IN THE COURT OF APPEALS OF TENNESSEE
AT NASHVILLE
February 17, 2016 Session
JAMES J. BOGNER, II v. VANDERBILT UNIVERSITY
Appeal from the Circuit Court for Davidson County
No. 10C2109 Joseph P. Binkley, Jr., Judge
___________________________________
No. M2015-00669-COA-R3-CV – Filed February 23, 2017
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This is an appeal from a judgment entered on a jury verdict in favor of the defendant in a
health care liability action. The plaintiff filed suit against the defendant hospital for
medical malpractice, medical battery, and lack of informed consent. The trial court
granted a partial directed verdict in favor of the defendant after the plaintiff presented
evidence. At the close of all the proof, the trial court denied the plaintiff‟s motion for a
directed verdict on the remaining issues of medical battery and informed consent. On
appeal, the plaintiff claims that the trial court erred in denying the motion for a directed
verdict, in refusing to adopt the plaintiff‟s special jury instructions, and in using a
confusing special verdict form. Discerning no reversible error, we affirm the judgment of
the trial court.
Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Affirmed
W. NEAL MCBRAYER, J., delivered the opinion of the court, in which FRANK G.
CLEMENT, JR., P.J., M.S. and BRANDON O. GIBSON, J., joined.
Jon E. Jones and Patrick Shea Callahan, Cookeville, Tennessee, for the appellant, James
J. Bogner, II.
Thomas A. Wiseman, III, and Margaret Moore, Nashville, Tennessee, for the appellee,
Vanderbilt University.
OPINION
I. FACTUAL AND PROCEDURAL BACKGROUND
At age 75, Mrs. Barbara Bogner began experiencing chest pain, and her physician
referred her to a cardiologist for evaluation. The cardiologist performed a cardiac
catheterization, which showed blockages in three coronary arteries. The cardiologist then
referred her to Dr. James Greelish, a cardiothoracic surgeon at Vanderbilt University
Medical Center (“Vanderbilt”) for treatment.
Mrs. Bogner, accompanied by her husband and son, met with Dr. Greelish on
March 30, 2006. Dr. Greelish showed Mrs. Bogner the film of her cardiac
catheterization, explained the findings, and recommended cardiac artery bypass grafting.
He discussed the risks of the procedure, provided the family with written materials, and
answered all of their questions. At the end of the meeting, Mrs. Bogner reviewed and
signed two consent forms.
One consent form was entitled, “Consent to Operation, Treatment or Other
Procedure.” By signing this consent form, Mrs. Bogner authorized “coronary artery
bypass surgery to be performed by Dr. Greelish and staff.” This operative consent form
provided, in relevant part:
The nature, advisability, and purpose of the operation,
treatment, or other procedures have been explained to me,
together with the benefits hoped to result and the material
risks. Alternatives to the operation, treatment, or other
procedure, if any, and the risks of such alternatives have been
explained to me. I understand the explanations that have been
given to me, and I understand that no guarantee is offered as
to the results . . . .
....
I understand that during the course of the operation,
treatment, or other procedure, unforeseen conditions may be
found that make an extension of the original operation,
treatment, or other procedure advisable. I authorize and
consent to such extension or other operation, treatment, or
other procedure as it is advisable in the professional judgment
of my physician or physicians.
2
The second consent form gave Vanderbilt doctors permission to review
Mrs. Bogner‟s medical records as part of a research study. According to this form,
Vanderbilt was conducting a “retrospective review of cardiac surgery followed by
completion angiography and/or percutaneous coronary intervention[1] („The Hybrid
Approach‟).” The research study consent form provided, in part:
1. What is the purpose of this study?
You are being asked to take part in this research study
because you have had or will be having heart surgery. Your
heart surgery was or will be done in a room that both surgery
and heart catheterizations can be done during the same period
of time. We call this room the “hybrid” suite. We want to
collect data on how well this treatment works for heart
patients. We would like to enroll 200 patients into this study.
2. What will happen and how long will you be in the study?
We are asking for your permission to review your medical
records. We want to review the data of your surgery in the
hybrid suite. We would like to have access to these records
for this purpose for a period of 10 years.
....
4. Side effects and risks that you can expect if you take part
in this study:
The only risk for taking part in this study is that private health
information that will be collected could become known to
others. This information will be stored in a password
protected database that only the physician and the nurse have
access to.
