NOT RECOMMENDED FOR PUBLICATION
File Name: 16a0576n.06
No. 15-5596
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT FILED
Oct 21, 2016
UNITED STATES OF AMERICA ) DEBORAH S. HUNT, Clerk
)
Plaintiff-Appellee, )
) ON APPEAL FROM THE
v. ) UNITED STATES DISTRICT
) COURT FOR THE EASTERN
DONTE E. GRIFFIN, ) DISTRICT OF KENTUCKY
)
Defendant-Appellant. )
)
BEFORE: GRIFFIN, WHITE, and DONALD, Circuit Judges.
HELENE N. WHITE, Circuit Judge. Donte E. Griffin was convicted by a jury of
possessing a firearm in violation of 18 U.S.C. § 922(g)(1) (felon in possession of firearm), and
was sentenced to ten years’ imprisonment and three years’ supervised release. He appeals,
asserting that audio recordings of his post-arrest phone conversations were improperly admitted
at his trial and that the evidence is insufficient to support his conviction. We disagree, and
AFFIRM.
I.
Griffin spent the evening of November 18, 2014, in the company of Qwan Hood, who
was pregnant with Griffin’s child. With Hood driving, the pair visited a casino in Cincinnati,
Ohio, and then Hood’s sister’s residence in Covington, Kentucky. While there, Griffin received
a phone call from another woman, sparking an argument between Griffin and Hood, which
continued intermittently. Despite this, Griffin accompanied Hood as she picked up her one-year-
No. 15-5596, United States v. Griffin
old son from his babysitter. Griffin and Hood continued to argue, and Hood stopped the car in
the travel lane of a parking area in the City Heights area of Covington.
At that point, the argument between Griffin and Hood escalated. Hood hit Griffin, who
responded by grabbing her. During the altercation, a ring Griffin was wearing fell off and he
began to look for it. Not finding his ring in the car, Griffin exited the car and began to look
around outside. At that point, Hood put the car in reverse and attempted to leave. According to
Hood, Griffin responded by producing a gun and firing one shot into the hood of her car. Hood
continued to back up, but Griffin pointed the gun again, so she stopped. Griffin came around to
the driver’s side of the vehicle, the two spoke, and the situation calmed down.
Meanwhile, the altercation between Griffin and Hood and the gunshot had both been
reported to police, and multiple officers converged on the scene. When they arrived, they found
Griffin standing between the open driver’s side door and the car itself, his hands not in view.
Cautious due to the report of gunfire, the officers approached with weapons drawn and ordered
Griffin to show his hands and back away from the vehicle. Griffin responded by looking at
them, then bending toward or into the vehicle. At the same time, Griffin took his hand from
inside his pants pocket or waistband and then did something with it inside the vehicle. After this
action, Griffin stood up, complied with the officers’ orders, and was eventually handcuffed and
placed in a police car. None of the officers observed Griffin with a gun, nor did they find one on
his person.
As some of the officers were securing Griffin, others turned their attention to the vehicle,
where Hood was still in the driver’s seat and her son in his carseat in the back. Officers found a
.25-caliber handgun on the rear floorboard behind the driver’s seat, a spent .25-caliber shell
casing on the ground in front of the vehicle, and an apparently fresh bullet hole in the hood of the
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car. The pistol was capable of holding six rounds, but only contained five. Griffin was arrested,
and both he and Hood made statements to a detective about what had happened.
Griffin was held in the Kenton County jail on state charges, which were subsequently
dismissed. During his time in state custody, Griffin made over 80 phone calls to Hood. State
authorities apparently recorded some or all of those calls. During those conversations, Griffin
apologized for the events that led to his arrest. Griffin also encouraged Hood to recant the story
she had told a detective the night of Griffin’s arrest, and to tell the prosecutor or the public
defender’s office that the bullet hole in her car had been made some other night, that the gun was
not his, that he had not done the things he was charged with, and that the charges should be
dropped. Griffin also told Hood to deny that he had asked her to change her story, and to say
that she had lied earlier because the police had threatened to label her an unfit mother and take
her son from her. Finally, Griffin faulted Hood for not promptly following his instructions,
telling her that if she really wanted him to come home, she would do as he asked.
