United States Court of Appeals for the Federal Circuit
2008-1368, -1396
BLACKBOARD, INC.,
Plaintiff-Cross Appellant,
v.
DESIRE2LEARN INC.,
Defendant-Appellant.
----------------------------------------------------------------------
2008-1548
BLACKBOARD, INC.,
Plaintiff-Appellant,
v.
DESIRE2LEARN INC.,
Defendant-Appellee.
Joel M. Freed and Michael S. Nadel, McDermott Will & Emery LLP, of Washington,
DC, argued for plaintiff-cross appellant in appeal 2008-1368,-1396 and plaintiff-appellant in
appeal 2008-1548. Of counsel in appeal 2008-1368,-1396 was Natalia V. Blinkova.
Harold C. Wegner, Foley & Lardner LLP, of Washington, DC, argued for defendant-
appellant in appeal 2008-1368,-1396. On the brief were George E. Quillin; and Gregory S.
Norrod, James D. Dasso, and Jonathan R. Spivey, of Chicago, Illinois.
George E. Quillin, Foley & Lardner LLP, of Washington, DC, argued for defendant-
appellee in appeal 2008-1548. With him on the brief were Gregory S. Norrod, James D.
Dasso, Jonathan R. Spivey, and Jason A. Keener, of Chicago, Illinois. Of counsel was
Harold C. Wegner, of Chicago, Illinois.
Appealed from: United States District Court for the Eastern District of Texas
Judge Ron Clark
United States Court of Appeals for the Federal Circuit
2008-1368,-1396
BLACKBOARD, INC.,
Plaintiff-Cross Appellant,
v.
DESIRE2LEARN, INC.,
Defendant-Appellant.
Appeal from the United States District Court for the Eastern District of Texas
in case no. 9:06-CV-155, Judge Ron Clark.
---------------------------------------------------------------------------------------------------------------
2008-1548
BLACKBOARD, INC.,
Plaintiff Appellant,
v.
DESIRE2LEARN, INC.,
Defendant-Appellee.
Appeal from the United States District Court for the Eastern District of Texas
in case no. 9:06-CV-155, Judge Ron Clark.
___________________________
DECIDED: July 27, 2009
___________________________
Before BRYSON and MOORE, Circuit Judges, and CUDAHY, Senior Circuit Judge. ∗
BRYSON, Circuit Judge.
Blackboard Inc. is the market leader in providing educational institutions with
course management software that allows interaction between students and teachers
over the Internet. Desire2Learn Inc. is Blackboard’s primary commercial competitor.
This appeal arises from an action by Blackboard against Desire2Learn for infringement
of Blackboard’s U.S. Patent No. 6,988,138 (“the ’138 patent”), which claims an Internet-
based educational support system and related methods.
The ’138 patent is not the inventors’ first work in the field of education-support
software. In 1996, while they were college students, several of the same inventors
developed a software product called CourseInfo 1.5, which allowed for online
management of information relating to individual courses. In the CourseInfo system,
each course had its own website, and students and instructors would log in to each
course separately. In 1999, the inventors merged their company with Blackboard.
Another prior art course management system, which was available by 1997, is the Serf
system, developed by a professor at the University of Delaware. Like CourseInfo 1.5,
the Serf system provided a way for students and teachers to interact through the
Internet.
Upon issuance of the ’138 patent, Blackboard filed an infringement action against
Desire2Learn in the United States District Court for the Eastern District of Texas. After
a Markman hearing, the district court entered partial summary judgment for
∗
The Honorable Richard D. Cudahy, Senior Circuit Judge, United States Court of
Appeals for the Seventh Circuit, sitting by designation.
2008-1368,-1396,-1548 2
Desire2Learn, holding claims 1-35 of the patent invalid for indefiniteness. The court
then conducted a jury trial that addressed whether Desire2Learn had infringed claims
36-38 of the patent; Desire2Learn asserted by way of defense that those claims were
anticipated and would have been obvious in light of prior art that predated the patent’s
priority date of 1999.
An important issue at trial was whether the asserted claims of the ’138 patent
required that a person using the claimed method be able to use a “single login” to
access multiple courses and multiple roles in those courses. Blackboard touted its
method as allowing a person to use a single login to obtain access to all the courses of
interest to that person and to obtain different levels of access to the course materials
depending on that person’s role in each course. For example, Blackboard asserted that
its claimed method would allow a graduate student who was a student in one course
and a teacher in another to use a single login to obtain access to both courses and to
obtain access to the materials for each course according to the graduate student’s role
in each.
At trial, Blackboard took the position that the method of claims 36-38 required
that the user have the capacity to access multiple courses and multiple roles through a
single login. Desire2Learn took the position that Blackboard’s claims did not require
such access through a single login, and that the claims were therefore invalid in light of
the prior art. The jury found that claims 36-38 were neither anticipated nor obvious, and
that Desire2Learn had infringed those claims.
Desire2Learn then filed motions for judgment as a matter of law (“JMOL”),
contending that claims 36-38 were invalid for both anticipation and obviousness. The
2008-1368,-1396,-1548 3
court denied the motions. In so doing, the court agreed with Blackboard that the
asserted claims required that the recited method permit access to multiple courses and
roles through a single login.
