In re: Lyle Dippell

IN THE COURT OF APPEALS OF NORTH CAROLINA

No. COA16-54

Filed: 20 September 2016

Columbus County, No. 15 SP 84

In the Matter of: LYLE DIPPEL, Respondent

Appeal by petitioner from order entered 22 September 2015 by Judge Phyllis

M. Gorham in Columbus County Superior Court. Heard in the Court of Appeals 11

August 2016.

Christopher W. Livingston for petitioner-appellant.

No brief filed for respondent-appellee.

ZACHARY, Judge.

Kenneth Dippel (petitioner) appeals from the trial court’s order dismissing his

appeal from an order of the Clerk of Superior Court for Columbus County. The clerk

ruled that respondent Lyle Dippel, petitioner’s father, was not incompetent and

dismissed the proceeding initiated by petitioner seeking an adjudication that

respondent was incompetent and the appointment of a guardian for respondent. The

trial court dismissed petitioner’s appeal from the clerk’s order on the grounds that

under N.C. Gen. Stat. § 35A-1115 (2015) petitioner lacked standing to appeal and the

trial court lacked jurisdiction to entertain the appeal. For the reasons that follow, we

reverse.
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Opinion of the Court

I. Factual and Procedural Background

On 8 June 2015, petitioner filed a petition seeking an adjudication that

respondent was incompetent and applying for appointment of a general guardian for

respondent and of an interim guardian ad litem. Petitioner alleged that respondent

was classified as totally disabled by the United States Department of Veterans Affairs

due to complications of diabetes, and that respondent had granted a durable power

of attorney to petitioner’s brother, Michael Dippel, although respondent was “unable

to fully understand the full consequences of executing a power of attorney[.]”

On 18 June 2015, Attorney John Alan High was appointed as interim guardian

ad litem (GAL) for respondent. On 16 July 2015, petitioner filed a motion for recusal

of the Columbus County Clerk of Court and transfer of the case to Robeson County.

Petitioner asserted that the Clerk had a “conflict of interest” due to his friendship

with Michael Dippel’s wife. The record does not include an order on petitioner’s

motion; however it is clear from Columbus County’s continued exercise of jurisdiction

over the case that the motion was denied.

On 12 August 2015, an assistant clerk of court entered an order on petitioner’s

petition, using Administrative Office of the Courts form No. AOC-SP-202 for this

purpose. The order stated that “[a] hearing was held before the Clerk of Superior

Court and, after hearing the evidence, the Court does not find by clear, cogent, and

convincing evidence that the respondent is incompetent[,]” and that “[i]t is adjudged

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Opinion of the Court

that Respondent is not incompetent and the proceeding is dismissed.” On 17 August

2015, petitioner appealed the clerk’s order to the Superior Court of Columbus County.

On 22 September 2015, respondent and Michael Dippel filed motions to dismiss

petitioner’s appeal, asserting that petitioner lacked standing to appeal the clerk’s

order and the superior court lacked jurisdiction to entertain petitioner’s appeal,

because “there was no order adjudicating the Respondent to be incompetent.”

On 7 October 2015, the trial court filed an order dismissing petitioner’s appeal.

The court stated that its order was “based upon N.C. Gen. Stat. § 35A-1115 and

applicable caselaw,” that the “Petitioner lacks standing to appeal the dismissal of the

Petition for Adjudication of Incompetence by the Assistant Clerk of Superior Court,”

and that the trial court “lacks jurisdiction to hear any such appeal[.]” Petitioner noted

a timely appeal to this Court from the trial court’s dismissal of his appeal from the

order of the assistant clerk of court adjudging that respondent was not incompetent

and dismissing petitioner’s petition.

II. Standard of Review

The trial court dismissed petitioner’s appeal from the order entered by the

assistant clerk of court based upon the court’s interpretation of N.C. Gen. Stat. § 35A-

1115, which governs the right of appeal from an order of the clerk of court on a

petition seeking an adjudication that an individual is incompetent. Thus, “the issue

before the appellate court is one of statutory construction, which is subject to de novo

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Opinion of the Court

review.” Lassiter ex rel. Baize v. N.C. Baptist Hosps., Inc., 368 N.C. 367, 375, 778

S.E.2d 68, 73 (2015) (citing In re D.S., 364 N.C. 184, 187, 694 S.E.2d 758, 760 (2010)).

“The primary objective of statutory interpretation is to give effect to the intent

of the legislature.” First Bank v. S & R Grandview, L.L.C., 232 N.C. App. 544, 546,

755 S.E.2d 393, 394 (2014) (citations omitted). “If the statutory language is clear and

unambiguous, the court eschews statutory construction in favor of giving the words

their plain and definite meaning. When, however, ‘a statute is ambiguous, judicial

construction must be used to ascertain the legislative will.’ ” State v. Beck, 359 N.C.

