Maria Zamarripa, as Temporary Guardian of the Estates of R. F. R. and R. J. R., Minors, and Olga Flores, as Temporary Administrator of the Estate of Yolanda Iris Flores v. Bay Area Health Care Group, Ltd. D/B/A Corpus Christi Medical Center, Hidalgo County EMS, and Hidalgo County Emergency Medical Service Foundation
NUMBER 13-15-00024-CV
COURT OF APPEALS
THIRTEENTH DISTRICT OF TEXAS
CORPUS CHRISTI - EDINBURG
MARIA ZAMARRIPA, AS TEMPORARY
GUARDIAN OF THE ESTATES OF R.F.R.
AND R.J.R., MINORS, AND OLGA FLORES,
AS TEMPORARY ADMINISTRATOR OF THE
ESTATE OF YOLAND IRIS FLORES, Appellants,
v.
BAY AREA HEALTH CARE GROUP, LTD
D/B/A CORPUS CHRISTI MEDICAL CENTER,
HIDALGO COUNTY EMS, AND HIDALGO
COUNTY EMERGENCY MEDICAL
SERVICE FOUNDATION, Appellees.
On appeal from the 445th District Court
of Cameron County, Texas.
MEMORANDUM OPINION
Before Justices Rodriguez, Benavides, and Perkes
Memorandum Opinion by Justice Perkes
Appellants Maria Zamarripa, as temporary guardian of the estates of R.F.R. and
R.J.R., minor children, and Olga Flores, as temporary administrator of the estate of
Yolanda Flores (collectively Zamarripa), appeal the trial court’s granting of motions to
dismiss their health care liability claim in favor of appellees Bay Area Health Care Group
d/b/a Corpus Christi Medical Center (CCMC), Hidalgo County EMS, and Hidalgo County
Emergency Medical Service Foundation (EMS). See TEX. CIV. PRAC. & REM. CODE ANN.
§ 74.351(b) (West, Westlaw through 2015 R.S.). By three issues, Zamarripa argues:
(1) the trial court erred by granting EMS more relief than requested; (2) the expert reports
constitute a “good faith effort” as to EMS; and (3) the expert reports constitute a “good
faith effort” as to CCMC. We affirm.
I. BACKGROUND
When she was approximately thirty-two weeks pregnant, Yolanda Flores arrived
by ambulance at Valley Regional Medical Center in Brownsville. That day, she was
assessed and treated at Valley Regional by Dr. Patrick Ellis, M.D. and Dr. Whitney
Gonsoulin, M.D. Due to pregnancy complications, Hidalgo County EMS transported
Flores from Valley Regional to Bay Area Hospital in Corpus Christi by ground ambulance
later in the day. Due to a traffic jam, EMS was delayed in arriving at Bay Area Hospital
and Flores suffered a placental abruption in route. She arrived at Bay Area Hospital
bleeding. She underwent a cesarean section and hysterectomy but was pronounced
dead at the hospital later that night.
2
Zamarripa filed suit against CCMC and EMS, along with numerous other
defendants, alleging CCMC’s and EMS’s negligence caused Flores’s death.1 In support
of the health care liability claims against CCMC, Zamarripa timely filed two expert
reports—the first authored by Frederick Harlass, M.D. and the second authored by Grace
Spears, R.N. Dr. Harlass practices maternal-fetal medicine while Spears is a pediatric
case manager for hematology and oncology. In support of the health care liability claim
against EMS, Zamarripa filed expert reports authored by Dr. Harlass and Jonathan
Tibaldo, R.N. Tibaldo is a licensed registered nurse who is certified in and practices
emergency medicine.
EMS filed objections to Dr. Harlass’s and Tibaldo’s expert reports. Specifically,
EMS alleged that Dr. Harlass’s report failed to establish that EMS caused Flores’s death.
EMS also challenged Tibaldo’s qualifications and claimed that his report failed to state
the standard of care. EMS filed no separate motion to dismiss, though in its objection to
the expert reports it concluded that Zamarripa filed “no reports” and asked the trial court
to dismiss her claims.