In appeal No. 2008-1368, Desire2Learn argues that claims 36-38 are invalid in
light of the prior art and that its system does not infringe those claims. In appeal No.
2008-1396, Blackboard cross-appeals from the district court’s ruling, on summary
judgment, that claims 1-35 are indefinite. In a separate appeal, No. 2008-1548,
Blackboard appeals from the district court’s denial of an award of costs related to
certain discovery expenses.
I
Desire2Learn argues that two prior art references anticipate claims 36-38 as a
matter of law. That argument turns on whether those claims contain a “single login”
limitation. Blackboard asserts that the “single login” feature is the ’138 patent’s
essential improvement over the prior art and is a part of every claim of the patent.
According to Blackboard, under the prior art systems “[a] person could not be a student
in one course and a teacher in another using one user name and password,” whereas
the ’138 patent enables a person “to access all his roles in all his courses at once. With
a single login and password, a person could be a student in one course and a teacher in
another during one interaction with the system.”
Independent claim 36 provides:
An [sic] method for providing online education method [sic] for a
community of users in a network based system comprising the steps of:
a. establishing that each user is capable of having redefined [sic:
“predefined”] characteristics indicative of multiple predetermined roles
in the system and each role providing a level of access to and control of
a plurality of course files;
2008-1368,-1396,-1548 4
b. establishing a course to be offered online, comprising
i. generating a set of course files for use with teaching a course;
ii. transferring the course files to a server computer for storage; and
iii. allowing access to and control of the course files according to the
established roles for the users according to step (a);
c. providing a predetermined level of access and control over the network
to the course files to users with an established role as a student user
enrolled in the course; and
d. providing a predetermined level of access and control over the network
to the course files to users with an established role other than a student
user enrolled in the course.
Claims 37 and 38 add further limitations that are not the principal focus of this appeal.
Claim 37 provides:
The method of claim 36 wherein at least one of the course files comprises
a course assignment, further comprising the steps of:
e) the student user creating a student file in response to the course
assignment; and
f) the student user transferring the student file to the server computer.
Claim 38 provides:
The method of claim 37 further comprising the steps of:
g) the instructor user accessing the student file from the server
computer;
h) the instructor user reviewing the student file to determine compliance
with the course assignment; and
i) the instructor user assigning a grade to the student file as a function
of the determination of compliance with the course assignment.
Blackboard makes several arguments in support of its contention that claims 36-
38 require a person using the claimed method to be able to access multiple roles in
multiple courses using a single login. First, Blackboard argues that the definition of the
term “user” requires that access to multiple roles in multiple courses be achievable
through a single login. Blackboard’s argument is that the term “user” refers to an
electronic user account, and that a user account is defined by a single user name and
password combination; accordingly, for a “user” to be capable of “having predefined
2008-1368,-1396,-1548 5
characteristics indicative of multiple predetermined roles in the system” requires that the
method allow access to multiple courses and roles through a single login.
In support of its definitional argument, Blackboard points out that the specification
sometimes uses the word “user” in a manner that appears to refer to the electronic
representation of a person in the system. The references to which Blackboard alludes
employ a kind of shorthand, such as “Create User” and “Manage User,” to describe the
creation and manipulation of user entries and accounts, not the creation and
manipulation of “users” themselves. For example, the “Create User” web page “allows
creation of a user entry by entering personal information” and the “Manage User” web
page “allows listing, modification, and/or removal of users” once “a user is created.”
’138 patent, col. 27, ll. 14-26.
Aside from those shorthand references, the specification repeatedly employs the
term “user” in its ordinary sense to refer to an individual who uses the system. For
example, the specification states: “Users (who may have one or several roles such as a
student, instructor, teaching assistant (TA), or administrator) access and interact with
education support system 100 via web browser 120.” ’138 patent, col. 7, ll. 58-61. See
also, e.g., id., col. 3, ll. 26-28 (claimed system and methods “allow users to interact with
a computer network-based education support system through means of a simplified,
easy-to-use user interface”); id., col. 3, ll. 43-46 (claimed system “allows multiple types
of users to access the features of the system as a function of their predefined role within
the framework of the system (e.g., student, teacher, administrator)”); id., col. 4, ll. 19-20
(“The student user is provided with an access level to enable reading of course files
associated with a course.”); id., col. 5, ll. 39-46 (“[T]he student user creates a student
2008-1368,-1396,-1548 6
file . . . . The instructor user accesses the student file . . . and the instructor user
assigns a grade to the student file . . . .”). Thus, the specification makes clear that the
word “user” refers to a flesh-and-blood person and not an electronic representation of
that person. 1 In addition, the word “user” as employed in the claims is inconsistent with
Blackboard’s interpretation of “user” as referring to a “user account.” For example,
claim 1 refers to a “community of users,” “user computers,” and a “user of the system.”
Id., col. 30, ll. 19-22. Those uses clearly refer to a person rather than to an account.
The use of the term “user” in claims 36-38 therefore does not establish that a single
electronic account must be capable of providing access to multiple roles and courses
through a single login.
