United States Court of Appeals
For the First Circuit
No. 09-1803
UNITED STATES OF AMERICA,
Appellee,
v.
TIMOTHY BROWN,
Defendant-Appellant.
ON APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. George A. O'Toole, Jr., U.S. District Judge]
Before
Boudin, Gajarsa,* and Thompson,
Circuit Judges.
Judith H. Mizner, Assistant Federal Public Defender, for
appellant.
Kelly Begg Lawrence, Assistant U.S. Attorney, with whom
Carmen M. Ortiz, U.S. Attorney, was on brief, for the appellee.
October 8, 2010
*
Of the Federal Circuit, sitting by designation.
THOMPSON, Circuit Judge. Defendant Timothy Brown (Brown)
was convicted on one count of possession of cocaine base with
intent to distribute pursuant to 21 U.S.C. § 841(a)(1). Before
this court, Brown appeals his conviction, arguing that the district
court erred in denying both his suppression motion and his request
for an evidentiary hearing. For the following reasons, we affirm.
I. BACKGROUND
At approximately 9:00 pm on the evening of March 9, 2007,
Boston Police Department (BPD) Officer John Dineen (Dineen) and his
partner, Detective Brian Waters (Waters), received information from
their supervisor, Sergeant Thomas Joyce (Joyce), that Joyce had
observed the front-seat passenger of a black Ford Taurus smoking a
marijuana blunt. The front-seat passenger was later identified as
the defendant, Brown.
After receiving this information from Joyce, Dineen and
Waters, who were on patrol in an unmarked minivan, began to look
for the vehicle. Soon thereafter, Dineen and Waters located the
Taurus and followed it. Neither officer saw anyone smoking in the
vehicle. When the Taurus stopped at a red light, the officers
pulled up behind it, got out of their minivan, and ran to both the
driver and passenger sides of the Taurus, displaying their badges.
The minivan that Dineen and Waters were driving was not equipped
with either a siren or lights. Dineen approached the driver's side
of the Taurus and Waters, the passenger's side. Joyce, who had
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since arrived on the scene, joined Waters on the passenger's side
of the vehicle.
As Dineen and Waters got closer to the Taurus, they
claimed to have smelled a strong odor of burnt marijuana. Though
there is no statement from Waters in the record, Dineen testified
that Waters saw Brown holding a "smoking blunt marijuana
cigarette." When Dineen was at the driver's door, he knocked on
the window, showed his police badge, and identified himself to the
driver. At that point, the driver rolled down the window, and the
odor of marijuana purportedly became even stronger. Although
Dineen does not recall whether the Taurus's windows were open or
closed as he initially approached it, he testified that the smell
of burnt marijuana became stronger when the driver rolled down the
window. In the midst of asking the driver for her license and
registration, Dineen observed Waters and Joyce open the passenger-
side door, take the burning marijuana cigarette from Brown's hand,
and remove Brown from the Taurus. Waters and Joyce then arrested,
handcuffed, and pat-frisked Brown. No contraband was found during
the frisk. Following Brown's arrest, the Taurus was searched and
towed.1 During the search of the car, police officers recovered
two cell phones and marijuana in the center console.
1
The driver of the Taurus was driving with a suspended license
and also arrested. On appeal, the disposition of her individual
case is not at issue.
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Brown was placed in the back of a marked police cruiser
for transport to the police station. En route, Dineen and Waters,
who were following the cruiser in their minivan, observed Brown
twisting and turning in the back seat. When Brown was removed from
the police cruiser at the station, a clear plastic bag fell from
his waist and onto the ground. The bag contained fifty-six small,
individually wrapped packages of crack cocaine, also known as
cocaine base. There were also two larger individually wrapped
packages, for a total of approximately sixteen grams of crack
cocaine. As Brown walked toward the booking entrance of the police
station, Waters saw Brown drop a second plastic bag--it contained
marijuana. During the booking process, a search of Brown's person
revealed another bag of marijuana and $707 in cash.
