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Nebraska Supreme Court A dvance Sheets
295 Nebraska R eports
WINDHAM v. GRIFFIN
Cite as 295 Neb. 279
A nnie J. Windham, appellant, v. Lakisha Griffin
and Lemar M ictizic, also known as
Robert M. Tizic, also known as
Robert M. McTizic, appellees.
___ N.W.2d ___
Filed December 9, 2016. No. S-15-1194.
1. Child Custody: Appeal and Error. Child custody determinations are
matters initially entrusted to the discretion of the trial court, and
although reviewed de novo on the record, the trial court’s determination
will normally be affirmed absent an abuse of discretion.
2. Child Custody: Parental Rights. The parental preference doctrine pro-
vides that in the absence of a statutory provision otherwise, in a child
custody controversy between a biological or adoptive parent and one
who is neither a biological nor an adoptive parent of the child involved
in the controversy, a fit biological or adoptive parent has a superior right
to custody of the child.
3. ____: ____. The right of a parent to the custody of his or her minor
child is not lightly to be set aside in favor of more distant relatives or
unrelated parties, and the courts may not deprive a parent of such cus-
tody unless he or she is shown to be unfit or to have forfeited his or her
superior right to such custody.
4. Constitutional Law: Child Custody: Parental Rights. A biologi-
cal or adoptive parent’s superior right to custody of the parent’s child
is acknowledgment that parents and their children have a recognized
unique and legal interest in, and a constitutionally protected right to,
companionship and care as a consequence of the parent-child rela-
tionship, a relationship that, in the absence of parental unfitness or a
compelling state interest, is entitled to protection from intrusion into
that relationship.
5. Child Custody: Parental Rights. The parental superior right to child
custody protects not only the parent’s right to the companionship, care,
custody, and management of his or her child, but also protects the
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WINDHAM v. GRIFFIN
Cite as 295 Neb. 279
child’s reciprocal right to be raised and nurtured by a biological or adop-
tive parent.
6. Parental Rights. Parental rights may be forfeited by substantial, con-
tinuous, and repeated neglect of a child and a failure to discharge the
duties of parental care and protection.
7. Child Custody: Parental Rights. Allowing a third party to take cus-
tody, even for a significant period of time, is not the equivalent to for-
feiting parental preference.
Appeal from the District Court for Douglas County: Thomas
A. Otepka, Judge. Affirmed.
Mark F. Jacobs, of Anderson, Bressman & Hoffman, P.C.,
L.L.O., for appellant.
No appearance for appellees.
Heavican, C.J., Wright, Miller-Lerman, Cassel, Stacy,
K elch, and Funke, JJ.
Miller-Lerman, J.
NATURE OF CASE
After Miracle G. was born in September 2011 to Lakisha
Griffin, Annie J. Windham, the appellant, agreed to care
for Miracle until Griffin was able to care for her child.
Aided by law enforcement, Miracle was returned to Griffin in
January 2013, but was later temporarily placed with Windham.
Windham subsequently filed a complaint in which she alleged
that she stood in loco parentis to Miracle and sought custody
of the child. After trial, the district court awarded custody of
Miracle to Griffin and awarded considerable unsupervised visi-
tation to Windham. Windham appeals. We affirm.
STATEMENT OF FACTS
Miracle was born to Griffin in September 2011. The day
after her birth, Miracle went to live with Windham, who is
Griffin’s cousin, under the mutual agreement of Griffin and
Windham. Griffin and Windham both testified at trial that they
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WINDHAM v. GRIFFIN
Cite as 295 Neb. 279
understood that Windham would take care of Miracle until
Griffin was able to care for her.
At the time Miracle was born, Griffin had five other chil-
dren, and during the 4 years of this dispute, Griffin had
additional children. At the time Miracle was born, Windham
had one biological child and one child for whom she was the
guardian and who resided with her. While this matter was
pending before the trial court, Windham had one more child,
and the child for whom she was a guardian was no longer liv-
ing with her.
