United States Court of Appeals
For the First Circuit
No. 02-2494
MARTIN J. MULVIHILL,
Plaintiff, Appellant,
v.
THE TOP-FLITE GOLF COMPANY, F/K/A
SPALDING SPORTS WORLDWIDE, INC., ET AL.,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Michael A. Ponsor, U.S. District Judge]
Before
Selya, Circuit Judge,
Coffin and Porfilio,* Senior Circuit Judges.
Edward J. McDonough, Jr., with whom Egan, Flanagan and Cohen,
P.C. was on brief, for appellant.
Jay M. Presser, with whom Skoler, Abbott & Presser, P.C. was
on brief, for appellee Spalding Sports Worldwide, Inc.
G. Gordon Atcheson, with whom Blake & Uhlig, P.A. was on
brief, for appellee Int'l Bhd. of Boilermakers, Etc., Local 1851.
July 2, 2003
__________
*Of the Tenth Circuit, sitting by designation.
SELYA, Circuit Judge. Having become convinced that
Spalding Sports Worldwide, Inc. (Spalding) had terminated his
employment without proper cause,1 plaintiff-appellant Martin J.
Mulvihill asked his union — Local 1851 of the International
Brotherhood of Boilermakers, Iron Ship Builders, Blacksmiths,
Forgers and Helpers (the Union) — to prosecute a grievance against
Spalding pursuant to the collective bargaining agreement then in
effect (the CBA). The Union did so. But when Spalding rejected
the grievance, the Union refused to bring the matter to
arbitration.
Mulvihill subsequently brought suit in the United States
District Court for the District of Massachusetts against Spalding
and the Union. In due course, the district court granted summary
judgment in favor of both defendants. Mulvihill appeals.
Concluding, as we do, that Spalding acted with proper cause, we
affirm the judgment below.
I. BACKGROUND
We present the facts derived from the record in the light
most favorable to the party opposing summary judgment (here, the
plaintiff). See Plumley v. S. Container, Inc., 303 F.3d 364, 367
(1st Cir. 2002).
1
By virtue of certain corporate transactions not relevant
here, Spalding is now known as The Top-Flite Golf Company.
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Mulvihill began his tour of duty at Spalding in 1969. At
the times material hereto, a CBA was in effect between Spalding and
the Union. The CBA included a management rights provision, which
stated, inter alia, that Spalding would "continue to direct working
forces, including the right to . . . discharge [employees] for
proper cause." The CBA also mapped out a standard grievance
mechanism. Under it, an offended employee could lodge a grievance
with a Union-organized committee and expect the grievance committee
to press Spalding to resolve the complaint. If that failed, the
Union had the right to compel Spalding to proceed to binding
arbitration.
Mulvihill, a long-time Union member, held a job within
the bargaining unit. In 2000, a coworker, Amy Charest, accused him
of sexual harassment. Acting on Charest's formal complaint,
Spalding conducted an investigation. The results of that probe led
it to terminate Mulvihill's employment. Contending that Spalding
had discharged him without proper cause, Mulvihill submitted a
grievance.
Buoyed by Mulvihill's thirty-two years of service, the
Union's grievance committee lobbied Spalding to reconsider its
decision, reinstate Mulvihill, and award him back pay. The main
thrust of the Union's argument was that discharge was "too serious"
a remedy for the asserted misconduct. Spalding rejected the
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Union's importunings, pointing to Charest's complaint and the
results of its investigation.
In her complaint, Charest had accused Mulvihill of:
spreading "false rumors" within the company to the effect that she
was "having an affair" with a fellow employee named Mike Rattell;
telling Rattell's wife — who also worked for Spalding — about the
alleged affair; "interfering with [Charest's] personal life" and
making her feel "violated"; and creating a situation in which
Charest found it "emotionally and physically . . . hard [to]
concentrat[e] on [her] work." Spalding's investigation into these
remonstrances revealed the following undisputed facts. On
September 7, 2000, Charest's husband, Todd, had gone to Mulvihill's
home on matters unrelated to this dispute. The two discussed
Charest's putative involvement in a sexual relationship with
Rattell and Mulvihill agreed to give Todd Charest's telephone
number to Rattell's wife (Melissa) so that she could contact him
regarding their spouses' suspected infidelity. Mulvihill passed
the telephone number to Melissa Rattell at work the following day.
He proceeded to tell two other Spalding employees (Domenic Montessi
and Ray Perreault) about the alleged affair. According to them, he
supplied graphic detail.
