Pomales v. Celulares Telefónica, Inc.

            United States Court of Appeals
                        For the First Circuit

No. 05-1796

                          MAGDALENA POMALES,

                        Plaintiff, Appellant,

                                  v.

         CELULARES TELEFÓNICA, INC.; VERIZON WIRELESS, INC.,

                        Defendants, Appellees.


             APPEAL FROM THE UNITED STATES DISTRICT COURT

                   FOR THE DISTRICT OF PUERTO RICO

         [Hon. Jaime Pieras, Jr., Senior U.S. District Judge]


                                Before

                         Lipez, Circuit Judge,

                     Hug,* Senior Circuit Judge,

                      and Howard, Circuit Judge.



     Marlene Aponte Cabrera on brief for appellant.
     Carl Schuster, Mariela Rexach and Schuster Usera & Aguiló
LLP on brief for appellees.



                             May 9, 2006



     *
      Of the United States Court of Appeals for the Ninth
Circuit, sitting by designation.
           HOWARD, Circuit Judge.         Magdalena Pomales worked as a

sales consultant for Celulares Telefónica, Inc. (CTI), a Puerto

Rico retailer of cellular telephone equipment and services.          After

Pomales was fired by CTI, she brought this action claiming sexual

harassment and retaliation under Title VII of the 1964 Civil Rights

Act, 42 U.S.C. § 2000e et seq., and Puerto Rico law.              She also

claimed   that   CTI   violated    the    Consolidated   Omnibus    Budget

Reconciliation Act (COBRA), 29 U.S.C. § 1161 et seq., by not

notifying her of the opportunity to purchase continuing health

coverage under the company policy following her termination.           The

district court granted CTI summary judgment.         We affirm.

           Pomales failed to oppose CTI's statement of undisputed

facts in support of its motion for summary judgment in accord with

the Puerto Rico Local Rules.      See D.P.L.R. 56.    The district court,

therefore, accepted the facts presented by CTI as admitted.            See

id.   We will do the same.   See Cosme-Rosado v. Serrano-Rodriguez,

360 F.3d 42, 45-46 (1st Cir. 2004).

           Pomales' relationship with CTI began when she was hired

as a temporary employee in November 1995.            In August 1999, CTI

converted Pomales to permanent status and assigned her to work as

a sales consultant in its store in Bayamón, Puerto Rico.           Pomales

was initially supervised by Norma Vargas. In 2000, Peter Rodríguez

joined Vargas as another supervisor.         Peter Rodríguez and Vargas

were themselves supervised by Rodney Rodríguez.


                                    -2-
           In April 2000, Pomales complained to Rodney Rodríguez

that Peter Rodríguez had directed an inappropriate comment and

gesture toward her.            According to Pomales, she invited Peter

Rodríguez to come on a sales visit with her, and he responded by

grabbing his crotch and stating that "it would be great to come

with you."

           As    a   sales     consultant,         Pomales   was     responsible    for

selling   products      and    services       to    CTI   customers.       CTI   sales

consultants     made    in-store      and    "proactive"      out-of-store       sales.

Sales consultants were responsible for meeting a minimum sales

quota and were paid based on an hourly rate plus commissions.

           CTI required sales consultants to verify each customer's

credit before consummating a sale. Customers with poor credit were

required to provide CTI with a deposit before the sales consultant

could   complete       the    sale.     The        process   for    determining    the

customer's credit rating (and resulting deposit) varied depending

on whether the sale was an in-store or proactive.

           For in-store sales, the consultant accessed, through

CTI's computer system, a third-party credit service and reported

certain information about the customer.                   The credit service then

provided a credit score which the computer automatically translated

into a required deposit amount (if any).                  For proactive sales, the

consultant called CTI's credit department and provided customer

information to the credit-department employee.                     That employee then


                                            -3-
determined the required deposit amount and entered the deposit

amount   manually     into    the    computer.         Only   credit-department

employees could set the required deposit amount for proactive

sales, and no sale could be completed until the customer had paid

the required deposit.