From September 2011 until January 8, 2013, Miracle lived
with Windham. In January 2013, Griffin, accompanied by
police, recovered the child. On January 18, Windham filed a
complaint against Griffin and Miracle’s father in which she
alleged that she stood in loco parentis to Miracle and sought
custody of the child. She also alleged that the parental rights of
Griffin and Miracle’s father should be terminated. On January
22, Windham filed a motion for temporary custody. A hearing
was held on the motion, and Griffin did not appear at the hear-
ing. On March 15, the district court filed a temporary order
in which it granted temporary custody to Windham, subject to
Griffin’s supervised visitation.
On March 19, 2013, Griffin filed an answer in which she
stated that it would be in Miracle’s best interests for Griffin to
have custody of her child. That same day, Griffin also filed a
motion for a hearing to regain custody of Miracle.
On April 5, 2013, the district court filed an order in which
it appointed a guardian ad litem for Miracle. On May 13,
Windham filed an amended complaint in which she properly
named Miracle’s father.
On August 21, 2013, the district court filed an order in
which it granted Griffin’s motion to transfer the case to juve-
nile court. On November 26, the juvenile court filed an order
in which it stated that the termination of parental rights was no
longer an issue in the case and that therefore, the case should
be transferred back to district court.
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WINDHAM v. GRIFFIN
Cite as 295 Neb. 279
On November 14, 2013, Griffin filed a motion to modify
the temporary order that had granted temporary custody to
Windham and requested that custody of Miracle be placed
with Griffin. After a hearing, the district court on December 9
denied Griffin’s motion.
On April 9, 2014, the district court filed an order in which it
modified its order appointing a guardian ad litem for the child
and stated that “such appointment shall be as an attorney for
the minor child.”
On July 15, 2014, the district court filed a stipulated order
which stated that Griffin and Windham were in the process of
attempting to mediate the issues currently before the court.
The court ordered that so long as the parties remained in
mediation and they were each compliant with the terms and
conditions of mediation, supervision of Griffin’s parenting
time would not be required. After nearly 11⁄2 years, mediation
was not successful.
The custody trial was held on October 21, 2015. Windham
was represented by counsel, and Griffin appeared pro se.
Miracle’s father did not appear.
At trial, Griffin testified that at the time of trial, her chil-
dren ranged in age from 2 weeks old to 10 years old and
were living with her. Griffin testified that she worked at a
daycare and that her non-school-aged children went to the
same daycare at which she worked. Griffin acknowledged
that she did not send money to Windham for Miracle. Griffin
testified that after Miracle was born in September 2011,
Griffin saw Miracle once a week or once every 2 weeks dur-
ing 2011. In 2012, Griffin saw Miracle on average once a
month. In January 2013, with the assistance of the police,
Griffin retrieved Miracle, and Miracle lived with Griffin until
Windham was awarded temporary custody. Griffin thereafter
exercised supervised visits with Miracle. Griffin testified that
once supervised visitation ended, Windham would not allow
Griffin to see Miracle for unsupervised visits. At trial, Griffin
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stated that because of Windham’s interference, she had not
seen Miracle in more than a year.
Windham generally testified that she lived with her boy-
friend and her two children, ages 14 and 1. She stated that she
worked as a busdriver. Windham testified that when Miracle
was born, Griffin and Windham agreed that Windham would
take care of Miracle until Griffin was “on her feet” and that
then Windham was expected to return Miracle to Griffin. In
contrast to Griffin’s testimony, Windham stated that Griffin
visited Miracle twice in 2011 and about four times in 2012.
Windham testified that starting in 2013, Griffin exercised all
her supervised parenting time, but that she missed “a couple
of visits” in June. Windham stated that in the winter of 2013,
Griffin’s parenting time was not consistent. In contrast to
Griffin’s testimony, Windham testified that Griffin had not
requested parenting time and that as a result, Griffin had not
exercised parenting time in 2015.
After trial, the district court filed its order on November 19,
2015. The district court determined that Windham stood in loco
parentis to Miracle and that therefore, Windham had standing
to seek custody and visitation. This finding is not challenged
on appeal.