Spalding's sexual harassment policy prohibits "sexual
discrimination or harassment which undermines the employment
relationship by creating an intimidating, hostile, and offensive
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work environment." The policy specifically defines verbal
harassment to include "spreading rumors about a coworker's sex
life" and forbids any such conduct that may "unreasonably
interfere[] with an employee's work performance." The executive in
charge of the investigation, Robert Bourdeau, concluded that
Mulvihill's behavior transgressed the policy and created a working
environment that Charest reasonably found offensive. After
consulting with senior management, Bourdeau terminated Mulvihill's
employment.
As said, the Union initially processed a grievance on
Mulvihill's behalf. When Spalding resisted, the Union accepted
Spalding's response, ignored Mulvihill's protests, and allowed the
matter to die on the vine. After the deadline for submitting the
grievance to arbitration had passed, Mulvihill filed suit against
Spalding and the Union. His complaint asserted, inter alia, that
(1) Spalding had violated section 301 of the Labor Management
Relations Act (LMRA), 29 U.S.C. § 185, by cashiering him without
proper cause (in derogation of the CBA), and (2) the Union had
failed to heed its duty fairly to represent him with respect to
Spalding's breach.
This sort of double-barreled suit is known as a hybrid
section 301 action. See, e.g., Arriaga-Zayas v. Int'l Ladies'
Garment Workers' Union, 835 F.2d 11, 12 (1st Cir. 1987). While it
is composed of two causes of action — one against the employer and
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the other against the union — the claims are inextricably
intertwined. See DelCostello v. Int'l Bhd. of Teamsters, 462 U.S.
151, 164-65 (1983). This imbrication is underscored by the fact
that in order to prevail against either defendant, the employee
must establish that the employer breached the CBA. Id. at 165.
The district court determined, at the summary judgment
stage, that Spalding had acted with proper cause in discharging
Mulvihill (and, therefore, had not breached the CBA). On this
basis, the court disposed of the section 301 claims. Mulvihill also
had asserted a defamation claim, and the court found that claim
wanting as well. This appeal ensued.
II. ANALYSIS
We begin our analysis with a reiteration of the by-now-
familiar summary judgment standard. We then provide an overview of
the interaction between hybrid section 301 actions and Title VII.
Finally, we turn to the merits of Mulvihill's claims.
A. The Summary Judgment Standard.
The role of summary judgment is to look behind the facade
erected by the pleadings and assay the parties' proof in order to
determine whether a trial will serve any useful purpose. Plumley,
303 F.3d at 368. Conventional summary judgment practice requires
the moving party to assert the absence of a genuine issue of
material fact and then support that assertion by affidavits,
admissions, or other materials of evidentiary quality. Quintero de
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Quintero v. Aponte-Roque, 974 F.2d 226, 227-28 (1st Cir. 1992).
Once the movant has done its part, the burden shifts to the summary
judgment target to demonstrate that a trialworthy issue exists.
Suarez v. Pueblo Int'l, Inc., 229 F.3d 49, 53 (1st Cir. 2000).
When all is said and done, summary judgment will lie only if the
"pleadings, depositions, answers to interrogatories, and admissions
on file, together with the affidavits, if any, show that there is
no genuine issue as to any material fact and that the moving party
is entitled to a judgment as a matter of law." Fed. R. Civ. P.
56(c).
In conducting this tamisage, the district court must
scrutinize the record in the light most flattering to the party
opposing the motion, indulging all reasonable inferences in that
party's favor. Morris v. Gov't Dev. Bank, 27 F.3d 746, 748 (1st
Cir. 1994). This standard is notoriously liberal — but its
liberality does not relieve the nonmovant of the burden of
producing specific facts sufficient to deflect the swing of the
summary judgment scythe. Id. Moreover, the factual conflicts
relied upon by the nonmovant must be both genuine and material.
See Fed. R. Civ. P. 56(c). For this purpose, "genuine" means that
the evidence is such that a reasonable factfinder could resolve the
point in favor of the nonmoving party, and "material" means that
the fact is one that might affect the outcome of the suit under the
applicable law. Morris, 27 F.3d at 748.
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This same paradigm governs our de novo review of a
district court's summary judgment rulings. Plumley, 303 F.3d at
369. There is, however, one important distinction. The court of
appeals "is not restricted to the district court's reasoning but
can affirm a summary judgment on any independently sufficient
ground" made manifest in the record. Mesnick v. Gen. Elec. Co.,
950 F.2d 816, 822 (1st Cir. 1991).
B. The Governing Law.
Federal common law supplies the substantive rules for
adjudicating interlocked claims against an employer and a trade
union for breach of a CBA. See Crider v. Spectrulite Consortium,
Inc., 130 F.3d 1238, 1242 (7th Cir. 1997); see also Fant v. New
Engl. Power Serv., 239 F.3d 8,14 (1st Cir. 2001) ("In creating §
301 of the LMRA, Congress intended that a comprehensive, unified,
body of federal law should govern actions concerning the
interpretation and enforcement of collective bargaining
agreements.") (internal quotation marks omitted).