Blackboard next contends that the phrase “capable of having predefined
characteristics indicative of multiple predetermined roles in the system” in claim 36
requires that the claimed method include the “single login” capacity. As support for that
argument, Blackboard notes that “the specification describes a user having the
capability of assuming the ‘several’ or multiply assigned roles in the system.”
Blackboard also points out that the word “mixed” is used in the specification to indicate
that a single user can have different roles with respect to different courses.
Blackboard’s argument is answered by a close examination of the specification,
which makes clear that the “single login” limitation is not present in each of the patent’s
claims. To begin with, the specification describes four embodiments of the invention,
1
When the ’138 patent refers to the electronic representation of the user in the
specification, it typically uses the term “user account,” not the term “user” alone. See
’138 patent, col. 5, ll. 20-23; col. 22, ll. 3, 9; col. 26, line 23.
2008-1368,-1396,-1548 7
only one of which is described as containing the “single log-in” feature. ’138 patent, col.
10, line 62, through col. 11, line 59. Another of the four embodiments is described as
being “operated as a publicly available web site on the Internet, that may be accessed
by anyone”; it allows “anyone on the web [to] create a course, enroll in a public course,
etc. . . . . This provides for widespread dissemination of tools and utilities that enable
anyone to generate his own course that can be taken by virtually any student.” Id., col.
11, ll. 51-59. That description of the Internet-based embodiment nowhere suggests that
the embodiment necessarily incorporates the “single log-in” feature.
Perhaps the strongest evidence that the single login feature is not a required
limitation of claim 36 is provided by an examination of the relationship between claim 1
of the ’138 patent and its dependent claims, claims 24 and 25. Claim 1 contains
language that is identical to the language on which Blackboard relies in claim 36. Claim
1 provides, in part:
A course-based system for providing to an educational community of
users access to a plurality of online courses, comprising:
a) a plurality of user computers, with each user computer being
associated with a user of the system and with each user being capable
of having predefined characteristics indicative of multiple predetermined
roles in the system, each role . . . .
Claims 24 and 25 depend from claim 1. They provide:
24. The system of claim 1 wherein a user is required to enter a login
sequence into a user computer in order to be provided with access to
course files associated with that user.
25. The system of claim 24 wherein the user is provided with access to
all courses with which the user is associated after entry of the logon
sequence.
Claim 24 adds to claim 1 the requirement that the user enter a login sequence in
order to obtain access to course files, and claim 25 adds the further requirement that,
2008-1368,-1396,-1548 8
after a single login, the user be provided with access to all of the course files and
courses with which that user is associated. Yet the single login requirement is the very
limitation that Blackboard asserts is inherently contained in the phrase “capable of
having predefined characteristics indicative of multiple predetermined roles in the
system” that appears in the claim from which claim 25 depends. Thus, claim 1 cannot
be construed to afford access to all courses with a single login without making claim 25
redundant. That is powerful evidence that claim 36, which contains the same pertinent
language as claim 1 (“capable of having predefined characteristics indicative of multiple
predetermined roles in the system”), also does not require access to all courses with a
single login. See Phillips v. AWH Corp., 415 F.3d 1303, 1315 (Fed. Cir. 2005) (en
banc) (“[T]he presence of a dependent claim that adds a particular limitation gives rise
to a presumption that the limitation in question is not present in the independent
claim.”); Yoon Ja Kim v. ConAgra Foods, Inc., 465 F.3d 1312, 1319 (Fed. Cir. 2006)
(independent claim ordinarily does not include explicit limitations of a dependent claim);
Versa Corp. v. Ag-Bag Int’l Ltd., 392 F.3d 1325, 1330 (Fed. Cir. 2004) (independent
claim should not be construed in a manner that renders dependent claim superfluous).
Significantly, the specification states that a user “may be required to enter a login
sequence into a user computer in order to be provided with access to course files
associated with that user,” and it adds that in such a case, the user “is then provided
with access to all courses with which the user is associated after entry of the logon
sequence.” ’138 patent, col. 4, ll. 52-56. That passage tracks the language of claims
24 and 25, and it is introduced by the phrase “may be required,” which provides further
2008-1368,-1396,-1548 9
support for Desire2Learn’s argument that the “single login” capacity is an optional
feature of the claimed invention, not a limitation inherently found in all the claims.
Blackboard’s third argument for why the claims require that a user have access
to multiple courses through a single login is based on the language “according to the
established roles for the users according to step (a),” which is found in step (b)(iii) of
claim 36. The quoted language, however, does not support Blackboard’s argument.
While claim 36 requires that the method be capable of assigning multiple roles to a
single user, nothing in the claim requires each user to gain access to all of those
multiple roles with a single login. To the contrary, the most natural reading of the claim
language is that access and control is provided according to the various roles a user
might have, not that the user must be able to obtain access to those multiple roles with
a single login.