           During     Pomales'       employment,    CTI's     computer      system

malfunctioned in such a way that consultants could bypass the

credit-verification process and manually enter a deposit amount.

CTI eventually discovered this malfunction in its system, after

learning that several consultants had entered inaccurate deposit

information to register unauthorized sales.

           In August 2000, Vargas received confidential information

that Pomales had failed to secure proper deposits from clients by

manipulating the credit-verification system.                  Rodney Rodríguez

authorized Vargas to investigate this accusation.

           Vargas' investigation revealed that the credit department

was unfamiliar with Pomales and had no documentation that she had

ever contacted it to register a proactive sale.                      At Vargas'

request, the credit department reviewed more than 10 of Pomales'

sales.    On   each    occasion,      Pomales    had    bypassed    the    credit-

verification   process       and    manually    entered   into     the    system   a

notation stating that no deposit was required.

           On August 30, 2000, Vargas requested that Pomales produce

evidence that she had collected a deposit from one of her proactive


                                       -4-
customers. Pomales failed to comply with this request by September

5th, when she began a three-month medical leave of absence.

           While Pomales was on leave, Vargas discussed the results

of her investigation with two members of the CTI human resources

department.    A conclusion was reached that Pomales had breached

several    company    policies,    including    a     policy    against       the

falsification or malicious alteration of reports and records of

interest to the company.        Vargas thereafter decided to terminate

Pomales' employment.       Vargas arrived at this decision without

knowledge that Pomales had previously complained to CTI management

about Peter Rodríguez's inappropriate conduct.

           Vargas informed Pomales on the day that she returned from

her leave of absence that her employment was terminated.                Pomales

was one of several employees that CTI discharged for breaching its

credit    verification    and     deposit    policies.         Upon    Pomales'

termination, CTI did not provide her with information concerning

the   option   to   purchase    continuing   health    coverage       under   the

company's group health insurance policy.

           Three weeks after her termination, Pomales filed an

administrative charge of sexual harassment based on a hostile work

environment     and   retaliation     with     the    Puerto     Rico     Anti-

Discrimination Unit of the Puerto Rico Labor and Human Resources

Department.     She eventually received a right to sue letter and

filed the present action.


                                     -5-
                 After a period for discovery, CTI moved for summary

judgment. The district court ruled that Pomales' Title VII hostile

work environment claim failed because, inter alia, no reasonable

fact       finder     could     conclude    that     the    conduct       alleged   was

sufficiently severe or pervasive.                   The court also rejected her

Title      VII     retaliation     claim    because       there    was    no   evidence

establishing         a   causal    connection       between       Pomales'     protected

activity and her termination.              Finally, the court determined that

CTI did not violate COBRA's notice requirements because the company

dismissed Pomales for gross misconduct.                   Pomales timely appealed.

                 We review the district court's order granting summary

judgment de novo.             See Wolinetz v. Berkshire Life Ins. Co., 361

F.3d 44, 47 (1st Cir. 2004).           We will affirm the order "if there is

no genuine issue as to any material fact and . . . [CTI] is

entitled to judgment as a matter of law."                  Fed. R. Civ. P. 56(c).

                 We begin by considering Pomales' hostile work environment

claim.       This claim is limited to Peter Rodriguez's comment and

gesture      to     Pomales    suggesting    that    he    wished    to   have    sexual

relations with her.1




       1
      Pomales' brief makes passing reference to certain alleged
acts of harassment that occurred in 1997. The district court ruled
that these acts were time barred, and Pomales has not challenged
this ruling. In addition, Pomales' appellate argument concerning
her harassment claim discusses only Peter Rodríguez's comment in
April 2000. Therefore, any claim concerning the 1997 conduct is
forfeit.