Mrs. Bogner was admitted to Vanderbilt on April 18, 2006, for coronary artery
bypass grafting in Vanderbilt‟s hybrid suite. Upon admission, Mrs. Bogner signed a third
consent form, entitled “Consent for Routine Diagnostic Procedure and Medical
Treatment.”
1
Percutaneous coronary intervention involves the use of a balloon or a stent to remedy a blocked
coronary vessel.
3
Immediately after Dr. Greelish completed the bypass grafts, Dr. David Hanson, a
Vanderbilt cardiologist, performed a coronary angiogram2 that revealed a severe
restriction in one of the bypass grafts that was impeding the blood flow to the attached
coronary artery. Dr. Hanson, in conjunction with Dr. Greelish, determined that a balloon
angioplasty3 was medically necessary because Mrs. Bogner was at a high risk of suffering
additional heart damage due to insufficient blood flow to her heart. Dr. Mark Glazer, an
interventional cardiologist, performed the balloon angioplasty to open the bypass graft.
Mrs. Bogner did not recover from surgery as expected and remained hospitalized
at Vanderbilt until May 30, 2006, when she was transferred to a rehabilitation hospital.
Eventually, Mrs. Bogner was discharged and returned home. Thereafter, she experienced
a variety of medical conditions that required treatment, including dialysis.
Mrs. Bogner initially filed a healthcare liability action against Vanderbilt on April
17, 2007. After taking a voluntary nonsuit, she filed this action in the Circuit Court for
Davidson County, Tennessee, on June 8, 2010. While the case was pending, Mrs. Bogner
died of causes unrelated to the Vanderbilt surgery, and James Bogner, her son and the
administrator of her estate, was substituted as plaintiff.
This case was tried before a jury for seven days. At the end of Plaintiff‟s case in
chief, Vanderbilt moved for a directed verdict on all issues. The court granted the motion
on all issues except for informed consent and medical battery. After both sides
concluded their proof, Vanderbilt renewed its request for a directed verdict, which the
court denied. Plaintiff also moved for a directed verdict on the issues of informed
consent and medical battery. The court denied Plaintiff‟s motion as well and the case
proceeded to the jury.
A. PROOF AT THE TRIAL
1. Plaintiff‟s Proof
Mrs. Bogner testified in a deposition videotaped before her death that she only
consented to coronary artery bypass grafting, not to a completion angiogram4 or balloon
2
According to testimony, a coronary angiogram is a picture of the heart obtained through the use
of a radiographic dye or contrast solution that provides a “roadmap,” which identifies the location and
severity of any blockages.
3
According to the testimony, in a balloon angioplasty, a cardiologist inserts a balloon into a
restricted vessel and inflates it at the site of the obstruction thus dilating the vessel and pressing any
blockage against the vessel wall.
4
According to the testimony, a completion angiogram is the name for a coronary angiogram
performed immediately after coronary artery bypass grafting.
4
angioplasty. She only remembered discussing coronary artery bypass grafting with
Dr. Greelish and denied any knowledge of a research study, the hybrid suite, or an
experimental surgery.
Mr. Bogner also maintained that Dr. Greelish‟s discussion with his mother was
limited to the risks of coronary artery bypass grafting. According to Mr. Bogner, “we
thought she was having normal bypass surgery.” He conceded that his parents were
given the opportunity to ask questions and that Dr. Greelish answered all their questions
to their satisfaction. He also agreed that, at the meeting with Dr. Greelish, his mother
reviewed and signed consent forms for both the operation and the research study.
Plaintiff‟s expert witness, Dr. George Feldman, testified that undergoing coronary
artery bypass grafting in the hybrid suite increased Mrs. Bogner‟s risk of injury. In his
opinion, the standard of care required Dr. Greelish to disclose that Mrs. Bogner‟s surgery
was experimental and involved additional risks. He reviewed the consent forms that
Mrs. Bogner signed and opined that none of them met the standard of care for obtaining
informed consent. According to Dr. Feldman, the operative consent form was limited to
coronary artery bypass grafting and did not include the completion angiogram. In his
view, the research study consent form misled Mrs. Bogner about the risks involved in her
surgery. Finally, Dr. Feldman testified that the consent form for routine treatment that
Mrs. Bogner signed upon admission to the hospital did not cover experimental
procedures.