Brown was charged in federal district court with
possession with intent to distribute at least five grams of cocaine
base pursuant to 21 U.S.C. § 841(a)(1). Brown subsequently moved
to suppress the cocaine and other evidence retrieved by police
officers as the fruits of an illegal seizure. He also requested an
evidentiary hearing. Additionally, Brown argued that the
warrantless stop of the Taurus violated his Fourth Amendment rights
because the police lacked reasonable suspicion of criminal
activity. Brown argued that Joyce's "mere observation" that Brown
was smoking marijuana in the front seat of the Taurus was no more
than a "naked hunch" and therefore did not provide adequate grounds
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for reasonable suspicion and the subsequent stop of the Taurus by
Dineen and Waters. Brown submitted that absent reasonable
suspicion, the stop was an unconstitutional seizure in violation of
the Fourth Amendment. In its opposition to Brown's Motion to
Suppress, the government argued that the initial stop of the Taurus
was not a seizure within the meaning of the Fourth Amendment
because it was a consensual encounter and therefore was not subject
to the requirement that it be based on reasonable suspicion. The
government further argued that Brown was not entitled to an
evidentiary hearing because he failed to submit any affidavits or
other factual material to contest the record evidence.
On November 4, 2008, two months after the government
filed its opposition to Brown's Motion to Suppress, it filed notice
with the district court that it would not "be calling or relying
[on] information provided by BPD Sgt. Thomas Joyce in any hearing
in this matter." The government stated that because the evidence
showed that there was no seizure of the Taurus or its occupants
until after Dineen and Waters approached the vehicle and smelled
marijuana for themselves, Joyce's testimony would "not affect the
government's position or proof at suppression. Nor does it alter
the government's belief that no evidentiary hearing is required
based on the record before the Court."2
2
The government's decision to forego reliance on Joyce's
testimony was based on Joyce's suspension from active duty after he
was arrested while on vacation.
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Also on November 4, 2008, Brown filed a supplemental
memorandum in support of his request for an evidentiary hearing.
In his memorandum Brown claimed that (1) there was reason to doubt
Joyce's observation that he saw Brown smoking marijuana because it
was "impossible, visually, to distinguish a tobacco cigar from a
'blunt' that has been refilled with marijuana"; (2) Dineen's
testimony that he could smell marijuana outside the car was "highly
suspect and should be subject to crossexamination"; (3) the driver
of the Taurus "denied that anyone was smoking marijuana" in the
vehicle; (4) whether the stop amounted to a seizure under the
Fourth Amendment was "highly fact-intensive and the reports and
testimony [were] inconclusive," and (5) "[t]he only way to resolve
th[e] issue [was] for the Court to hear evidence." Along with his
memorandum, Brown submitted an affidavit of the defense
investigator who interviewed the car's driver. The affidavit
averred that the car's driver had "stated that nobody smoked
marijuana in the car." The government opposed Brown's supplemental
request for an evidentiary hearing. It argued that the affidavit
of the defense investigator alone was insufficient to create a
material factual dispute.
On November 17, 2008, the district court issued its
opinion denying Brown's Motion to Suppress and Request for an
Evidentiary Hearing. The court stated that its findings were based
on the parties' submissions and were "not subject to genuine
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dispute." In denying the Motion to Suppress, the court first held
that Joyce's observation that the passenger of a black Ford Taurus
was smoking marijuana, which he directly relayed to Dineen and
Waters, provided reasonable suspicion to justify stopping the car.
Accordingly, the court determined that "even if [the officers']
approach to the Taurus and their identification of themselves to
the occupants as police officers constituted a 'seizure' of the car
for Fourth Amendment purposes, it was a lawful Terry investigative
stop."3 The district court noted that the evidence suggested that
Dineen and Waters smelled marijuana as they approached the Taurus,
before the driver rolled down the car window, but nonetheless
opined that the timing was "unimportant for present purposes."
According to the district court, if indeed Dineen and Waters
smelled marijuana before the driver rolled down the window, "it
would have confirmed their existing suspicion, but the existing
suspicion based on Joyce's direct observations that had been
conveyed to them was sufficient by itself to justify an
investigative stop."