                                            -6-
           To succeed on her hostile work environment claim, Pomales

must demonstrate, inter alia, that the complained-of conduct was so

severe or pervasive that it altered the terms or conditions of her

employment.      See Lee-Crespo v. Schering-Plough Del Caribe, Inc.,

354 F.3d 34, 46 (1st Cir. 2003).            "There is no mathematically

precise   test    to   determine      whether   [a     plaintiff]    presented

sufficient evidence" that she was subjected to a severely or

pervasively hostile work environment.           Kosereis v. Rhode Island,

331 F.3d 207, 216 (1st Cir. 2003) (internal citations omitted). We

examine all the attendant circumstances including the frequency of

the discriminatory conduct; its severity; whether it was physically

threatening or humiliating, or a mere offensive utterance; and

whether   it    unreasonably    interfered      with    an    employee's   work

performance.     See O'Rourke v. Providence, 235 F.3d 713, 729 (1st

Cir.   2001).      Because     this   inquiry    is    fact    specific,    the

determination is often reserved for a fact finder, see Marrero v.

Goya of P.R., Inc., 304 F.3d 7, 19 (1st Cir. 2002), but summary

judgment is an appropriate vehicle for "polic[ing] the baseline for

hostile environment claims," Mendoza v. Borden, Inc., 195 F.3d

1238, 1244 (11th Cir. 1999) (en banc).

           The record does not provide a sufficient basis from which

a reasonable fact finder could conclude that Pomales was subjected

to a hostile work environment.           The alleged harassing conduct,

while certainly crude, comprised only a single incident. See Clark


                                      -7-
County Sch. Dist. v. Breeden, 532 U.S. 268, 271 (2001) (per curiam)

(stating that "isolated incidents (unless extremely serious) will

not amount to discriminatory changes in the terms and conditions of

employment"); Chamberlin v. 101 Realty, Inc., 915 F.2d 777, 783

(1st Cir. 1990) ("[A]n isolated sexual advance, without more, does

not satisfy the requirement that an employee asserting a cause of

action   for       hostile       environment        discrimination       demonstrate     an

abusive workplace environment.").                    There was no proof that Peter

Rodríguez touched or physically threatened Pomales.                           While we do

not preclude the possibility of a single-incident hostile work

environment claim based on exclusively verbal conduct, successful

single-incident claims typically have involved unwanted physical

contact.       See       Barbara    Lindemann        &   Paul    Grossman,     Employment

Discrimination Law at 795 n. 240 (3d ed. 1996) (collecting cases).

Finally, Pomales presented no proof that Peter Rodríguez's conduct

negatively affected her ability to work as a CTI sales consultant.

See Lee-Crespo, 354 F.3d at 46 (affirming summary judgment for an

employer in a hostile environment case where there was no evidence

that the conduct caused "an impediment to [the plaintiff's] work

performance").

            The inappropriate conduct alleged here is similar to

conduct which this circuit and others have deemed insufficient to

establish      a    hostile        work      environment        claim.        See,    e.g.,

Chamberlin,        915    F.2d    at   783    (concluding       that     it   was    "highly


                                              -8-
doubtful" that five sexual advances by a supervisor "could be

considered sufficiently severe or pervasive to support a sexual

discrimination claim of the hostile environment variety"); Morgan

v. Mass. Gen. Hosp., 901 F.2d 186, 192-93 (1st Cir. 1990) (holding

that conduct was not sufficiently severe or pervasive where, over

two-week period, a coworker stood behind the plaintiff to create

physical   contact,    surreptitiously     looked   at    the    plaintiff's

genitals in the restroom, and engaged in unwanted touching);

Burnett v. Tyco Corp., 203 F.3d 980, 984-85 (6th Cir. 2000)

(holding that evidence of a single battery and two offensive

remarks over six months did not establish a hostile environment).

Accordingly, we affirm the district court's grant of summary

judgment on Pomales' sexual harassment claim.2

           We turn next to Pomales' retaliation claim. She contends

that, shortly after complaining about Peter Rodríguez's conduct to

Rodney Rodríguez, she was retaliated against by being discharged

for   conduct   that   she   was   never   notified      could   result   in

termination.    We analyze this claim under the familiar McDonnell


      2
      Even if Pomales had established a prima facie case of hostile
work environment, CTI may have established an affirmative defense.
An employer is not liable if it has an anti-harassment policy with
a complaint procedure that an employee unreasonably fails to use.
See Marrero v. Goya of P.R., Inc., 304 F.3d 7, 20-21 (1st Cir.
2002). CTI has a policy against sexual harassment and a procedure
for brining an incident of sexual harassment to the company's
attention by reporting it to the company's human resources office.
Pomales acknowledges receipt of CTI's Ethics Manual which discusses
this procedure.     However, she did not follow this procedure
regarding the April 2000 incident.