In this case, the CBA allowed Spalding to take certain
personnel actions (including dismissal) for "proper cause."
Spalding concluded that it had such cause and fired Mulvihill. The
Union refrained from testing that conclusion through arbitration.
In run-of-the-mine actions, the finality provisions of the CBA
would operate to preclude judicial review of such a determination.
See Abernathy v. United States Postal Serv., 740 F.2d 612, 617 (8th
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Cir. 1984). But hybrid section 301 cases are fundamentally
different. Because a hybrid section 301 action, by definition,
involves a claim of inadequate union representation, the employer's
determination can be overcome if the claimant can show, inter alia,
that the adverse employment action contravened the CBA. Hines v.
Anchor Motor Freight, Inc., 424 U.S. 554, 567 (1976). In this way,
the law opens a remedial avenue for an employee "who has been
injured by both the employer's and the union's breach." Bowen v.
United States Postal Serv., 459 U.S. 212, 222 (1983).
Although this remedial avenue can lead to make-whole
relief, there is no guarantee of safe passage. Typically,
claimants attempting to make the requisite showing in hybrid
section 301 actions must carry a heavy burden. Such claimants "are
not entitled to relitigate their discharge[s] merely because they
offer newly discovered evidence that the charges against them were
false and that they in fact were fired without [sufficient] cause."
Hines, 424 U.S. at 571. Rather, such a case may proceed only if,
and to the extent that, the claimant can show that the checks and
balances built into the CBA's internal dispute resolution process
have failed to function. See McCreedy v. Local Union No. 971, 809
F.2d 1232, 1238 (6th Cir. 1987). To reach this safe harbor, the
claimant must prove an erroneous discharge, a breach of duty on the
union's part, and a causal nexus between the two, that is, "that
[the] union's breach of its duty 'seriously undermine[d] the
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integrity of the [grievance] process.'" United Parcel Serv., Inc.
v. Mitchell, 451 U.S. 56, 61 (1981) (quoting Hines, 424 U.S. at
567).
Let us be perfectly clear. Proof of the required nexus
does not entail a "but for" causal connection between the union's
breach of duty and the erroneous discharge. Webb v. ABF Freight
Sys., Inc., 155 F.3d 1230, 1242 (10th Cir. 1998). It does,
however, require the claimant to produce sufficient evidence from
which a reasonable factfinder can conclude not only that the
discharge was improper but also that the union's breach undermined
the grievance process and thereby contributed to the error. See
Thomas v. United Parcel Serv., Inc., 890 F.2d 909, 915 (7th Cir.
1989); Apperson v. Fleet Carrier Corp., 879 F.2d 1344, 1355 (6th
Cir. 1989); see also Sear v. Cadillac Auto. Co. of Boston, 654 F.2d
4, 7 (1st Cir. 1981) (Breyer, J.) (noting that "[t]he burden . . .
upon a union member is particularly heavy if he attacks the union's
failure to appeal from . . . a proceeding untainted by any union
failure to represent its members in good faith").
This case follows the classic pattern for a hybrid
section 301 action. It involves an assessment of the actions of
Spalding and the Union against the background understanding of
"proper cause" as that term is used in the CBA. The matter is
complicated, however, because the principal allegation against
Mulvihill — the charge of sexual harassment — implicates Title VII
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of the Civil Rights Act of 1964, 42 U.S.C. §§ 2000e to 2000e-17.
Employee-claimants in hybrid section 301 actions that impinge upon
an employer's responsibilities under Title VII must carry an
especially heavy burden. That is so because the presence of Title
VII transforms the case from a relatively simple two-variable
equation that aspires to strike a suitable balance between an
employee's rights and an employer's hegemony into a more complex
three-variable analysis in which that balance must be struck while
simultaneously ensuring that important federal anti-discrimination
policies are honored. See Malik v. Carrier Corp., 202 F.3d 97, 106
(2d Cir. 2000).
Although the case law is sparse, we think that our
conclusion as to the relative weight of the employee's burden is
solidly based. Title VII "vest[s] federal courts with plenary
powers to enforce the statutory requirements." Alexander v.
