IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Inez Waugh, :
Petitioner :
:
v. : No. 702 C.D. 2016
: Submitted: September 30, 2016
Workers’ Compensation Appeal :
Board (St. Mary Medical Center), :
Respondent :
BEFORE: HONORABLE P. KEVIN BROBSON, Judge
HONORABALE JULIA K. HEARTHWAY, Judge
HONORABLE DAN PELLEGRINI, Senior Judge
OPINION NOT REPORTED
MEMORANDUM OPINION
BY JUDGE BROBSON FILED: April 13, 2017
Petitioner Inez Waugh (Claimant) petitions for review of an order of
the Workers’ Compensation Appeal Board (Board), affirming the decision of a
Workers’ Compensation Judge (WCJ), which denied Claimant’s reinstatement
petition (Petition). We now affirm the Board’s order.
The following facts are not in dispute. Claimant was formerly
employed as a certified nursing assistant (CNA) for St. Mary’s Medical Center
(Employer). On or around January 26, 2012, Claimant was injured during the
course of her employment by a patient who grabbed and twisted her arm.
Employer issued a notice of temporary compensation payable (NTCP), dated
February 13, 2012. Claimant underwent two surgeries to correct the injury and
returned to light duty work with Employer on April 12, 2012. At that time,
Employer revoked the NTCP and issued a notice of compensation denial (NCD).1
On May 28, 2014, Claimant was assisting two phlebotomists who
were attempting to draw blood from a patient. Vondell Schools (Schools), a
registered nurse, witnessed Claimant palpating the patient’s arm in an attempt to
find a vein from which the phlebotomists could draw blood. Schools informed
Claimant that she was acting outside the scope of her job duties in violation of
Employer’s policy. Later that same day, Schools reported the incident to
Claimant’s supervisor, Kathleen Muller (Muller). Muller called Claimant into her
office where she instructed Claimant that she was suspended effective immediately
and was to leave work for the day. On May 29, 2014, Employer issued a
corrective action notice indicating that it was terminating Claimant’s employment
for performing procedures outside the scope of her employment, specifically
“plac[ing] tourniquet on [a] patient looking for IV access.” (Reproduced Record
(R.R.) at 99a). In the corrective action notice, Employer noted that the
May 28, 2014 incident was not the first time Claimant had acted outside of the
scope of her employment. Employer had previously reprimanded Claimant on
December 13, 2013, for administering medication to a patient, which was also an
action outside of the scope of her employment.2
1
It appears that Employer issued an agreement for compensation for left wrist carpal
tunnel syndrome that was never signed by Claimant nor properly filed, paid partial disability for
the period of May 27, 2012, to June 9, 2012, and from June 24, 2012, to July 5, 2012, and
suspended benefits as of October 11, 2012. (WCJ’s Decision at 3, Finding of Fact (F.F.) #3.)
2
With regard to the December 13, 2013 incident, Claimant testified that she administered
medicine to an uncooperative patient at the request of a nurse. Claimant, however, did not
(Footnote continued on next page…)
2
On June 6, 2014, Claimant filed the subject Petition, seeking
reinstatement of compensation benefits and alleging that her disability related to
her arm injury had reoccurred.3 Employer opposed Claimant’s Petition, arguing
that Claimant’s own bad faith conduct of performing actions beyond the scope of
her employment in violation of Employer’s policy was the cause of her loss of
earnings rather than her work injury.
At a hearing, the WCJ heard testimony from Claimant, Muller, and
Schools. Claimant conceded that administering medication and drawing blood
were outside the scope of her employment, but she also stated that she did not draw
blood or intend to draw blood. (Id. at 12a-13a, 21a.) Claimant testified that she
did not ask for a needle. (Id. at 23a.) Muller testified that, although Employer’s
policy did not specifically address whether a CNA could apply a tourniquet,
Employer’s policy in the event that the phlebotomists could not locate a vein is to
call in a specialized IV team to insert the needle and draw blood. (Id. at 57a.) She
also stated that she considers the act of applying the tourniquet and palpating for a
vein to be the practice of phlebotomy and, thus, a violation of Employer’s policy.