In making the custody determination, the district court
applied the parental preference doctrine. The court found that
both Griffin and Windham were fit to perform the duties of a
parent, and it found that Griffin had not forfeited her parental
rights. The court then concluded that “awarding legal and
physical custody of Miracle to Griffin is in the best inter-
ests of the child and consistent with parental preference.”
The court further determined that “it would be in Miracle’s
best interests for Windham to have unsupervised visitation
rights to Miracle every other weekend, with two overnights,
taking place from Friday evening until Sunday evening.”
Windham appeals.
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WINDHAM v. GRIFFIN
Cite as 295 Neb. 279
ASSIGNMENT OF ERROR
Windham claims, restated and summarized, that the district
court erred when it granted custody of Miracle to Griffin.
STANDARD OF REVIEW
[1] Child custody determinations are matters initially
entrusted to the discretion of the trial court, and although
reviewed de novo on the record, the trial court’s determination
will normally be affirmed absent an abuse of discretion. State
on behalf of Jakai C. v. Tiffany M., 292 Neb. 68, 871 N.W.2d
230 (2015).
ANALYSIS
For a variety of reasons, Windham claims that the district
court erred when it granted custody of Miracle to Griffin. We
reject Windham’s arguments and affirm the order of the dis-
trict court.
It is undisputed that Windham is neither the biological nor
adoptive parent of Miracle and that Griffin is the biological
mother of Miracle. As an initial matter, we note that the dis-
trict court determined that Windham stood in loco parentis to
Miracle and we accept this finding of the district court.
Windham acknowledges that Nebraska has adopted the
parental preference doctrine in custody cases, but she nev-
ertheless contends that because the district court found that
she stood in loco parentis to Miracle, the court erred when it
applied the parental preference doctrine to determine custody.
Windham asserts that by virtue of her in loco parentis status,
she and Griffin were “standing on equal ground” with respect
to the custody dispute. Brief for appellant at 15. Windham fur-
ther contends that the district court “should have simply under-
gone a best interests analysis” and that under such analysis,
the court should have determined that it was in Miracle’s best
interests to award custody to Windham. Id. at 13.
Windham’s argument that she is on equal footing with
Griffin is derived in part from this court’s explanation of the
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doctrine of in loco parentis. We have explained the doctrine of
in loco parentis wherein we have stated that
“a person standing in loco parentis to a child is one who
has put himself or herself in the situation of a lawful
parent by assuming the obligations incident to the paren-
tal relationship, without going through the formalities
necessary to a legal adoption, and the rights, duties, and
liabilities of such person are the same as those of the law-
ful parent.”
Latham v. Schwerdtfeger, 282 Neb. 121, 128, 802 N.W.2d 66,
72 (2011), quoting Weinand v. Weinand, 260 Neb. 146, 616
N.W.2d 1 (2000). Referring to this explanation, Windham
claims that with respect to Miracle, she has the “same rights”
as Griffin. Brief for appellant at 15. We do not agree.
Our reference to “same rights” goes back at least to
Hickenbottom v. Hickenbottom, 239 Neb. 579, 477 N.W.2d 8
(1991), which relied in part on Gribble v. Gribble, 583 P.2d 64
(Utah 1978). In Gribble, the Supreme Court of Utah based a
stepparent’s standing to seek visitation upon an interpretation
of a Utah divorce statute, then codified as Utah Code Ann.
§ 30-3-5 (1953). Using the in loco parentis doctrine as an inter-
pretive tool, the court in Gribble determined that a “stepparent”
serving as in loco parentis was included as a “parent” under
the divorce statute and that the stepparent had standing. The
ultimate source of standing was the statute, not the common-
law doctrine of in loco parentis. The stepparent’s rights under
the statute in Gribble were the “same” as those of a “parent”
under the statute.
In Hickenbottom, we recognized that the stepparent in
Gribble was functionally a parent within the terms of the
Utah statute and had “the same rights” thereunder. To the
extent we have suggested in cases such as Hickenbottom v.