                                   -9-
Douglas framework.          See Ramirez Rodriguez v. Boehringer Ingelheim

Pharmaceuticals, Inc., 425 F.3d 67, 84 (1st Cir. 2005) (describing

the framework for analyzing retaliation claims drawn from McDonnell

Douglas Corp. v. Green, 411 U.S. 792, 802-05 (1973)). To establish

a prima facie case of retaliation, Pomales must show that she was

engaged in protected conduct, that she was discharged, and that

there   was    a    causal     connection   between     the    discharge    and    the

protected conduct.          See Wright v. CompUSA, Inc.,         352 F.3d 472, 478

(1st Cir. 2003).

              There    is    sufficient     proof    that     Pomales    engaged    in

protected     activity       by   complaining   to     management       about   Peter

Rodríguez's         conduct.       Moreover,        Pomales     was     subsequently

discharged.         The issue is whether a reasonable fact finder could

find an adequate causal link between these events.                    Pomales relies

primarily on the chronological proximity between her complaint and

discharge      to     establish    the    requisite    connection.         Temporal

proximity can create an inference of causation in the proper case.

See Wyatt v. Boston, 35 F.3d 13, 16 (1st Cir. 1994).                    But to draw

such an inference, there must be proof that the decisionmaker knew

of the plaintiff's protected conduct when he or she decided to take

the adverse employment action.              See Soileau v. Guilford of Me.,

Inc., 105 F.3d 12, 16-17 (1st Cir. 1997).

              There is no evidence that Vargas, the CTI employee who

discharged Pomales, had any knowledge that Pomales complained to


                                         -10-
Rodney Rodríguez about Peter Rodríguez's conduct.3 See, e.g.,

Sanchez v. Denver Pub. Schs., 164 F.3d 527, 533-34 (10th Cir. 1998)

(holding that the plaintiff failed to establish a prima facie case

of retaliation because there was no evidence that the decisionmaker

knew of the plaintiff's protected conduct); Smith v. Riceland

Foods, Inc., 151 F.3d 813, 818-19 (8th Cir. 1998) (same).        There is

also no proof that Peter Rodríguez or Rodney Rodríguez participated

or   otherwise   influenced   either   Vargas'   investigation    or   the

ultimate decision to discharge Pomales.

            Pomales argues that the fact that she did not receive

formal notice before the termination suggests retaliation.              We

disagree.    CTI's policy stated that an employee who falsified

company records was subject to immediate termination.             In any

event, Pomales did receive some notice that there was a question

about her sales conduct when Vargas asked her to document one of

her proactive sales.   Given the absence of evidence establishing a

causal connection between the protected conduct and discharge, the

district court correctly granted CTI summary judgment on the

retaliation claim.4


      3
      We do not decide whether the six-to-eight-month interval
between Pomales' complaint and the discharge could be probative of
retaliation had the decisionmaker known of the complaint. See Kipp
v. Missouri Highway & Transp. Comm'n, 280 F.3d 893, 897 (8th Cir.
2002) (concluding that a two-month interval between complaint and
adverse action was too long to establish causal connection).
      4
      Pomales has presented no appellate argument challenging the
district court's determination that CTI was not required to provide

                                 -11-
          Affirmed.5




her with COBRA notice because she was fired for gross misconduct.
Therefore, Pomales has waived any challenge to this ruling. See
United States v. Zannino, 895 F.2d 1, 17 (1st Cir. 1990) (stating
that issues adverted to in a perfunctory manner and unaccompanied
by an effort at developed argumentation are waived).
     5
      The district court did    not address the merits of Pomales'
Puerto Rico law claims in       its summary judgment opinion but
nevertheless dismissed these   claims with prejudice. Pomales does
not challenge this ruling on   appeal.

                                -12-