CCMC also filed objections to Dr. Harlass’s and Spears’s expert reports. CCMC
argued that Dr. Harlass’s report did not state the standard of care for CCMC or its
employees, failed to explain how CCMC breached the standard of care, failed to explain
how any breach in the standard of care caused Flores’s death, and misstated the medical
records and communications associated with the medical care Flores received. CCMC
1 Though not part of this appeal, the additional named defendants are Colombia Valley Health Care
System, L.P. d/b/a Valley Regional Medical Center, Dr. Ricardo Lemus, Dr. Patrick Ellis, and Dr. Whitney
Gonsoulin. The trial court severed these defendants from the present case.
3
further asserted that Dr. Harlass was unqualified to opine on CCMC’s standard of care or
the cause of Flores’s death. Similarly regarding Spears’s report, CCMC alleged that it
failed to identify the standard of care, imposed a duty on CCMC forbidden by Texas law,
failed to explain how CCMC breached the standard of care, based opinions on
speculation and conjecture, and misstated medical reports and medical care that Flores
received. It also claimed that Spears was unqualified to render opinions on the standard
of care. CCMC subsequently filed a motion to dismiss Zamarripa’s claim and asserted
that Dr. Harlass and Spears’s reports constituted “no report” as to CCMC.
The trial court granted the requested relief and dismissed Zamarripa’s case against
CCMC and EMS. This appeal ensued.
II. STANDARD OF REVIEW
We review a trial court’s ruling on a motion to dismiss for an abuse of discretion.
Jernigan v. Langley, 195 S.W.3d 91, 93 (Tex. 2006); Maris v. Hendricks, 262 S.W.3d 379,
383 (Tex. App.—Fort Worth 2008, pet. denied); Ctr. for Neurological Disorders, P.A. v.
George, 261 S.W.3d 285, 290–91 (Tex. App.—Fort Worth 2008, pet. denied). A trial
court abuses its discretion if the court acts without reference to any guiding rules or
principles, that is, if the act is arbitrary or unreasonable. Low v. Henry, 221 S.W.3d 609,
614 (Tex. 2007); Cire v. Cummings, 134 S.W.3d 835, 838–39 (Tex. 2004). An appellate
court cannot conclude that a trial court abused its discretion merely because the appellate
court would have ruled differently in the same circumstances. E.I. du Pont de Nemours
& Co. v. Robinson, 923 S.W.2d 549, 558 (Tex.1995); see also Low, 221 S.W.3d at 620.
III. APPLICABLE LAW
4
The purpose of the expert report requirement in a health care liability claim is to
inform the defendant of the specific conduct the plaintiff has called into question and to
provide a basis for the trial court to conclude that the claims have merit. Bowie Mem’l
Hosp. v. Wright, 79 S.W.3d 48, 52 (Tex. 2002) (citing Am. Transitional Care Ctrs. of Tex.,
Inc. v. Palacios, 46 S.W.3d 873, 879 (Tex. 2001)). An expert report “need not marshal
all the plaintiff’s proof.” Palacios, 46 S.W.3d at 878 (construing former article 4590i,
section 13.01, now section 74.351). Additionally, the information in the report “does not
have to meet the same requirements as the evidence offered in a summary-judgment
proceeding or at trial.” Id. at 879. However, if a report omits any of the statutory
elements, it cannot be a good-faith effort. Id. A report that merely states the expert’s
conclusions about the standard of care, breach, and causation is not sufficient. Id.
The expert’s report must provide a “fair summary” of the expert’s opinions
regarding the “applicable standards of care, the manner in which the care rendered by
the physician or health care provider failed to meet the standards, and the causal
relationship between that failure and the injury, harm, or damages claimed.” TEX. CIV.
PRAC. & REM. CODE ANN. § 74.351(r)(6). If the defendant files a motion challenging the
adequacy of the expert report, the court shall grant the motion “only if it appears to the
court, after a hearing, that the report does not represent an objective good faith effort to
comply with the definition of an expert report.” Id. § 74.351(l).
IV. EMS REQUESTED RELIEF
By her first issue, Zamarripa argues the trial court abused its discretion by granting
EMS more relief than it requested. Zamarripa claims that EMS never filed a separate
5
and specific “motion to dismiss.” She asserts that EMS’s objections to the expert reports
does not encompass a “motion to dismiss.”