Gardner-Denver Co., 415 U.S. 36, 47 (1974). Consequently, "an
employer's investigation of a sexual harassment complaint is not a
gratuitous or optional undertaking[] under federal law." Malik,
202 F.3d at 105 (citing Faragher v. City of Boca Raton, 524 U.S.
775 (1998)). To the contrary, federal law exerts considerable
pressure on employers to make certain that employees refrain from
sexually harassing conduct. See id. at 106; see also Burlington
Indus., Inc. v. Ellerth, 524 U.S. 742, 764 (1998) (explaining that
"Title VII is designed to encourage the creation of antiharassment
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policies and effective [complaint] mechanisms" for reporting
harassing conduct).
Following this logic, it is evident that when sexually
charged innuendo contaminates a workplace and creates an abusive
environment, Title VII is violated — and the violation constitutes
an unlawful employment practice. See Oncale v. Sundowner Offshore
Serv. Inc., 523 U.S. 75, 78 (1998) (citing 42 U.S.C. § 2000e-
2(a)(1)). But there is a rub: the pressure to enforce Title VII
is in obvious tension with the fundamental doctrine upon which
employer liability under section 301 is premised — a doctrine that
holds employers liable for misunderstandings between its
investigators and accused employees. See Malik, 202 F.3d at 107
(explaining that "if employers must fear . . . liability based on
ex post findings, they will be deterred from taking reasonable
corrective action . . . as required by federal law"). Easing that
tension requires courts to erect a decisional framework that allows
a certain amount of play in the joints. We pause briefly to
explain.
"Congress gave private individuals a significant role in
the enforcement process of Title VII." Alexander, 415 U.S. at 45.
It would be counterproductive for federal courts, in whom Congress
has vested "final responsibility for enforcement of Title VII," id.
at 44, to insist upon de novo review of actions taken by an
employer to eradicate sexual harassment in the workplace. If
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federal courts are to give effect to the antiharassment policies
encouraged by Title VII, they must defer, within wide limits, both
to an employer's determination that sexual harassment has sullied
the workplace and to its conception of an appropriate response.
Cf. Williams v. Maremont Corp., 875 F.2d 1476, 1485 (10th Cir.
1989) (applying this rationale in wrongful discharge case based on
state law). The law should not require an employer, charged with
responsibilities under Title VII, to wait until it is sued and
found liable in a gender discrimination case before it can take
steps necessary to prevent or eliminate a hostile work environment.
This brings us to the degree of deference. Because the
employer in such cases vindicates the important congressional
policies against discriminatory employment practices, it fulfills
a quasi-administrative function. See Alexander, 415 U.S. at 47
(explaining that "legislative enactments in this area have long
evinced a general intent to accord parallel or overlapping remedies
against discrimination"). By analogy, then, a court should uphold
the employer's actions so long as those actions are justified by
substantial evidence. Cf. Universal Camera Corp. v. NLRB, 340 U.S.
474, 488 (1951) (elucidating "substantial evidence" standard);
Providence Hosp. v. NLRB, 93 F.3d 1012, 1016 (1st Cir. 1996)
(same). We adopt this rule for hybrid section 301 actions that
implicate Title VII concerns. Thus, when an employer discharges an
employee in the exercise of its Title VII responsibilities, and the
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employee retorts by suing the employer and his union, we think that
the vector of these competing forces requires the employee to
demonstrate that the record is devoid of any substantial evidence
supporting the discharge.2
C. The Breach of Contract Claim.
With these precepts in mind, we proceed to the merits of
the case. Mulvihill hypothesizes that Spalding discharged him
without "proper cause" as that term is used in the CBA. We test
this hypothesis.
Whether the undisputed facts in a specific case establish
— or fail to establish — proper cause for discharge within the
contemplation of a given CBA is a question of law (and, thus, a
question for the court). Crider, 130 F.3d at 1242. The concept of
proper cause demands a close, albeit not exact, correlation between
the employee's conduct and the employer's response. Boston Med.
Ctr. v. Serv. Employees Int'l Union, 260 F.3d 16, 22 (1st Cir.
2001).
In this case, the question of whether proper cause exists
to sustain the employee's discharge intersects with the question of
whether the record contains substantial evidence. After all, to
2
Such deference to factual determinations and interpretations
of private contract disputes is consistent with federal labor law
when issues of well-defined and dominant public policy are at
stake. See E. Associated Coal Corp. v. United Mine Workers, 531
U.S. 57, 62 (2000); Boston Med. Ctr. v. Serv. Employees Int'l
Union, 260 F.3d 16, 23 (1st Cir. 2001).
