SUPREME COURT OF THE STATE OF NEW YORK
Appellate Division, Fourth Judicial Department
384
KA 13-01138
PRESENT: CENTRA, J.P., PERADOTTO, CARNI, CURRAN, AND TROUTMAN, JJ.
THE PEOPLE OF THE STATE OF NEW YORK, RESPONDENT,
V MEMORANDUM AND ORDER
BERNARD J. BUTLER, ALSO KNOWN AS BERNARD FAULKS,
DEFENDANT-APPELLANT.
BRIDGET L. FIELD, ROCHESTER, FOR DEFENDANT-APPELLANT.
SANDRA DOORLEY, DISTRICT ATTORNEY, ROCHESTER (LEAH R. MERVINE OF
COUNSEL), FOR RESPONDENT.
Appeal from a judgment of the Supreme Court, Monroe County (Alex
R. Renzi, J.), rendered May 22, 2013. The judgment convicted
defendant, upon a jury verdict, of criminal possession of a weapon in
the second degree (two counts) and assault in the second degree.
It is hereby ORDERED that the judgment so appealed from is
affirmed.
Memorandum: Defendant appeals from a judgment convicting him
upon a jury verdict of two counts of criminal possession of a weapon
in the second degree (Penal Law § 265.03 [1] [b]; [3]) and one count
of assault in the second degree (§ 120.05 [2]). Defendant’s
conviction stems from his conduct in shooting the victim, striking him
in the buttocks. Defendant contends that the evidence is legally
insufficient to establish that he was the shooter, that the weapon was
operable, and that the victim sustained a physical injury. We reject
those contentions. Two eyewitnesses identified defendant as the
shooter and described the gun. Two cartridge cases were found at the
scene, and the People’s expert testified that they came from one
firearm. That evidence is sufficient to establish defendant’s
identity and the operability of the firearm (see People v Ciola, 136
AD2d 557, 557, lv denied 71 NY2d 893). Although there were minor
inconsistencies in the testimony of the eyewitnesses, those
inconsistencies do not render their testimony incredible as a matter
of law (see People v Harris, 56 AD3d 1267, 1268, lv denied 11 NY3d
925). The People further established, through the testimony of the
People’s witnesses and the victim’s medical records, that the victim
sustained a physical injury inasmuch as he experienced “substantial
pain” from the gunshot (People v West, 129 AD3d 1629, 1631, lv
denied 26 NY3d 972; see People v Chiddick, 8 NY3d 445, 447). Viewing
the evidence in light of the elements of the crimes as charged to the
jury (see People v Danielson, 9 NY3d 342, 349), we reject defendant’s
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further contention that the verdict is against the weight of the
evidence (see generally People v Bleakley, 69 NY2d 490, 495).
We reject defendant’s contention that the photo arrays were
unduly suggestive and thus that Supreme Court erred in refusing to
suppress the identification testimony (see generally People v Chipp,
75 NY2d 327, 335, cert denied 498 US 833). All of the men in the
photo arrays were of similar complexion, had similar haircuts and
facial hair, and had a teardrop tattoo underneath the left eye, which
was either computer-generated or drawn in ink. The fact that
defendant was the only one wearing a hooded sweatshirt is of no moment
considering that each man was wearing unique clothing. While the
background of defendant’s photograph was darker than that of the other
photographs, we conclude that “[t]he composition and presentation of
the photo array[s] were such that there was no reasonable possibility
that the attention of the witness[es] would be drawn to defendant as
the suspect chosen by the police” (People v Sylvester, 32 AD3d 1226,
1227, lv denied 7 NY3d 929; see People v Boria, 279 AD2d 585, 586, lv
denied 96 NY2d 781; People v Floyd, 173 AD2d 211, 212, lv denied 78
NY2d 966).
