ACCEPTED
04-15-00563-CV
FOURTH COURT OF APPEALS
SAN ANTONIO, TEXAS
10/7/2015 3:24:30 PM
KEITH HOTTLE
CLERK
04-15-00563-CV
FILED IN
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4th COURT OF APPEALS
SAN ANTONIO, TEXAS
IN THE TEXAS COURT OF APPEALS FOR THE10/7/2015
FOURTH 3:24:30 PM
DISTRICT SITTING IN SAN ANTONIO, TEXAS
KEITH E. HOTTLE
Clerk
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HOLLY RIDGE UNITED HEALTHCARE, P.A., Appellant
vs.
UNITED BIOLOGICS, LLC d/b/a UNITED ALLERGY SERVICES, Appellee
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Appellant’s Brief
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WILLIAM M. NICHOLS, P.C.
William M. Nichols
State Bar No. 15006800
McAllister Plaza, suite 1250
9601 McAllister Freeway
San Antonio, Texas 78216-5150
Telephone: 210/340-8880
Facsimile: 210/340-8885
william@wmnlawsa.com
ATTORNEY FOR APPELLANT
ORAL ARGUMENT REQUESTED
IDENTITIES OF ALL PARTIES AND THEIR COUNSEL
Counsel for Appellant Holly Ridge United Healthcare, P.A.:
WILLIAM M. NICHOLS, P.C.
William M. Nichols
McAllister Plaza, suite 1250
9601 McAllister Freeway
San Antonio, Texas 78216-5150
Telephone: 210/340-8880
Facsimile: 210/340-8885
william@wmnlawsa.com
Counsel for Appellee United Biologics, LLC d/b/a United Allergy Services:
LAW OFFICES OF JOHN HENRY, P.C.
John P. Henry
407 West Liberty Street
Round Rock, Texas 78664
Telephone: 512/981-7301
Facsimile: 888/909-9312
jhenry@jhenrylaw.com
Trial Judge:
Hon. Jason Wolff
County Court at Law Number 2
300 Dolorosa Street
San Antonio, Texas 78205
Appellant’s Brief
Page ii
TABLE OF CONTENTS
IDENTITIES OF ALL PARTIES AND THEIR COUNSEL ...................................ii
TABLE OF CONTENTS .........................................................................................iii
INDEX OF AUTHORITIES ....................................................................................v
REQUEST FOR ORAL ARGUMENT .....................................................................1
STATEMENT OF THE NATURE AND RESULT OF THE CASE .......................1
ISSUES PRESENTED ON APPEAL .......................................................................1
STATEMENT OF FACTS .......................................................................................1
ISSUE I (RESTATED) ............................................................................................3
ISSUE I: The post-judgment filings by Appellant, attempting to act pro se, did not
constitute a motion for new trial so as to extend the time for perfecting
appeal
SUMMARY OF ARGUMENT (ISSUE I) ...............................................................3
ARGUMENT AND AUTHORITIES (ISSUE I) ......................................................4
ISSUE II (RESTATED) ............................................................................................5
ISSUE II: Failure to comply with the requirements of TEX. R. CIV.
P. 108 renders this service of process fatally defective
SUMMARY OF ARGUMENT (ISSUE II) ..............................................................5
ARGUMENT AND AUTHORITIES (ISSUE II) .....................................................5
ISSUE III (RESTATED) ..........................................................................................7
Appellant’s Brief
Page iii
ISSUE III: Failure to comply with the requirements of TEX. R. CIV.
