FILED
United States Court of Appeals
UNITED STATES COURT OF APPEALS Tenth Circuit
FOR THE TENTH CIRCUIT June 20, 2017
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Elisabeth A. Shumaker
Clerk of Court
CHRISTOPHER COUNTS,
Petitioner - Appellant,
v. No. 17-8003
(D.C. No. 2:16-CV-00070-NDF)
EDDIE WILSON, Warden, Wyoming (D. Wyo.)
State Penitentiary; WYOMING
ATTORNEY GENERAL,
Respondents - Appellees.
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ORDER DENYING CERTIFICATE OF APPEALABILITY*
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Before KELLY, BALDOCK, and BRISCOE, Circuit Judges.
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Christopher Counts, proceeding pro se, seeks a certificate of appealability
(COA) in order to appeal the district court’s judgment in favor of respondents on his
28 U.S.C. § 2254 habeas petition. Because we conclude that Mr. Counts has failed to
demonstrate his entitlement to a COA, we deny his request and dismiss this matter.
I.
Mr. Counts was charged in state court with three felonies: aggravated assault
and battery; aggravated burglary; and kidnapping. A jury convicted him of
aggravated burglary and kidnapping, but acquitted him of aggravated assault and
*
This order is not binding precedent, except under the doctrines of law of the
case, res judicata, and collateral estoppel. It may be cited, however, for its
persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
battery. The state court then held an additional trial to determine whether
Wyoming’s habitual-criminal statute applied to Mr. Counts. The jury determined he
had three prior felony convictions and that the statute did apply. As a result, the state
district court sentenced him to two concurrent life sentences. The Wyoming
Supreme Court affirmed his conviction on direct appeal. Counts v. State, 277 P.3d
94, 111 (Wyo. 2012). His requests for post-conviction relief were denied in state
district court and on appeal.
The evidence at trial, as described by the Wyoming Supreme Court, showed
that Mr. Counts went to the house where the victim, his girlfriend, lived. He began
pounding on one of the windows, calling loudly for her to let him in to get his cell
phone charger. When she did not respond, he walked around the house, shouting and
pounding on the windows and the back door.
The house’s occupants heard a crash at the back door, and the sound of
breaking glass and wood. Mr. Counts entered the back door. The victim ran out the
front. There was evidence that Mr. Counts was carrying a knife, and that when he
passed the two men from the house, he said, “I warned you once, bitch.” Id. at 99
(internal quotation marks omitted).
The victim ran toward a neighbor’s house and tried to hide under a parked
pickup truck. Mr. Counts ran after her. He grabbed her by the neck and dragged her
back into the house. She was screaming and begging for help.
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Inside the house, Mr. Counts told the two men to leave. He slammed the front
door after them as they departed. After they left, they heard thuds and loud screams
coming from the house.
According to the victim, Mr. Counts forced her downstairs into her room,
threw her on the bed, choked her, threw objects at her, and called her names. He
locked the door to the room and stood in front of it to prevent her from leaving.
Eventually, after about an hour, he calmed down.
By this time, the police had arrived. Mr. Counts initially refused to leave the
house, but eventually surrendered to police. They found a knife in his pocket and a
folding pocket knife under the mattress in the victim’s bedroom. The police took a
statement from the victim, who later recanted that statement or added significant
information that she had not told the police on the day of the incident. The
prosecution later learned that in spite of being ordered not to contact the victim,
Mr. Counts had been communicating with her to persuade her to change her story.
II.
At the outset, we must determine whether Mr. Counts filed a timely notice of
appeal. This threshold jurisdictional issue must be resolved before we consider his
request for a COA. See Watkins v. Leyba, 543 F.3d 624, 625 (10th Cir. 2008)
(dismissing appeal for lack of jurisdiction, without addressing application for COA,
where petitioner’s notice of appeal from order dismissing habeas petition was
untimely).
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The district court entered judgment in favor of the respondents on November
1, 2016. Mr. Counts had 30 days, until December 1, 2016, to file his notice of
appeal. See Fed. R. App. P. 4(a)(1)(A). On November 21, he sought an extension of
time to file the notice of appeal. The district court could grant him an extension, but
only for “30 days after the prescribed time or 14 days after the date when the order
granting the motion is entered, whichever is later.” Fed. R. App. P. 4(a)(5)(C).
