NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 16a0634n.06
No. 16-5776
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT FILED
Nov 30, 2016
SHON HOPPER, ) DEBORAH S. HUNT, Clerk
)
Plaintiff-Appellant, )
)
v. ) ON APPEAL FROM THE
) UNITED STATES DISTRICT
NEW BUFFALO CORPORATION, ) COURT FOR THE WESTERN
) DISTRICT OF KENTUCKY
Defendant-Appellee. )
)
)
Before: MOORE and CLAY, Circuit Judges; HOOD, District Judge.*
JOSEPH M. HOOD, Senior District Judge. In August 2011, Plaintiff-Appellant Shon
Hopper purchased a “lock-on” tree stand for hunting deer from a Rural King store in
Madisonville, Kentucky. At the same time, Hopper purchased a separate set of “ratchet tie down
straps” distributed to Rural King by Defendant-Appellee New Buffalo Corporation. Hopper
hung his new tree stand with the ratchet tie-down straps (rather than the straps included with the
tree stand), stepped onto the stand, and promptly fell approximately 21 feet to the ground “as
though in a dunking booth[,]” sustaining the alleged injuries he complains of in this case.
Hopper sued New Buffalo, alleging strict and negligent product liability, breach of
warranty and violation of the Kentucky Consumer Protection Act. He requested class
certification and sought injunctive relief. The parties filed cross motions for summary judgment,
and the district court granted summary judgment in favor of New Buffalo on all claims. Hopper
*
The Honorable Joseph M. Hood, United States District Judge for the Eastern District of Kentucky, sitting by
designation.
No. 16-5776, Hopper v. New Buffalo
appealed the grant of summary judgment on his product liability and breach of warranty claims.
For the reasons stated below, we AFFIRM.
I. FACTS
The facts of the accident giving rise to this lawsuit, as described briefly herein, are not in
dispute. Hopper set out with his cousin, Tommy Boyd, to hang a new tree stand next to a tree
stand he had previously hung (using the straps included with that tree stand when purchased)
approximately 21 feet above ground. R. 73-1 (Hopper Dep. at 33-35) (PageID# 706-8).
Although his new lock-on tree stand came with straps for hanging it, as well as numerous
warnings instructing the user to use all the included parts and not to replace any parts, Hopper
discarded the straps that came with the tree stand and used the ratchet tie-down straps to secure
the tree stand to the tree instead. R. 73-1 (Hopper Dep. at 58) (PageID# 731-32). The packaging
for the ratchet tie down straps stated “Use To Secure Equipment During Transport” and “750 lb
Capacity.” R. 72-3 (Pl.’s Mem. Sup. Mot. Sum. J., Ex. B) (PageID# 663). The packaging did
not list any other permissible uses or limitations of the straps. Hopper hung the new tree stand
while standing on the old one. When he stepped onto the new stand, it fell. R. 73-1 (Hopper
Dep. at 36) (PageID# 709). Upon inspection, Hopper discovered the “s” (or “figure 8”) shaped
hooks on the ratchet straps had straightened out, causing the fall. R. 73-1 (Hopper Dep. at 65)
(PageID# 738).
The ratchet straps are featured on New Buffalo’s website, branded as “Sportsman Series”
under the heading “Fishing, Hunting and Camping Supplies.” The straps appear in New
Buffalo’s catalog with the description:
Safely secure loads in the truck bed, on the trailer, or on the roof of
the SUV with the Sportsman Series Tie Down Kit. Keep a set in
the truck or the tool box for camping, hauling loads home from the
hardware store, or moving furniture.
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No. 16-5776, Hopper v. New Buffalo
R. 12-4 (First Am. Compl., Ex. 4, Product Catalog, pp. 28-32) (PageID# 129-32).
Nothing on the product packaging or product catalog insinuates the ratchet tie-down straps could
or should be used for any purpose other than tying down loads for transport.
II. STANDARD OF REVIEW
We review a grant of summary judgment de novo, applying the same test as used by the
district court. Baker Hughes Inc. v. S&S Chemical, LLC, 836 F.3d 554, 559 (6th Cir. 2016).
Pursuant to Federal Rule of Civil Procedure 56(a), summary judgment is appropriate if “the
movant shows that there is no genuine dispute as to any material fact and the movant is entitled
to judgment as a matter of law.” “In making this assessment, we view the record and all
inferences drawn from it in the light most favorable” to the nonmoving party. Belasco v.