Blackboard next invokes the prosecution history of the ’138 patent, and in
particular the examiner’s somewhat cryptic remarks in two interview summaries
concerning the “multiple roles” limitation. Referring to the applicant’s distinction of two
prior art references, the examiner stated that the references appeared not to “disclose
multiple roles simultaneously associated with a particular system user,” and that
“multiple roles for user(s) was emphasized as a potential distinguishing feature [of the
application].” Contrary to Blackboard’s characterization, the examiner’s statements
appear to refer to enabling users to have multiple roles rather than a single role. The
comments do not appear to refer to the capability of accessing these multiple roles after
a single login. There is no dispute that the claims provide for multiple roles. Rather, the
issue is whether those roles must be available after a single login. The examiner’s
2008-1368,-1396,-1548 10
remarks did not even address this “single login” issue. Nor did the amendments that the
applicants made to the claims during prosecution clearly provide that the claimed
method had to have the capacity to allow access to multiple courses through a single
login. The prosecution history thus does not provide support for Blackboard’s contention
that the single login feature was a necessary limitation of claims 36-38.
Finally, Blackboard contends that Desire2Learn waived the argument it is now
making as to the proper construction of claims 36-38 and therefore has lost the right to
challenge the validity of those claims on the ground that they do not incorporate a
“single login” requirement. The question of waiver is a difficult one in this case because
Desire2Learn did not consistently and clearly present its current argument about the
absence of the “single login” requirement throughout the proceedings before the district
court. Nonetheless, after close examination of the trial proceedings, we conclude that
Desire2Learn made its present argument with sufficient timeliness and clarity that it
should not be charged with having waived its validity challenge; for the reasons set forth
in more detail below, we therefore reject Blackboard’s several waiver arguments.
Blackboard argues that the position Desire2Learn’s counsel took during a
colloquy at the Markman hearing was inconsistent with Desire2Learn’s current position,
and that Desire2Learn should therefore be charged with having waived its argument as
to the “single login” limitation. While it is true that Desire2Learn’s counsel at one point
in the Markman hearing took a position different from the position Desire2Learn later
took at trial, the trial court did not rely on Desire2Learn’s position in construing the
claim, but instead construed the claim language in a manner different from the
construction proposed by either party.
2008-1368,-1396,-1548 11
The dispute at trial over the “single login” issue arose from the trial court’s
construction of the term “user.” In an order entered shortly before trial, the court
rejected both parties’ proposed constructions of that term. Blackboard proposed that
“user” be defined to mean “the user’s identity or account in the system,” while
Desire2Learn proposed that “user” be defined to mean “a physical user that interacts
with the system.” The court defined the term to mean “a person who interacts with the
system and who accesses the system by logging on with a user name and password,
and then keys in information.”
At trial, Blackboard’s expert testified that under the court’s definition, “a physical
person is going to access the system by logging on with a single user name and
password.” Desire2Learn objected that a single login was not part of the court’s
construction. Later, Desire2Learn objected again when the expert testified that the ’138
patent “provid[es] the mechanism by which a single user can have multiple roles in
multiple courses on a single logon.”
On rebuttal, Blackboard’s expert again testified that the court’s definition of the
term “user” required that a user be able to obtain access to multiple courses with a
single login. Desire2Learn again objected, arguing that Blackboard was improperly
“taking the court’s construction and now confining it to a single user name and
password when the court’s construction does not do that.” The trial court overruled the
objection and allowed the testimony. Under the circumstances, we believe
Desire2Learn made its position on that issue clear sufficiently in time to not mislead its
adversary or the court, and that counsel’s remarks at the Markman hearing did not
waive that argument.
2008-1368,-1396,-1548 12
Blackboard separately argues that Desire2Learn waived its “single login”
argument by acquiescing in the trial court’s instruction in response to a question from
the jury at trial. The events at trial developed as follows: During deliberations, the jury
sent the court a question in which it asked, “In your definition, does using ‘a’ user name
and password = single logon?” Counsel for Desire2Learn urged the court to respond to
the jurors’ question by telling them that a single login capacity was not required by claim
36. Counsel for Blackboard argued that the court should tell the jurors that single login
capacity was required. The court resisted altering the instructions that had already
been given and proposed to instruct the jury that it should consult the instructions the
court had already provided. At that point, Desire2Learn suggested a minor modification
in the court’s instruction, which the court declined to accept. The court then instructed
the jury as follows: “The court has provided definitions that you must use. Please refer
to the jury instructions for guidance as to the meaning of words that are not specifically
defined.” Although Blackboard argues that Desire2Learn waived its validity arguments
by acquiescing in the substance of the court’s answer to the jury’s question, we
disagree. Desire2Learn made its legal position with respect to the “single login”
requirement sufficiently clear to the trial court, and the trial court made clear that it was
not going to instruct the jury in accordance with Desire2Learn’s position.
Desire2Learn’s subsequent further minor suggestion regarding the court’s answer to the
jury’s question did not constitute an abandonment of its previously stated substantive
objection.
After the jury returned its verdict, which included a finding that claim 36 was not
invalid, Desire2Learn filed a motion for JMOL. The court denied the motion. In so
2008-1368,-1396,-1548 13
doing, the court made clear that it interpreted claim 36 as incorporating a “single login”
limitation, i.e., the capacity to access multiple courses and roles through a single login.
The court explained:
The remainder of step (a) of Claim 36 describes allowing that “person”
with that “user name and password” to have “multiple roles” with access to
“a plurality of course files.” This is what Blackboard described as giving a
single user access to multiple roles and multiple courses with a single
login.
