Ferguson Fruit & Land Co v. Goodding

This is an action to foreclose a mortgage on certain real estate situate in Twin Falls county. Appellant, a domestic corporation, sold the land covered by the mortgage to respondents who gave their notes, secured by The mortgage, for part of the purchase price. The first note, and interest for one year, was paid. Eight months after respondents failed to pay the second note and the interest due for that year, appellant elected to consider the whole amount due and commenced foreclosure.

The answer denies that appellant is a corporation "duly or regularly organized" under the laws of Idaho; that the notes sued on were executed, or delivered, or were for a valuable consideration; admits the execution of the notes and mortgage. That appellant is the legal owner or holder of the notes or mortgage, or that the mortgage was delivered, is denied.

The court found that appellant's charter had been forfeited; that the notes and mortgage, though executed by respondents, had not been delivered; that appellant is not now the legal owner of the notes and mortgage; that the interest has been paid up to November 8, 1920; that defendants have not paid the note due November 8, 1921, nor any interest; that appellants could not legally exercise the option to declare the mortgage and notes due and payable; that respondents had made certain payments set forth in their answer, and other payments, the last being for $82.40 *Page 80 on December 1, 1921; that appellant's charter was duly forfeited on December 2, 1918; that it had no charter to do business when the notes and mortgage were executed, and the same are absolutely void; that respondents went into possession and remained in possession thereof during the years 1920, 1921, 1922 and 1923; that respondents have rescinded and tendered possession of such title as they may have received to appellant. The court found certain sums due respondents under the contract and 'deed, decreed rescission and that respondents' have an equitable lien on the land for the difference between the sum due it and the reasonable rental value of the land during the time they were in possession.

Appellant makes seventeen assignments of error which respondents contend are insufficient to raise the questions urged. The brief groups the assignments under three heads, which seem to be sufficiently stated to raise the questions sought to be reviewed (McKinlay v. Javan Mines Co., 42 Idaho 770,248 P. 473), which will be considered in their order.

It is first contended that the forfeiture of a domestic corporation for failure to pay the annual license tax can only be proven by introducing in evidence the original proclamation by the Governor, or certified copy thereof, and proof of its publication in two newspapers having general circulation within the state. At the trial, over objection of appellants, respondents were permitted to introduce, with leave to substitute certified copies thereof, appellant's articles of incorporation, certified copy by the Secretary of State of the list of corporations whose charters forfeited on December 2, 1918, and a certified copy of the certificate of the Secretary of State showing restoration of appellant to its corporate rights on December 28, 1920, being documents in the office of the county recorder of Twin Falls county. Respondents then offered "the original files in the office of the Governor of the State of Idaho, being the original proclamation" made December 2, 1918, and asked permission to substitute certified copy thereof. The offer was admitted *Page 81 over objection. The Secretary of State, under date of March 13, 1926, certified to a copy of the proclamation. Neither the original proclamation, nor a certified copy thereof, was before the trial court at any time before rendering decision and judgment in this case.

The statutes applicable to this case are contained in chapter 6 of the laws of 1912. They have been embodied in the Compiled Statutes 1919. In mentioning the provisions of the law, reference will be made to the sections of the Compiled Statutes 1919.

Section 4782 requires certain fees to be paid annually, on July 1st of each year, to the Secretary of State, by domestic and foreign corporations doing business within the state, for a license authorizing them to transact business in Idaho "from and including the first day of July to and including the 30th day of June next thereafter." This tax becomes delinquent on September 1st, if not paid, and a penalty of $10 is added thereto for such delinquency.

Section 4784 reads as follows:

"Delinquent Corporations: Proclamation of Forfeiture. The Secretary of State shall, on or before the 1st day of October in each year, report to the Governor of the state, a list of all corporations which have become delinquent in the payment of the license tax provided in section 4782 of this chapter, and the Governor shall forthwith issue his proclamation declaring under this chapter that the charters of such delinquent corporations will be forfeited, and the right of such foreign corporation to do business in this state will be forfeited, unless payment of the said license tax, together with the penalty for such delinquency, as hereinbefore provided, be made to the Secretary of State, on or before the hour of 4 o'clock p. m. on the 30th day of November next following."