(Id. at 55a-56a.) Muller also noted that there are potential risks associated with
improper use of a tourniquet, such as an increase in the likelihood of blood clots.
(Id. at 56a.) Schools testified that she saw Claimant sitting beside the patient and
(continued…)
contest that administering medication was outside the scope of her employment or that the
December 13, 2013 reprimand was otherwise invalid.
3
At approximately the same time, Claimant applied for and received unemployment
benefits. Claimant testified that Employer had also contested her application for unemployment
benefits, although documentation of her application is not in the record.
3
palpating for a vein while the phlebotomists stood in the doorway to the room. (Id.
at 67a.) Schools stated that she heard Claimant request a butterfly needle, an
instrument used to draw blood, after Schools had already told her to stop. (Id.
at 70a-71a) Regardless of who requested the needle, Schools testified that she
again instructed Claimant to stop attempting to draw blood, and Claimant removed
the tourniquet. (Id. at 67a.) Schools further stated her opinion that the practice of
phlebotomy begins with the application of the tourniquet, and, thus, Employer’s
policy would prohibit a CNA from applying a tourniquet. (Id. at 74a.) She
explained that applying a tourniquet is part of phlebotomy because “[t]he only time
you would use a tourniquet is to expand the blood in order to inject an IV, to draw
blood, [or] to put [in] an INT.” (Id.) Additionally, at the September 23, 2014
hearing, the parties stipulated that the application of a tourniquet was part of the
practice of phlebotomy. (Id. at 77a.)
By decision circulated on February 17, 2015, the WCJ concluded that
Claimant’s lost wages were directly attributable to her being fired for violation of
the hospital’s policy. In so doing, the WCJ found, in part, that “[o]n
May 28, 2014, Claimant assisted two phlebotomists by tying a tourniquet and
palpating for a vein of a patient when a registered nurse told her to stop.” (R.R. at
109a, WCJ’s Decision at 6, Finding of Fact (F.F.) #14.) The WCJ also found that
Employer terminated Claimant the following day for “working beyond her job
description” and that “Claimant’s loss of earnings as of May 29, 2014 was not
related to her work injury and was caused by Claimant’s own bad faith conduct of
exceeding her job description.” (Id.) The WCJ observed that “[a] paramount
concern for the hospital is the safety of the patient and it is appropriate to strongly
enforce the protocol of employees acting strictly within the scope of [their] job.”
4
(Id.) In support of his conclusion, the WCJ reasoned that because Employer
discharged Claimant for her own bad faith conduct, Employer was not liable for
wage loss benefits as of the date of Claimant’s termination. The WCJ further
reasoned that the act of applying a tourniquet is part of the process of drawing
blood, and, therefore, Employer’s policy prohibits a CNA, such as Claimant, from
applying a tourniquet. As a result, the WCJ denied Claimant’s Petition.
Claimant appealed the WCJ’s decision to the Board, arguing that the
WCJ did not issue a reasoned decision, committed errors of law, and made findings
of fact not supported by substantial evidence. By opinion and order dated
April 6, 2016, the Board concluded that the WCJ properly held that Claimant’s loss
of wages was due to her own bad faith conduct in the form of knowingly violating
Employer’s policy. Accordingly, the Board affirmed the WCJ’s decision.
Claimant petitioned this Court for review of the Board’s decision,4
arguing that the Board erred in affirming the WCJ’s determination that Claimant
was discharged for violating Employer’s policies in bad faith. Specifically,
Claimant argues that substantial evidence does not exist to support the WCJ’s
4
In reviewing an appeal from a decision of an administrative agency, our scope of review
is limited to determining whether any constitutional rights have been violated, whether any
errors of law exist, or whether necessary findings of fact are supported by
substantial evidence. Philadelphia Newspapers, Inc. v. Workers’ Comp. Appeal Bd.
