People v. Malone

Court: Appellate Court of Illinois
Date filed: 2017-05-18
Citations: 2017 IL App (3d) 140165
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                                   Appellate Court                             Date: 2017.05.15
                                                                               13:29:51 -05'00'




                      People v. Malone, 2017 IL App (3d) 140165



Appellate Court       THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v.
Caption               WILLIAM A. MALONE, Defendant-Appellant.



District & No.        Third District
                      Docket No. 3-14-0165


Rule 23 order filed   December 15, 2016
Rule 23 order
withdrawn             January 23, 2017
Opinion filed         January 23, 2017



Decision Under        Appeal from the Circuit Court of Peoria County, No. 09-CF-684; the
Review                Hon. David A. Brown, Judge, presiding.



Judgment              Affirmed.


Counsel on            Michael J. Pelletier and John M. McCarthy, of State Appellate
Appeal                Defender’s Office, of Springfield, for appellant.

                      Jerry Brady, State’s Attorney, of Peoria (Justin A. Nicolosi, of State’s
                      Attorneys Appellate Prosecutor’s Office, of counsel), for the People.



Panel                 PRESIDING JUSTICE HOLDRIDGE delivered the judgment of the
                      court, with opinion.
                      Justices O’Brien and Lytton concurred in the judgment and opinion.
                                             OPINION

¶1       The defendant, William A. Malone, appeals from the dismissal of his postconviction
     petition, arguing that postconviction counsel provided unreasonable assistance by failing to
     amend the postconviction petition or withdraw as counsel.

¶2                                                 FACTS
¶3       The defendant was convicted of aggravated criminal sexual assault (720 ILCS
     5/12-14(a)(1) (West 2008)), home invasion (720 ILCS 5/12-11(a)(2) (West 2008)), aggravated
     robbery (720 ILCS 5/18-5(a) (West 2008)), and failure to register as a sex offender (730 ILCS
     150/10 (West 2008)). He was sentenced, respectively, to natural life imprisonment, 30 years’
     imprisonment, 30 years’ imprisonment, and 10 years’ imprisonment. The home invasion,
     aggravated robbery, and failure to register as a sex offender sentences would all run concurrent
     and would be consecutive to the sentence for aggravated criminal sexual assault. On appeal,
     this court affirmed his convictions, reduced his aggravated robbery sentence to 15 years, and
     vacated a DNA testing fee. People v. Malone, 2012 IL App (3d) 100425-U, ¶ 20.
¶4       The defendant subsequently filed a pro se postconviction petition, claiming that (1) his
     rights were violated when the State filed multiple counts charging the same crime under
     different theories, and home invasion was a lesser included offense of aggravated robbery; (2)
     one of the jurors worked at the same hospital as the victim and another knew the judge; (3) the
     prosecutor made improper comments to discredit the defendant and improperly vouched for
     the State’s witnesses; and (4) he was not eligible for a natural life sentence because his prior
     sex convictions were for criminal sexual abuse.
¶5       The trial court appointed counsel to represent the defendant, and the State filed a motion to
     dismiss, arguing that none of the issues the defendant raised in his pro se petition had merit.
     Postconviction counsel did not amend the defendant’s postconviction petition nor add any
     affidavits or any other supporting documentation. At the hearing on the State’s motion to
     dismiss, the State chose to rest on the arguments contained in its motion to dismiss.
     Postconviction counsel stated that he disagreed with the argument set forth in the State’s
     motion to dismiss, but would also stand on the arguments set forth in the pro se postconviction
     petition. The defendant made a statement at the hearing on the motion to dismiss, which
     expounded on his argument about the prosecutor’s improper comments and potential bias of
     the jurors. The trial court gave the defendant the opportunity to submit further documentation
     of his claims should he so choose. It does not appear from the record that the defendant
     submitted any further documentation. The trial court took the matter under advisement and
     ultimately granted the State’s motion to dismiss. Postconviction counsel filed a Rule 651(c)
     certificate. Ill. S. Ct. R. 651(c) (eff. Feb. 6, 2013).

¶6                                           ANALYSIS
¶7       On appeal, the defendant argues that postconviction counsel provided unreasonable
     assistance as counsel’s representation amounted to representation “in name only.”
     Specifically, the defendant argues that postconviction counsel should have either amended the
     postconviction petition or moved to withdraw as counsel if he found the petition to be
     meritless.