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find substantial evidence supporting the adverse employment action
for Title VII purposes but not for purposes of a broadly worded
management rights provision in the CBA would frustrate the
legislative policies at stake. See id. at 23; see also Williams,
875 F.2d at 1485. It follows, therefore, that if Spalding's
actions rested on substantial evidence, then Spalding acted with
proper cause within the meaning of the CBA. Accordingly, we
scrutinize the record to determine whether substantial evidence
supported Spalding's conclusion that Mulvihill had engaged in
sexually harassing conduct, warranting dismissal.
In sexual harassment cases, "the objective severity of
harassment should be judged from the perspective of a reasonable
person in the [employee]'s position considering all the
circumstances." Oncale, 523 U.S. at 81 (internal quotation marks
omitted). We caution, however, that Title VII was not meant to
protect thin-skinned employees. The statutory scheme "forbids only
behavior so objectively offensive as to alter the conditions of the
victim's employment. Conduct that is not severe or pervasive
enough to create an objectively hostile or abusive work environment
. . . is beyond Title VII's purview." Id. (internal quotation
marks omitted). By the same token, we caution that because the
analysis requires an objective test, any subjectively benevolent or
constructive intent on the part of the putative harasser will not
justify a court in second-guessing the employer's decision.
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Rather, "[c]ommon sense, and an appropriate sensitivity to social
context" must guide the analysis. Id. at 82.
Here, substantial evidence in the summary judgment record
shows that Spalding had proper cause to discharge Mulvihill. The
social context in which Mulvihill's behavior occurred was an
industrial workplace. Spalding had adopted an explicit sexual
harassment policy, administered pursuant to Title VII and the
counterpart state statute, Mass. Gen. Laws ch. 151B, § 3A(b), and
had warned its work force that it took that policy seriously.
Common sense suggests that a reasonable person, aware of the
policy, could not have justified discussing the involvement of two
coworkers in an extra-marital affair with a third-party member of
the work force who had no legitimate interest in the subject
matter. More importantly, from an objective standpoint Mulvihill's
comments altered the conditions of Charest's employment and
unreasonably interfered with her work performance. Thus,
substantial record evidence provides a firm foundation for
Spalding's conclusion that Mulvihill's conduct violated the
company's published sexual harassment policy.
This same evidence also validates Spalding's claim that
the discharge was a reasonable response to Mulvihill's misconduct.
Spalding's sexual harassment policy stated unequivocally that
potential punishments for violations included dismissal. The
record makes manifest that once Charest filed a formal complaint,
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Spalding assigned the matter to a senior officer (Bourdeau).
Bourdeau promptly interviewed key witnesses to determine the
veracity of the allegation that Mulvihill was telling tawdry tales.
When Bourdeau afforded Mulvihill the opportunity to explain his
behavior, Mulvihill did not disclaim the substance of the comments
attributed to him by others. Instead, he insisted that he had
acted appropriately because his discussion of the affair with
Charest's husband related only to the truth of the situation (and,
thus, the discussion could not constitute harassment). The
tortured nature of this logic itself lends support to the
employer's ultimate decision. It is bad enough when an employee
acts in a sexually harassing manner; it is even worse when he
cannot see the failings in his own conduct.
Based on Bourdeau's investigation, Spalding deemed
termination to be the appropriate remedy. As the record contains
substantial support for a finding that Mulvihill's behavior
constituted sexual harassment, we have no basis to second-guess the
decision to fire him. See Mesnick, 950 F.2d at 825 ("Courts may
not sit as super personnel departments, assessing the merits . . .
of employers' nondiscriminatory business decisions."). By like
token, we cannot disturb that decision under a proper application
of the substantial evidence standard. See Providence Hosp., 93
F.3d at 1016. Mulvihill's refusal to acknowledge the wrongfulness
of his conduct gave Spalding all the more reason to discharge him
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because there could be no assurance that Mulvihill would cease his
harassing activities. See Malik, 202 F.3d at 107 (reasoning that
worst-case scenarios must govern review when employer cannot assume
that harassing behavior is likely to stop).
This ends our inquiry into whether the record contains
substantial evidentiary support sufficient to ground Mulvihill's
discharge. We hold that it does. As explained above, this holding
necessarily means that Spalding acted with proper cause within the
purview of the CBA. See Boston Med. Ctr., 260 F.3d at 23;
Williams, 875 F.2d at 1485.
