William Bivens v. State of Indiana (mem. dec.)

Court: Indiana Court of Appeals
Date filed: 2017-02-09
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MEMORANDUM DECISION
Pursuant to Ind. Appellate Rule 65(D), this                             FILED
Memorandum Decision shall not be                                    Feb 09 2017, 8:22 am

regarded as precedent or cited before any                               CLERK
                                                                    Indiana Supreme Court
court except for the purpose of establishing                           Court of Appeals
                                                                         and Tax Court
the defense of res judicata, collateral
estoppel, or the law of the case.


ATTORNEY FOR APPELLANT                                    ATTORNEYS FOR APPELLEE
Susan D. Rayl                                             Curtis T. Hill, Jr.
Smith Rayl Law Office, LLC                                Attorney General of Indiana
Indianapolis, Indiana                                     Ian McLean
                                                          Deputy Attorney General
                                                          Indianapolis, Indiana



                                           IN THE
    COURT OF APPEALS OF INDIANA

William Bivens,                                          February 9, 2017
Appellant-Defendant,                                     Court of Appeals Case No.
                                                         49A02-1606-CR-1388
        v.                                               Appeal from the Marion Superior
                                                         Court
State of Indiana,
                                                         The Honorable Amy Barbar,
Appellee-Plaintiff.                                      Judge

                                                         Trial Court Cause No.
                                                         49G02-1507-F5-24765



Brown, Judge.




Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017     Page 1 of 14
[1]   Williams Bivens appeals his convictions for resisting law enforcement as a level

      6 felony and public intoxication as a class B misdemeanor. Bivens raises two

      issues which we consolidate and restate as whether the evidence is sufficient to

      sustain his convictions. We affirm.


                                      Facts and Procedural History

[2]   At approximately 2:30 or 3:00 a.m. on July 11, 2015, Officers Elizabeth Wilson

      and Tim Elliott of the Indianapolis Metropolitan Police Department and a third

      police officer, Officer Disney, were speaking with the occupants of a vehicle

      they had stopped in front of a gas station in Indianapolis. Traffic was entering

      and exiting the station’s parking lot, and Officer Wilson was standing on a

      sidewalk along 16th Street. Officer Elliott observed Bivens pedaling towards

      the officers while yelling and screaming at them. Officer Wilson noticed Bivens

      approach the officers on a bicycle on the sidewalk and that “[h]e was kind of

      more like a pedal fall to one side, stop; pedal, fall to one side, stop,” and “was

      using his legs as a kickstand to push back.” Transcript at 9. Officers Wilson

      and Elliott thought Bivens was under the influence of either a narcotic or

      alcohol. Bivens was unable to ride the bicycle correctly, could not make a full

      rotation on the pedals, and had to fall to one side to catch himself. The officers

      asked Bivens his name and where he was going, and he was unable to answer

      and could not verbalize anything. Officer Elliott observed that Bivens had “a

      very heavy tongue,” slurred speech, bloodshot and glassy eyes, and a swaying

      and unsteady balance. Id. at 29. When the officers asked for his birthday,

      Bivens gave them “a set of numbers that wasn’t a birthday.” Id. at 30. The

      Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017   Page 2 of 14
      officers observed that Bivens exhibited the signs of an individual on marijuana,

      PCP, or “wet.” 1 Id. at 24, 31. Bivens became very aggressive, argumentative,

      angry, and belligerent toward the officers. He got off of the bicycle, kept

      “balling his hands up into a fist at his side; kept trying to put his hands in his

      pockets, reach in his waist band,” “kept trying to puff his chest out,” and

      “would . . . look all of [the] officers up and down.” Id. at 12.


[3]   Bivens stepped back, Officer Wilson placed her hand on his back and said “step

      up, you’re gonna walk into the street,” and he “didn’t really understand” and

      “stepped back up.” Id. at 13. A second time, Bivens “stepped back a little bit . .

      . more aggressively,” Officer Wilson placed two hands on his back and “said

      hey, I said you’re gonna go into the street. I don’t want you to get hit by a car.