Hickenbottom, supra; Weinand v. Weinand, supra; and Latham
v. Schwerdtfeger, supra, that application of the common-law
doctrine of in loco parentis confers the same rights as those
of a lawful parent for all purposes, they are disapproved. For
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completeness, we note that this limitation of “same rights” as
used in Gribble is consistent with the reading of this aspect of
Gribble by the Supreme Court of Utah in the subsequent case
of Jones v. Barlow, 154 P.3d 808 (Utah 2007).
The foregoing limitation on in loco parentis status is con
sistent with our explanation that, unlike biological and adop-
tive parenthood, the status of in loco parentis is temporary,
flexible, and capable of being both suspended and reinstated.
See, Hamilton v. Foster, 260 Neb. 887, 620 N.W.2d 103
(2000); Weinand v. Weinand, supra.
With respect to rights, in Latham v. Schwerdtfeger, supra, we
determined that a nonbiological, nonadoptive individual who
had in loco parentis status had the right to seek custody and
visitation. But an individual standing in loco parentis, which is
temporary in nature, is not the functional equivalent of a lawful
parent for all purposes or in all contexts. This type of custody
dispute is one such context. This is because the parental prefer-
ence doctrine still applies to this type of custody determination
and must be considered in such a dispute. Compare Yopp v.
Batt, 237 Neb. 779, 467 N.W.2d 868 (1991) (stating in case
where no party claimed in loco parentis status that biological
mother who had validly relinquished her rights forfeited paren-
tal preference and stood on equal ground with prospective
adoptive parents).
Contrary to Windham’s suggestion that parental preference
should be ignored due to her in loco parentis status, the
Nebraska appellate courts have applied the parental prefer-
ence doctrine in custody cases where one party is the bio-
logical or adoptive parent and another party has been found
to have had in loco parentis status. See, e.g., State on behalf
of Combs v. O’Neal, 11 Neb. App. 890, 662 N.W.2d 231
(2003) (determining that parental preference doctrine applied
but that under facts of case, biological father had forfeited
his superior parental rights and maternal grandmother who
stood in loco parentis was awarded custody); Cavanaugh
v. deBaudiniere, 1 Neb. App. 204, 493 N.W.2d 197 (1992)
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(awarding custody to biological mother under parental prefer-
ence doctrine, even though ex-stepfather stood in loco parentis
and both parties were fit and proper persons to have custody).
We conclude that in loco parentis status alone does not eclipse
the superior nature of the parental preference doctrine in
custody disputes.
[2,3] The parental preference doctrine provides that in the
absence of a statutory provision otherwise, in a child custody
controversy between a biological or adoptive parent and one
who is neither a biological nor an adoptive parent of the child
involved in the controversy, a fit biological or adoptive par-
ent has a superior right to custody of the child. See Stuhr
v. Stuhr, 240 Neb. 239, 481 N.W.2d 212 (1992). See, also,
Nielsen v. Nielsen, 207 Neb. 141, 296 N.W.2d 483 (1980). We
have stated that the right of a parent to the custody of his or
her minor child is not lightly to be set aside in favor of more
distant relatives or unrelated parties, and the courts may not
deprive a parent of such custody unless he or she is shown to
be unfit or to have forfeited his or her superior right to such
custody. Id. We have acknowledged the importance of the best
interests of the child in resolving a child custody dispute, but
“a parent’s superior right to custody must be given its due
regard, and absent its negation, a parent retains the right to
custody over his or her child.” In re Guardianship of D.J.,
268 Neb. 239, 248, 682 N.W.2d 238, 245 (2004). We have
referred to parental preference as “a presumption in favor
of parental custody.” Id. at 247, 682 N.W.2d at 245. See,
also, In re Interest of Sloane O., 291 Neb. 892, 870 N.W.2d
110 (2015).
[4,5] We have recognized that the parental preference doc-
trine is grounded in the lawful parent’s constitutional rights.