To be sure, Mulvihill resists the conclusion that
Spalding had proper cause to discharge him under the terms of the
CBA. To this end, he makes a litany of arguments. None has merit.
He starts with the strange proposition that, by embedding
the "proper cause" standard in the CBA, Spalding had surrendered
the right to determine the existence vel non of proper cause and
left that determination to an arbitrator. Building on this shaky
foundation, he argues that Spalding was contractually bound to
submit the propriety of any proposed discharge to arbitration.
This argument flies in the teeth of both federal labor law and the
plain language of the CBA.
"[F]ederal labor law is chiefly designed to promote []
the formation of the collective agreement and the private
settlement of disputes under it." Int'l Union, UAW v. Hoosier
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Cardinal Corp., 383 U.S. 696, 702 (1966). As a general matter,
therefore, arbitration is preferred over litigation in resolving
private labor disputes. See generally United Steelworkers v.
Warrior & Gulf Navig. Co., 363 U.S. 574, 581-82 (1960) (discussing
benefits of arbitration). But it is not arbitration per se that
federal policy favors; rather, it is the settlement of disputes by
the means mutually agreed upon by the parties themselves — whatever
those means may be. See McCreedy, 809 F.2d at 1237. By enforcing
the results of choices freely made by labor and management, acting
in concert, federal law "promote[s] a higher degree of
responsibility upon the parties to such agreements, and . . .
thereby promote[s] industrial peace." Textile Workers Union v.
Lincoln Mills, 353 U.S. 448, 454 (1957).
In this case, the process to which the parties agreed for
settling differences is embodied in Article 9 of the CBA. That
article outlines a two-step procedure for resolving grievances.
The first step sets various time limits for processing written
grievances. The second step contemplates that "[i]f the Company's
[first-step] answer is unsatisfactory to the Union," then the
grievance "shall be submitted to arbitration." That clause further
provides, however, that "[i]f the Union has not submitted a request
for arbitration with[in] thirty (30) calendar days of receipt of
the step one answer, the grievance shall be considered settled on
the basis of [the employer's] answer."
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There is no language in the CBA that guarantees
individual employees that every grievance will be arbitrated. To
the contrary, the grievance procedure leaves to the Union's sole
discretion the decision as to whether to request arbitration. Such
provisions are common fare in CBAs — and where they exist, courts
typically cede the union considerable leeway in evaluating the
merit associated with a particular grievance and the resources that
it will expend to prosecute that grievance. Miller v. United
States Postal Serv., 985 F.2d 9, 12 (1st Cir. 1993).
Viewed against this backdrop, it is evident that Spalding
and the Union reached a final settlement of Mulvihill's grievance
when Spalding denied it and the Union elected not to pursue the
matter further.3 As between the parties to the CBA, that
determination was "valid, binding, and enforceable." Textile
Workers, 353 U.S. at 454. Since Spalding surrendered authority to
discharge for proper cause only to the extent specified in the CBA,
Mulvihill's argument that he had an absolute right to arbitration
will not wash.
Mulvihill next asseverates that deferring to the results
of Spalding's investigation violates the summary judgment standard
and, in the bargain, denigrates the importance of employee rights
3
As an aside, the record indicates that the Union at first
intended to arbitrate the grievance but chose not to do so after
assessing the strength of Spalding's case.
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under collective bargaining agreements. This asseveration lacks
force.
As we have explained, Mulvihill bears the burden of
demonstrating that Spalding discharged him in derogation of the
CBA. Hines, 424 U.S. at 570. Because he has failed to do so, we
are bound to honor the final settlement reached by the parties
under the terms of the CBA. See E. Associated Coal Corp. v. United
Mine Workers, 531 U.S. 57, 62 (2000); Boston Med. Ctr., 260 F.3d at
21. In this context, we are not deferring to Spalding's
determination that proper cause existed, but, rather, to the
outcome of the grievance procedure described in the CBA. See
DelCostello, 462 U.S. at 164 ("Subject to very limited judicial
review, [parties to a CBA] will be bound by the result according to
the finality provisions of the agreement."). The federal policy of
settling labor disputes by privately arranged procedures would be
compromised if courts had the final say on the merits of every
settlement. See El Dorado Tech. Servs., Inc. v. Union Gen. De
Trabajadores, 961 F.2d 317, 319 (1st Cir. 1992).
In a related vein, Mulvihill contends that several
factual issues surrounding Spalding's investigation preclude
summary judgment. None of his prolix argumentation exposes any
material fact sufficient to derail the summary judgment train.