Dr. Hanson and Dr. Glazer agreed with Dr. Feldman that coronary artery bypass
grafting immediately followed by a completion angiogram was experimental in 2006 and
entailed additional risks that should have been disclosed to Mrs. Bogner. Two other
Vanderbilt physicians, while disputing whether the hybrid procedure was experimental,
conceded that the standard of care required that a physician inform Mrs. Bogner of the
additional risks associated with undergoing bypass surgery in the hybrid suite.
Dr. Glazer identified the research study consent form as the form authorizing the
performance of bypass grafting in the hybrid suite and agreed that the form
misrepresented the risks.
5
2. Vanderbilt‟s Proof5
a. Coronary Artery Bypass Grafting in The Hybrid Suite
Cardiac artery bypass grafting involves using portions of the patient‟s other blood
vessels to create detours around blockages in coronary arteries, thereby increasing blood
flow to the heart. According to the Vanderbilt witnesses, a known percentage of patients
who undergo bypass grafting that appeared successful at the time of the surgery will
subsequently exhibit symptoms of graft failure, a potentially fatal cardiac event. In those
patients who received a bypass graft formed from part of a leg vein,6 fifteen to thirty
percent will experience sluggish or no blood flow at the graft site by the end of the first
year after the surgery.
If a surgeon suspects possible graft failure, a coronary angiogram is necessary so
that the surgeon can visualize the blood flow inside the cardiac blood vessels and
determine the location and extent of the problem. Because coronary angiograms require
specialized equipment, these procedures are generally performed in a cardiac
catheterization laboratory.
In 2005, Vanderbilt constructed a hybrid procedural suite, combining the tools of a
cardiac catheterization laboratory and an operating room. The design of the hybrid suite
allowed Vanderbilt physicians to perform multiple cardiovascular procedures in one
location, thereby eliminating the additional risks of transporting patients from one
location to another.
When coronary artery bypass grafting was performed in Vanderbilt‟s hybrid suite,
a completion angiogram immediately followed the insertion of the bypass graft. The
angiogram enabled the surgeon to accurately determine whether the grafts were
successful. Proof at the trial established that cardiothoracic surgeons scheduled bypass
surgeries in the hybrid suite if they determined that their patient would benefit from the
opportunity to check the grafts before the patient left the operating room. These patients
were generally those with higher risk factors for graft failure. As Dr. David Zhao,
director of Vanderbilt‟s cardiac catheterization laboratory, explained: “So based on the
clinical needs, the patient‟s condition, they will make a call who goes to the hybrid and
who goes to the regular OR. So that‟s how it‟s being done.”
5
By the time of the trial, Dr. Greelish no longer lived or worked in Tennessee. He did not testify
in person. Instead, Plaintiff played Dr. Greelish‟s video-deposition for the jury. Dr. Greelish‟s deposition
testimony did not address the issues of informed consent or medical battery.
6
According to the testimony, the determination as to which blood vessels are used as bypass
grafts depends on the location of the blockage.
6
Dr. Rashid Ahmad, a cardiothoracic surgeon who performed cardiac artery bypass
grafting in Vanderbilt‟s hybrid suite, testified that in his medical opinion Mrs. Bogner
was the type of high risk patient that the hybrid suite was designed to benefit. Her pre-
operative cardiac catheterization had revealed multiple diffuse blockages requiring the
use of several blood vessels as grafts, including both leg veins.
b. The Vanderbilt Research Study
By 2006, Vanderbilt had received approval for a retrospective research study that
collected data from patients who had coronary artery bypass grafting followed by a
completion angiogram to determine whether these patients experienced a better outcome
than the historical studies. Because the study required Vanderbilt researchers to access
private medical information, the study had to be approved by Vanderbilt‟s Institutional
Review Board,7 and all participants were required to sign a consent form.
Dr. Todd Rice, a member of the Vanderbilt Institutional Review Board, testified
that the Vanderbilt study involved data collection, not treatment. After a physician
decided that coronary artery bypass grafting followed by a completion angiogram was
clinically indicated for a patient, that patient was eligible for participation in the research
study. By signing the research study consent form, Mrs. Bogner allowed Vanderbilt to
collect data from her medical records and include it in the research record for the study.