P. 107 renders this service of process fatally defective
SUMMARY OF ARGUMENT (ISSUE III) ............................................................7
ARGUMENT AND AUTHORITIES (ISSUE III) ..................................................7
CONCLUSION ........................................................................................................9
PRAYER ...................................................................................................................9
CERTIFICATE OF COMPLIANCE ......................................................................10
CERTIFICATE OF SERVICE ................................................................................10
Appellant’s Brief
Page iv
INDEX OF AUTHORITIES
Cases
Doctor V. Pardue, 186 S.W.3d 4 (Tex. App. - Houston (1st Dist.) 2005, review
denied) ............................................................................................................4
Finley v. J.C. Pace Ltd., 4 S.W.3d 319 (Tex. App.- Houston [1st Dist.] 1999,
no pet.).............................................................................................................4
Grapevine Trucking, Inc. v. Shepherd, 366 S.W.2d 950 (Tex. Civ. App. - Fort Worth,
1963, writ ref. n.r.e.) .......................................................................................8
Gutierrez v. Cuellar, 236 S.W. 497, 499 (Tex. Civ. App. - San Antonio 1922,
no writ) ............................................................................................................6
Johnston v. Johnston, 575 S.W.2d 610 (Tex. Civ. App. - San Antonio 1978,
no writ) ...........................................................................................................6
Mercer v. Band, 454 S.W.2d 833 (Tex. Civ. App. - Houston [14th Dist.] 1970,
no writ) ............................................................................................................4
Primate Construction, Inc. v. Silver, 884 S.W.2d 151 (Tex. 1994) ........................8
Tullis v. Scott, 38 Tex. 537 (1873) ............................................................................8
Scucchi v. Woodruff, 503 S.W.2d 356 (Tex. Civ. App. - Fort Worth 1973,
no writ) .........................................................................................................6,7
Shamrock Oil Co. v . Gulf Coast Natural Gas, Inc. 68 S.W.3d 737, 739 (Tex.- App. -
Houston [14th Dist.] 2001, review denied) ....................................................7
Upham v. Boaz Well Service, Inc. 357 S.W.2d 411 (Tex. Civ. App. - Fort Worth
1962, no writ) .................................................................................................6
Appellant’s Brief
Page v
Woodall v. Lansford, 254 S.W.2d 540 (Tex. Civ. App. - Fort Worth 1953,
no writ) ............................................................................................................8
Statutes and Rules
TEX. R. CIV. P. 99(a) ............................................................................................7-8
TEX. R. CIV. P. 107 ..............................................................................................1,7
TEX. R. CIV. P. 108 ...........................................................................................1,5,6
TEX. R. CIV. P 120a(1) ............................................................................................2
TEX. R. APP. P. 25.1(d)(7) .......................................................................................5
TEX. R. APP. P. 26.1(c) ...........................................................................................5
TEX. R. APP. P. 30.................................................................................................1,5
Appellant’s Brief
Page vi
REQUEST FOR ORAL ARGUMENT
Appellant requests oral argument.
STATEMENT OF THE NATURE AND RESULT OF THE CASE
This is a restricted appeal from a no answer default judgment in which no
motion for new trial was filed. See TEX. R. APP. P. 30.
ISSUES PRESENTED ON APPEAL
ISSUE I: The post-judgment filings by Appellant, attempting to act pro se, did not
constitute a motion for new trial so as to extend the time for perfecting
appeal.
ISSUE II: Failure to comply with the requirements of TEX. R. CIV. P. 108 renders
this service of process fatally defective.
ISSUE III: Failure to comply with the requirements of TEX. R. CIV. P. 107 renders
this service of process fatally defective.
STATEMENT OF FACTS
This is a suit brought by Appellee against Appellant, a North Carolina
corporation, alleging breach of contract . (CR 5-8) Suit papers were served upon
Appellant’s registered agent, James H. Pridgen, M.D. in North Carolina. (CR 9) The
return describes the item served as a “copy of plaintiff’s petition.” (CR 9) It makes
Appellant’s Brief
Page 1
no mention of the individual serving being above the age of eighteen or not having
an interest in the case. (CR 9)
Dr. Pridgen filed a “Special and Limited Appearance and Motion to Dismiss
for Lack of Personal Jurisdiction of Holly Ridge Healthcare, PA by its Registered
Agent, Pro Se”. (CR 10) This document was not verified. See TEX. R. CIV. P
120a(1). In response to Appellee’s objections to that special appearance, Dr. Pridgen
filed an “Amended Special and Limited Appearance and Motion to Dismiss for Lack
of Personal Jurisdiction of Holly Ridge Healthcare, PA by its Registered Agent, Pro
Se and Response to Plaintiff’s Motion Served on Defendant on February 14, 2015".
(CR 62) No answer was filed subject to the Special Appearances. The Amended
Special Appearance requested “an additional 60 days to file an answer or in the
alternative responsive pleading” in the event the plea to the jurisdiction was
overruled. (CR 66)
On February 10, 2015, Appellee set Appellant’s Special Appearance for a
March 5, 2015 hearing, and served notice of that hearing on Dr. Pridgen by certified
mail. (CR 60-1) The trial court signed an Order denying the special appearance. (CR
74)
On April 7, 2015, Appellee filed its Motion for Default Judgment. (CR 75)
Appellant’s Brief
Page 2
It states that Appellant has not filed an answer. (CR 76) There is no certificate of
service indicating service of that pleading on Appellant. It contains a Certificate of
Last Known Address. (CR 78)
A default judgement was signed on July 9, 2015. (CR 133-5) The trial court
found that Appellant “did not file an answer or any other pleading constituting an
answer.” (CR 135)
On August 10, 2015, Dr. Pridgen filed two more items: “Affidavit in Support
of Motion to Set Aside Default Judgment and Order”, and “Points and Authorities”.