(Guaracino), 675 A.2d 1213, 1215 (Pa. 1996). Substantial evidence is relevant evidence that a
reasonable mind might accept as adequate to support a finding. Mrs. Smith’s Frozen Foods Co.
v. Workmen’s Comp. Appeal Bd. (Clouser), 539 A.2d 11, 14 (Pa. Cmwlth. 1988). Additionally,
in accordance with our Supreme Court’s decision in Leon E. Wintermyer, Inc. v. Workers’
Compensation Appeal Board (Marlowe), 812 A.2d 478 (Pa. 2002), we may also review a WCJ’s
decision for capricious disregard of material, competent evidence as a component of our
appellate review when a party has properly presented such an issue to the Court.
Wintermyer, 812 A.2d at 487.
5
findings that (1) applying a tourniquet constitutes the practice of phlebotomy
and (2) she acted in bad faith. Claimant contends that, because substantial
evidence does not exist to support those findings, the Board erred in concluding
that she failed to meet her burden to prove entitlement to a reinstatement of
benefits.
In order to prevail on a petition for reinstatement of workers’
compensation benefits, a claimant seeking a reinstatement of suspended benefits
“must demonstrate: (1) that his earning power is once again adversely affected by
his disability through no fault of his own, and (2) that the disability which gave rise
to his original claim continues.” Stevens v. Workers’ Comp. Appeal Bd.
(Consolidation Coal Co.), 760 A.2d 369, 374 (Pa. 2000). Once a claimant has
established a loss of earnings, an employer may rebut a claimant’s proof of loss by
showing “‘that suitable work was available or would have been available but for
circumstances which merit allocation of the consequences of [a] discharge to the
claimant,’” such as a lack of good faith on the part of the claimant. Shop Vac
Corp. v. Workers’ Comp. Appeal Bd. (Thomas), 929 A.2d 1236, 1240 (Pa.
Cmwlth. 2007) (quoting Vista Int’l Hotel v. Workmen’s Comp. Appeal Bd.
(Daniels), 742 A.2d 649, 658 (Pa. 1999)). In Shop Vac, we considered “lack of
good faith” and “bad faith” to be equivalent, and we observed that “[a] showing of
a lack of good faith, or bad faith, on the part of the claimant, is not the same as the
willful misconduct standard sufficient to deny unemployment compensation.” 5 Id.
5
If an employer establishes willful misconduct under the standards for unemployment
compensation, it has presented sufficient evidence to preclude a reinstatement of benefits. Shop
Vac, 929 A.2d at 1240. Willful misconduct in the context of unemployment compensation
benefits is a stricter standard than “bad faith” for purposes of reinstatement. Virgo v. Workers’
Comp. Appeal Bd. (Cnty. of Lehigh-Cedarbrook), 890 A.2d 13, 19 (Pa. Cmwlth. 2005). In the
(Footnote continued on next page…)
6
Benefits will be not reinstated if an employer establishes some bad faith conduct
on the part of the claimant caused the discharge, because then the claimant cannot
establish that the loss of earning power was “through no fault of [her] own.”
Stevens, 760 A.2d at 374. With regard to termination of employment based upon
the violation of an employer’s policy, we further explained:
When an employer terminates a claimant for a
violation of a company policy, it must present conclusive
evidence that the claimant violated that policy in order to
rebut any loss of earnings as being through no fault of her
own. Whether a claimant is terminated for conduct
tantamount to bad faith is a factual determination to be
made by the WCJ.
Shop Vac Corp., 929 A.2d at 1240 (emphasis added) (internal citations omitted).