Alternatively, the court held that the officers' approach
to the Taurus, when it was already stopped at a traffic light, was
not a "seizure" under the Fourth Amendment. Regardless of the
3
In Terry v. Ohio, 392 U.S. 1, 30 (1968), the Supreme Court
held that a police officer may initiate a brief investigatory stop
"where [he] observes unusual conduct which leads him reasonably to
conclude in light of his experience that criminal activity may be
afoot."
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theory relied upon, namely whether the officers' initial approach
to the car was justified by reasonable suspicion based on Joyce's
observations or whether it was a consensual encounter not subject
to the protections of the Fourth Amendment, the court held that
once the driver opened the car window and Dineen smelled marijuana,
that act "provided probable cause for the seizure both of the
smoking blunt and Brown's person."
Lastly, the court held that an evidentiary hearing was
not required because Brown had "not made a proffer of any evidence
that would controvert the basic facts of the encounter as related
by the police or justify a different conclusion." While the court
acknowledged the affidavit of the defense investigator, which Brown
had submitted, the court declined to afford it much weight.
According to the court, "the indirect method of conveying that
proffer suggests strongly that the driver is not willing to become
an affiant herself and say the same thing to the Court under oath,
subject to the penalties of perjury." Consequently, the court
concluded that Brown's proffer did not amount to a "sufficient
threshold showing that material facts [were] in doubt or dispute,
and that such facts [could not] reliably be resolved on a paper
record."
Brown filed a motion for reconsideration of the court's
denial of his request for an evidentiary hearing. In support of
his motion, Brown included an affidavit from the back-seat
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passenger of the Taurus which stated that "[n]obody smoked
marijuana in the car at any time on that evening." Brown argued
that the affidavit of the back-seat passenger, which was signed by
the passenger himself, along with the affidavit of the defense
investigator, created material issues of fact about whether Joyce's
observation that Brown was smoking marijuana was credible and
whether reasonable suspicion to seize the car and its occupants
actually existed. The court denied the motion on February 2, 2009.
On the same day, a jury trial commenced. At the conclusion of a
four-day trial, the jury found Brown guilty. On May 26, 2009, the
district court sentenced Brown to 180 months' imprisonment,
followed by five years' supervised release. This appeal followed.4
On appeal, Brown first argues that the district court
erred in finding that Joyce's observations provided officers Dineen
and Waters with reasonable suspicion to stop the Taurus. Brown
argues that because the government notified the court that it would
not rely on the information provided by Joyce, the court should
have evaluated the sufficiency of the government's evidence without
that information. According to Brown, absent Joyce's statement
4
On appeal, Brown does not argue that the district court
abused its discretion in denying his motion for reconsideration,
nor does he rely on the affidavit submitted with that particular
motion in his brief. Consequently, he has waived any challenge to
the court's denial of his motion for reconsideration. See Seale v.
INS, 323 F.3d 150, 152 n.1 (1st Cir. 2003).
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that he observed Brown smoking a marijuana blunt, Dineen and Waters
lacked reasonable suspicion to stop the Taurus.
Next, Brown contends that even considering Joyce's
observations, reasonable suspicion was still lacking. Brown argues
that the reported observation of an individual smoking a "blunt
marijuana cigarette," absent any evidence of the detection of odor
or other suspicious activity, and evaluated in conjunction with (1)
the testimony of an officer that visual observation is insufficient
to distinguish between a tobacco filled blunt and a marijuana
filled blunt and (2) the absence of any observations of smoking or
suspicious activity by Dineen and Waters, is insufficient to
justify the stop.
Third, Brown asserts that the Taurus and its occupants
were seized prior to the time when the driver rolled down the
window. Brown submits that the facts of this case--two officers
exiting their vehicle in the middle of an intersection, running to
either side of a vehicle stopped at a red light, displaying their
badges, knocking on the window, and the vehicle remaining stopped--
show a submission to the display of authority necessary to
constitute a "seizure" for Fourth Amendment purposes.