      You need to . . . stay on the sidewalk,” and Bivens “[d]idn’t really understand

      again what [she] was saying, but he stepped back up.” Id. At some point,

      Officer Elliott told Bivens that he was going to be placed under arrest and to

      place his hands behind his back. Officer Wilson observed Bivens’s left foot

      “drop back behind him,” that he “was still on his right foot,” and that “he was

      about to pivot on that foot to take off . . . and he did.” Id. Officer Wilson




      1
        Officer Elliott testified that “[a] wet’s embalming fluid, PCP” and “[t]hey normally dip their cigarettes and
      or marijuana in it, or they’ll lace their cigarettes of marijuana with the stuff.” Transcript at 31. Officer
      Wilson indicated she believed that Bivens, based on his actions and manners, was on “PCP or wet,” that
      “with the encounters that [she] had in the past, . . . the subjects . . . can’t verbalize anything,” “they’re
      sweating profusely,” “[t]hey get aggressive and then they kind of calm down, and then they get aggressive
      and once the level of aggression hits a certain peak, it stays that way, and that’s when you get the resister,”
      “that’s when . . . they go into a manic state,” and that she observed all these signs with Bivens. Id. at 24.

      Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017             Page 3 of 14
      grabbed Bivens’s shirt, and the two of them “ended up going into 16th Street.”

      Id.


[4]   When Officer Wilson grabbed Bivens’s shirt and was pulled into 16th Street

      with him, he turned with a closed fist and punched her in the nose, causing her

      pain, a bloody nose, difficulty breathing through her nose, and her glasses to be

      thrown off of her face. Officer Wilson attempted to move Bivens out of the

      street, she was behind him pushing him, the two other officers were trying to

      pull him, and “in that everyone kind of got . . . intertangled.” Id. at 14. Bivens

      was ignoring all verbal commands to stop resisting. Officer Wilson performed a

      “leg sweep on [Bivens] from behind to which all of [the] officers fell to the

      ground.” Id. Bivens placed his hands underneath his chest and refused to give

      the officers his wrists, Officer Wilson and Officer Elliott threw knee strikes in an

      attempt to subdue him, Officer Elliott attempted to tase him, and Officer Elliott

      ultimately used a baton to pry his arm out from under him so that he could be

      cuffed. Other officers arrived at the scene and helped subdue Bivens, with one

      officer taking one leg, another taking the other leg, another holding his arm,

      and another holding his head. After Bivens was cuffed, the police noticed he

      was sweating and had a white residue around his lips, and they called for

      emergency medical personnel.




      Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017   Page 4 of 14
[5]   On July 14, 2015, the State charged Bivens with Count I, battery against a

      public safety official as a level 5 felony 2; Count II, resisting law enforcement as

      a level 6 felony 3; and Count III, public intoxication as a class B misdemeanor. 4

      On April 27, 2016, the court held a bench trial at which the court heard the

      testimony of Officer Wilson, Officer Elliott, and Bivens.


[6]   With respect to the struggle between Bivens and the police, Officer Wilson

      testified that, after she was punched and pulled into the street, she attempted to

      move Bivens out of the street and “get behind him and push him,” that “the

      two other officers were trying to pull him,” and: “in that everyone kind of got

      inter – intertangled. Arms were flying, fists were flying. We were trying to put

      his arms to his side. [H]e was ignoring all verbal commands of quit resisting;

      stop resisting; just stop; just stop.” Id. at 14. She testified: “The only way that

      we could get him to the ground safely was I was able to do a leg sweep on him

      from behind to which all of us officers fell to the ground, . . . and . . . Bivens

      then put all he – put both of his hands underneath his chest refusing to give us

      any of his . . . wrists so we could cuff him.” Id. She further testified that she

      “was throwing knee strikes to his thigh to try to and get him to release,” that




      2
        Under Count I, the charging information alleged that Bivens did knowingly touch Officer Wilson in a rude,
      insolent, or angry manner by punching or striking her in the face while she was engaged in the execution of
      her official duties, resulting in bodily injury.
      3
       Under Count II, the information alleged that Bivens did knowingly resist, obstruct or interfere with Officer
      Elliott and in doing so inflicted bodily injury on or otherwise caused bodily injury to Officer Elliott.
      4
        Under Count III, the information alleged that Bivens was found in a public place or a place of public resort
      in a state of intoxication and either breached the peace or was in imminent danger of breaching the peace.

      Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017           Page 5 of 14
      Officer Elliott had tried to tase him, and that the officers “had to use the . . .

      baton to try to get his arm pried out.” Id. at 15. She also stated: “[W]hen we

      were able to all fall to the ground and the fight was on to try and get his hands

      out from - again he was reaching towards his waistband when we first

      encountered him so we didn’t know if in his waistband he had anything. So in

      trying to get his hands out from underneath of him, . . . the fight was on.” Id.


[7]   Officer Elliott testified that, “[a]s the officers grabbed . . . Bivens’s arms, he

      began to violently kick, twist, pull, . . . dropping his center of gravity, lowering

      his head in attempt to kind of break free or get away from officers.” Id. at 32.

      He testified that, “[a]s we got back towards the grassy area of the sidewalk,

      Officer Disney did what we call a straight arm bar to lock the joint all the way

      out, apply pressure and . . . use forward momentum force for a hip toss while

      Officer Wilson grabbed the back of his head, pushed down to redirect his center

      of gravity further to help assist,” Bivens “was still violently pulling around . . .

      pulling back and kicking,” and “[w]hen he was doing that, his actions along

      with the other two officers[’] actions caused all of us to fall, and we fell and

      landed in the grass way sidewalk.” Id. at 33. When asked if he knew which

      side of his body he landed on, Officer Elliott indicated his left side. He testified

      Bivens was still not compliant, placed his hands underneath his body and

      specifically towards his waistline, and was still kicking and swaying from side

      to side in a violent manner. He stated he deployed knee strikes to the shoulder

      and deployed his taser but it was not effective, that he was able to wedge part of

      his arm between Bivens’s ribs and arm, asked for another officer’s baton and


      Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017   Page 6 of 14
      used it as a pry tool mechanism between his ribs and arm, and was able to

      straighten his arm out with the assistance of the baton and bring it back and cuff

      him.


[8]   When asked if he noticed any pain or injuries after he placed Bivens in

      handcuffs, Officer Elliott responded affirmatively and testified “[s]pecifically,

      my left side, my shoulder, elbow, forearm, bicep, my hand,” and when asked

      when he noticed the pain, he said “I noticed my shoulder whenever we were in

      the midst of fighting on the ground. I noticed my hand, bicep, forearm after the

      fight.” Id. at 36. When asked if he could be more specific about his left arm,

      Officer Elliott testified “I couldn’t raise my arm. I couldn’t bend my bicep, and

      I couldn’t hold on to objects and I couldn’t grip anything.” Id. When asked

      “[d]id it cause pain,” he answered “[y]es sir, it did.” Id. at 36-37. When asked

      “[d]o you know the exact moment when you suffered that injury,” Officer

      Elliott testified “I know it was during the whole struggle with . . . Bivens.” Id.

      at 37.


[9]   The court found Bivens guilty on all three counts and sentenced him to 1,095

      days with 1,005 days suspended for his conviction under Count I, 365 days all

      suspended for his conviction under Count II, and thirty days all suspended for

      his conviction under Count III, to be served concurrently. It ordered that

      Bivens serve his ninety-day sentence on home detention through community

      corrections.




      Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017   Page 7 of 14
                                                        Discussion

[10]   The issue is whether the evidence is sufficient to sustain Bivens’s convictions for

       resisting law enforcement and public intoxication. 5 When reviewing the

       sufficiency of the evidence to support a conviction, we must consider only the

       probative evidence and reasonable inferences supporting the verdict. Drane v.

