SUPREME COURT OF THE STATE OF NEW YORK
Appellate Division, Fourth Judicial Department
87
CA 10-01474
PRESENT: SMITH, J.P., FAHEY, CARNI, SCONIERS, AND MARTOCHE, JJ.
KAI LIN, PLAINTIFF-APPELLANT,
V MEMORANDUM AND ORDER
STRONG HEALTH, DEPARTMENT OF DENTISTRY,
UNIVERSITY OF ROCHESTER MEDICAL SCHOOL,
UNIVERSITY DENTAL FACULTY GROUP AND
DR. CARLO ERCOLI, DEFENDANTS-RESPONDENTS.
(AND ANOTHER ACTION.)
(APPEAL NO. 1.)
KAI LIN, PLAINTIFF-APPELLANT PRO SE.
OSBORN, REED & BURKE, LLP, ROCHESTER (CHRISTIAN C. CASINI OF COUNSEL),
FOR DEFENDANTS-RESPONDENTS.
Appeal from an order of the Supreme Court, Monroe County (Harold
L. Galloway, J.), entered May 25, 2010 in a dental malpractice action.
The order settled the record on appeal from an order entered August
12, 2009.
It is hereby ORDERED that the order so appealed from is
unanimously modified on the law by providing that the transcript of
the oral argument on the motion and cross motions shall be included in
the record on appeal in appeal No. 2 and as modified the order is
affirmed without costs.
Memorandum: Plaintiff commenced action Nos. 1 and 2 seeking
damages for the alleged dental malpractice of defendants in the
installation of a bridge and a crown, respectively. Plaintiff moved
pro se to compel discovery in both actions and defendants cross-moved
for summary judgment dismissing the amended complaint in action No. 1
and the complaint in action No. 2. Supreme Court granted defendants’
cross motions, dismissed both actions and denied as moot plaintiff’s
motion.
In appeal No. 1, plaintiff appeals from an order settling the
record in appeal No. 2. We agree with plaintiff that Supreme Court
erred in failing to include a transcript of oral argument on the
motion and cross motions, and we therefore modify the order in appeal
No. 1 accordingly. The record on appeal “must include any relevant
transcripts of proceedings before the [court]” (Gerhardt v New York
City Tr. Auth., 8 AD3d 427, 427; see CPLR 5526; 22 NYCRR
1000.4 [a] [2]). We further conclude, however, that the remaining
-2- 87
CA 10-01474
papers that plaintiff seeks to include in the record were properly
excluded because “the record on appeal is . . . limited to those
papers that were before the court in deciding the motion[]” and cross
motions (Gui’s Lbr. & Home Ctr., Inc. v Pennsylvania Lumbermens Mut.
Ins. Co., 55 AD3d 1389, 1390; see CPLR 5526; 22 NYCRR 1000.4 [a] [2]).
In appeal No. 2, plaintiff appeals from the order that granted
defendants’ cross motions and denied as moot plaintiff’s motion. We
affirm. Defendants met their initial burden on the cross motions by
submitting the affidavits of defendant Dr. Carlo Ercoli and
defendants’ expert witness. Those affidavits established that the
conduct of defendants “was consistent with the applicable standard of
care” (O’Shea v Buffalo Med. Group, P.C., 64 AD3d 1140, 1140, appeal
dismissed 13 NY3d 834), and that their conduct did not cause
plaintiff’s alleged injuries (see Selmensberger v Kaleida Health, 45
AD3d 1435, 1436). In opposition to the cross motions, plaintiff
“failed to submit any affidavit from a [dental] expert to support the
malpractice claim[s] and to refute [defendants’] submissions. The
plaintiff thus failed to meet her burden of coming forward with
appropriate evidentiary material establishing the existence of . . .
triable issue[s] of fact” (Thomas v Richie, 8 AD3d 363, 364; see
Ericson v Palleschi, 23 AD3d 608, 610; see generally Fiore v Galang,
64 NY2d 999, 1000-1001). Contrary to plaintiff’s contention, expert
affidavits were necessary to establish that her malpractice claims had
merit because they do not constitute “matters within the ordinary
experience of laypersons” (Fiore, 64 NY2d at 1001).
Plaintiff further contends that the court erred in granting
defendants’ cross motions because defendants failed to disclose
certain X rays and dental impressions. We reject that contention (see
generally CPLR 3212 [f]; Walsh v Aspen Sq. Mgt., Inc., 46 AD3d 1411;
Kenworthy v Town of Oyster Bay, 116 AD2d 628). The record establishes
that, in response to plaintiff’s revised demand for discovery,
defendants offered to arrange a meeting where plaintiff could inspect
those items or, in the alternative, defendants offered to make copies
of the requested items at plaintiff’s expense. Plaintiff did not
accept either of defendants’ offers, however, and thus “plaintiff did
not ‘demonstrate a reasonable attempt, prior to the [cross] motion[s],
to pursue the discovery now claimed to be necessary’ ” (Walsh, 46 AD3d
at 1412).
Entered: March 25, 2011 Patricia L. Morgan
Clerk of the Court