “[They] occur[] over a series of days or
perhaps years and, in direct contrast to discrete acts, a single act of harassment
may not be actionable on its own.” Id. at 115.
In Morgan, the Supreme Court applied Title VII’s strict 300-day statute of
limitations to hostile environment claims. The Court held “that consideration of
the entire scope of a hostile work environment claim, including behavior alleged
outside the statutory time period, is permissible for the purposes of assessing
liability, so long as an act contributing to that hostile environment takes place
within the statutory time period.” Id. at 105 (emphasis added).
Morgan and this court’s decision in Duncan dictate that our review of the
district court’s grant of summary judgment on a hostile environment claim
proceeds in three steps. “Our first task . . . is to determine if there is a genuine
issue whether the acts [Mr. Tademy] alleges are part of the same hostile work
environment.” Duncan, 397 F.3d at 1309. In order to determine whether acts are
sufficiently related, “Morgan advises looking at the type of these acts, the
frequency of the acts, and the perpetrator of the acts.” Id. The harassment must
be “racial or stem[] from racial animus.” Witt v. Roadway Express, 136 F.3d
1424, 1432 (10th Cir. 1998) (internal quotation marks omitted). And, as we have
noted, at least one of those acts must have occurred within 300 days of Mr.
11
Tademy’s filing of his EEOC claim. Second, if we conclude that Mr. Tademy’s
claims are sufficiently related, we must evaluate whether Mr. Tademy has
presented evidence from which a reasonable jury could conclude that “the
harassment was pervasive or severe enough to alter the terms, conditions, or
privilege of employment.” Bolden v. PRC, Inc., 43 F.3d 545, 551 (10th Cir.
1994). Third, we consider whether Mr. Tademy has presented evidence sufficient
to give rise to a reasonable inference that Union Pacific’s response to the
incidents of which it was apprised was inadequate. See Adler v. Wal-Mart Stores,
144 F.3d 664, 673-76 (10th Cir. 1998).
As to the third inquiry, we note that employers are not automatically liable
under Title VII for the conduct of employees that creates a hostile work
environment. However, “since the employer ultimately controls the conditions of
the work environment[,]” our cases hold that “[a]n employer who condones or
tolerates the creation of [a hostile work] environment should be held liable.”
Lockard v. Pizza Hut, 162 F.3d 1062, 1073-74 (10th Cir. 1998) (internal citations
and quotations omitted).
In examining the responsibility of employers, we look to agency principles.
Hollins v. Delta Airlines, 238 F.3d 1255, 1258 (10th Cir. 2001). Under our
precedent, employers may be held liable for the racially harassing conduct of
employees under three theories: “[1] the negligence theory, under which the
employer fails to remedy a hostile work environment it knew or should have
12
known about; [2] the actual authority theory, under which an employee harasses
another employee within the scope of his employment; or [3] the apparent
authority theory, under which the harassing employee acts with apparent authority
from the employer.” Id.
Here, Mr. Tademy has asserted only a negligence theory. Taking all of the
hostile environment factors into account along with Union Pacific’s response and,
again, drawing all reasonable inferences in Mr. Tademy’s favor, as we must, we
hold that a reasonable jury could find that Mr. Tademy was subjected to a racially
hostile work environment in violation of Title VII. We also conclude that there is
a triable issue as to whether Union Pacific “condone[d] or tolerate[d] the creation
of [the] environment,” Lockard, 162 F.3d at 1073, in that it knew or should have
known about the alleged harassment and failed to remedy it.
1. Acts that are part of the same hostile work environment
We initiate our inquiry by defining the scope of Mr. Tademy’s claim.
Duncan, 397 F.3d at 1309. Our task is to determine “if there is a genuine issue
whether the acts [Mr. Tademy] alleges are part of the same hostile work
environment,” id., whether at least one act comprising that environment occurred
within Title VII’s 300-day statute of limitations, and whether those acts were
“racial or stemmed from racial animus.” Witt, 136 F.3d at 1432. We begin by
examining acts within the filing period and consider whether incidents outside the
filing period are sufficiently related to constitute the same employment practice.
13
Id. Writing on behalf of Mr. Tademy, the EEOC filed a brief arguing that the
discriminatory acts at issue constituted “a single, actionable hostile work
environment.” EEOC Br. at 18. We agree.
a. Events occurring within the limitations period
Mr. Tademy alleges two incidents of discrimination within Title VII’s filing
period. Primarily, Mr. Tademy urges us to conclude that there is a triable issue as
to whether being subject to three random drug tests was the product of racial
animus. He argues that the statistical probability of being tested three times in one
month is so low that the testers must have been singling him out because of his
race or in retaliation for his allegations of racial hostility. We do not believe Mr.
Tademy has presented sufficient evidence to give rise to a reasonable inference
that the drug tests were racial in nature. On this point, we agree with the district
court, which concluded:
There is simply no evidence that the random drug tests were racial or
stemmed from racial animus. The un-controverted evidence is that
random drug testing is required for employees who work in the
operation of trains and that those to be tested are selected by computer
on the basis of job positions and shift, not on the basis of individual
employee identification. It is undisputed that the drug testing impacted
[Mr. Tademy] and his white coworker the same.
Aplt’s App. vol. IX, at 2086.
Mr. Tademy also contends that the noose incident, which occurred within
the 300-day statute of limitations, may serve as the basis of a hostile environment
claim. The district court found that the alleged noose could not be evidence of
14
racial discrimination because it was merely “an industrial rope with a slip knot
tied in it. ” Id. at 2076. In holding that the would-be noose was benign as a
matter of law, the court found that “Erickson decided he could use the rope to help
his son move and placed the rope on a wall clock near one of the South Shanty
doors so that he would not forget it. Erickson[,] who attached no meaning to the
rope[,] forgot to take it home.” Id.
Rule 56 of the Federal Rules of Civil Procedure provides that summary
judgment “shall be rendered if the pleadings, depositions, answers to
interrogatories, and admissions on file, together with the affidavits . . . show that
there is no genuine issue as to any material fact and that the moving party is
entitled to judgment as a matter of law.” F ED . R. C IV . P. 56( C ). As we have noted,
a court considering a summary judgment motion must draw all reasonable
inferences in favor of the non-moving party. Kendrick, 220 F.3d at 1225. The
district court’s analysis of the noose incident does not comport with this principle:
its version of events is essentially the story that Mr. Erickson told Union Pacific in
an effort to save his job. In our view, the record–including Union Pacific’s
response to the noose incident–reveals ample reasons to enable a reasonable jury
to disbelieve Mr. Erickson’s story.
Primarily, in his deposition, Mr. Erickson testified that he wanted the rope
“because [he] figured [he] could use this rope with my truck to help my sons move
their personal belongings, which was coming up in about a week and two days.”
15
Aplt’s App. vol. IV, at 688-89. Despite this testimony, a jury could conclude that
the rope in question was ill-suited for the stated purpose. According to Mr.