According to Dr. Rice, the consent form accurately disclosed the risks of participation in
a data collection study.
Dr. Zhao, the principal investigator of the study, agreed that the cardiothoracic
surgeon made the decision of whether a completion angiogram was necessary for a
particular patient. He reiterated that participation in the study had no effect on the
patient‟s clinical care. Dr. Ahmad, a co-investigator, testified that the purpose of the
study was to evaluate the efficacy of performing coronary artery bypass grafting in the
hybrid suite. He agreed that a patient was only asked to participate in the study after the
patient‟s clinical care had been decided.
c. The Consent Form
Dr. Zhao explained that the patient‟s consent for bypass grafting followed by a
completion angiogram was evidenced by the operative consent form. Although the form
did not specifically mention a completion angiogram, Dr. Zhao insisted that consent to
coronary artery bypass grafting included consent for a coronary angiogram.
7
Under federal law, medical research on humans must be supervised by an institutional review
board. See 42 U.S.C.A. § 289; see also 45 C.F.R. § 46.109, 46.102(f) (defining research on human
subjects to include research involving access to identifiable private information).
7
Dr. Ahmad agreed that he discussed the risks and benefits of the hybrid procedure
with his patients before they signed the operative consent form. According to
Dr. Ahmad, the words “completion angiogram” did not have to be added to the form
because the risks of that part of the bypass grafting procedure were covered in his
discussion with the patient.
Dr. Rice also testified that it was unnecessary to include the words “hybrid suite”
in the operative consent form. The additional risks of bypass grafting in the hybrid suite
were included in the discussion between the doctor and the patient. In his opinion,
consent was a “dynamic process,” and it was customary for physicians to provide
additional information to patients beyond what was written on the consent forms.
Dr. Hanson testified in a similar fashion. In his experience, a written consent form
for medical treatment did not generally incorporate everything discussed between the
physician and the patient before signing the document.
Vanderbilt‟s expert witness, Dr. John Bright Cage, testified that Mrs. Bogner‟s
consent was properly obtained for her procedure. According to Dr. Cage, the details of
the additional risks of undergoing the hybrid bypass procedure would have been part of
the discussion with the patient. He opined that a separate consent form for the
completion angiogram was unnecessary because the angiogram was simply one part of
the coronary artery bypass grafting procedure. He explained that although numerous
procedures take place during coronary artery bypass grafting, none of the included
procedures necessitated a separate consent form.
B. THE JURY VERDICT
At the conclusion of the proof, Plaintiff requested several special jury instructions,
which the court denied. Plaintiff also objected to the court‟s proposed jury verdict form
and submitted an alternative, which the court did not adopt.
The jury returned a verdict for Vanderbilt. The court polled the jury members, and
each juror affirmed that he or she agreed with the verdict. Accordingly, the court issued a
judgment in accordance with the jury‟s verdict. The court denied Plaintiff‟s subsequent
motion for a new trial.
II. ANALYSIS
Plaintiff raises three issues on appeal. First, Plaintiff contends the trial court erred
in denying her motion for a directed verdict on the issues of informed consent and
medical battery. Second, she challenges the trial court‟s refusal to include four special
jury instructions in the jury charge. Finally, Plaintiff argues that the special verdict form
was confusing and misled the jury.
8
A. DENIAL OF THE PLAINTIFF‟S MOTION FOR DIRECTED VERDICT
The appeal of a motion for a directed verdict requires this Court to answer one
question: whether the non-moving party presented enough material evidence to create an
issue of fact for a jury to resolve. Burton v. Warren Farmers Coop., 129 S.W.3d 513,
520 (Tenn. Ct. App. 2002). Materiality does not refer to the weight of the evidence but to
its “relationship between the proposition that the evidence is offered to prove and the
issues in the case.” Kelley v. Johns, 96 S.W.3d 189, 194 (Tenn. Ct. App. 2002). In
reviewing the trial court‟s decision, we
must take the strongest legitimate view of the evidence in
favor of the non-moving party, construing all evidence in that
party‟s favor and disregarding all countervailing evidence. A
motion for a directed verdict should not be granted unless
reasonable minds could reach only one conclusion from the
evidence. The standard of review applicable to a motion for a
directed verdict does not permit an appellate court to weigh
the evidence. Moreover, in reviewing the trial court‟s denial
of a motion for a directed verdict, an appellate court must not
evaluate the credibility of witnesses. Accordingly, if material
evidence is in dispute or doubt exists as to the conclusions to
be drawn from that evidence, the motion must be denied.