First, Mulvihill posits that a reasonable juror could
find that his conduct was that of a concerned employee hoping to
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diffuse a potentially explosive situation, not that of a sexual
harasser. This thesis runs along the following lines. Mulvihill
says that it is reasonable to infer that Spalding acted without
proper cause because a more thorough investigation would have
revealed the following facts. (1) While Todd Charest was at
Mulvihill's home to estimate the costs of a needed roof repair, he
inquired whether Mulvihill had heard any rumors that his wife was
involved in a sexual liaison with Mike Rattell. (2) Mulvihill
replied that he had heard "shop talk" about such a tryst. (3) When
Todd Charest asked for Melissa Rattell's telephone number,
Mulvihill told him that he did not have it but that he would give
Todd's number to Melissa so that she could contact him if she so
chose. (4) Mulvihill then gave Melissa Rattell the telephone
number and told her of his conversation with Todd Charest. (5) He
then recounted these conversations to his supervisor, Montessi,
believing that the situation could have detrimental effects for the
working environment. (6) According to Mulvihill, Montessi wanted
nothing to do with the matter and walked away. (7) Later the same
day, Perreault noticed that Amy Charest was not at work and
expressed concern about her increased absenteeism and substandard
job performance. (8) When Perreault asked Mulvihill if he knew of
anything that might be affecting her work, Mulvihill told Perreault
of his conversations with Todd Charest and Melissa Rattell.
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Even if the record supports this chain of sanguine
inferences — a matter on which we take no view — Mulvihill's
analysis is misguided. The question here is not whether Amy
Charest and Mike Rattell were actually engaged in an extra-marital
affair. Nor is the question whether Mulvihill's actions were well-
intentioned. The fact is that Spalding, after due investigation,
reasonably concluded that Mulvihill's remarks about the alleged
affair, regardless of either their accuracy or their purpose,
unnecessarily created a hostile work environment for Amy Charest
(and, thus, violated Spalding's published sexual harassment
policy). This reasonable conclusion constituted proper cause for
Spalding to discharge Mulvihill. Seen in this light, Mulvihill's
inferential chain, even if credited, would not alter any material
fact. See Morris, 27 F.3d at 748 (explaining that a fact, to be
material, must have the capacity to affect the outcome of the
suit); see also Malik, 202 F.3d at 107.
The next factual dispute to which Mulvihill alludes
involves the extent of Spalding's investigation. In this regard,
he draws our attention to the statement in Spalding's sexual
harassment policy that "no disciplinary action will be taken
without a thorough investigation of the facts which shall include
gathering of statements from all parties and witnesses involved in
the matter." From this launching pad, he jumps to the conclusion
that Spalding's investigation was not conducted in good faith (or,
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at least, that a jury could so find) because Bourdeau neglected to
interview three potential witnesses. This suggestion cannot
withstand scrutiny.
The persons that Bourdeau decided not to interview were
Mike Rattell, Melissa Rattell, and Todd Charest. Mulvihill's
attack overlooks that Bourdeau reasonably concluded that he did not
need to talk to these individuals because the issue was not whether
a meretricious relationship existed, but, rather, whether Mulvihill
was conversing with his coworkers about Amy Charest's sex life.
There is no evidence in the record that suggests that the three
named individuals had any personal knowledge as to whether
Mulvihill engaged in gossip-mongering. Thus, the decision not to
interview them was well within the employer's broad discretion. A
fortiori, that decision was insufficient to raise a genuine issue
of material fact anent Spalding's good faith.4 See Williams, 875
F.2d at 1485.
Mulvihill also maintains that there are factual issues
regarding the validity of the accusations against him. This is
4
We hasten to add that even were we to assume that the failure
to interview one or more of these individuals constituted a
violation of Spalding's announced protocol, it would not
necessarily undercut the entry of summary judgment. After all,
"[t]he grievance processes cannot be expected to be error-free.
The finality provision has sufficient force to surmount occasional
instances of mistake." Hines, 424 U.S. at 571. Because
"[e]fficiency is a fundamental concern of both union and
management" in hybrid section 301 actions, minor errors are
tolerable. McCreedy, 809 F.2d at 1238.
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true as far as it goes — but it does not go very far. The
investigation reveals that all of the witnesses agreed that
Mulvihill had commented in the most crude and offensive terms about
a sexual liaison between Amy Charest and Mike Rattell. Although
Mulvihill admits his role in the discussions, he denies that he
used uncouth language. That asserted factual dispute has no
bearing on our analysis. There is no evidence that Charest herself
was exposed to Mulvihill's comments at first hand and, in all
events, the violation that sparked Mulvihill's ouster did not
depend on the phraseology that he used. Whether Mulvihill spoke to
his coworkers with the saltiness of a sailor or the eloquence of a
Shakespearean scholar, it was the essence of his statements that
created the hostile work environment. The linguistic trappings
were, at most, the icing on the cake. Hence, Mulvihill again fails
to limn a material dispute sufficient to block summary judgment.