Erickson, the rope was “four to six feet long” with the noose and perhaps “eight to
ten feet” without it. Id. at 689. The photograph of the noose suggests that six feet
is a very generous estimate of the rope’s length with the noose. In addition, the
record reveals no reason why a slip knot – especially one that looked like a
noose – would be of any utility to this project. Finally, it is not clear why, out of
all the lengths of rope potentially available over the nine days between July 4 and
his sons’ move, Mr. Erickson would have chosen one that was likely too short and
tied in a superfluous knot.
A jury could also find that Mr. Erickson’s proffered rationale for placing the
rope above the clock was not worthy of belief. Mr. Erickson testified that he
initially placed the rope on a desk, but eventually put it on the clock so that he
would not forget it. Given that the stated moving project was nine days away, the
record reveals no explanation as to why Mr. Erickson felt compelled to take the
rope home that day. Had he left the rope on the desk or anywhere else that day, he
could have simply retrieved it another day. If he was so concerned about
remembering the rope, then he could have placed it in his locker, which was in the
same shanty.
In sum, we think a jury could find that Mr. Erickson’s explanation of the
noose incident was not worthy of belief. Indeed, even Union Pacific harbored
16
doubts about the sincerity of Mr. Erickson’s story, as evidenced by the fact that
the company terminated his employment as a result of the incident. Thus,
ironically, the district court seems to have given Mr. Erickson’s version of events
more credence than Union Pacific. More importantly, a jury could believe that
this noose was meant to evoke a hangman’s noose and that Mr. Erickson placed it
where it was most likely to be seen and where it could have maximum effect: on
the wall clock. Although Mr. Erickson’s explanation may ultimately prevail,
determinations necessary to reach the truth of the matter are not meant for a court
ruling on a summary judgment motion. See Stinnet v. Safeway, Inc., 337 F.3d
1213, 1216 (10th Cir. 2003) (“Credibility determinations [and] the weighing of
evidence . . . are jury functions, not those of a judge . . . .”).
Furthermore, courts have recognized that a noose may constitute part of a
hostile environment claim. See Hollins, 238 F.3d at 1256-58 (noting that “several
hangman’s nooses dangling from the ceiling above [the plaintiff’s] work area”
coupled with racist jokes, including one about lynching, were sufficient to give
rise to an inference of a hostile environment); see also Vance v. S. Bell Tel. & Tel.
Co., 863 F.2d 1503, 1511 n.4 (11th Cir. 1989) (“It is hard to imagine an incident
of this sort taking place in 1984. The grossness of hanging an object resembling a
noose at the work station of a black female is self-evident.”), abrogated on other
grounds by Harris, 511 U.S. at 21; Vance v. S. Bell Tel. & Tel., 983 F.2d 1573,
1583 (11th Cir. 1993) (Fay, J., dissenting) (“The noose in [the workplace] context
17
is a symbol not just of racial discrimination or of disapproval, but of terror. . . .
Not less than the swastika or the Klansman’s hood, the noose in this context is
intended to arouse fear.”); Williams v. New York City Housing Auth., 154 F.
Supp. 2d 820, 824 (S.D.N.Y. 2001) (“Indeed, the noose is among the most
repugnant of all racist symbols, because it is itself an instrument of violence.”).
Like “a slave-masters whip,” the image of a noose is “deeply a part of this
country’s collective consciousness and history, any [further] explanation of how
one could infer a racial motive appears quite unnecessary.” Johnson v. Potter, 177
F. Supp. 2d 961, 965 (D. Minn. 2001); see also Virginia v. Black, 538 U.S. 343,
388 (2003) (Thomas, J., dissenting) (stating that “[i]n every culture, certain things
[both “sacred” and “profane”] acquire meaning well beyond what outsiders can
comprehend” and discussing cross burning as an example). In light of the
potential implausibilities in Mr. Erickson’s story and the fact that a noose is often
employed as a racist symbol, we think a reasonable jury could find that Mr.
Erickson’s hanging of a life-size noose stemmed from racial animus. We now
consider which other acts are sufficiently related to constitute the same work
environment.
b. Claims falling outside the limitations period
Drawing all reasonable inferences in his favor, we conclude that one of the
incidents alleged by Mr. Tademy – the 1995 confrontation with Mr.
Marvin–cannot be reasonably viewed as part of the same hostile work environment
18
as the hanging of the noose in the south shanty on July 4, 2003. That
confrontation was qualitatively different than the other incidents: it did not involve
racial epithets at all and there is no indication that Mr. Marvin’s conduct
contributed in any way to the subsequent acts alleged by Mr. Tademy. Cf.
Duncan, 397 F.3d at 1309 (concluding that acts of “threatening physical and
psychological harassment” outside the limitations period were not part of the same
hostile work environment as conduct within the limitations period involving “off-
color comments and rumor-spreading perpetuated by a completely different set of
actors”).
However, drawing all reasonable inferences in favor of Mr. Tademy, we
further conclude that there is genuine issue of fact as to whether the racist graffiti,
Mr. Cagle’s use of the term “boy,” the slaves e-mail, and Mr. Bleckert’s reference
to “F***ing Kunta Kinte” were part of the same hostile work environment as the
hanging of the noose. In our view, a reasonable jury could find that each was
calculated to demean or intimidate African-American employees.
The Cagle “boy” incident, for example, underscores why summary judgment
was inappropriate. As typically used in everyday English, there is nothing
inherently offensive about the word “boy.” Nevertheless, it is a term that has been
used to demean African-American men, among others, throughout American
history. In conversation, a slight difference in emphasis on a particular word or
syllable in a sentence can alter its meaning. Here, we are confronted with
19
conflicting testimony about whether the term was used in an offensive way in this
particular instance. Union Pacific’s decision to send Mr. Cagle to sensitivity
training indicates that the company recognized the racial implications of his
comment. Given all of the facts of this case, whether Mr. Cagle’s comment was
racially motivated and what effect it had on Mr. Tademy are judgments of the sort
we are not equipped to make as an appellate court reviewing a cold record. Nor
were they appropriate for the district court in ruling on a summary judgment
motion. See Stinnet, 337 F.3d at 1216. And we believe this assessment applies
equally to the “slaves” e-mail and the racist graffiti.
We also believe that the number of incidents in the given timespan is
sufficient to constitute a hostile environment. Our precedent reveals no talismanic
number of incidents needed to give rise to a hostile discrimination claim. As we
will discuss in greater detail below, whether a hostile environment claim is
actionable depends not only on the number of incidents, but also on the severity of
the incidents. Here, the incidents include highly offensive graffiti and a noose
hanging in the south shanty. As we outline below, we think that a jury could find
that although Mr. Tademy may not have been subjected to racism on a daily basis,
he has presented evidence sufficient to support his hostile environment claim.
Considering all of the circumstances, we are persuaded that a reasonable jury
could conclude that these incidents constituted the same employment practice.