The instant indictment was filed on January 15, 2015, charging Griffin with being a
convicted felon in possession of a firearm. He pleaded not guilty and was tried before a jury.
The only issue for the jury was whether Griffin had possessed the pistol recovered from Hood’s
car.
At trial, Hood testified that she did not know where the gun had come from, and did not
remember any details about it. However, she also testified unequivocally that Griffin had fired a
bullet into the hood of her car on the night of November 18, 2014. Five police officers who were
on the scene that night also testified; and although none saw a gun in Griffin’s hand, each
recalled seeing Griffin bend or lean into the driver’s side of the car before raising his hands. One
officer further testified that Griffin took his hand from inside his pocket or the waistband of his
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No. 15-5596, United States v. Griffin
pants and then did something with it inside the vehicle. The officer who discovered the pistol
testified that it was on the floor on the driver’s side of the car, where Griffin had been standing
when officers saw him lean into the vehicle. Another officer testified that the bullet hole in
Hood’s car appeared fresh, because there was no evidence of corrosion. And multiple witnesses
confirmed that the spent shell casing found next to the vehicle was the same caliber and
produced by the same manufacturer as the unspent ammunition found in the pistol. Finally, the
government played seven excerpts from the recorded phone calls between Griffin and Hood,
including conversations during which Griffin asked Hood to change the story she told the night
of his arrest and instead make a statement absolving him of any wrongdoing.
Griffin offered no evidence. Instead, he stressed that no law-enforcement witness saw
him with a gun, that no fingerprint or DNA evidence tied him to the gun found in Hood’s car,
and that police had not performed a gunshot-residue test, which might have confirmed or refuted
that he fired the gun that night.
The jury found Griffin guilty. He now appeals, asserting: (1) allowing the government
to play excerpts from his recorded conversations with Hood was reversible error; and (2) the
evidence is insufficient to support his conviction.
II.
Griffin asserts that the recordings were not admitted for a proper purpose under Federal
Rule of Evidence 404(b), that the government failed to establish a proper foundation for their
admission, and that he was prejudiced by the improper evidence. We conclude that any error
was harmless, and therefore do not reach Griffin’s other arguments.
A.
“Evidence of a crime, wrong, or other act is not admissible to prove a person’s character
in order to show that on a particular occasion the person acted in accordance with the character.”
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Fed. R. Evid. 404(b)(1). However, such “evidence may be admissible for another purpose, such
as proving motive, opportunity, intent, preparation, plan, knowledge, identity, absence of
mistake, or lack of accident.” Fed. R. Evid. 404(b)(2).
We employ a . . . tripartite standard when reviewing a district court’s decision to
admit evidence under Rule 404(b). We review for clear error the district court’s
factual determination that the other act occurred; we examine de novo the court’s
legal determination that evidence of the other act is admissible for a proper
purpose; and we review for abuse of discretion the court’s determination that the
probative value of the evidence is not substantially outweighed by a risk of unfair
prejudice.
United States v. Barnes, 822 F.3d 914, 920–21 (6th Cir. 2016) (citations omitted) (quotation
marks removed).
Here, the “other acts” evidence consists of Griffin’s post-arrest phone conversations with
Hood. On appeal, Griffin does not address the first or third prongs of the Rule 404(b) inquiry,
but argues, as he did below, that the recordings were not admitted for a proper purpose. Griffin
reasons that to be admissible as evidence of spoliation under Rule 404(b), the recordings must
show that he threatened or attempted to bribe Hood, and that because the recordings do not show
this, they were not admissible. However, even if we agreed with Griffin’s view of the law, any
error was harmless.
B.
“When the government presents other convincing evidence, we may deem the admission
of 404(b) evidence mere harmless error.” United States v. Bell, 516 F.3d 432, 447 (6th Cir.
2008) (quoting United States v. Layne, 192 F.3d 556, 573 (6th Cir. 1999)); see Fed. R. Crim. P.
52(a). “[A]n error is harmless unless one can say, with fair assurance that the error materially
affected the defendant’s substantial rights—that the judgment was substantially swayed by the
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error.” United States v. Gibbs, 797 F.3d 416, 425–26 (6th Cir. 2015) (quoting United States v.
Clay, 667 F.3d 689, 700 (6th Cir. 2012) (alteration in Gibbs).