Warrensville Heights City Sch. Dist., 634 F. App’x 507, 514 (6th Cir. 2015). “Summary
judgment is improper if the nonmoving party has produced evidence ‘such that a reasonable jury
could return a verdict’ in his favor. The ultimate inquiry is ‘whether the evidence presents a
sufficient disagreement to require submission to a jury or whether it is so one-sided that one
party must prevail as a matter of law.’” Id. (quoting Anderson v. Liberty Lobby, Inc., 477 U.S.
242, 248 and 251–52 (1986)).
III. PRODUCTS LIABILITY CLAIMS
The Kentucky Product Liability Act, KY. REV. STAT. § 411.300 et seq., recognizes
products liability suits founded in strict liability, negligence, or breach of warranty. Morales v.
Am. Honda Motor Co., 71 F.3d 531, 537 (6th Cir. 1995). Hopper put forth a theory of defective
design and failure to warn, claiming strict liability and negligence on the part of New Buffalo.
To prevail under the KPLA on either strict liability or negligence, “[a] plaintiff in Kentucky can
bring a defective design claim under either a theory of negligence or strict liability. The
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No. 16-5776, Hopper v. New Buffalo
foundation of both theories is that the product is ‘unreasonably dangerous.’” Ostendorf v. Clark
Equip. Co., 122 S.W.3d 530, 535 (Ky. 2003). “[U]nder either theory [negligence or strict
liability], it is the legal duty of a manufacturer to use reasonable care to protect against
foreseeable dangers.” Id. We agree with the district court that Hopper did not present any
evidence that would create a genuine issue of material fact regarding whether his use of ratchet
tie-down straps as deer stand straps was a foreseeable danger against which New Buffalo had a
legal duty to protect.
Hopper spends a significant portion of his brief arguing that the ratchet straps were
unreasonably dangerous due to their defective design because they failed during his expert’s
testing at a weight of 157 pounds, which is well below the 750 pounds advertised on the
package. Whether the ratchet straps could actually withstand the advertised weight is inapposite
to the question at issue in this case, because regardless of whether the ratchet could hold
750 pounds when used as a tie down, the package makes no promise of any weight the tie-down
straps could hold when being misused to suspend a deer stand against a tree. “Under either
theory of negligence or strict liability, a manufacturer must exercise reasonable care in order to
design a product which is reasonably safe at the time of sale for its intended and forseeably [sic]
probable uses.” Jordan v. Massey-Ferguson, Inc., 100 F.3d 956 (6th Cir. 1996). As discussed
below, using a ratchet strap intended to tie down items to a vehicle to instead hang a tree stand
21 feet in the air is not a foreseeably probable use or misuse; thus, Plaintiff cannot present any
evidence that the design was defective for the Plaintiff’s misuse.
Hopper argues the issue of foreseeable misuse is a jury question, relying heavily on Noel
v. S.S. Kresge Co., 669 F.2d 1150, 1156 (6th Cir. 1982), in which this Court stated, in part, “the
issue of misuse presents a question of fact for the jury[,]” affirming the district court’s denial of a
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No. 16-5776, Hopper v. New Buffalo
motion for directed verdict. This quote, however, refers to the particular facts at issue in Noel
and does not state a broad rule of law. In Noel, the plaintiff was injured using pliers to stretch a
brake spring while repairing a vehicle. This Court noted that “[t]he evidence did not establish
that using pliers, without any warning of limited use, for the purpose of gripping and pulling
wire, was misuse as a matter of law.” Id. As this Court made clear in Noel, where material facts
regarding foreseeable misuse are present, it is appropriate to submit the case to the jury;
however, no such material facts existed with respect to the foreseeability of Hopper’s misuse of
the ratchet tie-down straps. “A manufacturer or seller may not determine the ‘intended use’ of a
product and then escape liability for injury resulting from a different use even though the product
is defective and the use by the consumer is foreseeable.” Id. (emphasis added). While using
pliers with one hand to grip and stretch a spring is potentially foreseeable, and presents a
question of facts for the jury, using ratchet tie-down straps as a replacement for the included deer
tree stand straps to secure a stand 21 feet in air is an unforeseeable misuse as a matter of law.
Hopper has not presented any evidence to the contrary.
Hopper maintains that because there have been a handful of lawsuits in the past – not
involving New Buffalo – in various jurisdictions across the country regarding ratchet straps and
deer stands, that Hopper’s misuse was foreseeable. He did not, however, make this argument to
the district court (other than citing Bradley v. Ameristep, Inc., 800 F.3d 205, 207 (6th Cir.