20
Union Pacific maintains that our court employs a strict “type, frequency,
and perpetrator” test to determine whether there is a sufficient nexus between
hostile acts. See Aples’ Br. at 34-36. It contends that Mr. Tademy may only
survive summary judgment if he is able to demonstrate that the same perpetrator
committed any two of the incidents.
We disagree with Union Pacific’s characterization of our precedent. While
it is true that the acts in Duncan and Morgan were related by type, frequency, and
perpetrator, neither of these cases held that a plaintiff must always produce
evidence of such a relationship in order to survive summary judgment. Indeed, it
is telling that Union Pacific is unable to cite language from Morgan for this
proposition and references only the words “type, frequency, and perpetrator” from
Duncan. Aples’ Br. at 34. The entire sentence in Duncan reads, “These acts are
related by type, frequency, and perpetrator, thus all these acts, including those
before the beginning of the filing period, are within the scope of Ms. Duncan’s
hostile work environment claim.” 397 F.3d at 1309. Notwithstanding Union
Pacific’s considerable efforts, the Duncan court’s observation about the
relationship between the acts in that particular case may not be contorted into a per
se requirement.
Indeed, the rule Union Pacific champions would have troubling
implications. Under Union Pacific’s theory, an employer could escape liability for
a racially hostile work environment by employing a legion of bigots, each of
21
whom committed but a solitary act of racism. Such a workplace would hardly
operate to “achieve equality of employment opportunities.” Griggs, 401 U.S. at
430. Furthermore, requiring proof of repeat perpetrators would also provide
employers with a reason to avoid conducting thorough investigations aimed at
rooting out the culpable party. Here, for example, Mr. Erickson, Mr. Cagle, Mr.
Bleckert, Mr. White, or some other employee could have been responsible for any
number of the incidents of racist graffiti. However it is impossible to know
because Union Pacific failed to investigate the incidents of graffiti or the etchings
on Mr. Tademy’s locker. By contrast, when the company did conduct an
investigation, the perpetrator was discovered. Yet if only repeat offenders could
render the company liable for a hostile work environment, the company’s failure to
investigate the incidents and identify the perpetrator might devolve to its benefit.
In addition, the fact that all of these incidents occurred in the same service
unit persuades us that they are sufficiently related at this stage of the case. In
Duncan, the incidents of alleged harassment occurred over the course of twenty
years while Ms. Duncan was working in various capacities with no fewer than
seven departments of the Denver Police. 397 F.3d at 1304. Here, by contrast, all
of the acts took place within an eight-year span while Mr. Tademy was working in
the same place, the Salt Lake service unit. This fact is significant because it
suggests that the same, undiscovered perpetrator could have been responsible for
several or even multiple incidents. Moreover, as we will discuss in greater detail
22
below, Union Pacific was, or should have been, on notice of recurrent conduct in
the same area.
2. Severity or Pervasiveness
Having determined that Mr. Tademy has demonstrated a triable issue as to
whether the incidents constituted the same employment practice, we now assess
whether a reasonable jury could conclude that “[Mr. Tademy’s] workplace [was]
permeated with discriminatory intimidation, ridicule, and insult, that [was]
sufficiently severe or pervasive to alter the conditions of [his] employment and
create an abusive working environment.” Herrera v. Lufkin Indus., Inc., 474 F.3d
675, 680 (10th Cir. 2007) (internal quotation marks omitted). We have stated that
“[p]ervasiveness and severity are independent and equal grounds” upon which a
plaintiff may establish this element of a hostile environment claim. Witt v.
Roadway Express, 136 F.3d 1424, 1432 (10th Cir. 1998) (addressing a hostile
environment claim under 42 U.S.C. § 1981); see also Aramburu v. Boeing Co.,
112 F.3d 1398, 1410 (10th Cir. 1997) (citing Durham v. Xerox Corp., 18 F.3d 836,
838-39 (10th Cir. 1997) for the proposition that “standards and burdens under §
1981 are the same as those under Title VII”). Nevertheless, those two grounds
“are, to a certain degree inversely related; a sufficiently severe episode may occur
as rarely as once . . . , while a relentless pattern of lesser harassment that extends
over a long period of time also violates the statute.” Cerros v. Steel Techs, Inc.,
288 F.3d 1040, 1047 (7th Cir. 2002).
23
“In making this determination, we consider the work atmosphere both
objectively and subjectively, looking at all the circumstances from the perspective
of a reasonable person in the plaintiff’s position.” Herrera, 474 F.3d at 680
(internal quotation marks and alterations omitted). We may consider the conduct’s
frequency and severity; “whether it is physically threatening or humiliating, or a
mere offensive utterance”; and whether it unreasonably interferes with the plaintiff
employee’s work performance. Harsco Corp. v. Renner, 475 F.3d 1179, 1187
(10th Cir. 2007). The inquiry “is particularly unsuited for summary judgment
because it is quintessentially a question of fact.” Herrera, 474 F.3d at 680
(internal quotation marks omitted).
Here, Mr. Tademy has alleged a series of acts of harassment, “culminating
in the life-sized lynching noose[,]” an incident that affected him so profoundly that
he did not return to work at Union Pacific. Aplt’s Br. at 43. We view these
allegations as asserting severe rather than pervasive harassment. See Smith v.
Northwest Financial Acceptance, Inc., 129 F.3d 1408, 1414 (10th Cir. 1998)
(concluding that “the cumulative evidence of severity was sufficient for the court
to conclude that a reasonable person would find Plaintiff’s work environment
hostile or abusive’). Considering the evidence in the light most favorable to Mr.
Tademy, we conclude that a reasonable jury could find the harassment alleged by
Mr. Tademy was “sufficiently severe . . . to alter the conditions of [his]
employment and create an abusive working environment.” Herrera, 474 F.3d at
24
680 (internal quotation marks omitted); cf. Rodgers v. Western-Southern Life Ins.
Co., 12 F.3d 668, 675 (7th Cir. 1993) (considering “the cumulative weight of . . .
several ‘isolated’ racial comments” and concluding that the record supported the
finding that the plaintiff employee was subjected to a hostile environment).
In particular, the various graffiti and cartoons combined with the words
“nigger” and “nigger go home” etched on Mr. Tademy’s locker are the sort of
conduct that would make any reasonable person feel uncomfortable–and entirely
unwelcome, to say the least–in the workplace. See Spriggs v. Diamond Auto
Glass, 242 F.3d 179, 185 (4th Cir. 2001) (“Far more than a mere offensive
utterance, the word ‘nigger’ is pure anathema to African-Americans. Perhaps no
single act can more quickly . . . create an abusive working environment than the
use of an unambiguously racial epithet such as ‘nigger’. . . .”) (internal quotation
marks omitted). Indeed, it is difficult to imagine a message more calculated to
make an African-American feel unwelcome in the workplace than “nigger”
engraved in his or her individual workspace. See Cerros, 288 F.3d at 1047
(“While there is no ‘magic number’ of slurs that indicate a hostile work
environment, we have recognized before that an unambiguously racial epithet falls
on the ‘more severe’ end of the spectrum.”).