The substance of a motion, rather than its title, determines its nature. State Bar
of Tex. v. Heard, 603 S.W.2d 829, 833 (Tex. 1980); Tex.-Ohio Gas, Inc. v. Mecom, 28
S.W.3d 129, 142 (Tex. App.—Texarkana 2000, no pet.). A motion’s substance is to be
determined from the body of the instrument and its prayer for relief. Tex.-Ohio Gas, Inc.,
28 S.W.3d at 142.
In the “introduction” section of its objections, EMS stated: “[a]lthough these
reports attempt to comply with Section 74.351 of the Texas Civil Practice and Remedies
Code, they fail to comply for the reasons set forth below and this case should be
dismissed.” The body of the motion described the various failures of the respective
expert reports. Next, under a section labeled “IV,” EMS asserted “[t]here are no reports
filed by [Zamarripa] and there [sic] claims should be dismissed.” While the motion’s
prayer asks the trial court to “sustain their objections,” it also asks for “such other and
further relief . . . .”
We conclude that the trial court could reasonably have construed EMS’s motion
objecting to Zamarripa’s expert reports as a motion to dismiss. Therefore, the trial court
did not abuse its discretion in granting EMS’s “motion to dismiss.” See id. Zamarripa’s
first issue is overruled.
V. EXPERT REPORTS AS TO EMS
By her second issue, Zamarripa argues the expert reports served on EMS comply
with the requirements of chapter 74. See TEX. CIV. PRAC. & REM. CODE ANN. § 74.351.
6
Zamarripa first addresses Tibaldo’s qualifications. In addressing the substance of the
reports, Zamarripa claims that Tibaldo’s report addressed the applicable standard of care
and how EMS breached the standard of care, whereas Dr. Harlass’s report discussed
causation.
We first address Dr. Harlass’s expert opinion regarding causation. Zamarripa
argues that Dr. Harlass’s report provided a “fair summary” of his opinions “regarding the
causal relationship between the failure of [EMS] to provide care in accord with the
pertinent standard of care.”
Relative to causation as applied to EMS, Dr. Harlass’s initial report stated:
The ground ambulance transfer (and the Hidalgo County EMS personnel’s
failure to divert) allowed her bleeding and abruption to continue to progress
to where she became non-responsive and had cardiac arrest. As a result
of the health care personnel’s breaches, Mrs. Flores he [sic] suffered
placental abruption, cardiac arrest, DIC, and death, and her fetus died.
Dr. Harlass’s supplemental report further stated:
. . . due to the breaches of care by EMS in doing the transfer of Mrs. Flores
on 5/15/12 via a ground ambulance for a cross-country transfer when she
was in preterm labor and she had a known placental accreta (that can
detach and begin to bleed profusely), Mrs. Flores was in a location
(ambulance on the highway) when and where timely emergent C-section
and hysterectomy surgery was not available when she began to bleed from
the abrupted placenta. Her bleeding caused her cardiovascular arrest due
to lack of oxygen carried to the heart for sufficient pumping. This collapse
led to her DIC and her death. Due to the BAH [CCMC] personnel’s
breaches of care in informing the EMS personnel not to divert when Mrs.
Flores was in an emergency situation (oxygen deprivation and bleeding)
and due to EMS’s breach of care in not diverting, her bleeding continued
unabated and she suffered cardiovascular arrest, DIC and death.
A causal relationship is established by proof that the negligent act or omission was
a substantial factor in bringing about the harm, and that, absent this act or omission, the
7
harm would not have occurred. Tenet Hosps. Ltd. v. Barajas, 451 S.W.3d 535, 547–48
(Tex. App.—El Paso 2014, no pet.). The expert report must explain the basis for the
causation opinions by linking the expert’s conclusions to the alleged breach. Barajas,
451 S.W.3d at 548; see Wright, 79 S.W.3d at 53. Causation cannot be inferred; it must
be clearly stated. Castillo v. August, 248 S.W.3d 874, 883 (Tex. App.—El Paso 2008,
no pet.). “[W]e are precluded from filling gaps in a report by drawing inferences or
guessing as to what the expert likely meant or intended.” Fulp v. Miller, 286 S.W.3d 501,
509 (Tex. App.—Corpus Christi, 2009, no pet.); see Austin Heart, P.A. v. Webb, 228
S.W.3d 276, 279 (Tex. App.—Austin 2007, no pet.). Moreover, “the only information
relevant to the inquiry is within the four corners of the document.” See Am. Transitional
Care Ctrs. of Tex., Inc. v. Palacios, 46 S.W.3d 873, 878 (Tex. 2001).