We do not interpret the sequence of events surrounding the jury’s question and the
court’s JMOL decision as constituting a waiver of Desire2Learn’s position with respect
to the “single login” issue or its right to challenge the jury’s verdict in a post-trial JMOL
motion. Desire2Learn made its legal position with respect to the “single login”
requirement sufficiently clear to the trial court, and the trial court, in its JMOL opinion,
made it clear that it rejected Desire2Learn’s position.
We therefore reject Blackboard’s argument that Desire2Learn waived its right to
challenge the construction of claims 36-38 of the ’138 patent. On the merits, we hold
that those claims do not contain a “single login” limitation and that the district court’s
contrary interpretation of the claim language in its JMOL ruling was error.
II
Desire2Learn argues that if claims 36-38 of the ’138 patent do not require that a
person using the claimed method be able to access multiple roles in multiple courses
using a single login, then the claims are anticipated and rendered obvious by two
references in the prior art, CourseInfo 1.5 and Serf.
At the outset, Blackboard argues that Desire2Learn waived its right to file a
JMOL motion as to obviousness because it failed to make a sufficient motion for JMOL
2008-1368,-1396,-1548 14
during trial to preserve its right to make a JMOL motion after trial. See Fed. R. Civ. P.
50(a). Curiously, Blackboard argued in its brief that Desire2Learn waived its
obviousness argument, but it did not argue that the waiver applied to Desire2Learn’s
anticipation argument, even though Desire2Learn’s motions with respect to both issues
were essentially identical. In any event, we hold that under governing Fifth Circuit
precedents Desire2Learn’s Rule 50(a) motions on both anticipation and obviousness
were sufficient to preserve Desire2Learn’s right to make a JMOL motion after trial.
Rule 50(a)(2) requires the moving party, when moving for JMOL before the case
is submitted to the jury, to “specify the judgment sought and the law and the facts that
entitle the movant to the judgment.” In this case, Desire2Learn made its motion under
Rule 50(a) for judgment on both anticipation and obviousness, but immediately after
counsel stated the subject matter of each motion, the district court responded, “I will
take that under—I will reserve my ruling on that” (as to anticipation), and “I will reserve
my ruling on that” (as to obviousness).
Although Desire2Learn’s motions were cursory, the context in which the motions
were made, including the district judge’s prompt statement that he would take both
motions under advisement, make clear that no more was necessary to serve the
purposes of Rule 50(a), i.e., to alert the court to the party’s legal position and to put the
opposing party on notice of the moving party’s position as to the insufficiency of the
evidence. See MacArthur v. Univ. of Tex. Health Ctr., 45 F.3d 890, 897 (5th Cir. 1995).
That is particularly true in light of the Fifth Circuit’s practice of liberally construing the
rule. See Navigant Consulting, Inc. v. Wilkinson, 508 F.3d 277, 288-89 (5th Cir. 2007).
The motion in this case was made shortly after an extended discussion of the evidence
2008-1368,-1396,-1548 15
relating to anticipation and obviousness, and it is clear from the context that neither the
court nor Blackboard’s attorneys needed any more enlightenment about Desire2Learn’s
position on those issues. See Guilbeau v. W.W. Henry Co., 85 F.3d 1149, 1160-61 (5th
Cir. 1996).
On the merits, we agree with Desire2Learn that claims 36-38, as properly
construed, are invalid for anticipation as a matter of law by CourseInfo 1.5 and Serf. As
Desire2Learn points out, Blackboard’s trial expert identified only one difference between
the system and methods of the ’138 patent and the prior art systems, the “single login”:
Q. Now, is that different from the prior art, doctor?
A. Yes, it is. The prior art that we talked about before, the CourseInfo 1.5
and Serf, those systems, a user had to have a login for each one of the
roles. So, for example, in Serf, as we saw from [its inventor], if a user
wanted to be a student in one course and an instructor in another, that
user was going to require two separate logins. That was the old way . . . .
The patent describes the new way.
Q. And the new way is a user logs on with a user name and password
and gets access to all of their roles in all of their courses?
A. That’s correct.
Q. And that’s the new way in this invention?
A. Yes, it is. That’s the new way in the Blackboard patent.
The expert added that he concluded that Serf did not teach all the steps of claim 36
because the “single login” feature was not present in Serf.
Blackboard asserts that in addition to the absence of a “single login” capacity,
there is another difference between the prior art systems and the patent claims at issue.
According to Blackboard, the prior art references do not allow a user to have access to
“multiply assigned” roles, such as that of a student and a non-student, as required by
steps (c) and (d) of claim 36. The district court construed the phrase “establishing that
each user is capable of having predefined characteristics indicative of multiple
predetermined roles in the system” to mean “establishing that discrete roles and their
2008-1368,-1396,-1548 16
associated characteristics to which a user can be multiply assigned are set in advance
within the system.” That construction requires the capability to assign multiple roles to a
single user. The prior art systems clearly enable that capability; for example, under the
prior art systems a single user can create two accounts, one as an instructor and
another as a student.