First, we will consider Claimant’s argument that substantial evidence
does not exist to support the WCJ’s finding that applying a tourniquet constitutes
the practice of phlebotomy.6 As noted by the WCJ, counsel for both parties
stipulated at the September 23, 2014 hearing that applying a tourniquet is used in
(continued…)
unemployment context, “[i]n a case involving a work rule violation, the employer must establish
both the existence of a reasonable work rule and its violation.” Shop Vac Corp., 929 A.2d
at 1240. “If the employer proves the existence of the work rule, the reasonableness of the work
rule, and the fact of its violation, the burden of proof shifts to the claimant to prove she had good
cause for her actions.” Id. at 1241.
6
The WCJ is the ultimate fact finder in workers’ compensation cases, and we are bound
by the WCJ’s findings of fact if they are supported by substantial evidence. General Electric Co.
v. Workmen’s Comp. Appeal Bd. (Valsamaki), 593 A.2d 921, 924 (Pa. Cmwlth.), appeal
denied, 600 A.2d 541 (Pa. 1991). It does not matter that there is evidence of record which could
support a finding contrary to that made by the WCJ, the only inquiry is whether there is evidence
of record which supports the WCJ’s finding. Hoffmaster v. Workers’ Comp. Appeal Bd. (Senco
Products Inc.), 721 A.2d 1152, 1155 (Pa. Cmwlth. 1998).
7
phlebotomy. (R.R. at 77a, 109a.) Additionally, Muller and Schools testified
before the WCJ that the application of a tourniquet was considered part of the
practice of phlebotomy for purposes of the application of Employer’s policy
against CNAs performing procedures outside of the scope of their employment.
(Id. at 57a-59a, 73a-74a.) The WCJ found their testimony credible and adopted the
parties’ stipulation that phlebotomy involves the application of a tourniquet. Thus,
the WCJ’s finding that applying a tourniquet constitutes the practice of phlebotomy
is supported by substantial evidence.7
Next, we will consider Claimant’s argument that substantial evidence
does not exist to support the WCJ’s finding that Claimant acted in bad faith,
7
We note that Claimant does not challenge in her brief the portion of finding of fact
number 14 that “there is little controversy that she placed the tourniquet on the patient and was
palpating veins which are the initial steps in phlebotomy.” (R.R. at 109a.) Thus, this finding is
conclusive and binding on the Court upon review. Salamak v. Unemployment Comp. Bd. of
Review, 497 A.2d 951, 954 (Pa. Cmwlth. 1985). Moreover, Claimant’s first argument actually
presumes that she did place the tourniquet on the patient’s arm, because Claimant argues that
substantial evidence does not exist to support the WCJ’s finding that applying a tourniquet
constitutes the practice of phlebotomy. The only other finding that she challenges is the finding
that she acted in bad faith. Furthermore, the dissent misstates Claimant’s testimony. Claimant
did not testify that she did not place the tourniquet on the patient’s arm. Rather, Claimant’s
testimony is ambiguous, as it could be interpreted as she placed a tourniquet on the patient’s arm,
the phlebotomists had placed a tourniquet on the patient’s arm while they were attempting to
draw blood, or merely that a “tourniquet was on the arm” while she was feeling for a vein. (R.R.
at 22a.) In addition, the WCJ received into evidence for the purpose of making findings of fact,
without objection from counsel, a statement from one of the phlebotomists present during the
incident. The phlebotomist’s statement provides, in part, that “[Claimant] placed the tourniquet
on the patient’s right arm and was trying to see if she found anything, which she did.” (R.R.
at 94a.) Thus, even if Claimant had preserved and raised a challenge to the finding that Claimant
“placed the tourniquet on the patient,” which she did not, substantial evidence of record exists to
support the finding. Thus, the dissent’s main premise—that substantial evidence does not exist
that Claimant engaged in the conduct for which she was discharged (i.e., placing a tourniquet on
a patient’s arm and looking for IV access)—is simply without merit.
8
because she reasonably believed that her actions were within the scope of her
employment. Claimant takes the position that, even if she did violate Employer’s
policy, she did not know that her actions were in violation of that policy, and,
therefore, her actions were not in bad faith. Claimant concedes that the policy
against CNAs performing procedures outside of the scope of their employment
exists and does not argue that the rule was unreasonable. Instead, Claimant asserts
that if Employer proved the violation, her violation should be excused because she
did not know that her conduct constituted a violation of the policy.