In addition, a jury could easily find that the noose was an egregious act of
discrimination calculated to intimidate African-Americans. See Williams, 154 F.
Supp. 2d at 825 (“The . . . noose remains a potent and threatening symbol for
25
African-Americans, in part because the grim specter of racially motivated violence
continues to manifest itself in present day hate crimes.”). While it is associated
with vigilante justice in the American West, and even state-sanctioned capital
punishment, Judge Robert Carter, a judge in the Southern District of New York
and a leading figure in civil rights law, has observed that
[i]t is impossible to appreciate the impact of the display of a noose
without understanding this nation’s opprobrious legacy of violence
against African-Americans. One study notes that from 1882, the
earliest date for reliable statistics, to 1968, 3,446 African-Americans
died at the hands of lynch mobs. See R OBERT L. Z ANGRANDO , T HE
NAACP C RUSADE A GAINST L YNCHING , 1909-1950 4 (1980).
Obviously, these figures underestimate the actual number of blacks who
were the victims of lynchings because such atrocities were
underreported, and southern whites frequently attempted to suppress
evidence of mob violence for fear of the enactment of a federal
anti-lynching law. See id.
The effect of such violence on the psyche of African-Americans
cannot be exaggerated. Sociologists have explained that “lynching was
employed to maintain dominance whenever it suited whites to reaffirm
their mastery or blacks challenged or seemed about to test the
established contours of their subordination.” Id. at 9.
Id. at 824.
In the instant case, Mr. Tademy was so disturbed by the sight of the noose
that he became physically ill. As he recounted, “I was paralyzed kind of . . . .
[T]he next thing I remember is my stomach kind of got sick, and the next thing I
remember is I was in the restroom throwing up. And I don’t even remember going
to the restroom, but I remember being in there . . . throwing up.” Aplt’s App. vol.
II, at 230. The noose incident must also be viewed in light of the fact that Mr.
26
Tademy was aware of the “hang all niggers and jews” graffiti, a fact that
understandably intensified his reaction. We acknowledge that the placement of the
noose may have involved no racist intent at all, as Mr. Erickson maintained. Or
perhaps the fact that the act occurred on July 4 was intended to have some
particular significance. In any event, while there may be legitimate arguments on
both sides, these arguments should take place before a jury that will have the
opportunity to evaluate the evidence, demeanor, and candor of witnesses.
Additionally, as we have noted, the term “boy” can be highly offensive
when used in certain contexts. And we need not explore America’s history of race
relations to understand why an African-American would be offended by the
“slaves” e-mail or a co-worker’s crude comparison of a manager to “F***ing
Kunte Kinte.” While it is possible that a jury might believe that the slaves e-mail
and Mr. Bleckert’s remark were not racially motivated, the question of whether
they were and, if so, how they would have affected Mr. Tademy’s work
environment are “particularly unsuited for summary judgment because [they are]
quintessentially [] question[s] of fact.” Herrera, 474 F.3d at 680.
In addition, in determining whether the hostile environment was sufficiently
severe, we consider several other acts that Mr. Tademy has alleged. Cf. Morgan,
536 U.S. at 113 (noting that Title VII “[does not] bar an employee from using the
prior acts as background evidence in support of a timely claim”). Thus, we take
into account the instances when Mr. Tademy arrived at work to find the words
27
“nigger” and “nigger go home” etched into his locker, as well as the occasions
when he saw racist graffiti in company bathrooms and on company billboards. See
McGinest v. GTE Serv. Corp., 360 F.3d 1103, 1116 (9th Cir. 2004) (concluding
that “the prevalence of graffiti containing a racial slur evocative of lynchings and
racial hierarchy [is] [a] significant exacerbating factor[] in evaluating the severity
of the racial hostility”); Cerros, 288 F.3d at 1047 (“Adding up all of the
derogatory names directed at [the plaintiff] as well as all of the graffiti on the
bathroom walls, and coupling that with more information about how frequently or
how long the abuse endured, the court might well find that both the pervasiveness
and the severity measures are high.”). These words and images are, obviously,
quite disturbing, and there are few more discomforting messages than “nigger go
home” posted on the locker of an African-American. These incidents would have
only heightened Mr. Tademy’s discomfort in the workplace following the noose
incident.
We also note that “evidence of a general work atmosphere, including
evidence of harassment of other [racial minorities], may be considered in
evaluating a claim,” as long as Mr. Tademy presents evidence that he knew about
the offending behavior. Hirase-Doi v. U.S. West Commc’ns, Inc., 61 F.3d 777,
782 (10th Cir. 1995). Thus, we also consider the fact that Mr. Tademy was aware
of the “hang all niggers and jews” graffiti. A reasonable jury could also rely upon
that fact to conclude that Mr. Tademy was subjected to severe harassment.
28
3. Union Pacific’s Response
We now consider whether a reasonable jury could also find Union Pacific
liable under Title VII because the company “condone[d] or tolerate[d] the creation
of [a racially hostile] environment.” Lockard, 162 F.3d at 1073. On this issue,
Mr. Tademy advances a negligence theory “under which the employer fails to
remedy a hostile work environment it knew or should have known about.”
Hollins, 238 F.3d at 1258 (internal quotation marks omitted).
Our assessment of Union Pacific’s response proceeds in two steps. We
begin by taking account of the instances of discrimination that should have
reasonably put Union Pacific on notice that the Salt Lake unit had a problem with
the types of discrimination Mr. Tademy alleges. We then address the adequacy of
the company’s response in light of the discrimination about which Union Pacific
knew or reasonably should have known.
a. Notice
“Because an employer is only potentially liable for negligence in remedying
and preventing harassment of which it negligently failed to discover, courts must
make two inquiries: first into the employer’s actual or constructive knowledge of
harassment, and second, into the adequacy of the employer’s remedial and
preventative responses to any actually or constructively known harassment.”
Adler, 144 F.3d at 673. We have held that “[a]ctual knowledge will be
demonstrable in most cases where the plaintiff has reported harassment to
29
management-level employees.” Id. When a management-level employee has not
been notified, this court applies what amounts to a “negligence standard: highly
pervasive harassment should, in the exercise of reasonable care, be discovered by
management-level employees.” Id.
In this case, the following acts of harassment were reported to Union
Pacific’s management-level employees: (1) the word “nigger” written on Mr.
Tademy’s locker; (2) the work “nigger” written on a restroom wall; (3) the
“Sambo” cartoon and the words the “nigger swimming pool” placed on a restroom
wall; ( 4) the words “hang all niggers and jews” written in a bathroom; (5) the
“F***ing Kunte Kinte” incident, (6) the Cagle “boy” incident, (7) the slaves e-
mail, (8) and the Erickson noose incident. In addition, in evaluating Union
Pacific’s response to Mr. Tademy’s complaints, we must also take into account
reports by other employees that should have put the company on notice that
discriminatory conduct of the type Mr. Tademy reported. In determining whether
to consider acts alleged by other employees, we look to “[t]he extent and
seriousness of the earlier harassment and the similarity and nearness in time to the
later harassment . . . .” Hirase-Doi, 61 F.3d at 783-84.