       State, 867 N.E.2d 144, 146 (Ind. 2007). We do not assess witness credibility or

       reweigh the evidence. Id. We consider conflicting evidence most favorably to

       the trial court’s ruling. Id. We affirm the conviction unless “no reasonable fact-

       finder could find the elements of the crime proven beyond a reasonable doubt.”

       Id. (quoting Jenkins v. State, 726 N.E.2d 268, 270 (Ind. 2000)). It is not

       necessary that the evidence overcome every reasonable hypothesis of

       innocence. Id. at 147. The evidence is sufficient if an inference may reasonably

       be drawn from it to support the verdict. Id.


       A. Resisting Law Enforcement


[11]   Ind. Code § 35-44.1-3-1(a) provides in part that “[a] person who knowingly or

       intentionally . . . forcibly resists, obstructs, or interferes with a law enforcement

       officer or a person assisting the officer while the officer is lawfully engaged in

       the execution of the officer’s duties . . . commits resisting law enforcement, a

       Class A misdemeanor, except as provided in subsection (b).” Ind. Code § 35-




       5
        Bivens does not challenge his conviction for battery against a public safety official as a level 5 felony under
       Count I.

       Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017              Page 8 of 14
       44.1-3-1(b) provides that the offense is a level 6 felony if, “while committing

       any offense described in subsection (a), the person . . . inflicts bodily injury on

       or otherwise causes bodily injury to another person . . . .” The State alleged

       that Bivens “did knowingly forcibly resist, obstruct or interfere with Officer T.

       Elliott, a law enforcement officer, while said officer was lawfully engaged in his

       duties as a law enforcement officer and in committing said act the defendant

       inflicted bodily injury on or otherwise caused bodily injury to Officer T. Elliott,

       to-wit: physical pain.” Appellant’s Appendix at 24. “A person engages in

       conduct ‘knowingly’ if, when he engages in the conduct, he is aware of a high

       probability that he is doing so.” Ind. Code § 35-41-2-2(b).


[12]   Bivens does not argue that he did not forcibly resist Officer Elliott or that

       Officer Elliott did not suffer bodily injury. Rather, he argues the State failed to

       prove that his resistance caused Officer Elliott’s injury and that his conviction

       for resisting law enforcement must be reduced to a misdemeanor. He argues

       that Officer Wilson applied a leg sweep to him which caused him to collapse

       along with the other officers and that, “[a]lthough [his] actions may have

       played a contributing role in the sense that he . . . refused to be handcuffed,

       Officer Wilson ultimately made the decision to deploy a leg sweep in order to

       knock him to the ground” and that “she made this decision despite the fact that

       the other officers were attempting an alternative method.” Appellant’s Brief at

       16. The State maintains that Bivens began the violence by punching Officer

       Wilson and that the officers’ attempt to subdue him was a foreseeable result of




       Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017   Page 9 of 14
       his decision to attack and keep struggling with them, and that Bivens was not

       passive. 6


[13]   The evidence most favorable to Bivens’s conviction demonstrates that Officer

       Elliott’s injury was directly related to and caused by Bivens’s resisting arrest.

       Although Officer Wilson testified that she performed a leg sweep and all of the

       officers fell to the ground and Officer Elliott testified he fell on his left side,

       Officer Elliott testified that Officer Disney performed “a straight arm bar to lock

       the joint all the way out, apply pressure and . . . use forward momentum force

       for a hip toss while Officer Wilson grabbed the back of his head, pushed down

       to redirect his center of gravity further to help assist,” Bivens “was still violently

       pulling around” and “pulling back and kicking,” and “[w]hen he was doing

       that, his actions along with the other two officers[’] actions caused all of us to

       fall, and we fell and landed in the grass way sidewalk.” Transcript at 33.

       Further, the testimony establishes that, after the fall, Bivens continued to fight

       with the officers and Officer Elliott continued to engage and struggle with him.