Section 5785:

"Same: Publication of Proclamation. Said proclamation shall be filed immediately in the office of the Secretary of State, and said Secretary of State shall immediately cause a copy of said proclamation to be published in one issue of *Page 82 each of two newspapers of general circulation, to be selected by the Secretary of State."

Section 4786 provides that on "the 30th day of November of each year, the charters of all delinquent corporations which have failed to pay the said license tax, together with said penalty for such delinquency, shall be forfeited to the state of Idaho."

Section 4788 requires the Secretary of State to make a list of all corporations that have forfeited their charters each year, and transmit a certified copy of the same before December 31st to each county recorder.

Section 4787 provides that any corporation which has forfeited its charter for failure to pay the license tax, which shall pay all the license taxes and penalties prescribed by sec. 4782, — "shall be relieved from the forfeiture prescribed by this chapter," and all persons exercising the powers of such corporation shall be relieved of the penalties prescribed by the provisions of sec. 4789 making it unlawful for any delinquent corporation to transact any business while so delinquent, and making it a misdemeanor, punishable by fine or imprisonment, for any person to exercise any of the powers of such delinquent corporation while delinquent.

It will be observed that the statutes require every domestic corporation to pay a license tax annually for the privilege of doing business in the state of Idaho; the tax is due July 1st, and becomes delinquent September 1st, when a penalty attaches. It is the duty of the Secretary of State, to whom the fees are payable, to report a list of all delinquent corporations to the Governor on or before October 1st, "and the Governor shall forthwith issue his proclamation, declaring under this chapter that the charters of such domestic corporation under this charter will be forfeited," etc., unless the payment of the license tax and penalty be made on or before November 30th next following. The proclamation is required to be filed in the office of the Secretary of State, and a copy thereof published once in two newspapers having general circulation. *Page 83

From a reading of these sections of the statute, it is plain that the legislature intended that a forfeiture should not arise by mere operation of law. The proclamation is a declaration of forfeiture, effective as of the thirtieth day of November following, of which notice is required to be given by its publication. The evident legislative intent was to give delinquent corporations a last chance to avoid the drastic consequences of failure to pay the license tax. The proclamation by the Governor and its publication as required by C. S., sees. 4784 and 4785, are two essential steps in the forfeiture proceedings under the statutes. Even if, as contended by respondents, judicial notice may be taken of the issuing of the proclamation (C. S., sec. 7933, subd. 3), the record fails to show that it was ever published.

The supreme court of California, construing somewhat similar statutes, had held that on a mere failure to pay the tax, without the proclamation of the Governor and acts to be performed by the Secretary of State, a forfeiture does not result. (Alaska Salmon Co. v. Standard Box Co. (on rehearing),158 Cal. 567, 112 P. 455.) That court has also held that the proclamation should be proved by the original or certified copy, and not by the certificate of the Secretary of State reciting the contents thereof. (Kehrlein-Swinnerton Const. Co.v. Rapken, 30 Cal. App. 11, 156 P. 972.)

It is urged that the deed to respondents was void because made after forfeiture and before rehabilitation of appellant's charter. The deed was executed in the name of the corporation by persons attempting to act as its officers, to wit: vice-president and secretary, respectively. It is not alleged, nor contended, that either of these individuals acted fraudulently, or in bad faith, or that the moneys paid by respondents were not in fact received by appellant and applied to its use. It is contended that they made a deed without authority, but under the circumstances of this case the deed was not altogether void. Both parties apparently acquiesced in what had been done, or attempted to be done, for more than two years. Appellant had received the purchase price named in the deed, and could not have been heard, at any *Page 84 time, to deny the deed was valid; and under all the circumstances here, appellant, its officers, stockholders and those claiming under it, were estopped to attack the deed upon the ground that its charter had expired, or had been forfeited, when it was executed. (1 Fletcher's Cyclopedia on Corporations, sec. 330; Bergh v. Pennington, 33 Idaho 726, 198 P. 158.)