(CR 136, 138) However, no motion for new trial or motion to set aside default
judgment was filed. The Points and Authorities cite the court to the Nevada Rules of
Civil Procedure. (CR 138) Both were signed: “James M. Pridgen, M.D., pro se on
behalf of Holly Ridge Healthcare”. (CR 137, 139)
An answer was not filed by an attorney until August 12, 2015. (CR 145)
ISSUE I (RESTATED)
ISSUE I: The post-judgment filings by Appellant, attempting to act pro se, did not
constitute a motion for new trial so as to extend the time for perfecting
appeal.
SUMMARY OF ARGUMENT (ISSUE I)
Appellant’s Brief
Page 3
The two items filed by Dr. Pridgen following the entry of the default judgment
do not constitute a motion for new trial. Therefore, this case is properly brought as
a restricted appeal.
ARGUMENT AND AUTHORITIES (ISSUE I)
The substance of a motion is not determined solely from its caption or
introduction, but instead is gleaned from the body of the motion and the prayer for
relief. Doctor V. Pardue, 186 S.W.3d 4, 16 (Tex. App. - Houston (1st Dist.) 2005,
review denied); Finley v. J.C. Pace Ltd., 4 S.W.3d 319, 320 (Tex. App.- Houston [1st
Dist.] 1999, no pet.). “For a new trial motion to have efficacy as such, it must, by the
very nature of such an instrument, seek to have an existing judgment set aside and
request a relitigation of the issues. An instrument nominally filed under the rules
applicable to new trials (Rules 320, 329, Texas Rules of Civil Procedure) must
comply with these minimum requirements or it is something other than a motion for
new trial.” Mercer v. Band, 454 S.W.2d 833, 836 (Tex. Civ. App. - Houston [14th
Dist.] 1970, n.w.h.).
While Dr. Pridgen filed his Affidavit in Support of Motion to Set Aside Default
Judgment and Order, and his Points and Authorities, he filed nothing that was
captioned as a motion for new trial. Neither of the items he did file make a request or
Appellant’s Brief
Page 4
prayer for any relief.
Having not participated in the trial court proceedings, either personally or
through counsel, and having filed no motion for new trial, the case was properly and
timely perfected as a restricted appeal on August 24, 2015. See TEX. R. APP. P.
25.1(d)(7); 26.1(c); & 30. (CR 147).1
ISSUE II (RESTATED)
ISSUE II: Failure to comply with the requirements of TEX. R. CIV. P. 108 renders
this service of process fatally defective.
SUMMARY OF ARGUMENT (ISSUE II)
The officer’s return of service on this North Carolina corporation served in
North Carolina does not establish that the person serving it was over eighteen years
old and had no interest in the case. Therefore, service was fatally defective and the
trial court had no jurisdiction over Appellant.
ARGUMENT AND AUTHORITIES (ISSUE II)
Plaintiff’s Original Petition states that Appellant is a North Carolina
corporation, with its principal place of business and registered agent in that State.
1
In the event this Court determines that Appellant’s post-judgment filings
constituted a motion for new trial, their deficiencies notwithstanding, Appellant
alternatively perfected this appeal in a timely fashion. (CR 147) The issues before this Court
relating to effectiveness of service are identical.
Appellant’s Brief
Page 5
(CR 5) The Citation and Return confirm that the registered agent was served there.
(CR 9) As such, service of process must be accomplished under Rule 108 of the
Texas Rules of Civil Procedure, which provides in pertinent part:
“Where the defendant is absent from the State, or is a nonresident of the
State, the form of notice to such defendant of the institution of the suit
shall be the same as prescribed for citation to a resident defendant; and
such notice may be served by any disinterested person who is not less
than eighteen years of age, in the same manner as provided in Rule 106
hereof. The return of service in such cases shall be completed in
accordance with Rule 107.”
TEX. R. CIV. P. 108.
The Officer’s Return lacks any mention that the service was made “by [a]
disinterested person who is not less than eighteen years of age.” When citation is
directed to a non-resident defendant, it is mandatory that the return of the person
making service upon that defendant show that he is in no manner interested in the
cause in question, and a return of citation lacking such is “fatally defective.” Scucchi
v. Woodruff, 503 S.W.2d 356, 358-9 (Tex. Civ. App. - Fort Worth 1973, no writ);
Upham v. Boaz Well Service, Inc. 357 S.W.2d 411, 418 (Tex. Civ. App. - Fort Worth
1962, no writ). See Johnston v. Johnston, 575 S.W.2d 610, 612 (Tex. Civ. App. - San
Antonio 1978, no writ).