Lastly, Brown submits that even assuming the paper record
were sufficient to support a finding of reasonable suspicion, the
district court nonetheless erred in denying Brown's request for an
evidentiary hearing. Brown asserts that there were material facts
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in dispute and that reliance on Joyce's observations required
evidence of their reliability. We will address these arguments in
turn. We begin with the applicable legal framework.5
II. DISCUSSION
A. Motion to Suppress
1. Standard of Review
"In an appeal from a suppression order, we review the
district court's legal conclusions de novo." United States v.
5
Brown submitted two supplemental briefs, pro se, to this
court pursuant to Fed. R. App. P. 28(j) and 10(e)(2). While
Brown's pro se submissions were procedurally sound, we find that
they are nonetheless substantively deficient. Brown's first
argument is that the district court erred in treating him as a
career offender because the fact of his prior convictions was not
proven to a jury beyond a reasonable doubt. That argument is
"hopeless." United States v. Richards, 456 F.3d 260, 262 (1st Cir.
2006). Prior convictions may be treated as sentencing factors even
when they "trigger[] an increase in the maximum permissive
sentence" to which the defendant is exposed. Almendarez-Torres v.
United States, 523 U.S. 224, 244 (1998). Here, the district court
correctly identified the guideline range for Brown as a career
offender (262-324 months) and correctly treated that range as
advisory (imposing a sentence of 180 months). Next, Brown argues
that Dineen's testimony of Joyce's alleged observations constituted
hearsay and thus was improperly admitted into evidence. However,
it is well-settled that "hearsay testimony is admissible at
suppression hearings." United States v. Miramonted, 365 F.3d 902,
904 (10th Cir. 2004)(citing United States v. Matlock, 415 U.S. 164,
173 (1974)); see also Fed. R. Evid. 104(a). Lastly, Brown contests
the admission of certain lab reports as a violation of the
Confrontation Clause because the lab chemist was not available for
cross-examination. However, the lab reports were never admitted
into evidence. Instead, the information concerning drug type and
weight was provided to the jury in the form of a joint stipulation
signed by Brown and the government. Accordingly, this argument is
without merit.
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Barnes, 506 F.3d 58, 61-62 (1st Cir. 2007)(citing Ornelas v. United
States, 517 U.S. 690, 699 (1996)). "[Underlying] factual findings
are reviewed for clear error, giv[ing] due weight to inferences
drawn from those facts by resident judges and local law enforcement
officers." Id. at 62 (internal quotation marks and citation
omitted). A factual finding is clearly erroneous "only if, after
considering all the evidence, we are left with a definite and firm
conviction that a mistake has been made." United States v.
McCarthy, 77 F.3d 522, 529 (1st Cir. 1996). Accordingly, we must
bear in mind that when more than one logical interpretation of the
evidence exists, the factfinder's ultimate conclusion cannot be
declared clearly erroneous. See United States v. Espinoza, 490
F.3d 41, 46 (1st Cir. 2007). Consequently, "if the district court
chooses to draw a reasonable (though not inevitable) inference from
a particular combination of facts, that inference is entitled to
deference." Id.
2. Reasonable Suspicion
"A finding of reasonable suspicion requires a
particularized and objective basis for suspecting the person
stopped of criminal activity." Id. at 47 (internal quotation marks
and citations omitted). "Th[e] particularity requirement means, in
effect, that such a finding must be 'grounded in specific and
articulable facts.'" Id. (quoting United States v. Hensley, 469
U.S. 221, 229 (1985)). While "officers may draw on their own
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experience and specialized training to make inferences from and
deductions about the cumulative information available to them . .
. a mere hunch does not rise to reasonable suspicion." Barnes, 506
F.3d at 62 (internal quotation marks and citation omitted).
As an initial matter, Brown submits that it was error for
the district court to rely on Joyce's reported observations as a
basis for establishing reasonable suspicion because the government
had previously informed the court that it would not be relying on
any information provided by Joyce. Brown argues that absent
Joyce's reported observation, there was no factual support for a
finding of reasonable suspicion.