On November 23, the district court granted the request for extension of time
until December 14. Mr. Counts claims that prior to this new deadline, on December
10, he timely placed his notice of appeal in the prison mailbox. See Fed. R. App. P.
4(c) (describing requirements of prison mailbox rule).
But the district court did not receive the notice of appeal until a month later,
on January 9, 2017. This was not due to a simple delay in the mails. As Mr. Counts
explained, the district court clerk rejected the envelope containing the notice of
appeal he mailed on December 10 because the prison officials did not affix sufficient
postage. As a result, the notice of appeal was returned to him. He then re-mailed the
notice of appeal in a new envelope with adequate postage, accompanied by his
motion for excusable neglect. As proof of all this, Mr. Counts included the original
envelope, postmarked on December 13, which showed that the district court had
returned his initial submission for insufficient postage.
The district court granted Mr. Counts’ motion for excusable neglect on January
10, 2017, and filed the notice of appeal as of that date. But there is a problem. The
motion for excusable neglect, considered as a second request for extension of time to
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file the notice of appeal, was untimely under Fed. R. App. P. 4(a)(5) and 4(c). Thus,
notwithstanding the district court’s attempt to rescue it, the notice of appeal was
untimely and could not create appellate jurisdiction.
Nevertheless, we may construe Mr. Counts’ November 21, 2016, motion for
extension of time to file his notice of appeal as the functional equivalent of a notice
of appeal. See United States v. Smith, 182 F.3d 733, 734-36 (10th Cir. 1999)
(construing a motion for extension of time to file a notice of appeal as the functional
equivalent of a notice of appeal). The motion satisfied the “functional equivalent”
criteria because it was filed within the time limit for filing a notice of appeal, and it
specified the party taking the appeal, designated the judgment appealed from, and
named the court to which the appeal was to be taken. See id. at 735; Fed. R. App. P.
3(c)(1). This appeal is therefore timely, and we may proceed to determine whether
Mr. Counts has shown his entitlement to a COA.
III.
In order to obtain a COA, Mr. Counts must make “a substantial showing of the
denial of a constitutional right.” 28 U.S.C. § 2253(c)(2). This standard requires “a
demonstration that . . . includes showing that reasonable jurists could debate whether
(or, for that matter, agree that) the [application] should have been resolved in a
different manner or that the issues presented were adequate to deserve
encouragement to proceed further.” Slack v. McDaniel, 529 U.S. 473, 484 (2000)
(internal quotation marks omitted). If the application was denied on procedural
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grounds, the applicant must also show “that jurists of reason would find it debatable
. . . whether the district court was correct in its procedural ruling.” Id.
When a claim has been adjudicated on the merits in a state court, a federal
court can grant habeas relief only if the applicant establishes that the state-court
decision was “contrary to, or involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court of the United States,”
or “was based on an unreasonable determination of the facts in light of the evidence
presented in the State court proceeding.” 28 U.S.C. § 2254(d)(1), (2). This
“deferential treatment of state court decisions must be incorporated into our
consideration of [Mr. Counts’] request for [a] COA.” Dockins v. Hines, 374 F.3d
935, 938 (10th Cir. 2004).
Mr. Counts seeks a COA on the following issues: (1) he was improperly
denied the right to cross-examine the victim; (2) the prosecutor committed
misconduct that deprived him of a fair trial; (3) his trial counsel was constitutionally
ineffective; (4) he should have been provided with the prosecution’s files; (5) the
state failed to provide a bill of particulars; (6) the jury instructions given at his trial
failed to define certain necessary terms; (7) there was insufficient evidence to convict
him of kidnapping; and (8) the habitual-criminal sentence was improper because one
of his prior convictions was for a crime he committed as a juvenile. We have
reviewed Mr. Counts’ arguments in light of the entire record and the controlling legal
principles. Having done so, we conclude he has failed to show that reasonable jurists
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could find that the district court’s denial of his claims was debatable or wrong. We
therefore deny his request for a COA and dismiss this matter.
Entered for the Court
Mary Beck Briscoe
Circuit Judge
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