Contrary to defendant’s contention, the court did not err in
denying his request for a missing witness charge with respect to two
witnesses. Defendant failed to meet his initial burden of
establishing that one witness would provide testimony favorable to the
prosecution (see People v Simon, 71 AD3d 1574, 1575, lv denied 15 NY3d
757, reconsideration denied 15 NY3d 856; People v Karas, 21 AD3d 1360,
1361, lv denied 5 NY3d 883, reconsideration denied 6 NY3d 814; see
generally People v Gonzalez, 68 NY2d 424, 427), and the People
established with respect to the other witness that his testimony would
be cumulative to the testimony of the other witnesses (see People v
Carr, 59 AD3d 945, 946, affd 14 NY3d 808; People v Hawkins, 84 AD3d
1736, 1737, lv denied 17 NY3d 806).
We agree with defendant that the court erred in refusing to give
an adverse inference charge based on the People’s failure to preserve
surveillance tapes (see People v Handy, 20 NY3d 663, 669). Defendant
used reasonable diligence in requesting those tapes, which captured
“evidence that [was] reasonably likely to be of material importance”
(id. at 665), i.e., a video in the area where the crime occurred, from
cameras operated by the City of Rochester Police Department.
We respectfully disagree with our concurring colleague that the
State’s duty to preserve surveillance videos is not triggered until a
request has been made by the defendant. The Court of Appeals in Handy
did not make any such pronouncement, but rather held that “when a
defendant in a criminal case, acting with due diligence, demands
evidence that is reasonably likely to be of material importance, and
that evidence has been destroyed by the State, the defendant is
entitled to an adverse inference charge” (id.). By way of further
guidance, and of particular relevance to this case, the Court stated
that “the authorities in charge should, when something that will
foreseeably lead to criminal prosecution occurs, take whatever steps
are necessary to insure that the video will not be erased—whether by
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simply taking a tape or disc out of a machine, or by instructing a
computer not to delete the material” (id. at 669). To conclude that
the duty to preserve is not triggered until a request is made by the
defendant would only give an incentive to State agents to destroy the
evidence before the defendant has a chance to request the tapes. Such
a rule would also directly contravene the explicit policy underlying
the Court’s rationale in Handy, namely, to “give[] the State an
incentive to avoid the destruction of evidence” and to “raise the
consciousness of State employees on this subject” (id.).
Although we conclude that the court erred in failing to give the
requested adverse inference charge, we further conclude that the error
is harmless (see People v Bradley, 108 AD3d 1101, 1102, lv denied 22
NY3d 1039). The evidence of guilt is overwhelming, and there is no
reasonable possibility that the absence of an adverse inference charge
contributed to the conviction (see People v Blake, 105 AD3d 431, 431,
affd 24 NY3d 78; see generally People v Crimmins, 36 NY2d 230, 237).
Defendant failed to preserve for our review his contention that
the court’s Sandoval ruling constitutes an abuse of discretion (see
People v Tolliver, 93 AD3d 1150, 1151, lv denied 19 NY3d 968; People v
Jackson, 46 AD3d 1408, 1409, lv denied 10 NY3d 841). In any event, we
reject that contention. “[T]he court’s Sandoval compromise, in which
it limited questioning on defendant’s prior convictions for [ ]related
offenses to whether defendant had been convicted of a felony or
misdemeanor on the appropriate date, ‘reflects a proper exercise of
the court’s discretion’ ” (People v Stevens, 109 AD3d 1204, 1205, lv
denied 23 NY3d 1043). Defendant also failed to preserve for our
review his contention that the indictment was multiplicitous because
it charged criminal possession of a weapon in the second degree in
more than one count (see People v Jefferson, 125 AD3d 1463, 1464, lv
denied 25 NY3d 990). In any event, that contention is without merit
(see People v Simmons, 133 AD3d 1275, 1277). We reject defendant’s
further contention that we should reverse one of the two convictions
of criminal possession of a weapon in the second degree in the
interest of justice because the two counts were based upon his
possession of the same weapon. We see no reason to do so inasmuch as
the “two counts are separate crimes” (People v Rice, 5 AD3d 1074,
1074, lv denied 2 NY3d 805). Finally, the sentence is not unduly
harsh or severe.