Brown is correct in his assertion that absent reliance on
Joyce's observations there would be no factual grounds to support
a finding of reasonable suspicion--Dineen and Waters observed no
suspicious activity on their own. However, the district court was
not prevented from considering Joyce's observations, to the extent
the court determined them to be supported by the record. See
DeCaire v. Mukasey, 530 F.3d 1, 20 n.11 (1st. Cir. 2008)(stating
that district court may rely on theory not advanced by either party
because "[j]udges, like juries, may draw inferences, so long as
they are supported by the evidence"). The record here supports the
district court's finding that Joyce observed Brown, who was the
front-seat passenger in the Taurus, smoking what Joyce believed to
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be a marijuana blunt and that Joyce thereafter communicated his
observation with Dineen and Waters.6 There was no error.
Next, Brown argues that even if reliance on Joyce's
observations were permissible, the district court nonetheless erred
in holding that Joyce's observations were sufficient to provide
reasonable suspicion for the stop. Brown submits that the incident
report prepared by Joyce, which states that Joyce "did observe the
front passenger Brown smoking a blunt marijuana cigarette," is at
best "a constitutionally inadequate hunch."
The district court found that this "central premise" of
Brown's argument was "false." More specifically, the district
court found that Joyce personally observed Brown smoking a small
cigar in the distinctive manner that marijuana is smoked: holding
one's breath after taking a drag from the blunt that was being held
between the forefinger and thumb. This finding is supported by the
record. Nonetheless, Brown submits that Joyce's observation should
be discredited because (1) it is not possible to visually
differentiate between a marijuana blunt and a tobacco blunt and (2)
Joyce allegedly did not tell Dineen about his specific
observations, namely the manner in which Brown held and smoked the
blunt, until after Brown was arrested.
6
The record before the district court included Joyce's police
report of the incident, Dineen's sworn testimony before the federal
grand jury and at the probable cause/detention hearing, as well as
Dineen's affidavit in support of the criminal complaint. For a
more thorough discussion of the record evidence before the district
court, see infra pp. 14-16.
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As support for his first contention, Brown relies
entirely on Dineen's probable cause/detention hearing testimony.
On cross-examination, Dineen acknowledged that there was no way to
know whether a blunt contained tobacco or marijuana unless one were
to actually smell the contents of the blunt. We think Brown is
attempting to make a mountain out of a mole hill. Read in context,
it is clear that what Dineen meant was that absent any other
evidence, such as smell, it would be impossible to determine with
certainty the exact contents of the blunt. On review of the
record, it is clear that this single piece of testimony does not
discredit Joyce's reported observation. Indeed, Dineen testified
before the grand jury that Joyce reported to him that Joyce
observed Brown holding the blunt tightly between his index finger
and thumb and inhaling deeply without immediately exhaling. Dineen
further testified that based on his training and experience, the
reported observations of Joyce were consistent with marijuana
smoking. It is well-established that the observations of
experienced law enforcement officers are entitled to deference.
See United States v. Dubose, 579 F.3d 117, 121 (1st Cir. 2009); see
also United States v. Ruidiaz, 529 F.3d 25, 29 (1st Cir.
2008)(determination of reasonable suspicion "requires a practical,
commonsense determination--a determination that entails a
measurable degree of deference to the perceptions of experienced
law enforcement officers")(internal citation omitted).
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Furthermore, an important concept that Brown conveniently
fails to consider is that Joyce's observation did not have to be
correct to constitute reasonable suspicion. Constitutionally, all
that is required is a "reasonable and articulable suspicion of
criminal activity." United States v. Chhien, 266 F.3d 1, 6 (1st
Cir. 2001). Joyce's observations, as stated in his police report
and through Dineen's testimony, suffice to pass this test. Cf.
Rivera v. Murphy, 979 F.2d 259, 262-264 (1st Cir. 1992)(no
reasonable suspicion where police officer's affidavit stated only
that "I observed the Plaintiff . . . involved in what I believed to
be a drug transaction based on my observations, training, and
experience . . . .").