See id. In In re Guardianship of D.J., we stated:
“A biological or adoptive parent’s superior right to
custody of the parent’s child is acknowledgment that
parents and their children have a recognized unique and
legal interest in, and a constitutionally protected right to,
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companionship and care as a consequence of the parent-
child relationship, a relationship that, in the absence of
parental unfitness or a compelling state interest, is entitled
to protection from intrusion into that relationship. Hence,
the parental superior right to child custody protects not
only the parent’s right to the companionship, care, cus-
tody, and management of his or her child, but also pro-
tects the child’s reciprocal right to be raised and nurtured
by a biological or adoptive parent. . . .”
268 Neb. at 246, 682 N.W.2d at 244. We continue to adhere to
the view that the parental preference doctrine, by definition, is
a preference, and it will be applied to a child custody determi-
nation unless it is shown that the lawful parent is unfit or has
forfeited his or her superior right or the preference is negated
by a demonstration that the best interests of the child lie else-
where. See id.
In this custody case, the district court correctly determined
that the parental preference doctrine applied. Because the
parental preference doctrine applies, preference will be given
to Griffin’s superior right to custody unless she is shown to
be unfit or to have forfeited her superior right to custody.
After examining the evidence, the district court did not find
Griffin to be unfit and it found that she had not forfeited her
parental rights. On appeal, Windham does not challenge the
district court’s finding that Griffin is not unfit. However, on
appeal, Windham claims that the district court erred when it
determined that Griffin had not forfeited her parental rights.
Applying the law to the facts of this case, we do not believe
that the district court erred.
[6,7] This court has established that parental rights may
be forfeited by substantial, continuous, and repeated neglect
of a child and a failure to discharge the duties of parental
care and protection. In re Guardianship of D.J., supra. See,
also, Farnsworth v. Farnsworth, 276 Neb. 653, 756 N.W.2d
522 (2008). We have also stated that allowing a third party
to take custody, even for a significant period of time, is not
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the equivalent to forfeiting parental preference. Farnsworth v.
Farnsworth, supra.
The case of State on behalf of Combs v. O’Neal, 11 Neb.
App. 890, 662 N.W.2d 231 (2003), is an example of a situation
where the courts found that the biological father had forfeited
his parental rights. In State on behalf of Combs, the child was
born in 1988, and the Nebraska Court of Appeals noted that
the father did not seek custody of the child until a paternity
action was initiated and he was ordered to pay child support in
1999. The child’s mother died when the child was 19 months
old and the Court of Appeals stated that the child’s maternal
grandmother stood in loco parentis to the child, having raised
the child for the 13 years since the child’s birth, 111⁄2 years of
which were after the death of the biological mother. Based on
this evidence, the Court of Appeals affirmed the trial court’s
finding that the father had forfeited his parental rights.
Unlike State on behalf of Combs, in this case, Griffin has
appeared in Miracle’s life since she was born. Griffin and
Windham both testified that at the hospital after Miracle was
born, they reached an understanding that Windham would
temporarily care for Miracle until Griffin was able to care for
her. Griffin testified that she suffered postpartum depression,
but that from a few days after Miracle’s birth, her long-term
goal was to have custody of Miracle. The record shows that
Griffin visited Miracle during Miracle’s first year of life. In
January 2013, when Miracle was approximately 15 months
old, Griffin sought reunification and, with the assistance
of law enforcement, brought Miracle to her home. Miracle
lived with Griffin until Windham got a temporary order from
the district court granting temporary custody of Miracle to
Windham. Since at least January 2013, Griffin testified she
consistently sought and requested custody of Miracle. Griffin
encouraged her other children to develop relationships with
Miracle, and she exercised her visitation with Miracle until
she was unable to find a relative to supervise visitation in late
2014 or early 2015.
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Although Griffin initially placed Miracle in Windham’s care
after the child’s birth, entrusting another to raise a child does
not generally rise to the forfeiture of parental rights. We have
stated that allowing a third party to take custody, even for a
significant period of time, is not the equivalent to forfeiting
parental preference. See Farnsworth v. Farnsworth, supra.
We have noted that a parent’s decision to place a child in
“the capable and loving hands” of a relative when the parent
is unable to care for the child can be evidence of the parent’s
ability to adequately provide for the child’s care. See In re
Guardianship of D.J., 268 Neb. 239, 251, 682 N.W.2d 238,
247 (2004).
