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Electronically Filed
Supreme Court
SCWC-14-0000472
25-AUG-2017
08:40 AM
IN THE SUPREME COURT OF THE STATE OF HAWAII
---o0o---
GOLD COAST NEIGHBORHOOD ASSOCIATION,
Respondent/Plaintiff-Appellee,
vs.
STATE OF HAWAIʻI,
Petitioner/Defendant-Appellant.
(CIV. NO. 07-1-1122)
STATE OF HAWAIʻI BY ITS ATTORNEY GENERAL,
Petitioner/Plaintiff-Appellant,
vs.
TROPIC SEAS, INC.; THE ASSOCIATION OF APARTMENT OWNERS OF
DIAMOND HEAD BEACH, INC.; OLIVIA CHEN LUM, TRUSTEE OF THE OLIVIA
CHEN LUM REVOCABLE LIVING TRUST; CLARENCE KWON HOU LUM, TRUSTEE
OF THE CLARENCE KWON HOU LUM TRUST AND TRUSTEE UNDER THE WILL
AND ESTATE OF CHOW SIN KUM LUM; JEANNE S.J. CHAN AND HOWARD N.H.
CHAN, TRUSTEES OF THE JEANNE S.J. CHAN TRUST; DIAMOND HEAD
AMBASSADOR HOTEL, LTD.; DIAMOND HEAD APARTMENTS, LTD.; C S
APARTMENTS, LTD.; THE ASSOCIATION OF APARTMENT OWNERS OF 2987
KALAKAUA CONDOMINIUM; TAHITIENNE, INCORPORATED; THE ASSOCIATION
OF APARTMENT OWNERS OF 3003 KALAKAUA, INC.; THE ASSOCIATION OF
APARTMENT OWNERS OF 3019 KALAKAUA, INC.,
Respondents/Defendants-Appellees.
(CIV. NO. 10-1-0888)
SCWC-14-0000472
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CERTIORARI TO THE INTERMEDIATE COURT OF APPEALS
(CAAP-14-0000472; CIV. NOS. 07-1-1122 AND 10-1-0888)
AUGUST 25, 2017
McKENNA AND POLLACK, JJ., AND CIRCUIT COURT JUDGE CASTAGNETTI,
IN PLACE OF WILSON, J., RECUSED, WITH NAKAYAMA, J., DISSENTING,
WITH WHOM RECKTENWALD, C.J., JOINS
OPINION OF THE COURT BY POLLACK, J.
I. INTRODUCTION
For at least the past 65 years, residents and visitors
of Oʻahu have been free to walk along the cement path atop a
seawall (the Seawall) on or near the seaward boundaries of
property between 2943 Kalākaua Avenue and 3019 Kalākaua Avenue
to access the beach, shoreline, and ocean in order to swim,
surf, fish, and enjoy other activities of island living. Over
the course of these many decades, the State has paid for and
completed repairs and maintenance on the Seawall, enabling the
public to continue to safely use the footpath. As recently as
2006, the Hawaiʻi State Legislature appropriated funds to repair
the Seawall. However, the State shortly thereafter disclaimed
any duty to maintain the Seawall, prompting commencement of this
lawsuit to require the State to maintain and keep the Seawall in
good and safe condition.
The Circuit Court of the First Circuit (circuit court)
ruled that based on the applicable law and the uncontested
evidence in this case, the State had obtained an easement for
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public use over and across the Seawall by virtue of common law
implied dedication. The Intermediate Court of Appeals (ICA)
unanimously agreed. We conclude that in light of (1) Hawaii’s
long-standing principles of common law, (2) the historical
significance and deep roots of implied dedication in this
jurisdiction as evidenced by nearly 150 years of this court’s
precedent, and (3) the undisputed evidence in this case, the
circuit court and the ICA correctly determined that the State
obtained an easement over and across the Seawall by common law
implied dedication.
In addition to determining that the State owned an
easement over and across the Seawall by implied dedication, the
circuit court also ruled that the State owned the real property
under the Seawall by virtue of surrender under Hawaii Revised
Statutes § 264-1(c)(2) (2007). Given this court’s precedent,
however, ownership of the Seawall was not transferred to the
State by virtue of surrender. Thus, the circuit court and the
ICA erred in concluding that the State owns the Seawall and the
real property under the Seawall.