The Serf Administrator Guide also discloses that users who are assigned to the
roles of student and non-student have access to and control over course files.
Blackboard’s only argument for why the discussion in the Serf guide does not anticipate
claim 36 is that Serf does not teach that multiple courses are “available during a single
access.” As we have held, however, claim 36 does not contain a “single login”
limitation. Therefore, Serf’s teaching that a single user can access multiple roles, even
if it required the user to do so through separate logins, anticipates claim 36 of the ’138
patent.
CourseInfo 1.5 also anticipates claim 36. CourseInfo provided “multiply
assigned” roles by allowing a student or an instructor to create different logins for
different courses. Although it required separate logins, CourseInfo allowed a user to
have access to multiple courses and multiple roles. There was nothing to prevent a
single user from entering the system as an instructor in one course and a student in
another. The users would be assigned discrete roles that were set in advance, thus
satisfying all the limitations of claim 36.
With respect to the limitations of steps (c) and (d) of claim 36, the CourseInfo
manual specifically demonstrates how to predetermine a level of access and control
2008-1368,-1396,-1548 17
both for student and non-student users. For example, the manual specifies that “a
professor will have access to the overall grade book while the student will not.”
The inventors of the ’138 patent conceded at trial that in CourseInfo both
instructor and student users could perform the limitations described in dependent claims
37 and 38, thus meeting those claims’ limitations. Claim 37 adds the requirement that
the student user create a student file in response to the course assignment and transfer
the student file to the server computer. Claim 38 adds the requirement that the
instructor user access the student file from the server computer, review the student file
to determine compliance with the course assignment, and assign a grade to the student
file.
One of the inventors of CourseInfo and the ’138 patent acknowledged that the
additional limitations found in claims 37 and 38 were performed by the CourseInfo prior
art:
Q. Isn’t it true . . . that CourseInfo ILN 1.5 allowed a user to put any files,
such as an assignment file, in a particular area throughout the system?
A. Yes. The CourseInfo 1.5 product allowed the instructor to place in a
document or an assignment, as you said, anywhere within specific areas,
not any area, within the system.
Q. And isn’t it true that CourseInfo ILN 1.5 allowed the creation of a new
document, say a student was responding to a test that was posted up by
an instructor?
A. Yes, it did allow for that capability.
Q. And isn’t it true that CourseInfo ILN 1.5 allowed the user, after
responding to the test, to then post that answer back to the file area such
that the instructor could view it?
A. Yes, it did have that capability, as well.
Q. And isn’t it true that CourseInfo ILN 1.5 then allowed the instructor to
grade the student’s responses to the test?
A. Yes, I believe it did have that functionality.
In an effort to support the judgment in its favor, Blackboard relies on the district
court’s observation that Desire2Learn’s expert witness on invalidity was ineffective at
2008-1368,-1396,-1548 18
trial. Based on the court’s observation, Blackboard contends that the jury was entitled
to ignore the expert’s testimony in its entirety. However, it is not necessary to rely on
the testimony of Desire2Learn’s witness to conclude that claims 36-38 are invalid.
Instead, once the claims are properly construed, the conclusion of anticipation is
dictated by the testimony of Blackboard’s own witnesses and the documentary evidence
that was presented to the jury. Based on that evidence, and in the absence of a “single
login” requirement in claims 36-38, it is clear that the prior art contains every limitation of
those claims.
III
In its cross-appeal, Blackboard challenges the district court’s ruling that claims 1-
35 of the ’138 patent are invalid for indefiniteness. The district court held that the
specification contained insufficient structure to support one of the means-plus-function
limitations found in claim 1 and, by incorporation, in dependent claims 2-35. Blackboard
does not contest the district court’s ruling that claims 1-35 all rise and fall together.
Limitation (b) of claim 1 contains four “means-plus-function” clauses. It provides:
b) a server computer in communication with each of the user computers
over a network, the server computer comprising:
means for storing a plurality of data files associated with a course,
means for assigning a level of access to and control of each data file
based on a user of the system’s predetermined role in a course;
means for determining whether access to a data file associated with
the course is authorized;
means for allowing access to and control of the data file associated
with the course if authorization is granted based on the access level of
the user of the system.
Because that limitation is written in “means-plus-function” form, it covers only “the
corresponding structure . . . described in the specification and equivalents thereof.” 35
U.S.C. § 112, ¶ 6.
2008-1368,-1396,-1548 19
Before the district court, Blackboard asserted that the structure that performs the
recited “means for assigning” function is “a server computer with an access control
manager and equivalents thereof.” On appeal, Blackboard again argues that the
structure that performs that recited function is the server computer’s software feature
known as the “access control manager” or “ACM.” The entirety of the description of the
access control manager in the specification is contained in a single paragraph, which
reads as follows:
Access control manager 151 creates an access control list (ACL) for one
or more subsystems in response to a request from a subsystem to have
its resources protected through adherence to an ACL. Education support
system 100 provides multiple levels of access restrictions to enable
different types of users to effectively interact with the system (e.g. access
web pages, upload or download files, view grade information) while
preserving confidentiality of information.