       6
         To the extent Bivens asserts the evidence was insufficient because his encounter with police constituted an
       unlawful investigatory stop, we note he does not point to the record to show, and our review does not reveal,
       that he objected to the admission of the testimony of the officers at trial on that basis, and thus Bivens has
       waived this argument. See Lewis v. State, 755 N.E.2d 1116, 1122 (Ind. Ct. App. 2001) (noting the trial court
       admitted evidence at trial without objection or over an objection made upon grounds other than search and
       seizure and that the defendant made no challenge to the constitutionality of the searches based on the Fourth
       Amendment until after the evidence had been admitted and he had completed his initial cross-examination of
       a State trooper, resulting in waiver of appellate review); Coates v. State, 650 N.E.2d 58, 60 (Ind. Ct. App.
       1995) (holding that the defendant waived his argument that the trial court erred in admitting evidence
       obtained after an investigatory stop because he did not object to the admission of the evidence on that basis at
       trial), trans. denied.

       Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017           Page 10 of 14
[14]   Based upon our review of the testimony most favorable to the conviction, we

       conclude that a reasonable trier of fact could have found that Bivens inflicted or

       otherwise caused the bodily injury sustained by Officer Elliott and that

       sufficient evidence exists from which the trier of fact could find Bivens guilty

       beyond a reasonable doubt of resisting law enforcement as a level 6 felony. See

       Whaley v. State, 843 N.E.2d 1, 10-11 (Ind. Ct. App. 2006) (holding that the

       evidence was sufficient to sustain the defendant’s convictions of resisting law

       enforcement as class D felonies where the defendant argued that the officers

       inflicted the injuries upon themselves in attempting to handcuff him and noting

       that the officers’ injuries were directly related to and caused by the defendant’s

       resisting arrest and that the defendant’s actions were included within the

       definition of inflict in the statute), trans. denied. 7




       7
         In support of his argument, Bivens cites Smith v. State, 21 N.E.3d 121 (Ind. Ct. App. 2014), in which a
       police officer pulled the defendant’s arm and took her to the ground, and as a result the officer suffered some
       scrapes from being on the pavement. 21 N.E.3d at 123. This court held that the defendant did not inflict an
       injury on the officer or cause the officer’s injury, and we noted that we “agree[d] with Smith that she was ‘a
       passive part of the encounter’ and ‘took no actions toward’ him.” Id. at 125. We further stated that, “[a]s we
       do not believe a person who is thrown to the ground necessarily ‘inflicts’ or ‘causes’ an injury suffered by the
       person who throws her to the ground, we decline to follow Whaley,” that the officer “chose to halt Smith’s
       resistance by throwing her to the ground, and the officer was injured in so doing,” and that, “[u]nlike Whaley,
       Smith did not create a scenario in which [the officer’s] only option in handcuffing her was to remove her
       hands from a location in which he could not reach.” Id. at 125-126. Bivens also cites Moore v. State, in which
       a police officer fell down while engaged in a foot pursuit and was injured. 49 N.E.3d 1095, 1099 (Ind. Ct.
       App. 2016), reh’g denied, trans. denied. The court noted that, in Whaley, the defendant was the direct cause of
       the officers’ injuries because he left the officers no other choice but to hit his arms and that “this meant that
       the officers’ injuries were a highly foreseeable result of Whaley’s actions” and that, “[i]n contrast, in Smith,
       the officer had other options, and his decision to take Smith ‘to the ground’ and injure himself was not as
       foreseeable.” Id. at 1108. The court held that the evidence was not sufficient to show the defendant caused
       the officer’s injuries under the statute and that he did not place the officer in a position where his only option
       was to suffer injury. Id. Here, we cannot conclude that Bivens was a passive participant or that Officer
       Elliott’s injury was not a highly foreseeable result of Bivens’s actions. Officer Wilson testified that “[t]he only
       way that we could get him to the ground safely was I was able to do a leg sweep on him . . . .” Transcript at
       14 (emphasis added). Bivens took numerous affirmative steps of struggling with all of the officers, including

       Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017              Page 11 of 14
       B. Public Intoxication


[15]   Ind. Code § 7.1-5-1-3 provides in part that it is a class B misdemeanor for a

       person to be in a public place or a place of public resort in a state of intoxication

       caused by the person’s use of alcohol or a controlled substance if the person

       breaches the peace or is in imminent danger of breaching the peace.