Griffin asserts that admission of the recordings was not harmless because the prosecutor
used the recordings improperly, engaging in misconduct by mischaracterizing or misquoting the
recordings and using them to effectively offer an improper opinion regarding Hood’s credibility.
However, Griffin does not assert prosecutorial misconduct as a separate basis for relief; thus we
do not analyze Griffin’s prosecutorial misconduct allegations as an independent claim.1 Rather,
we focus on whether Griffin’s substantial rights were affected by the admission of the recordings
and the government’s use of them. See Gibbs, 797 F.3d at 425–26. They were not.
The only issue for the jury was whether Griffin possessed the pistol found in Hood’s car.
The critical evidence on that point was not the recordings, but the eyewitness testimony from
Hood and the police officers, combined with the physical evidence—the pistol, the empty shell
casing, and the bullet hole in the hood of the car.
At trial, Hood was asked: “Did Mr. Griffin fire a bullet into the hood of your car?” She
answered: “Yes.” (R. 48, PID 330:3-5.) She was later asked: “You remember him firing a
bullet into the hood of your car?” She answered: “Yes.” (Id. at 330:18-20.) When asked to
explain why she did not drive away after Griffin fired, she explained: “Because he pointed the
gun again.” (Id. at 331:12-21.)
True, the prosecutor used the recordings in an attempt to bolster Hood’s credibility. In
essence, the government asked the jury to infer that since Griffin asked Hood to recant her prior
statement, that prior statement must have been damaging to Griffin, and since that prior
1
Nor did Griffin object to the prosecutor’s arguments when made or in his motion for a
new trial.
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No. 15-5596, United States v. Griffin
statement must have been damaging to Griffin, Hood’s testimony that Griffin had fired at her
car—also damaging—must be true. But Griffin goes too far in suggesting this chain of
inferences deprived the jurors of the ability to make up their own minds. Griffin’s counsel
argued for a different interpretation of the calls—that Griffin was simply asking Hood to correct
her inaccurate account, and encouraging her to tell the truth—which the jury was free to accept.
Further, the district court instructed the jury that “[t]he lawyer’s statements and arguments are
not evidence,” (R. 49, PID 409), and also gave a limiting instruction covering the jury’s
consideration of the recordings, (id. at 418).2 Jurors are presumed to follow instructions, and
Griffin offers nothing to rebut the presumption that the jury followed the instructions in reaching
its guilty verdict. United States v. Harvey, 653 F.3d 388, 396 (6th Cir. 2011).
Further, the five officers testified consistently: they arrived on the scene to find Griffin
standing between the body of Hood’s car and the open driver’s side door; with their guns drawn,
they ordered him to show his hands; Griffin looked at them, but before complying, he bent or
leaned into the car. One officer—the only officer who could see Griffin’s hands at all—further
testified that, as Griffin leaned into the car, he took his hand from inside his pocket or the
waistband of his pants and then did something with it inside the vehicle. Then, after Griffin was
handcuffed, the officers found the pistol in the car, immediately next to where Griffin had been
standing when they saw him lean into the vehicle. And, in addition to an apparently fresh bullet
hole in the hood of the car, they found a spent .25-caliber shell casing on the ground in front of
2
The jury was instructed that they “may consider whether this evidence shows a
consciousness of guilt and determine the significance to be attached to any such conduct,” that
“feelings of guilt, which are present in many innocent people, do not necessarily reflect actual
guilt,” that they “should consider that there may be reasons for Mr. Griffin’s actions that are fully
consistent with innocence,” and that it was “up to [them] . . . to determine whether or not this
evidence shows a consciousness of guilt and the weight or significance to be attached to any such
evidence.” (R. 49, PID 418.)
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the vehicle that was the same caliber and make as the rounds in the pistol. Additionally, the
pistol’s magazine was capable of holding six rounds, but contained only five. Given the strength
of this unchallenged evidence, the result of Griffin’s trial would not have been different had the
recordings not been admitted. Any error resulting from the admission of the recordings was
therefore harmless.
III.
Griffin also asserts that the evidence was insufficient to support his conviction.