Brown's second contention, concerning the exact timing of
when Joyce communicated his observations to Dineen, whether before
Brown's arrest or at some later point, is immaterial based on the
"collective knowledge" doctrine. Under this principle, our "focus
is upon the collective knowledge possessed by, and the aggregate
information available to, all the officers involved in the
investigation." United States v. Winchenbach, 197 F.3d 548, 555
(1st Cir. 1999). In this circuit, we have recognized the
collective knowledge doctrine as a legitimate means through which
reasonable suspicion may be established. See Barnes, 506 F.3d at
62. Based on the district court's finding that Joyce observed
Brown smoking marijuana in the Taurus, a finding we have determined
is not clearly erroneous, the district court properly held that the
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officers had reasonable suspicion for the stop. Accordingly,
"[w]hile the information available to [Joyce] does not irrefutably
establish that [Brown was smoking marijuana], it provided a
reasonable basis for his suspicions. No more is required to
justify the officers' collective decision [to stop the Taurus and
investigate further]." United States v. Cook, 277 F.3d 82, 87 (1st
Cir. 2002).
On appeal, our function is limited to the determination
of whether the district court's factual findings and the inferences
made from those findings, which formed the basis of its conclusion
that reasonable suspicion existed to stop the Taurus, are plausible
and find support in the record. Espinoza, 490 F.3d at 47-48.
Though the district court's factual findings are not compelled by
the record, nor are its inferences compelled by the facts, we think
that both are nonetheless reasonable and therefore pass
constitutional muster. See id.
3. Seizure
Our affirmance of the district court's finding that
Dineen and Waters had reasonable suspicion to stop the Taurus
forecloses our need to address Brown's challenge to the district
court's alternate conclusion that the Taurus was not seized when
the officers first approached. Because Dineen and Waters were
acting with reasonable suspicion, even if their initial approach to
the Taurus constituted a "seizure" for purposes of the Fourth
Amendment, it was constitutionally permissible. See Espinoza, 490
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F.3d at 48 (citing United States v. Arvizu, 534 U.S. 266, 273
(2002)).
B. Request for Evidentiary Hearing
Brown's last argument on appeal is that the district
court erred in denying his Motion to Suppress evidence without an
evidentiary hearing. As an initial matter, the decision of whether
to conduct an evidentiary hearing is left to the sound discretion
of the district court. United States v. Calderon, 77 F.3d 6, 9
(1st Cir. 1996). On appeal, our review is for an abuse of that
discretion. Id.
"[A] criminal defendant has no absolute or presumptive
right to insist that the district court take testimony on every
motion." United States v. Panitz, 907 F.2d 1267, 1273 (1st Cir.
1990). Accordingly, evidentiary hearings are only required when a
defendant makes "a sufficient showing that a warrantless search has
occurred." United States v. Lewis, 40 F.3d 1325, 1332 (1st Cir.
1994)(citing United States v. Migely, 596 F.2d 511, 513 (1st Cir.
1979)). A sufficient showing is made when the defendant "allege[s]
facts sufficiently definite, specific, detailed, and
nonconjectural, to enable the court to conclude that a substantial
claim is presented." Migely, 596 F.2d at 513 (internal quotation
marks and citation omitted). "Most importantly, the defendant must
show that there are factual disputes which, if resolved in his
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favor, would entitle him to the requested relief." United States
v. Staula, 80 F.3d 596, 603 (1st Cir. 1996).
Brown argues that an evidentiary hearing was necessary
for two reasons: (1) to evaluate the credibility of Joyce's alleged
observation in order to determine if reasonable suspicion actually
existed and (2) to develop additional facts surrounding the stop of
the Taurus to determine if, and when, a seizure occurred. In
regard to the first argument, Brown contends that a hearing was
necessary to resolve two alleged factual disputes: (1) Joyce's
purported observation that he saw Brown smoking a marijuana blunt
as opposed to Dineen's testimony that "visual observation was not
sufficient to determine the contents of a blunt" and (2) Joyce's
alleged observation that Brown was smoking marijuana, along with
Dineen's testimony that he smelled marijuana coming from the car as
he approached on foot, as opposed to the affidavit of the defense
investigator stating that the car's driver claimed that no one was
smoking marijuana in the car.