Johnson v. Tenn. Farmers Mut. Ins. Co., 205 S.W.3d 365, 370 (Tenn. 2006) (citations
omitted).
Plaintiff claims Vanderbilt is liable for Mrs. Bogner‟s injuries under two related
and yet distinct causes of action: medical battery and lack of informed consent. As our
Supreme Court has noted, “there is a distinction between: (1) cases in which a doctor
performs an unauthorized procedure; and (2) cases in which the procedure is authorized
but the patient claims that the doctor failed to inform the patient of any or all the risks
inherent in the procedure.” Blanchard v. Kellum, 975 S.W.2d 522, 524 (Tenn. 1998).
Medical battery cases involve consideration of two questions: (1) “was the patient
aware that the doctor was going to perform the procedure”; and, if so, (2) “did the patient
authorize performance of the procedure?” Id. The “answers to these questions focus on
the patient‟s knowledge and awareness.” Church v. Perales, 39 S.W.3d 149, 159 (Tenn.
Ct. App. 2000).
If, however, a patient alleges that “the doctor failed to inform [him or her] of any
or all risks or aspects associated with a procedure, the patient‟s cause of action rests on an
informed consent theory.” Blanchard, 975 S.W.2d at 524. In an informed consent case,
9
“the inquiry focuses on whether the doctor provided any or adequate information to
allow a patient to formulate an intelligent and informed decision when authorizing or
consenting to a procedure.” Id. (emphasis in original). A physician‟s misrepresentation
of a material fact will vitiate consent. Holt v. Alexander, No. W2003-02541-COA-R3-
CV, 2005 WL 94370, at *6 (Tenn. Ct. App. Jan. 13, 2005).
1. Medical Battery
The analysis under Plaintiff‟s medical battery theory is straightforward. We must
determine whether this record contains material evidence from which a jury could
conclude that Mrs. Bogner was aware her doctor was planning to perform her coronary
artery bypass surgery in the hybrid suite, which included a completion angiogram, and
that she authorized the procedure.8 Blanchard, 975 S.W.2d at 524.
Vanderbilt argued that Mrs. Bogner admitted in both her amended complaint in
her original action and in her re-filed complaint in 2010 that she knew she was scheduled
to have a completion angiogram. Admissions in pleadings may be used against a party as
substantive evidence at trial. See Pankow v. Mitchell, 737 S.W.2d 293, 296 (Tenn. Ct.
App. 1987). In the amended complaint, after describing the research study at Vanderbilt,
Mrs. Bogner alleged: “Vanderbilt asked Mrs. Bogner to participate in this study.
Participation meant that Mrs. Bogner would undergo an angiogram immediately after
[coronary artery bypass grafting].” Again, in her 2010 complaint, Mrs. Bogner described
the Vanderbilt research study and alleged:
Vanderbilt asked Mrs. Bogner to sign a consent form
evidencing her agreement to take part in the experimental
hybrid study. A copy of this signed form is attached as part
of this complaint. In reliance on the false information
supplied to her, Mrs. Bogner signed the consent form.
Mrs. Bogner‟s son testified that she discussed her bypass surgery with
Dr. Greelish, she had an opportunity to ask questions, and the doctor answered all of her
questions. Mrs. Bogner read and signed both the operative consent form and the research
study consent form during her March 30 meeting with Dr. Greelish. “[T]he law presumes
that persons who sign documents, having been given an opportunity to read them, are
bound by their signatures.” Church, 39 S.W.3d at 161.
The research study consent form indicated that Vanderbilt was studying “cardiac
surgery followed by completion angiography.” The form expressly provided that
8
Vanderbilt was not required to obtain Mrs. Bogner‟s consent for the balloon angioplasty
because the procedure was necessitated by a medical emergency while she was under sedation. Shadrick
v. Coker, 963 S.W.2d 726, 733 (Tenn. 1998).