As stated above, the determination of whether a claimant was
terminated for bad faith conduct is a factual determination for the WCJ. Here, the
WCJ concluded that “Claimant’s loss of earnings as of May 29, 2014 was not
related to her work injury and was caused by Claimant’s own bad faith conduct of
exceeding her job description.” (R.R. at 109a). As previously noted, the WCJ’s
finding that applying a tourniquet was part of the practice of phlebotomy is based
on substantial evidence, and Claimant does not contest that she actually applied a
tourniquet to a patient. The WCJ also considered Claimant’s testimony that she
believed that applying the tourniquet did not constitute working beyond the scope
of her employment, as well as Muller’s and Schools’ testimony that they both
considered the application of a tourniquet to be part of the practice of phlebotomy.
The WCJ found Muller’s and Schools’ testimony persuasive, and the WCJ credited
their testimony over the testimony of Claimant to the extent that a conflict existed.
In finding that Claimant acted in bad faith, it appears that the WCJ discredited
Claimant’s testimony that she believed that applying a tourniquet fell within the
scope of her duties. We note that Claimant does not argue that there was an
emergency requiring her to apply the tourniquet, thereby justifying her violation of
9
the policy. Moreover, Muller testified that there was a set procedure in place in the
event that the phlebotomists could not properly find a vein: call in an IV team to
draw blood. Claimant chose to act outside the normal procedure. For these
reasons, we conclude that substantial evidence exists to support the WCJ’s finding
that Claimant acted in bad faith.
Claimant’s argument that the WCJ and Board erred as a matter of law
are dependent upon this Court concluding that substantial evidence does not exist
to establish that Claimant violated Employer’s policy and that she did so in bad
faith. Because we concluded that the WCJ’s findings are supported by substantial
evidence, Claimant’s argument must fail.
Accordingly, we affirm the Board’s order.
P. KEVIN BROBSON, Judge
10
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Inez Waugh, :
Petitioner :
:
v. : No. 702 C.D. 2016
:
Workers’ Compensation Appeal :
Board (St. Mary Medical Center), :
Respondent :
ORDER
AND NOW, this 13th day of April, 2017, the order of the Workers’
Compensation Appeal Board is affirmed.
P. KEVIN BROBSON, Judge
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Inez Waugh, :
Petitioner :
:
v. : No. 702 C.D. 2016
: Submitted: September 30, 2016
Workers’ Compensation Appeal :
Board (St. Mary Medical Center), :
Respondent :
BEFORE: HONORABLE P. KEVIN BROBSON, Judge
HONORABALE JULIA K. HEARTHWAY, Judge
HONORABLE DAN PELLEGRINI, Senior Judge
OPINION NOT REPORTED
DISSENTING OPINION
BY SENIOR JUDGE PELLEGRINI FILED: April 13, 2017
I respectfully dissent with the majority holding that Inez Waugh
(Claimant) is not entitled to have her workers’ compensation benefits reinstated to
compensate her for work-related loss of earning power due to her inability to use her
arm because she acted in “bad faith” by violating the St. Mary Medical Center’s
(Employer) “Nursing Department Scope of Practice.” I do so because Employer
failed to show that Claimant in any way violated that policy or otherwise acted in
“bad faith.”
Claimant was employed by Employer for 13 years as a nursing assistant.
In January 2012, a patient grabbed and twisted her arm causing injuries so severe that
Claimant had to undergo two corrective surgeries. In April 2012, she returned to
light-duty work in a specially-created position because, even after the surgeries,
Claimant was not permitted to use her injured arm. Now to the incident that led to
Claimant’s termination.