Mr. Tademy presented evidence that a fellow employee, Harry Price,
reported numerous instances of racist graffiti to Union Pacific’s management. The
messages included ones similar to those Mr. Tademy experienced: “No niggers
here,” “Go home, boy,” “KKK,” an “N” with a circle around it and a slash drawn
30
through it, and a cartoon drawing of a person that, at one time, was labeled
“nigger.” Aplt’s App. vol. VI, at 1008, 1010. According to Mr. Price, part of this
graffiti remained in the North Yard shanty bathroom for ten or twelve years, and
part of it remained for three or four years. The graffiti was removed sometime in
2002. Id. at 1008. Mr. Price reported this graffiti to three different Union Pacific
employees he believed were management-level employees, including a
superintendent, and in each case they said they would take care of it, but no
investigation was ever conducted.
Mr. Tademy also urges this court to take into account the fact that Union
Pacific received complaints about nooses in service units in Albina, Oregon;
Seattle, Washington; Chicago, Illinois; and Los Angeles, California, all within
four years of Mr. Tademy’s discovery of the noose. However, in conducting our
inquiry, we decline to take into account any acts of discrimination occurring
outside of the Salt Lake unit. As Union Pacific points out, it is a large company
with employees scattered across the western and mid-western United States. We
fail to see how the appearance of, for example, nooses in four disparate locations
would alert the company of a potential problem in the Salt Lake unit. Thus, we do
not consider Union Pacific on notice of a noose problem because those incidents
occurred at various locations and Mr. Tademy has not alleged that they are related
to the noose at issue.
31
Nevertheless, based on the record before us, we must conclude that there is
a triable issue as to whether the recurrence of racist graffiti was the sort of
harassment that in the exercise of reasonable care should have been discovered by
management-level employees. Adler, 144 F.3d at 673. In reaching this
conclusion, we consider the accounts of Mr. Price because they describe
harassment that is sufficiently related in “similarity and nearness in time” to the
racial hostilities Mr. Tademy has alleged. Hirase-Doi, 61 F.3d at 783-84. Thus,
for the purposes of our analysis below, we assume that Union Pacific was, or at
least should have been, on notice that the Salt Lake service unit had a serious
problem with bigoted messages appearing in public spaces around the time Mr.
Tademy raised his complaints.
b. Adequacy
The test for the adequacy of an employer’s remedial response to racial
hostility is “whether the remedial and preventative action [is] reasonably
calculated to end the harassment.” Adler, 144 F.3d at 676 (internal quotation
marks omitted). “A stoppage of harassment shows effectiveness, which in turn
evidences such reasonable calculation. However, this is not the sole factor to be
considered. Because there is no strict liability and an employer must only respond
reasonably, a response may be so calculated even though the perpetrator might
persist.” Id. A plaintiff who argues that continuing harassment demonstrates the
32
inadequacy of the employer’s response must offer evidence of “a nexus between
a[n employer’s] prior response and later harassment by others.” Id. at 678.
If the employer’s action does not stop the harassment, then this court
examines its adequacy in light of “the timing of the employee’s complaint, the
speed of the employer’s response, and the gravity of the punishment relative to the
alleged harassment.” Duncan, 397 F.3d at 1310. We view the record in the light
most favorable to the non-moving party. See Kendrick, 220 F.3d at 1225.
Here, Mr. Tademy has offered evidence that Union Pacific failed to
investigate or discipline any employee as a result of (1) the word “nigger” written
on Mr. Tademy’s locker; (2) the words “nigger” and “hang all niggers and jews”
written in a bathroom; (3) the “F***ing Kunte Kinte” incident, (4) the Sambo
cartoon; and (5) the “nigger swimming pool” graffiti. We also take into account
the evidence offered by Mr. Price–that Union Pacific was on notice of, but failed
to take action regarding, a variety of racist graffiti over an extended period of
time.
Those messages were unequivocally racist. The fact that the words
“nigger,” “nigger go home,” and “hang all niggers and jews” appeared, and in
some instances remained, in areas accessible to all employees may well reveal
more about what is acceptable in the work environment than any EEO manuals,
which may or may not be distributed to or read by employees. See Adler, 144
F.3d at 676 (stating that “[c]ourts have explained that simply indicating to a
33
perpetrator the existence of a policy against harassment is usually insufficient” to
constitute an effective response). These statements not only communicated to
minority employees that were not welcome in the workplace but also sent a
message that overt expressions of racism would not be taken seriously. Both of
these signals are antithetical to Title VII and contribute to a hostile work
environment.
In response to Mr. Tademy’s allegations regarding the graffiti, Union
Pacific invokes our statement in Duncan that “[w]e doubt whether [the defendant
employer] ha[d] an obligation to investigate” the distribution of anonymous letters
because “it is very difficult for an employer to identify and punish the perpetrators
of anonymous acts.” 397 F.3d at 1312. In our view, that statement does not
establish as a matter of law that a failure to make any efforts to determine which
employees were responsible for multiple incidents of racist graffiti was reasonable.
The two anonymous letters at issue in Duncan included “an outlandish jeremiad
that speculate[d] about a number of far-fetched conspiracies involving high
ranking members of the [Denver Police Department].” Id. Here, in contrast, the
graffiti was placed throughout the workplace over an extended period of time and,
as we have noted, its presence there supports Mr. Tademy’s claim that he was
subjected to severe harassment. Although there may be difficulties with
investigating anonymous acts of harassment, those difficulties at most present
factual questions about the reasonableness of Union Pacific’s response; they are
34
not sufficient to support a finding that Union Pacific acted reasonably as a matter
of law.
Further, our precedent suggests that employers have remedies available for
graffiti in the workplace. For example, in Baty v. Willamette Indus., Inc., 172
F.3d 1232 (10th Cir. 1999), overruled on other grounds by Morgan, 536 U.S.101,
an employer received complaints about graffiti containing inappropriate sexual
references to a particular female employee in the men’s restroom. In response, the
employer collected samples of the graffiti and compared them to handwriting on
job applications. Similarly, in Scarberry v. ExxonMobil Oil Corp., 328 F.3d 1255,
1257-58 (10th Cir. 2003), the employer’s human resources manager (1) personally
viewed the graffiti; (2) took pictures of it; (3) authorized the graffiti’s immediate
removal; (4) began interviewing employees and security guards to determine who
could be a suspect; (5) began interviewing employees who had been targeted as
suspects; (6) collected writing samples from the suspects’ employee records and
compared them with the graffiti; (7) reviewed the company’s security system
surveillance tapes; (8) reviewed trucking logs of outside contractors who were on
the premises during the relevant period; (9) attempted to identify a forensic
handwriting expert; (10) contacted headquarters seeking additional assistance; and
(11) told security to be more aware of potential problems at the plant. In response
to a second incident, the employer took similar measures, concluded that it was
“highly probable” that a particular employee was responsible, and terminated him.