Finally, Mulvihill asserts that Spalding's sexual
harassment policy only prohibited "spreading false rumors." To
bolster this argument, he points to a company manual describing "on
the job conduct," which specifically cites the spreading of false
rumors as violative of "proper standards of conduct."
This argument is hopeless. For one thing, the record is
devoid of any evidence that Spalding ever limited its sexual
harassment policy to conform to this description. For another
thing, the fact that Mulvihill's salacious statements may have been
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true — a matter that we need not decide — would not alter the fact
that his dissemination of them to Charest's coworkers violated the
company's sexual harassment policy and fomented a hostile work
environment.
Although Mulvihill's asseverational array contains a
smattering of other arguments, none warrants discussion. We
conclude, therefore, that Spalding had proper cause for cashiering
Mulvihill and that, under the CBA, it bears no liability for
wrongful discharge.
D. The Fair Representation Claim.
Our conclusion that Spalding did not breach the CBA when
it terminated Mulvihill's employment serves to dispose of his case
against the Union as well. To prevail against either defendant in
a hybrid section 301 action, a plaintiff must show that the
employer discharged him in derogation of the CBA. DelCostello, 462
U.S. at 165. Because we have determined that Mulvihill failed to
carry this burden, see supra Part II(C), his suit against the Union
necessarily fails.
E. The Defamation Claim.
Mulvihill's complaint also contained a claim that
Spalding, by labeling him as a sexual harasser, defamed him. The
district court entered summary judgment against him on this claim,
and Mulvihill appeals.
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This aspect of the case need not occupy us for long. "We
have steadfastly deemed waived issues raised on appeal in a
perfunctory manner, not accompanied by developed argumentation."
United States v. Bongiorno, 106 F.3d 1027, 1034 (1st Cir. 1997).
An issue falls into this category when, for example, the proponent
mentions it as "a possible argument in the most skeletal way,
leaving the court to do counsel's work." United States v. Zannino,
895 F.2d 1, 17 (1st Cir. 1990). So it is here.
After citing to his own self-serving testimony to the
effect that some of his associates told him that they had heard he
was fired for sexual harassment, Mulvihill makes the general
assertion that the "record before the court contains an abundance
of evidence which a jury could credit showing this charge to be
false, and that defendant Spalding knew that Mulvihill did not
sexually harass anyone." Appellant's Br. at 45. That is the
beginning and the end of his argument vis-à-vis the defamation
count. He makes no attempt either to marshal the pertinent facts
or to engage in reasoned analysis.
This treatment is too perfunctory to preserve the issue
for appeal. Mulvihill has done no more than point in a desultory
manner to a welter of paper — the record appendix comprises almost
1,400 pages — without "array[ing] these plethoric evidentiary
materials in any systematic way" with respect to his putative cause
of action. Mass. Sch. of Law at Andover, Inc. v. Am. Bar Ass'n,
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142 F.3d 26, 43 (1st Cir. 1998). That amounts to an invitation
that we ransack the record, research the law, and make his argument
for him. We decline the invitation. See Zannino, 895 F.2d at 17.
Consequently, we deem the argument waived.5
III. CONCLUSION
We need go no further. While courts should give broad
latitude to employers in investigating charges of sexual harassment
in the workplace, the federal interest in eradicating sexual
harassment must nonetheless be balanced against the equally strong
federal interest in protecting inadequately represented union
employees from wrongful discharge. To achieve this balance, the
law allows an employee who is fired for sexual harassment to
prevail in an ensuing hybrid section 301 action only if he can show
that the employer lacked a substantial evidentiary basis for its
determination that he was guilty of sexual harassment. Mulvihill
has failed by a wide margin to make this showing. He also has
failed to make out a prima facie case of defamation. Accordingly,
we affirm the entry of summary judgment in the defendants' favor.
Affirmed.
5
In all events, there was no discernible defamation. Based
upon the undisputed facts, Mulvihill, while at work, discussed
Charest's sex life with their coworkers. He thereby contravened
Spalding's sexual harassment policy. See supra Part II(C). For
workplace purposes, that made him guilty of sexual harassment.
Under those circumstances, it is hard to imagine how Spalding's
alleged publication could have been actionable.
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