Given our disposition with respect to the merits of
Gold Coast’s claims in this case, we also determine whether the
circuit court properly denied Gold Coast’s motion for attorneys’
fees and costs against the State. Although the ICA determined
that an award of both fees and costs was permissible in this
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case, we conclude that this ruling and the circuit court’s
ruling were both partially erroneous because the State waived
its sovereign immunity with respect to costs but not attorneys’
fees.
II. BACKGROUND
A. Construction, Public Use, and State Repairs to the Seawall
At issue in this case is a length of seawall that
stretches from the seaward boundaries of property between 2943
Kalākaua Avenue and 3019 Kalākaua Avenue (the Seawall). The
Seawall runs along Waikiki’s “Gold Coast,” an area of
condominiums and cooperative apartments located on ocean front
lots near the Diamond Head end of Kalākaua Avenue.1 The Seawall
was originally constructed by private parties over eighty years
ago. Since approximately 1930, the Seawall has been used by
both residents and members of the general public, without
interference or restriction, to access the ocean and to traverse
along the Waikīkī coastline.
1
Specifically, the Seawall subject to the instant litigation
borders eleven properties identified by the following Tax Map Key Nos. and
owned or managed by the corresponding entities: Tropic Seas, Inc. (TMK No. 3-
1-032:030), Diamond Head Beach Hotel (TMK No. 3-1-032:029), Diamond Head
Ambassador Hotel, Ltd. (TMK Nos. 3-1-032:028, 27, 26), Diamond Head Apts.
Ltd. (TMK No. 3-1-032:004), C S Apts Ltd. (TMK No. 3-1-032:003), 2987
Kalakaua Condominium (TMK No. 3-1-032:002), Tahitienne, Incorporated (TMK No.
3-1-032:001), 3003 Kalakaua (TMK No. 3-1-033:011), and 3019 Kalakaua Avenue
(TMK No. 3-1-033:009).
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For decades, the State has maintained the Seawall,
conducted necessary repairs to the Seawall, and otherwise
assumed responsibility to preserve and manage the Seawall. In
at least 1982, 1984, and 1993, the State conducted various
repairs to the Seawall, and local and state appropriations were
made by the relevant legislative bodies in contemplation of
further repairs in at least 1989, 1992, and 2006. By
stipulation of the parties in this case, the repairs were
described as follows:
In June 1982, the State of Hawaii Department of Land
and Natural Resources (DLNR), Land Division, performed
“emergency repair work” to “shore approximately 40 feet of
the Seawall along the boundary of Diamond Head Apartments.”
By 1981 Haw. Sess. Laws Act 1, Item K-2, the State
legislature authorized the expenditure of $25,000.00 for
these repairs.
Sometime in 1982, the DLNR, Land Division, performed
repairs and “rehabilitated broken sections of the Seawall”
from the Elks Club property to near the Diamond Head end of
Kalākaua Avenue. The funding for the repairs was
appropriated by 1981 Haw. Sess. Laws Act 1, Item K-2, and
by 1981 Haw. Sess. Laws Act 264, Item K-2.
“Sometime after May 1984,” the State performed
additional repair work on “one or more portions of the
Seawalls pursuant to work identified as Job No. 1-0L-31,
Waikiki Seawall Walkway Rehabilitation, Phase III.” The
original scope of this project consisted of “rehabilitating
seawalls, constructing hand railing and other incidental
and appurtenant work necessary to complete this project.”2
2
A table included with the parties’ stipulation shows that during
Phase III, the State conducted the following repairs: “[c]rack repair on
walkway--chip off loose material and epoxy the crack”; “[r]epair nosing at
edge of walkway”; “[r]emove loose concrete topping and pour 4” thick x 3’6”
wide concrete later”; “[r]epair walkway--remove loose concrete topping and
replace with 2” thick cement mortar (Taper new concrete left to right, see G-
2)”; and “[a]dd new concrete walkway on top of existing wall.”