35
Id. at 1258. In our view, those measures were reasonably calculated to end the
harassment caused by the graffiti.
Here, the reasonableness of Union Pacific’s response to the graffiti is also
undermined by its own response to the noose incident. The noose, like the graffiti,
was “anonymous,” Duncan, 397 F.3d at 1312; no employee signed his name to it
or volunteered, without investigation, that he or she was responsible for it. Yet, in
that instance, Union Pacific management did not conclude that no action could be
taken. Instead, the company began an inquiry, identified the responsible
employee, and took disciplinary action. On this record, a reasonable jury could
conclude that similar efforts were possible with respect to the graffiti.
Importantly, a reasonable jury could also find a nexus between the failure to
investigate the graffiti and later acts committed by Mr. White and Mr. Erickson
(the slaves e-mail and the noose). See Adler, 144 F.3d at 678. Because Union
Pacific made no efforts to identify and discipline those responsible for the various
incidents of racist graffiti, those two employees might well have concluded that
they could engage in such behavior with minimal consequences (i.e., that their
employer would “condone[] or tolerate[]” these acts). Lockard, 162 F.3d at 1073.
See Jackson v. Quanex, 191 F.3d 647, 663-64 (6th Cir. 1999) (discussing the fact
that an employer “was slow to eliminate racially offensive graffiti when it learned
of it, and made no effort to discover the perpetrators”; noting that, as a result of
the employer’s failure to respond “the graffiti continued throughout the entire
36
period of time that [the plaintiff] worked [for the employer]”; and concluding that
“[t]hese were not actions reasonably calculated to end racially offensive conduct”).
We therefore conclude that there are genuine issues of fact as to whether an
apparent racist graffiti problem, combined with Union Pacific’s failure to respond
to Mr. Tademy’s complaints about the Bleckert incident contributed to the
subsequent acts of harassment. Mr. Tademy has presented evidence sufficient to
give rise to an inference that Union Pacific failed to “discharge its obligation by
taking appropriate remedial or preventative action.” Adler, 144 F.3d at 676.
4. Mr. Tademy is not barred from raising claims included in a previous
complaint for which he received a right-to-sue letter
Title VII requires a plaintiff to file a charge of discrimination within 300
days of the alleged discriminatory act. Upon receipt of a right to sue letter, he
must file suit within 90 days. In general, plaintiffs may only revive lapsed claims
through equitable tolling. Million v. Frank, 47 F.3d 385, 389 (10th Cir. 1995)
(“Compliance with the filing requirements of Title VII . . . is a condition precedent
to suit that functions like a statute of limitations and is subject to waiver, estoppel,
and equitable tolling.”).
Union Pacific argues that Mr. Tademy may not include as part of the instant
Title VII claim any of the incidents that occurred before August 22, 2002, because
he chose not to file suit after receiving his initial right-to-sue letter. Thus,
37
according to Union Pacific’s theory, we may not consider the allegedly
discriminatory acts listed on Mr. Tademy’s first claim as part of the instant
hostile environment claim. 2 Union Pacific further argues that Mr. Tademy has
waived any right to contest its position because he failed to address this specific
argument below as well as on appeal.
Like the EEOC, which has filed an amicus brief in this case, we disagree
with Union Pacific’s contention that Mr. Tademy has waived the right to contest
this issue on appeal. Most importantly, the district court did not clearly resolve
the matter. In its ruling on Union Pacific's motion for summary judgment, the
court noted the general rule that “the 90-day period for filing a civil lawsuit after
final disposition of a complaint by the EEOC is a requirement that, like a statute of
limitations, is subject to waiver, estoppel, and equitable tolling.” Aplt’s App. vol.
IX, at 2079 (internal quotation marks omitted). The court added that Mr. Tademy
“makes no argument for waiver, estoppel, or equitable tolling and offers only the
desire to work without harassment as the reason why he filed his suit.” Id.
However, the court never stated whether the circumstances of this case warranted
an exception to the 90-day requirement. Moreover, in determining whether Mr.
2
These incidents include the “nigger” etching on Mr. Tademy’s locker and
the one in the bathroom; the cartoon with a Sambo figure and sign reading
“nigger swimming pool” and pointing to the toilet; the “kill all niggers and jews”
graffiti in Union Pacific’s bathroom; the “F***ing Kunte Kinte”; Mr. Cagle’s
reference to Mr. Tademy as “boy” in front of his co-workers; and the slaves e-
mail.
38
Tademy had been subjected to a hostile work environment, the court proceeded to
consider the various incidents that he included in his first EEOC complaint.
Even so, in his opening brief, Mr. Tademy did discuss Union Pacific’s
argument regarding the 90-day limit. He noted Union Pacific’s waiver argument
and observed that the court had not ruled on it. He then argued that the authorities
invoked by Union Pacific “all involve discrete acts of discrimination or retaliation,
not hostile environment claims.” Aplt’s Br. at 35 n.33.
Accordingly, we reject Union Pacific’s argument that Mr. Tademy may not
now contest the issue, and we proceed to consider whether we may consider the
allegations in his first EEOC complaint as part of his hostile environment claim in
this case. This is a purely legal question, and we examine it de novo. Johnson v.
City of Tulsa, 489 F.3d 1089, 1102 (10th Cir. 2007). We look to the applicable
statute, Morgan, and our own precedent.
Title VII contains no language barring a plaintiff from presenting
allegations in support of a hostile environment claim that he had advanced in a
prior EEOC complaint but chosen not to litigate within 90 days of a right-to-sue
letter. Nor does Morgan provide a foundation for such a rule. Indeed, no Tenth
Circuit or Supreme Court precedent indicates that § 2000e-5(f)(1)’s timely filing
provision poses such a barrier to litigation of a hostile environment claim.
Adopting Union Pacific’s rule would, in some respects, undermine Morgan, which
enables hostile environment plaintiffs to rely on claims that are otherwise time
39
barred. See Morgan, 536 U.S. at 117 (“The timely filing provision only requires
that a Title VII plaintiff file a charge within a certain number of days after the
unlawful practice happened. It does not matter, for purposes of the statute, that
some of the component acts of the hostile work environment fall outside the
statutory time period.”).
As the EEOC notes in its amicus brief, Title VII’s administrative filing
requirement encourages employees and employers to end harassment and resolve
their claims without litigation. See Martinez v. Potter, 347 F.3d 1208, 1211 (10th
Cir. 2003) (noting that “[o]ne of the goals of Title VII is to “put an employer on
notice of a violation prior to commencement of judicial proceedings . . . . This in
turn serves to facilitate internal resolution of the issue rather than promoting costly
and time-consuming litigation.”). Mr. Tademy’s approach in this case represents a
productive way of dealing with discrimination. After obtaining his right-to-sue
letter, Mr. Tademy reached an agreement with Union Pacific not to exercise his
right. In exchange, a Union Pacific superintendent, Mr. Scott, promised that
Union Pacific would conduct additional racial sensitivity training. In our view, it
makes little sense to punish Mr. Tademy for trying to reach a non-litigious
solution. We agree with the EEOC that “there is no policy justification for
penalizing Tademy because he took preliminary steps toward challenging his
treatment earlier in the sequence of events comprising the single hostile work
40
environment – thereby giving his employer earlier notice of the problem and an
opportunity to correct it without the necessity of litigation.” EEOC Br. at 25.
