United States v. Mitchell

                                                                              United States Court of Appeals
                                                                                       Fifth Circuit
                                                                                     F I L E D
                                REVISED APRIL 14, 2004
                                                                                       April 9, 2004
                                            In the
                                                                                 Charles R. Fulbruge III
                United States Court of Appeals                                           Clerk

                               for the Fifth Circuit
                                        _______________

                                          m 03-10644
                                        _______________



                                UNITED STATES OF AMERICA,

                                                           Plaintiff-Appellee,

                                            VERSUS

                                      COREY MITCHELL,
                                ALSO KNOWN AS CORY MITCHELL,

                                                           Defendant-Appellant.


                                 _________________________

                          Appeal from the United States District Court
                              for the Northern District of Texas
                                      m 4:01-CR-185-A
                               _________________________



Before HIGGINBOTHAM and SMITH,                     § 2B3.1(b)(3)(C), following his conviction of
  Circuit Judges.*                                 bank robbery and using and carrying a firearm
                                                   in relation to that crime. The district court im-
PER CURIAM:                                        posed a six-level enhancement because a cus-
                                                   tomer who was in the bank during the robbery
   Corey Mitchell appeals the application of a     suffered a permanently debilitating stroke that
sentencing enhancement, pursuant to U.S.S.G.       was caused by the acts of Mitchell and his as-
                                                   sociates in the course of the robbery. Mitchell
                                                   claims that this injury was not a reasonably
   *
    This matter is decided by a quorum. See        foreseeable result of the crime and that there-
28 U.S.C. § 46(d).
fore the sentencing enhancement should not              bery, a victim sustains permanent or life-
apply. Because an injury resulting from crimi-          threatening bodily injury. Mitchell contends
nal conduct need not be reasonably foreseeable          that the court erred in applying the
to be the proper basis for a sentencing en-             enhancement and in refusing to allow
hancement under § 2B3.1(b)(3)(C), we affirm.            Mitchell’s attorney to ask Zaccard whether
                                                        Mitchell had threatened her.
                        I.                                                     III.
    Mitchell and two associates entered the                We review the district court’s interpretation
bank wearing masks and gloves and carrying              and application of the sentencing guidelines de
firearms, and while one associate took cash             novo and its findings of fact for clear error.
from teller drawers, and the other waved his            United States v. Hawkins, 87 F.3d 722 (5th
handgun, Mitchell brandished his gun. When              Cir. 1996). Mitchell concedes that Zaccard’s
the men entered the bank, t hey were seen by            impairments constitute “Permanent or Life
customer Linda Zaccard, who tried to flee by            Threatening Bodily Injury” under the
the back door but was told by an employee               sentencing guidelines and that the robbery was
that she would have to return. Upon her re-             the cause in fact of Zaccard’s stroke. Mitchell
turn, Zaccard observed the robbery in progress          contends, however, that for § 2B3.1(b)(3) to
and suffered a stroke that left her with perma-         apply, the injury must be a reasonably
nent physical damage, including hearing loss,           foreseeable consequence of the defendant’s
brain damage, vision problems, limited feeling          conduct. Mitchell asserts that Zaccard’s
on her left side, panic attacks, anxiety, and in-       stroke was not foreseeable, that Mitchell is no
ability to walk without a walker.                       more culpable than would be a bank robber
                                                        who did not have a victim who suffered a
                       II.                              stroke, and that applying the enhancement
   Mitchell pleaded guilty of bank robbery and          effective punishes him for his “bad luck.”
aiding and abetting, 18 U.S.C. §§ 2113(a) and
2 (count 4), and using and carrying a firearm in            Whether § 2B3.1(b)(3) contains a
relation to a crime of violence, that is, bank          culpability requirement is an issue of first
robbery, 18 U.S.C. § 924(c)(1)(A)(i) (count             impression in this circuit. Mitchell urges us to
5). At the sentencing hearing, Zaccard testi-           adopt a standard under which an enhancement
fied to her injury. On cross-examination,               is tied to the demonstrable culpability of the
Mitchell’s attorney asked whether it was true           defendant and is available only if the
that Mitchell had not deliberately tried to hurt        defendant’s conduct can be shown to be the
her or single her out. The court sustained the          proximate cause of the injury. Specifically,
government’s objection to the question.                 Mitchell urges us to adopt the standard set
                                                        forth in United States v. Molina, 106 F.3d
   The court accepted the finding in the pre-           1118 (2d Cir. 1997).
sentence report that Zaccard had sustained se-
rious bodily injury caused directly by the rob-             In Molina, a bystander was accidentally
bers’ conduct. Over Mitchell’s objection, the           shot by an armored-car guard in a shootout
court applied a six-level increase pursuant to          with Molina’s co-conspirators during a
U.S.S.G §2B3.1(b)(3)(C), which provides for             robbery. Molina was sitting in the getaway car
such an increase where, in the course of a rob-         at the time of the shootout, so the injury could


