J-S86010-16
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
RICHARD A. COOK :
:
Appellant : No. 5 WDA 2016
Appeal from the Judgment of Sentence November 3, 2015
In the Court of Common Pleas of Cambria County
Criminal Division at No(s): CP-11-CR-0002010-2014
BEFORE: GANTMAN, P.J., MOULTON, J., STEVENS*, P.J.E.
MEMORANDUM BY STEVENS, P.J.E.: FILED FEBRUARY 17, 2017
Appellant Richard A. Cook appeals the judgment of sentence entered
in the Court of Common Pleas of Cambria County on November 3, 2015,
following his guilty plea to one count each of criminal homicide, third-degree
murder, and Firearms not to be carried without a license.1 We affirm.
The trial court briefly set forth the facts of this case as follows:
The testimony at the preliminary hearing established that
at approximately 1:30 a.m. on July 13, 2014, [Tyrone] Williams
arrived at Building 28 at the Oakhurst Homes looking for a
female friend. He approached a group that included [Appellant]
[Fidel L.] Cosby and [Jaquan] Watson that was gathered outside
the building. Williams was informed by someone in the group
where to locate his friend and he left for that location. Williams
returned shortly thereafter and for reasons that are unclear had
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1
18 Pa.C.S.A. §§ 2501(a), 6106(a)(1), respectively.
*Former Justice specially assigned to the Superior Court.
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an altercation with one person in the group and was struck by
that person or someone else in the group. Williams then walked
away toward Grandinetti Avenue. While Williams was standing
near Grandinetti Avenue, [Appellant], Cosby, and Watson drew
handguns and began firing at him.
Williams fled toward Daniel Street while the three
continued firing. Williams’ body was eventually found a short
distance up a hill near Daniel Street. An autopsy revealed that
Williams was struck multiple times with rounds from different
caliber handguns with the fatal shot being a back to front
through and through that passed his heart and lung. This round
was never recovered. Eyewitnesses stated that Watson was
firing a semi-automatic handgun with silver on top, [Appellant]
was firing a revolver, and Cosby was firing a larger semi-
automatic handgun with a laser sight. Detectives from the
Johnstown Police Department (JPD) were eventually able to
locate and arrest all three suspects. During interviews
[Appellant] admitted to being present at the scene, to
possessing a .22 caliber revolver that night, to seeing Watson
pull a handgun, to seeing Watson firing at Williams, and to
drawing his own revolver. [Appellant] stated that he did not
recall firing his weapon that night.
Trial Court Opinion, filed 3/1/16, at 2-3.
On September 22, 2015, the day upon which jury selection was
scheduled to begin, Appellant and his codefendants entered guilty pleas and
agreed to waive their right to withdraw their pleas. N.T. Guilty Plea,
9/22/15, at 15. Sentencing was scheduled for November 3, 2015; however,
on November 2, 2015, Appellant filed a motion to withdraw his guilty plea
pursuant to Pa.R.Crim.P. 591 based upon his allegation that “he is innocent
and that he has a colorable demonstration of innocence under these
circumstances, since there is no ballistic evidence tying him to the homicide
and he did not give an inculpatory statement that he fired any shots on the
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night of the homicide.” See Motion to Withdraw Guilty Plea, filed 11/2/15,
at ¶ 6.
On November 3, 2015, the trial court denied Appellant’s motion and
sentenced him to a period of incarceration of one hundred ninety-two (192)
months to four hundred eighty (480) months in prison on the third-degree
murder conviction and to a consecutive term of twenty-four (24) months’ to
forty-eight (48) months’ incarceration on the firearms conviction. N.T.
Sentencing, 11/3/15, at 48-49. Appellant filed a post-sentence motion to
modify his sentence, and following a hearing, the trial court denied the same
on December 22, 2015.
On December 24, 2015, Appellant filed a timely notice of appeal. 2 On
December 28, 2015, the trial court ordered Appellant to file a concise
statement of matters complained of on appeal pursuant to Pa.R.A.P.
1925(b), and Appellant filed the same on January 8, 2016, wherein he raised
three claims. The trial court filed its opinion pursuant to Pa.R.A.P. 1925(a)
on March 1, 2016.
Appellant presents the following two issues for our review:
I. Should the trial court have found that there was a “fair and
just reason” for withdrawal of the guilty plea where there
was a plausible and colorable demonstration of innocence?
II. Did the trial court err in allowing the Commonwealth to
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2
Codefendant Jaquan Watson’s appeal from his judgment of sentence is
pending in this Court. See Commonwealth v. Watson, 9 WDA 2016.
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join the defendants for trial where it did not file its motion
until over a half-year after it was supposed to?
Brief for Appellant at 5.