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On December 8, 1992, following Hurricane Iniki, the
Honolulu City Council passed a resolution authorizing the
DLNR “to rehabilitate the existing Seawall walkway located
in Diamond Head, Oahu and identified by TMK Nos. 3-1-
032:001, 002, 003, 004, 026, 027, 028 and 029, and 3-1-
033:002, 003 , 004, 005, 006, 007, 008, 009, 010, 011, 053,
and 056.” The repair and rehabilitative work conducted
pursuant to this project was limited to portions of the
Seawall in front of the Diamond Head Ambassador Hotel. The
construction was authorized by the Hawaiʻi legislature by
1989 Haw. Sess. Laws Act 316, Item K-11. Repairs were
completed in September 1993 at a contract price of
$609,605.00. Pursuant to this project, “the State built or
rebuilt essentially the entire wall in front of . . . three
properties” along the Seawall, although “to the extent the
State built the wall makai of the then shoreline the wall
[was] on State property.”
In an October 13, 1993 letter from the DLNR, the
Manager-Chief Engineer of the DLNR stated that further
repair work on the Seawall was scheduled for TMK Nos. 3-1-
32:029, 004, 003, 002, 001, 3-1-033:011 and 009.
In 2006, the Hawaiʻi legislature appropriated $2 million
for “plans, design and construction for the resurfacing of
the seawall and installation of railings along Waikiki’s
Gold Coast.” The appropriation was included within H.B.
1900 in a section titled “Waikiki Seawall Improvements,
Oahu.”
(Emphases added.)
Since at least 1975, various assertions made by the
State have further manifested its long-held position that the
Seawall serves as a public right-of-way and that the State has
the duty and responsibility to maintain the Seawall for use by
the public. The parties stipulated that the following relevant
documents would be entered into evidence in this case:
A February 27, 1975 memorandum authored by Wallace W.
Weatherwax, Deputy Attorney General (DAG Weatherwax), to
the Department of Transportation’s Harbors Division
intended to resolve the Harbors Division’s inquiry as to
“whether or not the State has the responsibility to
maintain and improve a public right of way which passes
over a seawall located within” TMK No. 3-1-33-2 and TMK No.
3-1-33-53. In the memorandum, DAG Weatherwax stated the
fact of “the use by the public of this right of way since
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1930” and concluded that “the State has the responsibility
to maintain the public right of way over the seawall.”
A 1982 Environmental Assessment issued by the DLNR
regarding the repair of a portion of the Seawall near the
Diamond Head Apartments, in which the DLNR stated that
“[t]he top of the seawall serves as a public walkway for
residents and beachgoers to traverse along the shores of
Waikiki Beach” and that “[r]esidents, surfers, beachgoers
and fishermen use the top of the seawall to traverse
between the Diamond Head end of Waikiki Beach and Sans
Souci Beach.”
A document dated May 1984 relating to the “Waikiki
Seawall Walkway Rehabilitation” project stating that “the
State has a right-of-way over the seawall and has obtained
a right-of-entry onto” certain properties “for the
rehabilitation of the seawall walkway.”
A “Notice of Determination (Negative Declaration)”
relating to the “Waikiki Seawall Walkway Rehabilitation
Project” issued by the DLNR, Water and Land Development
Division, with a handwritten notation at the top
identifying the document as “1992-10-23-OA-FEA-Waikiki
Seawall Walkway,” describing proposed repairs to the
Seawall in the amount of $550,000.00 and stating that “the
State of Hawaiʻi has a right-of-way over all the seawalls
and walkways and is responsible to keep them in good and
safe condition” and that “the walkways are used by the
general public.”
(Emphases added.) Thus, for many decades, the Seawall has been
enjoyed by members of the general public and repaired,
maintained, and overseen by the State.
Gold Coast Neighborhood Association (Gold Coast) is “a
non-profit incorporated organization doing business in the City
and County of Honolulu, and is comprised of individuals and
organizations that own, live in, or have an interest in real
property along Kalakaua Avenue on the Waikiki coastline in the
City and County of Honolulu, State of Hawaii.” Many of the
members of Gold Coast represent the apartments and condominiums
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located along the Seawall. Following an appropriation of funds
to repair the Seawall by the Hawaii State Legislature in 2006,
counsel for Gold Coast and representatives from the State
discussed the need for maintenance to the Seawall. However, at
a point during these discussions, the State informed Gold
Coast’s counsel that it now disclaimed any duty to maintain the
Seawall.