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not be the result of his acts. The court                of sentencing accountability under this
analyzed the case under U.S.S.G. §1B1.3(a)-             guideline are not always the same as the
(1)(b), which specifies that offense                    principles and limits of criminal liability.”
characteristics are to be determined by “all            U.S.S.G. §1B1.3, comment. (n.1). Therefore,
reasonably foreseeable acts and omissions of            unless a provision of the guidelines contains an
others in furtherance of the jointly undertaken         explicit requirement of culpability, we will not
criminal activity.” The court held that the             recognize such a requirement.
victim’s injury “resulted from” the acts of
Molina’s co-conspirators within the meaning                 A plain reading of § 2B3.1(b)(3)(C) reveals
of § 2B3.1(b)(3)(C), despite that fact that             that an increase is mandated “[i]f any victim
none of them fired the bullet that hit the              sustained bodily injury.” It contains no
victim, because the injury was a reasonably             requirement that the injury be reasonably
foreseeable consequence of their actions.               foreseeable or that the defendant be culpable
                                                        for the injury beyond committing the base
   Molina provides no guidance, however, for            offense. Similarly, § 1B1.3(a)(3) states that
a case in which the injury was not reasonably           determinations are to be based on “all harm
foreseeable, aside from a remark in passing             that resulted from the acts and omissions
that “punishing a defendant more severely for           specified in subsection (a)(1) and (a)(2) . . . .”
foreseeable harms flowing from criminal con-            These guidelines contain no additional
duct that intentionally or knowingly risked             culpability requirement. Thus, a defendant is
those harmsSSfor instance, in the felony-               strictly liable for any injury a victim suffers as
murder contextSSis not an unusual aspect of             a result of his acts.
Anglo-American criminal jurisprudence.”
Molina, 106 F.3d at 1125.                                  Because there is no doubt that Mitchell act-
                                                        ed in the robbery, and no contention that Zac-
    Although this statement is true, as far as it       card’s stroke was caused by an unforeseeable
describes common law criminal culpability, we           act of a co-conspirator, Mitchell’s sentence
do not agree that reasonable foreseeability is a        must be based on harm that resulted from the
requirement for the imposition of an en-                crime. Therefore, the district court did not err
hancement under the sentencing guidelines.              in applying the six-level enhancement.
This court has refused to import common law
principles of culpability into its interpretation                             IV.
of the guidelines. See United States v. Carba-             We review the exclusion of sentencing evi-
jal, 290 F.3d 277, 283-84 (5th Cir. 2002).              dence for abuse of discretion. Carbajal, 290
                                                        F.3d at 287. Mitchell contends that the district
   Rather, our interpretation is subject to or-         court improperly excluded evidence of
dinary rules of statutory construction, with at-        whether Mitchell threatened Zaccard
tention to the plain meaning of the guidelines          specifically. Such evidence would have been
as written. See United States v. Boudreau,              both irrelevant and cumulative. Therefore, the
250 F.3d 279, 285 (5th Cir. 2001). Because              court did not abuse its discretion by sustaining
we recognize the guidelines’ commentary as              the objection.
authoritative, id., we note that the commentary
explicitly states that “the principles and limits          AFFIRMED.


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