All concur except CURRAN, J., who concurs in the result in the
following memorandum: I concur in the result reached by the majority,
but I write separately because, in my view, an adverse inference
charge based on the People’s failure to preserve surveillance video(s)
is not required by People v Handy (20 NY3d 663), as explained in
People v Durant (26 NY3d 341). I agree with the majority that People
v Handy (20 NY3d 663) stands for the very broad proposition that the
People must preserve evidence as of the time “when something that will
foreseeably lead to criminal prosecution occurs” (20 NY3d at 669).
Moreover, inasmuch as the record before our Court in Handy showed that
the subject video evidence pertaining to the first jailhouse arrest
was recorded over before a criminal proceeding was commenced, it is
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clear that the duty to preserve evidence established in Handy arose
before the defendant was even charged with a crime for the subject
incident. While I fear that such a broad duty to preserve evidence
places a huge burden on the People, especially in light of the
enormous amount of electronic and digital information that is
collected these days, I concur with the majority that Handy has such a
wide scope.
This case provides a glimpse of the burden created by Handy.
There are approximately 50 so-called “blue light” cameras
strategically placed throughout the City of Rochester
(http://www.cityofrochester.gov/article.aspx?id=8589936528). The
surveillance video here is from one such camera and involved one brief
incident that may or may not have been captured by the camera. In
this case, the police thought to look at the video and determined that
the assault was not captured on it and therefore did not suspend the
video’s automatic destruction. The majority and I agree that, based
on Handy, an adverse inference charge is required here. Thus, the
jury would be instructed that it is permitted to “infer that the
destroyed evidence would have been favorable to the defense”
(CJI2d[NY] Adverse Inference - Destroyed Evidence). Contrary to the
pattern jury instructions in civil cases (1A NY PJI3d 1:77, 1:77.1
[2016]), this instruction would be without consideration of whether
the jury concluded that the missing evidence was relevant (i.e.,
significant to its deliberations) and without consideration of whether
the jury accepted the People’s explanation for the destruction of the
evidence, assuming the trial court allowed testimony on that subject
(see People v Cyrus, 48 AD3d 150, 159, lv denied 10 NY3d 763 [police
officer’s testimony regarding content of videotape “likely
inadmissible” under best evidence rule]). I submit that this is a
harsh and unwarranted remedy for what occurred here, but the majority
and I agree that this is the remedy required by Handy.
Nevertheless, perhaps realizing the extraordinary burden on the
People created by the breadth of the Handy rule, the Court of Appeals
in People v Durant (26 NY3d 341) explained that, in Handy, the
defendant had been charged with a crime in a felony complaint, the
defendant had filed an omnibus motion demanding the evidence generated
by electronic surveillance of the incident, and, “[d]espite the
defendant’s demand for such evidence, the police destroyed the
surveillance images sometime between the defendant’s arraignment on
the complaint and the filing of the indictment” (26 NY3d at 349
[emphasis added]). That explication of the facts is consistent with
the interpretation given to Handy by the Committee on Criminal Jury
Instructions in the adverse inference charge concerning destroyed
evidence (see CJI2d[NY] Adverse Inference - Destroyed Evidence [“On or
about (date), the defense requested that evidence. Thereafter, the
agents of the government destroyed it” (emphasis added)]).
Here, the record shows that the first demand by the defense for
the surveillance video(s) was after the video(s) had been destroyed
pursuant to the normal business practices of the City of Rochester
Police Department. Thus, as compelled by Durant’s explanation of
Handy, the duty to preserve the surveillance video(s) was not timely
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KA 13-01138
triggered here and an adverse inference charge is not required.
Entered: June 10, 2016 Frances E. Cafarell
Clerk of the Court