10
Mrs. Bogner was being asked to participate in the study because she was having her
bypass surgery in the hybrid suite, which was equipped with the tools to perform a
cardiac catheterization. Mrs. Bogner acknowledged in the form that she had “read this
consent form and the research study ha[d] been explained to me verbally.” She also
acknowledged that “[a]ll my questions have been answered, and I freely and voluntarily
choose to take part in this study.” Regardless of whether the form misrepresented the
risks of surgery, the form provided sufficient evidence that Mrs. Bogner knew she was
having bypass surgery in the hybrid suite.
By signing the operative consent form, Mrs. Bogner authorized the performance of
“coronary artery bypass surgery to be performed by Dr. Greelish and staff.” While the
form did not explicitly state that the bypass surgery would occur in the hybrid suite and
involve a completion angiogram, three Vanderbilt doctors testified that those details
would have been included in Dr. Greelish‟s discussion of the surgery with Mrs. Bogner.
A written consent form does not preclude “the admission of parole evidence to show that
the patient verbally consented to procedures in addition to those specified in the consent
form.” Bates v. Metcalf, No. E2001-00358-COA-R3-CV, 2001 WL 1538535, at *6
(Tenn. Ct. App. Dec. 3, 2001) (emphasis in original). Vanderbilt was not required to
produce a written consent form with the words “completion angiogram” or “hybrid suite”
to create an issue of fact for the jury.
In our role as an appellate court, we are not to re-weigh the evidence. Based on
this record, we conclude that a jury could reasonably find that Mrs. Bogner was aware of
the hybrid nature of her bypass surgery and that she authorized the procedure.
Consequently, the trial court did not err in refusing to grant Plaintiff a directed verdict on
medical battery.
2. Informed Consent
In an informed consent case, the plaintiff must prove: “(1) what a reasonable
medical practitioner in the same or similar community would have disclosed to the
patient about the risk posed by the proposed procedure or treatment; and (2) that the
defendant departed from the norm.” Ashe v. Radiation Oncology Assocs., 9 S.W.3d 119,
121 (Tenn. 1999); see also Tenn. Code Ann. § 29-26-118 (2012). Here, Plaintiff
established through expert testimony that having a completion angiogram in the hybrid
suite immediately following the bypass surgery entailed additional risks and the standard
of care required that someone disclose and explain these risks to Mrs. Bogner before she
consented to the procedure.
To counter Plaintiff‟s claim that Vanderbilt misrepresented the risks associated
with the hybrid procedure in the research study consent form, Vanderbilt presented
testimony that the research study consent form was solely for data collection. According
to these witnesses, the consent form was not misleading and properly described the risks
11
of participation. Vanderbilt asserted that Mrs. Bogner consented to the performance of
the hybrid procedure in the operative consent form.
Dr. Cage explained that coronary artery bypass grafting is a procedure with
multiple component parts. Dr. Greelish would have discussed all parts of the procedure
with Mrs. Bogner. The standard of care did not require multiple consent forms or a
listing of each part of the procedure on the written consent form. In his expert opinion,
Mrs. Bogner consented to the procedure she received.
Dr. Hanson explained that a consent form for medical treatment represented the
culmination of extensive communication between the surgeon and the patient. Dr. Rice
agreed that the hybrid nature of Mrs. Bogner‟s surgery would have been part of the
discussion between Dr. Greelish and Mrs. Bogner. Dr. Zhao explained that part of
obtaining consent for the bypass surgery in the hybrid suite included a discussion of the
risks and benefits of a completion angiogram. Dr. Ahmad testified that the standard of
care did not require Dr. Greelish to specify on the consent form itself that he had
discussed the performance of a completion angiogram with Mrs. Bogner.
Mrs. Bogner agreed in the operative consent form that Dr. Greelish had explained
the “nature, advisability, and purpose” of her surgery along with “the benefits hoped to
result,” the “material risks,” and the alternative treatments. In the research study consent
form, Mrs. Bogner acknowledged that the research study was explained to her and all her
questions were answered. Her son conceded that she had time to review both documents
and ask questions before signing.
Taking the strongest legitimate view of the evidence in Vanderbilt‟s favor, and
disregarding all counter-vailing evidence, we conclude that a jury could reasonably find
that Mrs. Bogner had enough information to make an informed decision about her
treatment. Accordingly, we find no error in the trial court‟s denial of Plaintiff‟s motion
for a directed verdict on informed consent.