The district court found the disclosure of structure described in that paragraph to be
inadequate to satisfy section 112, paragraph 6, as it failed to describe “how the levels
themselves are assigned to the data files in the first place.”
It is well settled that “if one employs means-plus-function language in a claim,
one must set forth in the specification an adequate disclosure showing what is meant by
that language.” In re Donaldson Co., 16 F.3d 1189, 1195 (Fed. Cir. 1994) (en banc). If
the specification does not contain an adequate disclosure of the structure that
corresponds to the claimed function, the patentee will have “failed to particularly point
out and distinctly claim the invention as required by the second paragraph of section
112,” which renders the claim invalid for indefiniteness. Id.
As an example of the operation of the access control manager, Blackboard
explains that
2008-1368,-1396,-1548 20
the access control manager assigns an access and control level for the
quiz file based on a user’s course role by creating an access control list.
The access control list created by the access control manager associates
user roles with the levels for course data files. For example, it might
provide that teachers can create, view, and edit a quiz, while students can
only submit a completed quiz.
But that is not a description of structure; what the patent calls the “access control
manager” is simply an abstraction that describes the function of controlling access to
course materials, which is performed by some undefined component of the system.
The ACM is essentially a black box that performs a recited function. But how it does so
is left undisclosed.
The specification contains no description of the structure or the process that the
access control manager uses to perform the “assigning” function. Nor has Blackboard
ever suggested that the “access control manager” represents a particular structure
defined other than as any structure that performs the recited function. In fact, before
the district court, counsel for Blackboard defined the term “access control manager” in
precisely those terms. He stated, “We suggest that the corresponding structure for [the
function of assigning a level of access to and control of each data file] is the access
control manager. That’s not really a revolutionary thought. The access control
manager manages access control.” Counsel also stated of the access control manager
that “the name of it pretty much describes what it does. It assigns a level of access to
and control of a user’s role in a course.” Blackboard’s expert made clear that he did not
regard the term “access control manager” as limited even to software. He stated,
“Although the access manager in Figure 1 is described as software, there is nothing in
the ’138 patent specification that would limit the performance of the access manager’s
functions to software; one of ordinary skill in the art would know that hardware could be
2008-1368,-1396,-1548 21
used.” In other words, the access control manager, according to Blackboard, is any
computer-related device or program that performs the function of access control.
In Aristocrat Technologies Australia Pty Ltd. v. International Game Technology,
521 F.3d 1328, 1331 (Fed. Cir. 2008), we addressed the question whether a general
reference to “a standard microprocessor-based gaming machine with appropriate
programming” constituted a sufficient disclosure of structure to support a claimed
function in a means-plus-function claim. We concluded that it did not. First, we
explained that “[t]he point of the requirement that the patentee disclose particular
structure in the specification and that the scope of the patent claims be limited to that
structure and its equivalents is to avoid pure functional claiming.” Id. at 1333. Without
so limiting a claim, we noted, “the patentee has not paid the price but is attempting to
claim in functional terms unbounded by any reference to structure in the specification.”
Id. (citations omitted). We then applied those teachings to the patentee’s assertion that
a reference to a general purpose computer could satisfy that standard. We noted that
“any general purpose computer must be programmed” and pointed out that relying on
such general structure is equivalent to saying “that the function is performed by a
computer that is capable of performing the function.” Id. at 1334. We also considered
and rejected the patentee’s assertion that language describing when the computer
would perform the function at issue constituted a sufficient description of the structure
for performing the function. Such language, we explained, “describes an outcome, not
a means for achieving that outcome.” Id.
In Net MoneyIN, Inc. v. VeriSign, Inc., 545 F.3d 1359 (Fed. Cir. 2008), we again
addressed a patentee’s argument that reference to a computer provides sufficient
2008-1368,-1396,-1548 22
structure for a claim drafted in means-plus-function form. In Net MoneyIN, the computer
was not a general purpose computer; the patentee contended that the reference to a
“bank computer” provided sufficient structure to support the function of “generating an
authorization indicia in response to queries containing a customer account number and
amount.” Id. at 1365. The patentee argued that “a person skilled in the art would know
that such a computer would be programmed to compare account data and amount data
to those data structures and generate an authorization indicia if credit were available.”
Id. at 1366-67. We rejected that argument and explained that when a computer is
referenced as support for a function in a means-plus-function claim, there must be some
explanation of how the computer performs the claimed function:
To avoid purely functional claiming in cases involving computer-
implemented inventions, we have consistently required that the structure
disclosed in the specification be more than simply a general purpose
computer or microprocessor. Because general purpose computers can be
programmed to perform very different tasks in very different ways, simply
disclosing a computer as the structure designated to perform a particular
function does not limit the scope of the claim to the corresponding
structure, material, or acts that perform the function, as required by
section 112 paragraph 6. Thus, in a means-plus-function claim in which
the disclosed structure is a computer, or microprocessor, programmed to
carry out an algorithm, the disclosed structure is not the general purpose
computer, but rather the special purpose computer programmed to
perform the disclosed algorithm. Consequently, a means-plus-function
claim element for which the only disclosed structure is a general purpose
computer is invalid if the specification fails to disclose an algorithm for
performing the claimed function.