[16]   Bivens argues that he reacted to the actions of the police officers, that prior to

       the encounter he was quietly riding or attempting to ride a bike, and that any

       commotion by him was in response to his illegal detention by the police. The

       State argues that, “[b]efore the officers began to arrest Bivens, before Bivens

       punched Officer Wilson, Bivens jettisoned his bicycle and balled his hands into

       fists” and “attempted to reach into his pockets and put reach [sic] his waistband

       – actions which can threaten danger in the context of an interaction with

       police.” Appellee’s Brief at 18.


[17]   A breach of the peace includes all violations of public peace, order, or decorum.

       Lemon v. State, 868 N.E.2d 1190, 1194 (Ind. Ct. App. 2007). It is a violation or

       disturbance of the public tranquility or order and includes breaking or

       disturbing the public peace by any riotous, forceful, or unlawful proceedings.

       Id.




       Officer Elliott, reasonably necessitating the actions of the officers to subdue him. We find Smith and Moore
       distinguishable.

       Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017          Page 12 of 14
[18]   We note that Bivens does not argue that he was not in a public place and in a

       state of intoxication, and the State elicited testimony from Officers Wilson and

       Elliott that they believed Bivens was intoxicated with alcohol or a narcotic, he

       was struggling to ride the bicycle and was riding in a very unsafe manner, and

       he had slurred speech and bloodshot and glassy eyes, could not verbalize or

       articulate anything, and was swaying and unsteady. Rather, Bivens focuses on

       whether he breached the peace or was in imminent danger of doing so. When

       asked to describe what happened, Officer Elliott testified that Bivens was on his

       bicycle pedaling “towards the officers while yelling and screaming at [them].”

       Transcript at 28. He testified Bivens “was yelling at officers when [they] were

       trying to communicate with him.” Id. at 29. Officer Wilson testified that the

       officers started to question Bivens and he became very aggressive and

       argumentative, balled his hands into fists and tried to reach in his pocket or

       waistband, tried to puff his chest out, and looked the officers up and down. She

       testified that she had “seen it before,” “they kind of size you up . . . to see if

       they can take you,” “it was being done to all three” officers, and “[h]e would do

       it to Disney, do it to Elliott, and then he would turn around and do it to [her].”

       Id. at 12.


[19]   Based upon the testimony most favorable to the conviction, we conclude that

       the evidence supports a finding that Bivens disturbed the public tranquility, that

       a reasonable trier of fact could have found that Bivens breached the peace or

       was in imminent danger of breaching the peace, and that sufficient evidence

       exists from which it could find Bivens guilty beyond a reasonable doubt of


       Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017   Page 13 of 14
       public intoxication as a class B misdemeanor. See Williams v. State, 989 N.E.2d

       366, 370-371 (Ind. Ct. App. 2013) (observing that the defendant was extremely

       intoxicated and staggered from side to side, he refused to move off of the street

       and to the sidewalk although commanded by the police multiple times to do so,

       was belligerent with the officers which the officers believed was due to his

       intoxicated condition, did not move out of the street until the officers physically

       escorted him, and jerked away from officers, and holding the evidence was

       sufficient for the trial court to find him guilty of public intoxication as a class B

       misdemeanor); Naas v. State, 993 N.E.2d 1151, 1153 (Ind. Ct. App. 2013)

       (holding the evidence most favorable to the conviction was that the defendant

       was agitated, yelling, trying to continue the altercation, and walking in an

       aggressive manner, and affirming the defendant’s conviction for public

       intoxication as a class B misdemeanor).


                                                   Conclusion

[20]   For the foregoing reasons, we affirm Bivens’s convictions for resisting law

       enforcement as a level 6 felony and public intoxication as a class B

       misdemeanor.


[21]   Affirmed.


       Vaidik, C.J., and Bradford, J., concur.




       Court of Appeals of Indiana | Memorandum Decision 49A02-1606-CR-1388 | February 9, 2017   Page 14 of 14