Moreover, Union Pacific is not defenseless if it believes it has been
prejudiced by unfair delay. As the Supreme Court noted, employers like Union
Pacific may resort to a variety of equitable defenses. Morgan, 536 U.S. at 121
(“In addition to other equitable defenses, therefore, an employer may raise a laches
defense, which bars a plaintiff from maintaining a suit if he unreasonably delays in
filing a suit and as a result harms the defendant.”).
Nevertheless, Union Pacific cites a number of unpublished opinions from
various circuits and district courts for the proposition that Mr. Tademy may not
“receive a right-to-sue letter, let it expire, file another charge regarding other
issues, file suit, and then try to bootstrap in his untimely and waived allegations
from his First Charge.” Aple’s Br. at 32. None of the cases Union Pacific cites
are persuasive, much less binding. If anything, Union Pacific’s citations are
misleading. For example, Union Pacific quotes the following sentence from
Druker v. Thomas Jefferson Univ., No. 02-2692, 2005 WL 579741 at *3 (E.D. Pa.
Mar. 7, 2005) (unreported): “The right-to-sue letter issued for her second-filed
charge does not revive charges included in the first-filed charge, which were not
the subject of a timely lawsuit.” Read in isolation, this would seem to support
Union Pacific’s argument.
41
However, the preceding sentence reveals that Ms. Druker’s second right to
sue letter “[did] not revive charges included in the first,” id., because the plaintiff
failed to incorporate the charges from the first right-to-sue letter into the second,
which focused solely on a new claim, retaliatory termination. Because Ms. Druker
had failed to file suit on the basis of the discriminatory acts alleged in the initial
charge, any claim relating to the first was waived. Although Union Pacific
represents that Druker stands for what might be likened to a “use it or lose it” rule,
in fact, the claims from the first charge of discrimination were not revived because
Ms. Druker did not attempt to revive them. Druker is inapplicable to this case
because, unlike Ms. Druker, Mr. Tademy included the allegations from his first
charge in his second.
We therefore conclude that Mr. Tademy may properly raise the allegations
of his first EEOC complaint in the instant hostile environment claim.
B. § 1981
Having determined that summary judgment on Mr. Tademy’s Title VII claim
was inappropriate, we now consider his § 1981 claim.
“Originally part of § 1 of the Civil Rights Act of 1866, and now codified as
§ 1981 of Title 42 of the United States Code, this provision guarantee all persons
the same right ‘to make and enforce contract . . . as enjoyed by white
citizens . . . . .’” S AMUEL E STREICHER & M ICHAEL C. H ARPER , T HE L AW
G OVERNING T HE E MPLOYMENT R ELATIONSHIP 161 (2d ed. 1992) (quoting 42
42
U.S.C. § 1981). As the district court noted, “[t]he elements of a hostile work
environment claim ‘under § 1981 are the same as those under Title VII.’” Aplt’s
App. vol. IX, at 2085 (quoting Aramburu, 112 F.3d at 1410). Thus, as in the Title
VII context, we must determine whether (1) the acts alleged by Mr. Tademy are
part of the same hostile work environment and involve racial animus; (2) the
harassment was sufficiently severe to alter the terms, conditions, or privileges of
employment; and (3) whether Union Pacific’s response to the alleged harassment
was inadequate. See Duncan, 397 F.3d at 1309; Bolden, 43 F.3d at 551; Adler,
144 F.3d at 673-76.
In contrast to Title VII, however, the statute of limitations for a § 1981
claim is a more generous four years. Jones v. R.R. Donnelley & Sons Co., 541
U.S. 369, 382 (1993) (construing 28 U.S.C. § 1658). Mr. Tademy filed his
complaint on July 21, 2004, and the parties agree that the following alleged acts of
harassment occurred within the four-year period preceding that date: the noose
incident, the drug tests, the 2002 “slaves’” e-mail, and the “boy” incident.
However, the parties disagree as to whether the court may consider alleged acts of
harassment occurring before the four-year limitations period. Accordingly, before
we address the merits of Mr. Tademy’s claim, we must decide that issue.
1. Morgan and § 1981
In Morgan, the Supreme Court concluded that “consideration of the entire
scope of a [Title VII] racially hostile work environment claim, including behavior
43
alleged outside the statutory time period, is permissible for the purposes of
assessing liability, so long as an act contributing to that hostile environment takes
place within the statutory time period.” 536 U.S. at 105 (emphasis added). The
Court based its holding on the principle that “the entire hostile work environment
encompasses a single unlawful employment practice” and that “[Title VII] does
not separate individual acts that are part of the hostile environment claim from the
whole for the purpose of timely filing and liability.” Id. at 117-18.
In granting summary judgment to Union Pacific on Mr. Tademy’s § 1981
claim, the district court reasoned that the Morgan approach was inapplicable. The
court invoked circuit precedent, stating that “[u]nlike Title VII, there is no
exception applicable to Section 1981 for considering otherwise untimely claims
under the Morgan/Duncan analysis.” Aplt’s App. vol. IX, at 2084 (citing Harris v.
Allstate Ins. Co., 300 F.3d 1183, 1193 n.2 (10th Cir. 2002) and Thomas v.
Denny’s, Inc., 111 F.3d 1506, 1513-14 (10th Cir. 1997)). Mr. Tademy now argues
that these Tenth Circuit decisions are inapplicable to hostile environment claims
and that the Morgan rule should apply not only to his Title VII claim but to his §
1981 claim as well. We agree.
In reaching that conclusion, we first note that neither Harris nor Thomas
involved hostile environment claims. In Harris, the plaintiff asserted § 1981
claims alleging (a) a racially discriminatory refusal to contract, and (b) a
discriminatory referral practice motivated by racial animus and/or a desire to
44
retaliate for alleging racial discrimination. 300 F.3d at 1185. In Thomas, the
plaintiff alleged that (a) he had been denied promotions because of his race and
because he had previously complained about discrimination, and (b) that his
failure to be promoted resulted in his constructive discharge. 111 F.3d at 1505-08.
As a result, when this court concluded that the continuing violation theory was
inapplicable to the § 1981 claims there at issue; see Harris, 300 F.3d at 1193 n.2;
and Thomas, 111 F.3d at 1513-14; it had no occasion to consider an important
feature of those particular § 1981 claims that allege a hostile environment: that, as
with a Title VII claim based on the same theory, “the entire hostile work
environment encompasses a single unlawful employment practice” that “occurs
over a series of days or perhaps years” and that the “very nature” of these claims
“involves repeated conduct.” Morgan, 536 U.S. at 115, 117. In that way, ‘[h]ostile
environment claims are different in kind from discrete acts.” Id. at 115. “[I]n
direct contrast to discrete acts, a single act of harassment may not be actionable on
its own.” Id.