[T]his Court reviews de novo a district court’s denial of a Rule 29 motion for
judgment of acquittal based on the insufficiency of the evidence. The Court must
construe the evidence in the light most favorable to the government, and then
determine whether any rational trier of fact could have found the essential
elements of the crime beyond a reasonable doubt.
Clay, 667 F.3d at 693 (citations omitted) (quotation marks removed).
“To obtain a conviction under [18 U.S.C.] § 922(g)(1), the government must prove that
‘the defendant had a previous felony conviction,’ that ‘the defendant knowingly possessed the
firearm specified in the indictment,’ and that ‘the firearm traveled in or affected interstate
commerce.’” United States v. Morrison, 594 F.3d 543, 544 (6th Cir. 2010) (quoting United
States v. Grubbs, 506 F.3d 434, 439 (6th Cir. 2007)). Griffin stipulated to the first and third
elements of the offense.
As to the second element, under 18 U.S.C. § 922(g)(1),
[a] weapon is actually possessed if it is within the immediate power or control of
the individual. A weapon is constructively possessed if the government can show
the defendant knowingly has the power and the intention at a given time to
exercise dominion and control over an object, either directly or through others.
Possession of either variety may be proven by direct or circumstantial evidence.
United States v. Walker, 734 F.3d 451, 455 (6th Cir. 2013) (citations omitted) (quotation marks
removed).
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Griffin correctly points out that Hood did not remember details of the gun Griffin fired
into the hood of her car, so her testimony did not tie Griffin to the .25-caliber pistol specifically.
Griffin is also correct that none of the police saw him holding a gun. But “actual possession can
be shown when there is no direct evidence of possession.” Id. at 457. And this case is not a
close call, because the circumstantial evidence that Griffin actually possessed the pistol is
extensive: Hood testified that Griffin fired a gun at her car, then pointed the gun again when she
continued to back away; a spent .25-caliber shell casing was found just feet from the car; the
spent .25-caliber casing came from the same manufacturer as the ammunition in the .25-caliber
pistol found in the car; one round was missing from the .25-caliber pistol found in the car; and
police officers testified that the .25-caliber pistol was found immediately next to where Griffin
had leaned into the car.
Although Griffin accurately observes that there was no fingerprint, DNA, or gunshot-
residue evidence directly linking him to the pistol, such evidence is not necessary to support a
conviction. See Morrison, 594 F.3d at 545 (fingerprints not necessary to support conviction
under § 922(g)(1)). Griffin’s reliance on United States v. Beverly, 750 F.2d 34 (6th Cir. 1984)
(per curiam), is misplaced. In Beverly, the defendant was found in another person’s kitchen
standing near a waste basket that had two handguns in it. Id. at 35. One of the handguns bore
the defendant’s fingerprint. Id. We held that evidence insufficient to support a finding of
constructive possession, reasoning that the fingerprint proved only that the defendant had once
touched the gun, not that he possessed it at the time of his arrest, and that the government had not
proven the defendant controlled the waste basket, the kitchen, or either of the guns. Id. at 37.
But Beverly is distinguishable. First, Beverly dealt only with constructive possession, id. at 35–
37; here, the evidence supports that Griffin actually possessed the handgun. Second, “[a]s an en
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banc court, we . . . distinguished Beverly as a proximity-only case without any evidence
‘connecting the gun to the defendant.’” United States v. Vichitvongsa, 819 F.3d 260, 276 (6th
Cir. 2016), cert. denied, (U.S. Oct. 3, 2016) (quoting United States v. Arnold, 486 F.3d 177, 184
(6th Cir. 2007) (en banc)) (brackets omitted). Beverly is inapposite when the government fills
the “‘evidentiary gap’ . . . connecting the gun to the defendant.” Id. (quoting Arnold, 486 F.3d at
184). The evidence needed to move from mere proximity to constructive possession “is
minimal.” Walker, 734 F.3d at 456. Here, that gap is filled by evidence that Griffin held and
fired a gun just minutes before police arrived, the handgun was found immediately next to where
Griffin had been standing, one round was missing from the weapon, and a .25-caliber shell
casing matching the ammunition in the weapon was found in the area where Hood testified
Griffin was standing when he fired into the hood of her car. That evidence is more than
sufficient to sustain Griffin’s conviction.
IV.
For these reasons, we AFFIRM.
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