On May 28, 2014, Claimant was assisting two phlebotomists who were
attempting to draw blood from a patient. After both phlebotomists were unsuccessful
in their attempt to draw blood, Claimant offered to help raise a vein so the
phlebotomists could draw blood. Vondell Schools (Nurse Schools), a registered
nurse, the only Employer witness who offered direct testimony about the incident
itself, only observed Claimant patting the patient’s arm in an attempt to find a vein
from which the phlebotomists could draw blood.1 The email statement of Janice
Dalton, one of the phlebotomists, was placed in the record and offers the most
complete version of what occurred, although it is the only evidence in the record that
states that Claimant applied the tourniquet. It states:
Nikki [the other phlebotomist] asked me to get a miss on
her side in room 26IA. When I walked in the patient had a
one on one sitting, Inez, sitting next to her in the chair. The
patient was in a chair with her feet up. I explained why I
was there and tried to get the patient’s blood. First I stuck
her in her left arm above her cast and could only get a flash.
Then I stuck her in her right arm below her IV and wasn’t
able to get anything. Nikki had come back to check on me
1
Claimant testified that the phlebotomist was unable to draw blood and she stated, “let me
see if I could find a vein and I proceeded to touch the patient’s arm to see if I could find a find a
vein . . . .” (Reproduced Record (R.R.) 12a.) On cross, Claimant admitted that when she was
palpating the arm, there was a tourniquet, but she was not asked whether she placed it on the
patient’s arm or if it was left there as a result of the unsuccessful efforts of the two phlebotomists
who attempted to draw blood.
DRP - 2
and came in the room since I was still in there. The one on
one, Inez, said she would take a look. RN Vondell came
into the room. Inez tied the tourniquet on the patient’s right
arm and was trying to see if she found anything, which she
did. RN Vondell asked Inez what she was doing. Nikki felt
the vein and stuck the patient while Inez and Vondell were
talking. I stood over the patient’s feet waiting to change
tubes if Nikki was able to get blood. No blood came out.
Nikki told Vondell that both her and I had tried and we
weren’t able to get her labs and she would have to call the
IV team. The only people to stick this patient were Nikki
and I.
Thank you!
(Reproduced Record (R.R.) 94a.)
Because she believed Claimant was purportedly acting outside the scope
of her duties, Nurse Schools reported the incident to her Supervisor who suspended
Claimant immediately. The next day, on May 29, 2014, through Kathleen Muller, a
Nurse Manager, Employer issued a “corrective action notice” terminating Claimant’s
employment for performing procedures outside the scope of her employment,
specifically, because she “placed a tourniquet on patient looking for IV access.”
(R.R. 99a.) Nurse Schools later testified that while phlebotomy was the act of
drawing blood, she believed the steps for preparing to draw blood are proscribed
under Employer’s “Nursing Department Scope of Practice.” The corrective action
notice did not state as a reason for the termination that Claimant’s conduct in patting
the patient’s arm was outside the scope of her duties. The corrective action notice
also noted that on December 13, 2013, Claimant had acted outside the scope of her
employment by administering medication, but it failed to state that Claimant
DRP - 3
administered the medication at the express direction of a nurse when the patient
refused to take the medication from the nurse.
Both of these “corrective actions” were issued after the creation of the
special position necessitated by Claimant’s injuries, notwithstanding that in the 13
years she worked for Employer, she received “above average” evaluations. Also,
Claimant applied for and received unemployment compensation benefits even though
they were contested by Employer.
Claimant then sought reinstatement of her workers’ compensation
benefits which Employer contested, arguing that any loss of earning power was due
to Claimant’s own bad faith conduct of performing actions beyond the scope of her
employment in violation of Employer’s “Nursing Department Scope of Practice”
policy, and this was the cause of her loss of earnings rather than her work injury. The
workers’ compensation judge (WCJ) denied the reinstatement petition finding that
Claimant violated the policy when she “placed the tourniquet on the patient and was
palpating for a vein which are the initial steps in phlebotomy.” (R.R. 109a.) After
Claimant appealed, the Board affirmed.