611, 614, 614 S.E.2d 274, 277 (2005) (quoting Burgess v. Your House of Raleigh, 326

N.C.205, 209, 388 S.E.2d 134, 136-37 (1990)) (other citation omitted). The language

of a statute is ambiguous when it is “fairly susceptible of two or more meanings.”

State v. Sherrod, 191 N.C. App. 776, 778, 663 S.E.2d 470, 472 (2008) (citation

omitted).

III. Discussion

The clerk of court has exclusive jurisdiction over the initial determination of

whether an individual is incompetent. N.C. Gen. Stat. § 35A-1102 (2015) states that

Chapter 35A of our General Statutes “establishes the exclusive procedure for

adjudicating a person to be an incompetent adult or an incompetent child.” Pursuant

to N.C. Gen. Stat. § 35A-1103(a) (2015), “[t]he clerk in each county shall have original

jurisdiction over proceedings under this Subchapter.”

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Opinion of the Court

We next consider the right of appeal from the clerk of court. The general rule,

expressed in several statutes, is that an aggrieved party may appeal from an order of

the clerk of court to superior court. N.C. Gen. Stat. § 7A-251(a) (2015) states that:

In all matters . . . which are heard originally before the
clerk of superior court, appeals lie to the judge of superior
court having jurisdiction from all orders and judgments of
the clerk for review in all matters of law or legal inference,
in accordance with the procedure provided in Chapter 1 of
the General Statutes.

Chapter 1 of the General Statutes in turn provides in N.C. Gen. Stat. § 1-301.1(b)

(2015) that “[a] party aggrieved by an order or judgment entered by the clerk may,

within 10 days of entry of the order or judgment, appeal to the appropriate court for

a trial or hearing de novo[.] N.C. Gen. Stat. § 1-301.2 (2015) specifies that:

(e) . . . [A] party aggrieved by an order or judgment of a
clerk that finally disposed of a special proceeding, may,
within 10 days of entry of the order or judgment, appeal to
the appropriate court for a hearing de novo. . . .

(g)(1) [Regarding] [p]roceedings for adjudication of
incompetency[,] . . . Appeals from orders entered in these
proceedings are governed by Chapter 35A to the extent
that the provisions of that Chapter conflict with this
section.

The above-quoted statutes establish that an aggrieved party may appeal to

superior court from an order of the clerk of court in a competency proceeding, unless

the right is countermanded by a different statute in N.C. Gen. Stat. § Chapter 35A.

In this case, the specific statute addressing appeals from the clerk of court in

competency proceedings is N.C. Gen. Stat. § 35A-1115, which states that “[a]ppeal

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Opinion of the Court

from an order adjudicating incompetence shall be to the superior court for hearing de

novo and thence to the Court of Appeals.” We conclude that N.C. Gen. Stat. § 35A-

1115 does not conflict with other statutes and that it permits appeal from the clerk’s

order in the instant case.

We discern no legal basis or policy consideration that suggests a legislative

intent to deprive an aggrieved party from appealing a clerk’s determination that a

respondent is not incompetent. We note that in the present case, petitioner moved

for recusal of the Clerk of Court on the grounds that the clerk had a conflict of

interest. Petitioner’s motion highlights the benefit of allowing review of the clerk’s

order, without regard to the merits of petitioner’s motion. We conclude, given the

ubiquity of the right of appeal from the clerk of court to superior court and the absence

of any limiting or restrictive language in the statute, that the only reasonable

interpretation of N.C. Gen. Stat. § 35A-1115 is that the statute allows appeal to

superior court from any order of the clerk of court “adjudicating [the issue of]

incompetence.”

In reaching this conclusion, we have rejected an alternate interpretation,

suggested in respondent’s motion to dismiss petitioner’s appeal, that would limit the

right of appeal to orders “adjudicating [that an individual meets the definition of]

incompetence.” We observe that N.C. Gen. Stat. § 35A-1115 provides for appeal from

orders adjudicating incompetence, a noun, rather than from orders adjudicating that

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a specific person is incompetent, an adjective. We conclude that respondent’s proposed

interpretation of N.C. Gen. Stat. § 35A-1115 is not reasonable.

Although the trial court’s order also references petitioner’s standing to appeal,

there is no question that petitioner is an aggrieved party and thus entitled to appeal.

We hold that N.C. Gen. Stat. § 35A-1115 allows an aggrieved party to appeal from an

order of the clerk of court determining the issue of incompetence, whether the order

adjudges (as in the present case) that the evidence was insufficient to establish that

the respondent is incompetent, or whether the clerk adjudges that the respondent is

incompetent. We conclude that the trial court erred by dismissing petitioner’s appeal,

but note that the trial court’s ruling was made without the benefit of this opinion,

which is the first to directly address the scope of N.C. Gen. Stat. § 35A-1115. We

conclude that the trial court’s order must be

REVERSED.

Judges STEPHENS and McCULLOUGH concur.

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