“It is well settled that [rules] prescribing the essentials of a citation are
mandatory and must be strictly construed, and that, unless the citation be in
Appellant’s Brief
Page 6
substantial compliance with these statutory requirements, it will not support a
judgment by default.” Gutierrez v. Cuellar, 236 S.W. 497, 499 (Tex. Civ. App. - San
Antonio 1922, n.w.h.). Being fatally defective, this citation will not support this
default judgment. Scucchi v. Woodruff, supra.
ISSUE III (RESTATED)
ISSUE II: Failure to comply with the requirements of TEX. R. CIV. P. 107 renders
this service of process fatally defective.
SUMMARY OF ARGUMENT (ISSUE III)
Citation is further defective because the Officer’s Return does not correctly
describe the items served.
ARGUMENT AND AUTHORITIES (ISSUE III)
Rule 107 requires that the return must include “a description of what was
served....” TEX. R. CIV. P 107(b)(3). In the instant case, what the return describes
is a “copy of plaintiff’s petition.” (CR 9) However, the court’s file shows that the
document filed was “Plaintiff’s Original Petition & Request for Disclosure.” (CR 5)
Although Rule 107 does not expressly require the return of service to list
documents served with the citation, unless it does so it is impossible to tell if there
has been compliance with the service rules. Shamrock Oil Co. v . Gulf Coast Natural
Appellant’s Brief
Page 7
Gas, Inc. 68 S.W.3d 737, 739 (Tex.- App. - Houston [14th Dist.] 2001, review
denied). “Upon the filing of the petition, the clerk, when requested, shall forthwith
issue a citation and deliver the citation as directed by the requesting party.” TEX. R.
CIV. P. 99(a). It is the responsibility of the one requesting service, not the process
server, to see that service is properly accomplished. Primate Construction, Inc. v.
Silver, 884 S.W.2d 151, 153 (Tex. 1994). In that case -- in which a default judgment
was reversed because the citation, as here, incorrectly described the document served
upon defendants -- the Court explained: “This responsibility extends to seeing that
service is properly reflected in the record. The Rules of Civil Procedure allow for
liberal amendment of the return of service to show the true facts of service. [Citation
omitted.] If the facts as recited in the sheriff's return, pre-printed or otherwise, are
incorrect and do not show proper service, the one requesting service must amend the
return prior to judgment.” Id. No such amendments appear in this record.
Few holdings are as well established in Texas jurisprudence as this: No
presumptions will be indulged to aid a return on a citation in order to support a
judgment by default. E.g., Tullis v. Scott, 38 Tex. 537, 542 (1873); Woodall v.
Lansford, 254 S.W.2d 540, 543 (Tex. Civ. App. - Fort Worth 1953, n.w.h.);
Grapevine Trucking, Inc. v. Shepherd, 366 S.W.2d 950, 952 (Tex. Civ. App. - Fort
Appellant’s Brief
Page 8
Worth, 1963, ref., n.r.e.). Since compliance is not shown on its face, the default
judgment cannot stand.
CONCLUSION
Appellant has properly presented to this Court as a restricted appeal two bases
for reversal resulting from fatally defective service.
PRAYER
WHEREFORE, PREMISES CONSIDERED, Appellant prays that this Court
reverse the judgment of the trial court and remand the case to that court; tax all costs
over and against Appellee; and for all further relief, at law or in equity, to which it
may show itself justly entitled.
Respectfully submitted,
WILLIAM M. NICHOLS, P.C.
McAllister Plaza, Suite 1250
9601 McAllister Freeway
San Antonio, Texas 78216-5150
Telephone: 210/340-8880
Facsimile: 210/340-8885
william@wmnlawsa.com
By: /s/ William M. Nichols
William M. Nichols
State Bar No. 15006800
ATTORNEY FOR APPELLANT
Appellant’s Brief
Page 9
CERTIFICATE OF COMPLIANCE
I certify that according to the word count of the WordPerfect program used to
create this brief the total number of words contained in pages 1 through 9, beginning
with the Statement of Facts on page 1, through the Prayer on page 9 is 8836.
/s/ William M. Nichols
William M. Nichols
CERTIFICATE OF SERVICE
I, William M. Nichols, do certify that a true and correct copy of the foregoing
pleading was sent by email to Mr. John P. Henry, Law offices of John Henry, P.C.,
407 West Liberty Street, Round Rock, Texas 78664 (jhenry@jhenrylaw.com) on this
7th day of October, 2015.
/s/ William M. Nichols
William M. Nichols
Appellant’s Brief
Page 10