2015)); furthermore, the seven cases Hopper cited are unconvincing here and do not stand for the
proposition for which Hopper cited them.1 These seven cases, in which only a few of the
1
See Bradley v. Ameristep, Inc., 800 F.3d 205, 207 (6th Cir. 2015) (Plaintiff purchased
“replacement treestand ratchet straps” not tie-down ratchet straps.); Bryant v. BGHA, Inc.,
9 F.Supp.3d 1374, 1381 (M.D. Ga. 2014) (Plaintiff sued tree stand manufacturer; the stand was
packaged “with certain straps . . . including two stabilizer straps and two ratchet straps.” Plaintiff
did not use separate tie-down ratchet straps.); Arant v. Wal-Mart Stores, Inc., 628 F. App’x. 237
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No. 16-5776, Hopper v. New Buffalo
Plaintiffs used separately purchased tie-down ratchet straps (and none of them prevailed), do not
create a genuine issue of material fact as to the foreseeability of Hopper’s misuse of the ratchet
straps at issue here.
Hopper also maintains that because he, his cousin Tommy, and one Amazon reviewer
have used ratchet tie-down straps to secure lock-on tree stands, this misuse was foreseeable to
New Buffalo. As the district court correctly stated:
This is insufficient. A product designed to secure items in a truck
bed or in a trailer is a different product than one designed to secure
a platform to a tree over 20 feet in the air. These are wholly
different purposes.
R. 93. (Mem. Op., pp. 4) (PageID# 1531). Even viewing the facts in the light most
favorable to him, Hopper has not presented a genuine issue of material fact sufficient to survive
Defendant’s Motion for Summary Judgment based on the fact he, his cousin Tommy, and one
stranger on the Internet have similarly misused tie-down ratchet straps in the past.
Because we hold that there was no genuine issue of material fact on the issue of Hopper’s
misuse of the ratchet straps, and, thus, summary judgment was appropriate as a matter of law, we
(5th Cir. 2015) (affirming district court’s grant of summary judgment to Defendants based on
Plaintiff’s failure “to introduce any genuine issue of material fact that the straps were
unreasonably dangerous.” The Court did not specify whether these were tie-down ratchet straps
or tree stand straps.); Johnson v. Serv. Tool Co., LLC, 2015 U.S. Dist. LEXIS 160397, *19-20
(E.D. Mich. Nov. 30, 2015) (“Drawing all reasonable inferences in favor of Plaintiff, the
evidence fails to establish that the hunting community commonly uses [cargo tie-down] ratchet
straps to replace treestand support straps.”); Freeland v. Ameristep, Inc., 2014 U.S. Dist. LEXIS
57160 (E.D. Ok. 2014) (granting summary judgment in favor of Defendant on Plaintiff’s strict
liability, negligence, and failure to warn claims arising from ratchet strap failure; district court
did not specify whether the straps were tie-down or tree stand ratchet straps); Yoder v.
Sportsman’s guide, Inc., 2015 U.S. Dist. LEXIS 153094 (W.D. Pa. 2015) (granting summary
judgment in favor of Defendant where Plaintiff alleged tree stand was defective; tree stand was
sold with ratchet straps and other straps; Plaintiff did not allege ratchet strap failure caused
injuries.); Crowe v. Strong Built, Inc., 2012 U.S. Dist. LEXIS 121714 (S.D. Ill. 2012) (tree stand
fell when ratchet straps allegedly failed; district court did not reach the merits or address whether
the straps at issue were included with the tree stand or were separately purchased tie-down
ratchet straps).
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No. 16-5776, Hopper v. New Buffalo
need not address Hopper’s argument that any misuse on his part could have been remedied with
a comparative fault jury instruction.
IV. BREACH OF WARRANTY CLAIM
The district court did not reach the issue of whether a valid warranty existed in this case;
however, assuming, arguendo, that such a warranty did exist pursuant to KY. REV. STAT.
§ 355.2-313, the district court granted summary judgment in favor of New Buffalo on Hopper’s
breach of warranty claim because pursuant to Kentucky law, “the scope of a product warranty is
limited to the product’s intended use[.]” Overstreet v. Norden Labs, Inc., 669 F.2d 1286, 1290
(6th Cir. 1982) (construing Kentucky law). A promise that a ratchet strap can tie down
750 pounds “to secure equipment during transport” is not a promise that the strap can suspend
750 pounds from a tree. Hopper’s use of the tie-down ratchet straps as tree stand straps was
contrary to their intended use; accordingly, the district court’s grant of summary judgment on the
breach of warranty claim was appropriate pursuant to Kentucky law.
For the foregoing reasons, the judgment of the district court is AFFIRMED.
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