The majority finds Employer made out its claim that Claimant was
acting in “bad faith” by applying the tourniquet and palpating the veins of a patient
because she purportedly acted outside the scope of her employment as provided for in
the “Nursing Department Scope of Practice.” I disagree with the majority because
Employer did not establish “bad faith” on Claimant’s part because it failed to
“conclusively” establish that the conduct of applying a tourniquet violated its policy.
DRP - 4
“For a termination to bar disability benefits, the employer must show
that the termination was for conduct that amounts to bad faith or a lack of good faith
on the part of the claimant.” BJ’s Wholesale Club v. Workers’ Compensation Appeal
Board (Pearson), 43 A.3d 559, 563 (Pa. Cmwlth. 2012). See also Virgo v. Workers’
Compensation Appeal Board (County of Lehigh-Cedarbrook), 890 A.2d 13, 19 (Pa.
Cmwlth. 2005) (holding that where a claimant is discharged from employment,
“some ‘bad faith’ willful misconduct on the part of the claimant that caused the
discharge has to be established or benefits will not be suspended or will be
reinstated.”).
There is no dispute that Claimant was attempting to advance Employer’s
and patient’s interests when she was attempting to help the phlebotomists find a vein.
The bad faith that the majority finds is that Claimant’s good intentions to help the
patient violated Employer’s policy because she was acting outside the scope of her
duties. “When an employer terminates a claimant for a violation of a company
policy, it must present conclusive evidence that the claimant violated that policy in
order to rebut any loss of earnings as being through no fault of her own.” Shop Vac
Corporation v. Workers’ Compensation Appeal Board (Thomas), 929 A.2d 1236,
1240 (Pa. Cmwlth. 2007). A person cannot be discharged for violating a policy that
does not proscribe the conduct for which that person was discharged.
The “Nursing Department Scope of Practice” is the policy that Employer
states that Claimant violated in bad faith. It is a memo that sets forth, in column
form, a list of duties for each type of action that takes place in the Nursing
DRP - 5
Department and who can perform that action. The column relating to who can
perform phlebotomy only provides:
Specimen Collection and Registered Nurse Unlicensed Assistant
Point of Care Testing Nursing Personal
**** **** ****
Phlebotomy Yes Yes*-ED Tech/PeriopNA’s
The policy does not define what constitutes phlebotomy. There is no
specific certification or license required for phlebotomists in Pennsylvania so there is
no legal definition of what phlebotomy entails. That means the dictionary definition
controls because otherwise an employee would have no way of knowing what
conduct is proscribed.
Phlebotomy is defined as “Venesection; venetomy; incision of a vein for
purpose of drawing blood.” Stedman’s Medical Dictionary, 1187 (25ed. 1990). Any
reasonable person would look to that definition and state the prohibited conduct is
sticking a needle in an arm to take blood. No reasonable person would state that it
includes getting a needle to draw blood, holding a patient’s arm down to take blood,
patting the patient’s arm or applying a tourniquet, because those actions are not the
taking of blood. If Employer wanted to have a different or a more broad definition
than the dictionary definition, it was obligated to be more specific in its policy as to
what it meant phlebotomy to encompass.
DRP - 6
Of course, patting the arm (Claimant was not terminated for that
conduct) as well as placing a tourniquet on a patient’s arm could be considered the
“initial steps” in taking blood, but washing and shaving a patient’s body are “initial
steps” for surgery and taking those “initial steps” does not somehow make washing
and shaving a patient’s body surgery. To repeat, phlebotomy is, by definition, the
taking of blood. Employer’s policy should be interpreted as written and should not
be extended to what Employer believes it should say so it can terminate Claimant and
relieve itself of its workers’ compensation obligations.
Because Employer has not presented conclusive evidence that Claimant
took anyone’s blood, Claimant did not engage in bad faith conduct by violating a
policy and I would reverse. Accordingly, I respectfully dissent.
________________________________
DAN PELLEGRINI, Senior Judge
DRP - 7