B. JURY INSTRUCTIONS
We next consider the trial court‟s denial of Plaintiff‟s request for special jury
instructions. The trial court had a duty to instruct the jury regarding every factual issue
and theory for recovery that was raised by the pleadings and supported by the evidence.
Johnson, 205 S.W.3d at 372. “Where a special instruction that has been requested is a
correct statement of the law, is not included in the general charge, and is supported by the
evidence introduced at trial, the trial court should give the instruction.” Spellmeyer v.
Tenn. Farmers Mut. Ins. Co., 879 S.W.2d 843, 846 (Tenn. Ct. App. 1993).
On appeal, we review “the jury charge in its entirety and consider the charge as a
whole in order to determine whether the trial judge committed prejudicial error.”
12
Johnson, 205 S.W.3d at 372. The trial court did not err if the substance of the requested
instructions was covered in the general instructions. Id. We will not reverse the
judgment unless “the improper denial of a request for a special jury instruction has
prejudiced the rights of the requesting party.” Id. Plaintiff must affirmatively show that
the refusal to grant the requested instruction affected the result of the trial. Id.
We conclude that the trial court did not err in denying Plaintiff‟s request for
special jury instructions. In each instance, the substance of the requested instruction was
covered in the general instructions provided to the jury. In Special Request No. 1,
Plaintiff requested that the trial court instruct the jury as follows:
Ladies and Gentlemen, I further charge you that if a person
consenting to surgery is induced to consent by a substantial
mistake regarding the extent of the harm to be expected from
the surgery and the mistake is known, or should have been
known by the healthcare provider, the patient‟s consent to
undergo the surgery is void. Without effective consent, the
surgery constitutes a battery.
However, the trial court‟s general charge instructed the jury that, if Plaintiff claimed
Mrs. Bogner‟s consent was invalidated by misrepresentation or inadequate disclosure, she
had stated a claim for medical battery.
In Special Request No. 2, Plaintiff proposed the following special instruction:
Ladies and Gentlemen, I further charge you that if a proposed
procedure is experimental, the patient must be informed of
that fact. If the patient is not so informed, the patient‟s
consent to undergo the procedure is void and the procedure
constitutes a battery.
The substance of this special request was also covered in the general jury charge. The
trial court provided a definition of experiment and instructed the jury that before a patient
could give informed consent, the patient must be informed “if applicable, that the
proposed treatment or procedure is experimental.” The trial court also instructed the jury
that failure to provide the required information to the patient negated the consent for
treatment and constituted a battery.
Plaintiff‟s Special Request No. 6 was adequately covered by the explanation of the
law of informed consent included in the general jury charge. Special Request No. 6
included the following language:
Ladies and Gentlemen if you find that the “1-stop Hybrid
13
Surgery” was a significantly different surgery than the
coronary artery bypass surgery Mrs. Bogner consented to
undergo, then the “1-stop Hybrid Surgery” consent for the
coronary artery bypass surgery would not cover the “1-stop
Hybrid Surgery.”
The trial court instructed the jury that, before providing treatment, a physician has the
duty to disclose information about the particular treatment and its potential risks and
alternatives to enable the patient to make an intelligent choice as to whether to submit to
the treatment. The court continued that inadequate disclosure would invalidate a
patient‟s consent and state a claim for battery.
Finally, the substance of Plaintiff‟s Special Request No. 9 was also included in the
general charge. Plaintiff‟s Special Request No. 9 provided as follows:
Ladies and Gentlemen, I charge you that a patient may bring
a valid lack of informed consent claim regardless of whether
the subject-surgery was properly performed and the overall
result is beneficial to the patient.
But the court instructed the jury: “A surgical operation on the body of a person is a
battery, regardless of its results, unless the person consents to it.”
C. JURY VERDICT FORM
Plaintiff‟s final issue is that the trial court used a confusing jury verdict form. See
Tenn. R. Civ. P. 49.01. Special verdict forms should parallel the issues covered by the
jury charge. Ingram v. Earthman, 993 S.W.2d 611, 640 (Tenn. Ct. App. 1998). We
review the jury instructions and the special verdict form together “to determine whether
they present the contested issues to the jury in an unclouded and fair manner.” Id.