By characterizing hostile environment claims in this way, the Supreme
Court “essentially rejected” use of the continuing violation doctrine in hostile
environment cases and “simplified the law by allowing courts to view allegations
of hostile work environment as a single unlawful employment practice.” Shields
v. Fort James Corp., 305 F.3d 1280, 1282 (11th Cir. 2002) (internal quotation
marks omitted); see also Jensen v. Henderson, 315 F.3d 854, 859 (8th Cir. 2002)
45
(also stating that Morgan “simplified the law by allowing courts to view
allegations of hostile work environment as a single unlawful employment
practice”) (internal quotation marks omitted). Thus, with regard to hostile
environment claims the concept of a “continuing violation” that has developed in
analyzing claims alleging discrete acts of discrimination is inapposite.
We further note that the Seventh, Eighth, and Eleventh Circuits have all
concluded that Morgan’s analysis of the Title VII statute of limitations for hostile
environment claims should be applied to § 1981 claims. For example, in Shields,
305 F.3d at 1282-83, the court held that a § 1981 claim alleging that an employer
“has allowed a racially hostile work environment to prosper embodies a single
violation of an employee’s right to ‘the enjoyment of all benefits, privileges,
terms, and conditions of the contractual relationship’ and, therefore, should be
reviewed in its entirety if any part of this allegation falls within the statute of
limitations period.” (quoting 42 U.S.C. § 1981)). The Eleventh Circuit reasoned
that it had repeatedly held that the same standards of proof and the same analytical
framework should be applied to Title VII and § 1981 claims and that “[i]n cases
involving a claim of hostile work environment, this symbiosis is especially apt,
since Congress specifically amended section 1981, so plaintiffs could bring hostile
work environment claims under that statute as well as under Title VII.” Id. at
1282; cf. Aramburu, 112 F.3d at 1410 (10th Cir. 1997) (noting that “standards and
burdens under § 1981 are the same as those under Title VII”) (citation omitted);
46
see also Dandy v. United Parcel Serv., Inc., 388 F.3d 263, 270 (7th Cir. 2004)
(stating that “if a plaintiff alleges ‘continuing violations,’ which constitute a
pattern and practice of discrimination, we may look outside of the relevant time
period” and that “[t]his doctrine applies to Title VII as well as § 1981 claims”);
Madison v. IBP, Inc., 330 F.3d 1051, 1061 (8th Cir. 2003) (holding that Morgan
applies to § 1981 claims and reasoning that “[b]ecause § 1981 allows for recovery
for the same type of employment discrimination as Title VII, we believe that the
distinction between discrete acts and hostile work environment claims should have
equal effect on the respective recovery periods for the two statutes”).
We are persuaded by the reasoning of these cases. Therefore, following
Morgan we hold that “consideration of the entire scope of a [42 U.S.C. § 1981]
racially hostile work environment claim, including behavior alleged outside the
statutory time period, is permissible for the purposes of assessing liability, so long
as an act contributing to that hostile environment takes place within the statutory
time period.” Morgan, 536 U.S. at 105.
We disagree with Union Pacific that the application of Morgan to § 1981
hostile environment claims will allow “plaintiffs to introduce allegations of time-
barred discriminatory acts, without limitation, and potentially recover unlimited
damages for an unlimited time period” thereby “subvert[ing] the purpose of the
statute of limitations.” Aplt’s Br. at 51 (emphasis omitted). Under the Morgan
rule, a § 1981 plaintiff still faces the formidable hurdle of proving that the alleged
47
acts constitute part of the same hostile environment. Many allegations will not
meet this requirement. See, e.g., Duncan, 397 F.3d at 1309 (concluding that “no
jury could rationally conclude that the acts [the plaintiff] alleges [were] part of the
same hostile environment” because the acts involved different kinds of harassment
by different employees and “eighteen years separate the initial allegations from
filing period acts”). Additionally, under Morgan, a defendant employer may, in
addition to other equitable defenses, “raise a laches defense which bars a plaintiff
from maintaining a suit if he unreasonably delays in filing suit and as a result
harms the defendant.” Morgan, 536 U.S. at 121; see also Pruitt v. City of
Chicago, 472 F.3d 920, 928-30 (7th Cir. 2007) (affirming a district court’s
application of the doctrine of laches to bar Title VII and § 1981 hostile
environment claims). In this appeal Union Pacific has not asserted a laches
defense, and, as a result, we need not address it here.
2. Analysis of Mr. Tademy’s § 1981 Claim
In light of our holding that the Morgan rule applies to § 1981 hostile
environment claims, our analysis of Mr. Tademy’s § 1981 claim mirrors our
analysis of his Title VII claim. Following our discussion of the Title VII claim,
we conclude that a jury could rationally find that the following incidents occurring
before the four year limitations period were part of the same racially hostile
environment: the graffiti that Mr. Tademy discovered on his locker in 1996 and
1997, the racist cartoons posted on company billboards in 1997, the word “nigger”
48
that Mr. Tademy found on the bathroom wall in 1998, Mr. Bleckert’s reference to
a “F***ing Kunta Kinte,” and the “nigger swimming pool” graffiti and “Sambo”
cartoon that Mr. Tademy discovered in 2000. A jury could also rationally
conclude that these acts of harassment were “sufficiently severe . . . to alter the
conditions of [Mr. Tademy’s] employment.” Harris, 510 U.S. at 21. Finally,
following our analysis of Mr. Tademy’s Title VII claim, we conclude that a
reasonable jury could conclude that Union Pacific failed to “discharge its
obligation by taking appropriate remedial or preventive action.” Adler, 144 F.3d
at 676.
Accordingly, the district court also erred in granting summary judgment to
Union Pacific on Mr. Tademy’s § 1981 racially hostile environment claim.
III. CONCLUSION
For the foregoing reasons, we REVERSE the district court’s grant of
summary judgment with respect to Mr. Tademy’s Title VII and 42 U.S.C. § 1981
claims. We REMAND the case for proceedings consistent with this opinion. 3
3
Mr. Tademy moves to supplement the appendix with deposition testimony
referenced in his motion opposing summary judgment, but inadvertently excluded
from the record. Although he asserts that “the district court did not notice the
omissions in ruling on the case,” Motion for Leave to Supplement at 2, we see
nothing to indicate that the district court considered the evidence in making its
decision. Thus, we cannot conclude that the evidence at issue was part of the
record below. Because “our review of a grant of summary judgment is limited to
the record before the trial court at the time it made its ruling,” Magnum Foods,
Inc. v. Continental Cas. Co., 36 F.3d 1491, 1502 n.12 (10th Cir. 1994), we deny
the motion.
49