Id. at 1367 (citations omitted). Because there was no disclosed algorithm in that case,
we held that the claims were invalid for lack of a sufficient recitation of structure. Id.;
see also Finisar Corp. v. DirecTV Group, Inc., 523 F.3d 1323, 1340-41 (Fed. Cir. 2008)
(“Simply reciting ‘software’ without providing some detail about the means to accomplish
the function is not enough.”).
2008-1368,-1396,-1548 23
Blackboard argues that the specification in this case contains more disclosure of
the structure that performs the access control functions than did the specifications in
Aristocrat and Net MoneyIN. It points to the sentence in the specification that states,
“Education support system 100 provides multiple levels of access restrictions to enable
different types of users to effectively interact with the system (e.g. access web pages,
upload or download files, view grade information) while preserving confidentiality of
information.” ’138 patent, col. 9, ll. 40-45. That sentence, however, merely states that
the access control manager enables different types of users to interact with the system
in a manner that preserves confidentiality (i.e., it works as intended). Like the
specification in Aristocrat, that language “simply describes the function to be
performed.” 521 F.3d at 1334. It says nothing about how the access control manager
ensures that those functions are performed. As such, the language “describes an
outcome, not a means for achieving that outcome.” Aristrocrat, 521 F.3d at 1334.
Blackboard argues that the process of putting together control lists through
software is well known to a person of ordinary skill in the art because access control
lists “have been around for a long time and everyone of ordinary skill in the field of this
invention would know how to construct one given the understanding conveyed in the
specification about the entry of files into the system, and which roles have access to
which types of files.” That argument, however, conflates the definiteness requirement of
section 112, paragraphs 2 and 6, and the enablement requirement of section 112,
paragraph 1. The fact that an ordinarily skilled artisan might be able to design a
program to create an access control list based on the system users’ predetermined
roles goes to enablement. The question before us is whether the specification contains
2008-1368,-1396,-1548 24
a sufficiently precise description of the “corresponding structure” to satisfy section 112,
paragraph 6, not whether a person of skill in the art could devise some means to carry
out the recited function.
Blackboard’s argument that a person skilled in the art could readily fashion a
computer-based means for performing the “assigning” function is the same as the
argument that we rejected in Medical Instrumentation & Diagnostics Corp. v. Elekta AB,
344 F.3d 1205 (Fed. Cir. 2003). There, the patentee sought to overcome a finding of
indefiniteness by relying on expert testimony that a software programmer with ordinary
skill in the pertinent art would be aware of programs that could be used to perform the
recited function. The court explained, however, that the expert’s testimony was not
directed at the correct inquiry. The court stated:
The correct inquiry is to look at the disclosure of the patent and determine
if one of skill in the art would have understood that disclosure to
encompass software for digital-to-digital conversion and been able to
implement such a program, not simply whether one of skill in the art would
have been able to write such a software program. . . . It is not proper to
look to the knowledge of one skilled in the art apart from and unconnected
to the disclosure of the patent.
344 F.3d at 1212 (emphasis in original).
Blackboard’s argument also parallels the argument that was rejected in Net
MoneyIN, i.e., that the recitation of structure was sufficient because a person skilled in
the art would know how to program a bank computer to generate “an authorization
indicia.” 545 F.3d at 1367. A patentee cannot avoid providing specificity as to structure
simply because someone of ordinary skill in the art would be able to devise a means to
perform the claimed function. To allow that form of claiming under section 112,
paragraph 6, would allow the patentee to claim all possible means of achieving a
2008-1368,-1396,-1548 25
function. See Atmel Corp. v. Information Storage Devices, Inc., 198 F.3d 1374, 1380
(Fed. Cir. 1999) (“consideration of the understanding of one skilled in the art in no way
relieves the patentee of adequately disclosing sufficient structure in the specification”).
That ordinarily skilled artisans could carry out the recited function in a variety of
ways is precisely why claims written in “means-plus-function” form must disclose the
particular structure that is used to perform the recited function. By failing to describe the
means by which the access control manager will create an access control list,
Blackboard has attempted to capture any possible means for achieving that end.
Section 112, paragraph 6, is intended to prevent such pure functional claiming.
Aristocrat, 521 F.3d at 1333. We thus agree with the district court that the ’138 patent
discloses insufficient structure to perform the function of “assigning a level of access to
and control of each data file based on a user of the system’s predetermined role in a
course.”
IV
In summary, we affirm the district court’s decision that claims 1-35 are invalid as
indefinite. Because we hold that under the proper construction of claim 36, claims 36-
38 are anticipated as a matter of law, we reverse the district court’s failure to grant
JMOL on that issue. We do not reach Desire2Learn’s assertion that claims 36-38 are
obvious. We also do not address the parties’ contentions with respect to infringement of
those claims. Based on our rulings in appeals No. 2008-1368 and 2008-1396,
Blackboard’s appeal in No. 2008-1548, which pertains to the award of costs in the
district court, is dismissed as moot.
Each party shall bear its own costs for these appeals.
2008-1368,-1396,-1548 26
AFFIRMED IN PART, REVERSED IN PART, and DISMISSED IN PART.
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