Under Pa.R.Crim. 591, a trial court may, in its discretion, allow a
defendant to withdraw a guilty plea at any time before his sentence is
imposed. Pa.R.Crim.P. 591(A) (“At any time before the imposition of
sentence, the court may, in its discretion, permit, upon motion of the
defendant, or direct, sua sponte, the withdrawal of a plea of guilty or nolo
contendere and the substitution of a plea of not guilty.”). The standard of
review that we employ in challenges to a trial court's decision regarding a
pre-sentence motion to withdraw a guilty plea is well-settled:
A trial court's decision regarding whether to permit a guilty plea
to be withdrawn should not be upset absent an abuse of
discretion. An abuse of discretion exists when a defendant shows
any fair and just reasons for withdrawing his plea absent
substantial prejudice to the Commonwealth. In its discretion, a
trial court may grant a motion for the withdrawal of a guilty plea
at any time before the imposition of sentence. Although there is
no absolute right to withdraw a guilty plea, properly received by
the trial court, it is clear that a request made before sentencing
should be liberally allowed. The policy underlying this liberal
exercise of discretion is well-established: The trial courts in
exercising their discretion must recognize that before judgment,
the courts should show solicitude for a defendant who wishes to
undo a waiver of all constitutional rights that surround the right
to trial—perhaps the most devastating waiver possible under our
constitution. In [Commonwealth v.]Forbes, [299 A.2d 268
(Pa. 1973)] our Supreme Court instructed that, in determining
whether to grant a pre[-]sentence motion for withdrawal of a
guilty plea, the test to be applied by the trial courts is fairness
and justice.
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Commonwealth v. Elia, 83 A.3d 254, 261–262 (Pa.Super. 2013) (internal
quotations and citations omitted). In addition, our Supreme Court in
Commonwealth v. Carrasquillo, 631 Pa. 692, 115 A.3d 1284 (2015)
recently reaffirmed the Forbes ruling, stating:
there is no absolute right to withdraw a guilty plea; trial courts
have discretion in determining whether a withdrawal request will
be granted; such discretion is to be administered liberally in
favor of the accused; and any demonstration by a defendant of a
fair-and-just reason will suffice to support a grant, unless
withdrawal would work substantial prejudice to the
Commonwealth.
Carrasquillo, 631 Pa. at 704, 115 A.3d at 1291–1292 (footnote omitted).
In Carrasquillo the Supreme Court also declared “a defendant's
innocence claim must be at least plausible to demonstrate, in and of itself, a
fair and just reason for pre[-]sentence withdrawal of a plea.” Id. at 1292.3
The Court concluded that “a per se approach” to allowing pre-sentence
withdrawal of a guilty plea on a mere assertion of innocence “is
unsatisfactory.” Id. It further noted that in evaluating a pre-sentence
request to withdraw a guilty plea, courts could consider the timing of the
innocence claim. Id., citing Forbes, 299 A.2d at 272 (“Obviously, the
appellant, by his assertion of innocence—so early in the proceedings, i.e.,
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3
The Supreme Court arrived at the same conclusion in a companion case,
Commonwealth v. Hvizda, ___ Pa. ____, 116 A.3d 1103 (2015), decided
the same day.
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one month after the initial tender of a plea,—offered a ‘fair and just’ reason
for withdrawal of the plea.”) (brackets omitted).
With this legal standard in mind, we turn to Appellant’s first contention
that the trial court abused its discretion in denying his pre-sentence motion
to withdraw his guilty plea. Appellant divides his argument on this issue into
three sections. Appellant initially engages in a discussion of legal
pronouncements prior to Carrasquillo and Hvizda and then relates how he
should have been entitled to withdraw his plea thereunder. Appellant
concludes by urging this Court to remand this matter for a determination of
the second requirement for withdrawal of his plea, namely, a lack of
substantial prejudice to the Commonwealth. Essentially, Appellant avers
that his “plausible assertion of innocence” lay in the fact that the
Commonwealth’s case was “premised on eyewitness testimony,” he “did not
confess” and there was “no definitive ballistic evidence proving he shot and
killed Williams.” Brief for Appellant at 14. Appellant points out that he “did
not make any comments at the guilty plea that belied his assertion of
innocence.” Id. at 21. Interestingly, while Appellant affirmatively states the
voluntariness of his plea is not at issue, Brief for Appellant at 10, he later
maintains he entered “a last-second guilty plea under an extraordinarily
pressure-filled situation.” Id. at 15.