B. Circuit Court Proceedings
On June 22, 2007, Gold Coast filed a complaint against
the State seeking a declaration from the circuit court that “the
State is required to maintain the Seawall and keep it in good
and safe condition.” In its complaint, Gold Coast identified
the Seawall as bordering twenty-one properties on Kalākaua
Avenue. Gold Coast also sought an order awarding it attorneys’
fees and costs “as allowed by law.”
In July and August of 2007, the parties filed cross-
motions for summary judgment.3 Gold Coast contended in its
summary judgment motion that the State was obligated to maintain
the Seawall by virtue of its ownership of the Seawall, or, in
the alternative, by virtue of an easement over the Seawall. The
State rejected these arguments in its summary judgment motion
3
The Honorable Eden E. Hifo presided over the summary judgment
proceedings in this case.
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and contended, inter alia, that Gold Coast had failed to join
indispensable parties to the action because it had not joined
all those property owners whose interests in property under or
near the Seawall might be affected by the litigation.
Prior to the circuit court’s ruling on the parties’
summary judgment motions, Gold Coast filed a first amended
complaint (First Amended Complaint) removing ten of the twenty-
one properties and adding one property. At a continued hearing
on the parties’ summary judgment motions on August 20, 2008, the
court heard oral argument on whether the First Amended Complaint
“cured the problem” alleged by the State regarding indispensable
parties to the lawsuit. The State contended that the First
Amended Complaint was not sufficient to cure Gold Coast’s
failure to join indispensable parties, arguing in part that the
various homeowners’ associations were not legally authorized to
represent private property owners in the litigation. Gold Coast
responded that each of the properties named in the First Amended
Complaint was represented by associations that had agreed on
behalf of their members to join Gold Coast and support the
lawsuit and that the associations were entitled to represent
their property owners’ interests. Thus, “each individual
owner’s interest [was] secured and represented” by the relevant
association that was authorized to act on the owner’s behalf.
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At the close of the August 20, 2008 hearing, the court
ruled that Gold Coast had not failed to join indispensable
parties, reasoning that “given the First Amended Complaint . . .
there have been amendments to ensure that the condominiums or
co-ops that are contiguous to the seawalls that are identified
by the TMKs in [the First Amended Complaint] are members of
[Gold Coast], which is the party.” The court further elaborated
that it did not construe “the fact that the individual owners of
the condos are not named parties” to be an “impediment to the
lawsuit going forward, inasmuch as the [Associations of
Apartment Owners] bind them all.” The court then ruled that
Gold Coast could proceed in the litigation under the theories of
common law implied dedication and surrender under Hawaii Revised
Statutes (HRS) § 264-1, but that both issues were subject to
genuine issues of material fact precluding summary judgment.
On April 26, 2010, the State filed its own complaint
for declaratory relief with the circuit court, naming as
defendants some of the individual owners and associations of the
properties included in Gold Coast’s First Amended Complaint. In
its complaint, the State sought a declaration that “[the State]
does not own the seawalls or the real property under the
seawalls” and that “the State does not have an easement by
prescription or implication over the seawalls.” The circuit
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court, in accordance with the State’s unopposed motion,4
consolidated the case brought by Gold Coast with the case
brought by the State.5
On March 18, 2011, the parties filed a First
Stipulation of Facts (Stipulated Facts) pertaining to the
identities of the parties and the portions of the seawall at
issue in the case. The Stipulated Facts described past repair
work and construction completed on the Seawall, including the
State’s performance of various repairs to the Seawall in 1982,
1984, and 1993, and local and state legislative appropriations
in contemplation of further repairs in 1989, 1992, and 2006, as
described in greater detail above. The parties stipulated to
events surrounding the State’s sale to the Gold Coast in 2003 of
a non-exclusive easement for “the right, privilege, and
authority to construct, use, maintain and repair” a ladder
accessing the ocean from a 37-square-foot portion of land along
the Seawall. The parties further stipulated that TMK No. 3-1-
4
The State in its motion to consolidate contended that it had
“specifically” filed its complaint so that the disposition of the case
relating to ownership and maintenance of the Seawall would “explicitly
[bind]” the individual property owners and associations, rather than solely
Gold Coast acting on their behalves.