Although trial courts have wide latitude in the use of special verdict forms, we will order
a new trial “when verdict forms are composed in such a faulty fashion that they do not
address each of the plaintiffs‟ theories of recovery and do not allow the jury to adequately
respond to each claim.” Concrete Spaces, Inc. v. Sender, 2 S.W.3d 901, 911 (Tenn.
1999); Stanfield v. Neblett, 339 S.W.3d 22, 40 (Tenn. Ct. App. 2010).
Plaintiff‟s claim of prejudice is premised on the initial question of the verdict
form, which provided as follows:
1. Did the coronary artery bypass grafting (“CABG”)
followed by intraoperative completion angiography and, if
necessary, the angioplasty (the “1 Stop Hybrid”) performed
by the agents of Defendant Vanderbilt University Medical
14
Center on Mrs. Barbara M. Bogner constitute one medical
procedure?
___________ YES ___________ NO
If your answer to Question 1 is “YES”, please answer
Question 2. If you answered “NO”, stop here, answer no
further questions, have the presiding juror sign and date this
form, and return it to the Court.
According to Plaintiff, although it answered the question in the affirmative, the jury
failed to comprehend the significance of the initial question, and the jury‟s confusion led
to an incorrect verdict for Vanderbilt.
Plaintiff‟s only evidence of jury confusion is a handwritten notation on the
completed jury verdict form. In the medical battery section, the jury was asked two
questions: (1) was Mrs. Bogner aware that Vanderbilt was going to perform the medical
procedure and (2) did Mrs. Bogner authorize the medical procedure? The jury answered
“yes” to both questions. Next to the second question, the jury wrote “explained, signed.”
We find Plaintiff‟s argument that this notation indicated jury confusion over the
meaning of one medical procedure unavailing. As previously discussed, Vanderbilt
presented sufficient evidence at trial from which the jury could conclude that Dr. Greelish
explained the hybrid nature of the bypass surgery during his meeting with Mrs. Bogner
and that she authorized that procedure when she signed the operative consent form.
It has long been the law in Tennessee that, whether a plaintiff seeks recovery
under a medical battery or an informed consent theory, the plaintiff must establish
causation. See Clifford v. Tacogue, No. M2009-01703-COA-R3-CV, 2010 WL 2712534,
at *4 (Tenn. Ct. App. July 8, 2010) (citing Shadrick v. Coker, 963 S.W.2d 726, 732
(Tenn. 1998); Range v. Sowell, No. M2006-02009-COA-R3-CV, 2009 WL 3518176, at
*8 (Tenn. Ct. App. Oct. 29, 2009)). Because Plaintiff could not prove whether
Mrs. Bogner‟s injuries resulted from the coronary artery bypass grafting or the
completion angiogram and balloon angioplasty, the trial court determined that she could
only establish causation if the April 18, 2006 surgery was one medical procedure.9
9
Plaintiff argued that the trial court should have adopted comment h to § 892A of the
Restatement 2d of Torts, which provides as follows:
h. Exceeding privilege. If the actor exceeds the consent given, the
consent does not protect him from liability for the excess. When, as is
normally the case, the harm caused by the excess is severable from that
resulting from the privileged act, the actor is subject to liability only for
the excess. Thus if there is consent to an entry on land for a proper
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Accordingly, we find no error in the use of the special verdict form. The form was
consistent with the jury charge, addressed both medical battery and informed consent,
and allowed the jury to fully consider and respond to Plaintiff‟s claims. When polled,
each juror agreed with the verdict.
III. CONCLUSION
For the foregoing reasons, we affirm the judgment of trial court and remand this
case for further proceedings consistent with this opinion.
_________________________________
W. NEAL MCBRAYER, JUDGE
purpose and the actor enters for that purpose and subsequently commits
an unpermitted tort upon the premises, he becomes liable for the
subsequent tort but not for the original entry. (See § 214). In any case in
which it is impossible as a practical matter to sever the harm resulting
from the excess from that caused by permitted act, the actor is subject to
liability for the entire harm. (See, for example, Illustration 1 above).
Restatement (Second) of Torts § 892A (1979). Here, the jury found that Mrs. Bogner gave her informed
consent for the hybrid procedure. Consequently, we conclude it is unnecessary to reach this issue.
16