It is finally contended that respondents are estopped from denying the validity of their mortgage in this action to foreclose it.

The record shows that respondents went into possession of the mortgaged premises in November, 1919, and remained continuously in possession until the date of the trial in April, 1923; that on June 3, 1920, a warranty deed, dated January 30, 1920, purporting to convey the premises to them, subject to the lien of 1920 taxes, was placed of record; that they mortgaged the premises to the Federal Land Securities Company on May 20, 1920, to secure their note for $8,000; that the cash proceeds of said loan were paid by them to appellant; that the contract price for the mortgaged premises to respondents was $22,000, of which sum $5,000 was paid in cash, $8,000 cash received as above stated, and the balance of $9,000 by executing five promissory notes for the principal sums of $1,500 maturing November 8, 1920, $2,000 maturing November 8, 1921, $2,000 maturing November 8, 1922, $2,000 maturing November 8, 1923, and $1,500 maturing November 8, 1924. Respondents paid the note and all interest falling due on the mortgage debt in 1920, together with the interest on the $8,000 note to the Federal Land Securities Company, the maintenance charges for irrigation water used during the years 1920, 1921 and 1922, and the taxes for the year 1920.

On December 28, 1920, appellant was relieved of its forfeiture "without prejudice to any action or defense that accrued by reason of the original forfeiture" under the provisions of C. S., sec. 4787, and up to the time of the trial was authorized to do business. *Page 85

The means of knowledge of appellant's status was at all times open to respondents, being matters of record. Nevertheless, they remained in possession of the land, exercising rights of ownership therein, farming it, and paying maintenance charges long after appellant's rehabilitation.

We are of the opinion that respondents, having dealt with appellant as a corporation in executing the mortgage, are now estopped, in an action to foreclose it, from denying that they dealt with appellant as a corporation, or to deny it was a corporation when the mortgage was entered into. (1 Fletcher's Cyclopedia on Corporations, secs. 330, 334; 14 C. J., p. 247, sec. 274; Toledo Computing Scale Co. v. Young, 16 Idaho 187,101 P. 257.)

Respondents contend they are not estopped to deny the validity of their mortgage to appellant because an estoppel cannot be invoked in aid of a contract expressly prohibited by a constitutional or statutory provision, citing School Dist.No. 8 v. Twin Falls Co. Mutual Fire Ins. Co., 30 Idaho 400,164 P. 1174; Deer Creek Highway Dist. v. Doumecq Highway Dist.,37 Idaho 601, 218 P. 371. In these cases the contract of the municipal corporations involved were wholly beyond their power to make; they were void; while in the instant case, appellant could make the contract and accept the mortgage but for its disability because of the forfeiture of its charter, which disability had been removed long before objection thereto was made by the mortgagors.

The statute (C. S., sec. 4789), declares:

"It shall be unlawful for any corporation delinquent under this chapter . . . . to exercise the powers of such corporation, or to transact any business. . . . ." and that "Each and every person who exercises any of the powers of a corporation so delinquent . . . . , or who transacts any business for or on behalf of such corporation . . . . , shall be guilty of a misdemeanor."

The persons who negotiated the mortgage with respondents were acting on behalf of the corporation. They were transacting the business for it. *Page 86

It should be borne in mind that no objection to appellant's status was raised by any of the parties until long after its rehabilitation. The contract itself not being void, it comes fairly within the rule laid down in 14 C. J., p. 247,supra.

In view of the fact that counsel stipulated that the court might fix the attorney's fee if foreclosure was granted, a new trial will not be necessary.

We recommend, therefore, that the judgment be reversed and the cause remanded, with instructions to fix a reasonable attorney's fee on foreclosure, make findings, and enter decree of foreclosure and sale, in accordance herewith.

Brinck and Johnson, CC., concur.

The foregoing is approved as the opinion of the court, and the judgment is reversed and the cause remanded, with instructions to fix a reasonable attorney's fee on foreclosure, make findings, and enter decree of foreclosure and sale, in accordance herewith. Costs awarded to appellant.

Wm. E. Lee, C.J., and Budge, Taylor and T. Bailey Lee, JJ., concur.