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¶8         A defendant’s right to postconviction counsel is wholly statutory, and, under the
       Post-Conviction Hearing Act (Act) (725 ILCS 5/122-1 et seq. (West 2010)), a petitioner is
       only entitled to reasonable assistance of counsel. People v. Mason, 2016 IL App (4th) 140517,
       ¶ 19. Reasonable assistance of postconviction counsel is premised on counsel’s compliance
       with Rule 651(c). Id. Rule 651(c) provides that postconviction counsel must file a certificate
       stating:
                “that the attorney has consulted with petitioner by phone, mail, electronic means or in
                person to ascertain his or her contentions of deprivation of constitutional rights, has
                examined the record of the proceedings at the trial, and has made any amendments to
                the petitions filed pro se that are necessary for an adequate presentation of petitioner’s
                contentions.” Ill. S. Ct. R. 651(c) (eff. Feb. 6, 2013).
¶9         Here, postconviction counsel did not amend the defendant’s pro se postconviction petition.
       Neither the State nor the defendant’s postconviction counsel presented oral arguments at the
       hearing on the State’s motion to dismiss, both solely relying on the arguments in their written
       documents. Postconviction counsel filed a Rule 651(c) certificate, which stated that he
       consulted with the petitioner, examined the record, and made any necessary amendments to the
       petition.
¶ 10       The defendant contends that postconviction counsel should have amended the pro se
       petition. Postconviction counsel, however, is not required to amend a defendant’s pro se
       postconviction petition. People v. Pace, 386 Ill. App. 3d 1056, 1062 (2008). Ethical
       obligations prevent counsel from doing so if the claims are frivolous. Id. If the claims are
       frivolous, postconviction counsel has the option of standing on the allegations in the pro se
       petition or to withdraw as counsel. Id. Further, the defendant does not make any
       recommendation as to how counsel could have improved the petition, other than stating that
       counsel did not attach any affidavits supporting the claims. “[T]here is no showing of the
       existence of any facts or evidence on which such affidavits could have been founded. Absent a
       showing of available material for supporting affidavits, a failure to present affidavits obviously
       cannot be considered a neglect by the attorney.” People v. Stovall, 47 Ill. 2d 42, 46 (1970).
       Counsel is not required to go on a “fishing expedition” to find facts and evidence outside the
       record that might support the defendant’s claims. See People v. Vasquez, 356 Ill. App. 3d 420,
       425 (2005).
¶ 11       Postconviction counsel filed a compliant Rule 651(c) certificate, giving rise to the
       presumption that counsel complied with the rule and provided reasonable assistance. See
       People v. Profit, 2012 IL App (1st) 101307, ¶¶ 19, 23. The defendant has failed to rebut that
       presumption. Therefore, we accept that postconviction counsel provided reasonable assistance
       in that he reviewed the record and could not or did not need to make any amendments to the
       petition to adequately present the defendant’s claims.
¶ 12       In coming to this conclusion, we reject the defendant’s contention that if postconviction
       counsel could not amend the pro se petition, he should have withdrawn as counsel. Though
       People v. Greer, 212 Ill. 2d 192, 211 (2004), allows postconviction counsel to withdraw when
       the allegations of the petition are without merit and frivolous, it does not compel withdrawal
       under such circumstances. Id. (“the Act presents no impediment to withdrawal of counsel”).
       Whether postconviction counsel stood on the pro se petition or withdrew as counsel is a
       distinction without a difference. Further, we note that the trial court gave the defendant the
       opportunity to present a statement at the hearing, which the defendant did. The court also

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       allowed the defendant to provide any further documentation prior to the court making its
       decision, which the defendant failed to do. Therefore, the defendant was given the opportunity
       to explain his constitutional deprivations to the trial court, as he claims he could have done had
       postconviction counsel withdrawn.
¶ 13       We also reject the defendant’s reliance on People v. Shortridge, 2012 IL App (4th) 100663.
       Postconviction counsel in Shortridge did not just fail to amend the pro se postconviction
       petition or withdraw as counsel, but instead actually “confess[ed] the motion to dismiss” filed
       by the State. (Internal quotation marks omitted.) Id. ¶ 6. We find Shortridge distinguishable on
       this fact alone.

¶ 14                                       CONCLUSION
¶ 15      The judgment of the circuit court of Peoria County is affirmed.

¶ 16      Affirmed.




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