Based on this and other evidence, the district court found
that Griffin had not forfeited her parental rights. Upon our de
novo review of the record, we find no error with the district
court’s determination that Griffin did not forfeit her parental
rights and that, as such, she retained her superior right to cus-
tody of Miracle.
The district court stated in its order that awarding custody
to Griffin was consistent with the parental preference doctrine
and that it was in Miracle’s best interests. We find no error in
the district court’s approach. While preference must be given
to a biological or adoptive parent’s superior right to custody
where the parent is not unfit and has not forfeited his or her
parental rights, a court also considers the child’s best interests
in making its custody determination. See In re Guardianship
of D.J., supra.
As noted above, Windham suggests that we revise our legal
framework. She urges us to examine the merits as though the
parties were standing on equal footing and the outcome would
be determined only by reference to best interests. Although we
are aware of instances where courts have determined that the
best interests of the child defeated the lawful parent’s prefer-
ence, we view these cases as exceptional. For example, in
Gorman v. Gorman, 400 So. 2d 75 (Fla. App. 1981), the trial
court found both the biological father and the ex-stepmother
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to be fit and proper parents, but awarded custody of the child
to the ex-stepmother. On appeal, the biological father argued
that because he was the child’s natural father and he had
been found to be a fit and proper parent, he should have been
awarded custody of the child. The appellate court rejected the
father’s claim, noting that the child had a strong bond with
his ex-stepmother and that the child “felt like he never had
a father because his father was often away from home, was
frequently intoxicated, and physically abused and blamed this
child for the death of his natural mother [during childbirth].”
Gorman v. Gorman, 400 So. 2d at 78. The appellate court
noted that “[i]n finding the father a fit and proper parent the
trial judge was charitable.” Id. The appellate court affirmed
the trial court’s determination that it was in the child’s best
interests for the ex-stepmother to have custody rather than the
lawful parent. The facts present in Gorman are not present in
this case, and the district court ably considered best interests
and stated in its order that it was in Miracle’s best interests for
Griffin to have custody.
To the extent that Windham argues that it is in Miracle’s
bests interests for Windham to be awarded custody because she
is able to provide more amenities and a better life for Miracle,
this is not an appropriate focus for the custody determination in
this case. In In re Guardianship of D.J., 268 Neb. at 247, 682
N.W.2d at 245, we stated that “in custody disputes between a
parent and nonparent, courts turn to the parental preference
principle because the best interests standard, taken to its logi-
cal conclusion, would place the minor children of all but the
‘worthiest’ members of society in jeopardy of a custody chal-
lenge.” See, also, Watkins v. Nelson, 163 N.J. 235, 748 A.2d
558 (2000); Worden v. Worden, 434 N.W.2d 341, 342 (N.D.
1989) (stating that “[a]bsent exceptional circumstances the
natural parent is entitled to custody of the child even though
the third party may be able to offer more amenities”). We have
observed that the existence of a “‘better’” alternative home
cannot overcome the constitutionally required presumption that
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reuniting the child with the parent is best. See In re Interest
of Xavier H., 274 Neb. 331, 350, 740 N.W.2d 13, 26 (2007).
We have stated: “‘“The court has never deprived a parent of
the custody of a child merely because on financial or other
grounds a stranger might better provide.”’” See id. at 350-51,
740 N.W.2d at 26, quoting In re Guardianship of D.J., 268
Neb. 239, 682 N.W.2d 238 (2004).
We additionally note that although the district court found
it was in Miracle’s best interests for Griffin to have custody of
her child, the court recognized, as do we, the significant bond
established between Windham and Miracle and Windham’s
demonstrated care of Miracle. Because of this bond, the district
court awarded Windham considerable unsupervised visitation
and found that this visitation was in Miracle’s best interests.
We agree that the award of such visitation is appropriate.
CONCLUSION
For the reasons set forth above, we affirm the district court’s
order granting custody of Miracle to Griffin.
A ffirmed.