Dr. Harlass’s report does not explain how EMS’s failure to divert caused Flores’s
death. Dr. Harlass concludes that EMS’s failure to divert allowed Flores’s bleeding to
continue, but he fails to explain to where EMS should have diverted, whether other
facilities were even available or within a distance that would allow for timely intervention,
whether the facilities would have been able to provide the prescribed treatment, and
whether diverting would have probably saved Flores’s life. Thus, without the aid of
natural inferences “as to what the expert likely meant or intended,” Dr. Harlass fails to
explain how a diversion would have affected the ultimate outcome. See Fulp, 286
S.W.3d at 509.
We conclude that Dr. Harlass’s report contains analytical gaps that fail to connect
EMS’s failure to divert to having caused Flores’s death. See Wright, 79 S.W3d at 52;
8
see also Park Place Hosp. v. Estate of Milo, 909 S.W.2d 508, 510–11 (Tex. 1995)
(concluding the premature attempt to wean patient from respirator leading to patient's
death did not proximately cause death when the patient had “only a fifty percent or less
chance of survival”); Jones v. King, 255 S.W.3d 156, 160–61 (Tex. App.—San Antonio
2008, pet. denied) (concluding the report failed to meet the standards with regard to
causation where the report failed to link any delay in diagnosis to any additional pain or
suffering or exacerbation of the meningitis than would have occurred in the face of the
earlier diagnosis). We further conclude that Dr. Harlass report does not qualify as an
“expert report” under Texas law with respect to EMS because it fails to adequately explain
how EMS’s transportation delays were substantial factors in bringing about Flores’s
death. See TEX. CIV. PRAC. & REM. CODE ANN. § 74.351(r)(6). Given Zamarripa’s failure
to meet the statutory element of causation with respect to EMS, the trial court did not
abuse its discretion by granting EMS’s motion to dismiss. See Palacios, 46 S.W.3d at
878–79. Zamarripa’s second issue is overruled.
VI. EXPERT REPORT AS TO CCMC
By her third issue, Zamarripa argues the trial court erred by granting CCMC’s
motion to dismiss. She contends that Dr. Harlass’s report satisfied the requirements of
chapter 74 by sufficiently explaining the causal connection between CCMC’s alleged
breach of the standard of care and Flores’s death. See TEX. CIV. PRAC. & REM. CODE
ANN. § 74.351(r)(6). Specifically, Zamarripa contends that Dr. Harlass’s report
“established that CCMC’s breach[2] caused [Flores] to be stranded on a highway, in an
2 CCMC’s alleged breach was its failure to divert EMS to a closer medical facility rather than
allowing EMS to proceed to CCMC.
9
ambulance, without access to life-saving surgery, while bleeding to death and suffering
cardiac arrest.” We disagree.
Although Dr. Harlass need only offer a “fair summary” of statutory requirements,
his conclusions regarding CCMC’s alleged breach of the standard of care and Flores’s
death is insufficient. See Palacios, 46 S.W.3d at 879. Similar to the failures in providing
causation regarding EMS, Dr. Harlass fails to explain whether a closer facility existed,
whether the facility would have been able to administer the necessary treatment, and
whether Flores’s death would have probably been prevented had CCMC directed EMS
to divert to a closer facility. We are precluded from filling gaps in Dr. Harlass’s report by
drawing these inferences. See Fulp, 286 S.W.3d at 509.
By failing to adequately provide a “fair summary” of the causation of Flores’s death
regarding CCMC, Dr. Harlass’s report did not comply with the statutory requirements.
See TEX. CIV. PRAC. & REM. CODE ANN. § 74.351(r)(6); Palacios, 46 S.W.3d at 878–79.
Accordingly, the trial court did not abuse its discretion by granting CCMC’s motion to
dismiss. Zamarripa’s third issue is overruled.
VII. CONCLUSION
We affirm the trial court’s judgment.
GREGORY T. PERKES
Justice
Delivered and filed the
22nd day of November, 2016.
10