In regard to the first alleged factual dispute concerning
reasonable suspicion and Joyce's credibility, we do not believe
that Dineen's testimony, taken as a whole, contradicts Joyce's
alleged observation. On cross-examination the following colloquy
took place:
[Defense Counsel]: So unless one were to
actually smell what is coming out of the
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blunt, there's no way to know what exactly is
contained in the blunt, is it?
[Dineen]: No sir.
Brown submits that Dineen's answer proves that Joyce's purported
observations were nothing more than "inadequate hunche[s]" and
accordingly, that there was no reasonable suspicion for the stop.
We disagree. Our review of the record shows that Dineen's entire
sworn testimony, which was properly before the court, was not as
limited as Brown interprets it to be. Before the grand jury,
Dineen testified that Joyce, in addition to observing the
appearance of the blunt, had observed the manner in which Brown
held and smoked the blunt--between his forefinger and thumb and
inhaling, but not immediately exhaling like one would a cigarette.
Dineen further testified that based on his training and experience,
the manner in which Joyce relayed that the blunt was being held and
smoked was consistent with marijuana smoking. With the full record
of Dineen's sworn testimony before it, along with Joyce's police
report which stated that Joyce "observed the front passenger Brown
smoking a blunt marijuana cigarette," we can by no means say that
the district court abused its discretion in denying Brown's request
for an evidentiary hearing.
Similarly, we do not believe that the district court
abused its discretion in resolving the alleged factual dispute
concerning whether marijuana was smoked inside the Taurus without
an evidentiary hearing. While Brown submits that the affidavit
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from the defense investigator created a disputed material fact
requiring a hearing, the district court was not obliged to afford
the affidavit the amount of significance Brown submits it should
have. In its Opinion and Order, the district court stated that
I accept as true that the driver said that
[nobody smoked marijuana in the car] to the
investigator. However, the indirect method of
conveying that proffer suggests strongly that
the driver is not willing to become an affiant
herself and say the same thing to the Court
under oath, subject to the penalties for
perjury.
The reasoning given by the district court is sound. When faced
with a single, second-hand statement from the car's driver, against
the consistent, sworn testimony of Dineen, the court's conclusion
that Brown's "meager and cautiously indirect proffer" did not merit
an evidentiary hearing was not an abuse of discretion. See Lewis,
40 F.3d at 1332 (holding that no evidentiary hearing was required
where defendant's only affidavit was prepared by his attorney who
had no first-hand knowledge of the events and government's evidence
consisted of sworn affidavits of investigating officers); see also
Calderon, 77 F.3d at 9 (holding no evidentiary hearing required
where defendant did not offer affidavit of person on whom he relied
to establish disputed fact, did not describe the circumstances
supporting his assertion, made no proffer of proof relative to any
other facts that might support his assertion, and where government
provided competent evidence to support the district court's
finding).
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Brown's second contention as to why an evidentiary
hearing was necessary concerns the district court's finding that
the officers' initial encounter with the Taurus was not a seizure
under the Fourth Amendment. Brown submits that a hearing was
necessary in order to develop additional facts about the stop that
might lead to a contrary conclusion--that the stop was indeed a
seizure. We disagree. While the court certainly could have held
a hearing to ferret out the underlying facts, which may or may not
have been favorable to Brown, it was by no means under any
obligation to do so. See Staula, 80 F.3d at 604 (holding that an
evidentiary hearing was not required to "smoke[] out the truth"
regarding the officer's motive for searching defendant's truck);
see also United States v. LaBonte, 70 F.3d 1396, 1412-1413 (1st
Cir. 1995)(stating that the district court need not convene an
evidentiary hearing when presented with "no more than conclusory
prognostications and perfervid rhetoric"), rev'd on other grounds,
520 U.S. 751 (1997).
We think that the facts contained in the paper record
before the district court, which it found were "not subject to
genuine dispute," as well as this circuit's precedent, which the
district court cited, see, e.g., United States v. Ford, 548 F.3d 1,
6 (1st Cir. 2008), provided ample support for the court's finding
that the initial encounter between Dineen, Waters, and the Taurus
was not a seizure. There was no abuse of discretion.
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IV. CONCLUSION
For all of the foregoing reasons, the decision of the
district court is affirmed.
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