In considering this issue, the trial court stressed that Appellant had
indicated when entering his guilty plea he was aware jurors and all parties
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were ready for trial and understood he was, therefore, giving up his right to
withdraw his plea. The trial court explained it informed Appellant that it
would not grant such a motion were Appellant to file one “between now and
at the time of [his] sentencing.” Trial Court Opinion, filed 3/1/16, at 4 citing
N.T. Guilty Plea, 9/22/15, at 15. Accordingly, the trial court reasoned that
since Appellant had waived his right to withdraw his guilty plea, it did not err
in denying his subsequent motion. In the alternative, the trial court
asserted that even if Appellant had not waived his right to withdraw his plea,
he could not have been entitled to do so for his failure to present a plausible
claim or colorable demonstration of innocence as is required under
Carrasquillo and Hvizda. The trial court reasoned that:
[b]oth the evidence presented at the preliminary hearing and
[Appellant’s] own statements place him at the scene of the
murder with a weapon in his hand. Eyewitness testimony was
that [Appellant], along with Cosby and Watson were firing at
Williams as he fled. Viewing [Appellant’s] claim against the
totality of the evidence available reveals that his claim of
innocence is implausible under the factual circumstances of this
case.
Trial Court Opinion, filed 3/1/16, at 7.
Initially, we note that this Court has held a trial court abused its
discretion when it found a defendant waived his right to withdraw a guilty
plea prior to sentencing where the defendant had entered an open plea and
later asserted his innocence, and where there was no alleged prejudice to
the Commonwealth if the plea were to be withdrawn. Commonwealth v.
Pardo, 35 A.3d 1222, 1224 (Pa.Super. 2011). We further have held that in
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keeping with the dictates of Pa.R.Crim.P. 590 and 591 and our Supreme
Court's liberal standard of granting pre-sentence requests to withdraw guilty
pleas, a trial court may not “curtail a defendant's ability to withdraw his
guilty plea via a boilerplate statement of waiver in a written guilty plea
colloquy.” Id.
In light of the foregoing, we acknowledge the Commonwealth’s
position that the waiver in this case was not a boilerplate waiver but, rather,
was attendant to jury selection, Brief for Appellee at 12. However, relying
on the most recent pronouncements of our Supreme Court in Carrasquillo
and Hvizda, we find no abuse of discretion on the part of the trial court in
concluding in the alternative that Appellant failed to assert a plausible claim
of innocence, let alone proffer any fair and just reason for withdrawing his
guilty plea.4
Appellant entered his guilty plea on September 22, 2015, yet he did
not file his motion to withdraw his plea until 3:52 p.m. on November 2,
2015, the day before his scheduled sentencing and after a presentence
investigation report had been provided to the trial court. Prior thereto,
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4
“It is well-settled that an appellate court may affirm the decision of the
trial court if there is any basis on the record to support the trial court's
action. This is so even if we rely upon a different basis in our decision to
affirm.” Commonwealth v. Harper, 611 A.2d 1211, 1213 n. 1 (Pa.Super.
1992) (citations omitted).
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Appellant prepared a written colloquy and the trial court conducted an
extensive oral colloquy at which time Appellant admitted, inter alia, he had
caused the death of Tyrone Williams, was entering his plea voluntarily after
discussing all potential defenses with his counsel, and was aware that trial
would commence were he to choose to forego a guilty plea. N.T.
Sentencing, 9/22/15, at 15-20.
Appellant next maintains the trial court erred in granting the
Commonwealth’s motion to consolidate the trials of Appellant and his
codefendants. Appellant relies upon Pa.R.CrimP. 582(B)(2) to support his
claim that the Commonwealth’s failure to file a motion for consolidation as
part of an omnibus pretrial motion within thirty days of formal arraignment
makes it untimely and, therefore, the motion should have been denied on
that basis alone. Brief for Appellant at 25-27.
Initially, we note it is well-settled that the decision to join or sever
offenses for trial is within the trial court’s discretion and will not be reversed
on appeal absent a manifest abuse thereof or a showing of prejudice or clear
injustice to the defendant. Commonwealth v. Wholaver, 605 Pa. 325,
351, 989 A.2d 883, 898 (2010). Rule 582(B)(2) states that a motion to
consolidate “must ordinarily be included in the omnibus pretrial motion.”
Pa.R.Crim.P. 582(B)(2) (emphasis added). The use of the word “ordinarily”
plainly indicates that while motions to consolidate should normally be
included in an omnibus pretrial motion, the rule is not absolute, and there
are certain circumstances where a motion to consolidate will be considered
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outside of an omnibus motion. This Court will not make a rule absolute when
the plain language does not purport to do so; thus, under the facts
presented herein, where the Commonwealth filed its motion several weeks
before trial and each pretrial proceeding involved all three defendants, we
find the trial court did not err by considering the Commonwealth’s motion.
The timeliness of the Commonwealth’s motion aside, Appellant’s
challenge is moot as Appellant and his codefendants entered guilty pleas
prior to trial; thus, there was no joint trial at which Appellant may have been
prejudiced or subjected to a manifest injustice. Indeed, Appellant nowhere
alleges he was, in fact, prejudiced by the trial court’s decision to consolidate
the matters for trial. Appellant’s second claim, therefore, does not warrant
relief.
Judgment of sentence affirmed.
PJ Gantman and Judge Moulton concur in the result.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 2/17/2017
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