5
On September 13, 2010, Gold Coast filed a second amended
complaint (Second Amended Complaint) removing TMK No. 3-1-033:010 from the
complaint. Thus, the current litigation involves eleven properties. These
eleven properties are owned or managed by various entities, each of which is
a member of Gold Coast. See supra note 1.
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033:009 was subject to an “easement of right of way for
pedestrians.” The parties agreed that as otherwise stated by
the Stipulated Facts, “the State does not hold an express
easement over any of the seawalls [which are the] subject of
these lawsuits.”6
On March 22, 2011, the circuit court7 held a bench
trial at which three witnesses for Gold Coast testified.8 June
Anderson, a resident of Diamond Head Apartments on the Gold
Coast since 1971, testified that she has regularly observed
members of the public walking along the Seawall, climbing over
the Seawall to access the ocean, and otherwise utilizing the
Seawall for recreational purposes. Ms. Anderson also testified
that before becoming a resident of her Gold Coast building, she
visited the Waikīkī area as early as 1952 and traversed the
Seawall as a general member of the public several times.9
6
Specifically, the Stipulated Facts relate that “[o]ther than as
stated in paragraph 40, the State does not hold an express easement over any
of the seawalls subject of these lawsuits.” (Emphasis added.) However,
because the Stipulated Facts does not contain a paragraph 40, it appears that
this stipulation refers to the immediately preceding paragraph regarding the
easement held by the State over TMK No. 3-1-033:009.
7
The Honorable Virginia L. Crandall presided over the trial.
8
Russel Tsuji, an official of DLNR, testified for the State
regarding public access to the Seawall, the buildings located near the
Seawall, and the appearance and condition of the Seawall.
9
The record reflects an agreement between the parties that
declarations submitted by the three witnesses during summary judgment
proceedings would be entered into the record in support of Gold Coast’s
claims. In the declaration submitted by Ms. Anderson, she further stated
(continued. . .)
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According to Ms. Anderson, since 1971, she has never “seen
anyone attempt to keep people from walking on the [S]eawall
walkway.” Ms. Anderson further testified that her building,
Diamond Head Apartments, was not “insured for the [S]eawall” and
that the residents have “never considered [the Seawall] [their]
property really.”10 Similarly, Robert Gentry, a resident of the
Gold Coast since 1982 and president of the Gold Coast
Neighborhood Association, testified that from his residence, he
observed a “[t]remendous amount of recreational activity” by
members of the public utilizing the Seawall and the ocean
beyond, including swimming, fishing, surfing, dog-walking, and
lifeguarding activities. Mr. Gentry added that he has “never”
tried to stop anyone from walking along the Seawall.11 Mr.
(. . .continued)
that she “also observed many other people walking along the Diamond Head
Seawall” during her visits to the area between 1952 and 1958.
10
In her declaration, Ms. Anderson also stated that to the best of
her knowledge, “during the time in which [she has] been familiar with the
Diamond Head Seawall, no owner of property adjacent to the Diamond Head
Seawall has ever blocked the public from accessing the Diamond Head Seawall,
performed any repairs on the Diamond Head Seawall, or exerted any other
similar form of control or act of ownership over the Diamond Head Seawall.”
11
In Mr. Gentry’s declaration submitted during summary judgment
proceedings, Mr. Gentry elaborated that to the best of his knowledge, (1) “no
owner of property along the Diamond Head Seawall, including [Mr. Gentry] and
other members of the [Gold Coast Neighborhood Association], has ever blocked
the public from using the Diamond Head Seawall,” (2) the Gold Coast
Neighborhood Association “assumes that owners of property bordering the
Diamond Head Seawall do not have the right to block the public from using the
seawall,” and (3) “owners of property along the Diamond Head Seawall . . .
have acquiesced in the public’s use of the Diamond Head Seawall as a walkway
and for recreational purposes.”
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Gentry also noted that, to the best of his knowledge, his
building has never had insurance over the walkway on the
Seawall.
The circuit court heard additional testimony from Guy
Bishaw, a Waikīkī resident who does not own property on the Gold
Coast and who does not have a relationship with the Gold Coast
Neighborhood Association, who described his continuous use of
the Seawall for ocean access and other recreational purposes
since the 1950s. Mr. Bishaw further testified that in all the
time he has used the Seawall to reach various surf spots, no one
has “ever tried to stop [him] from walking on the wall” or “told
[him] that the seawall was private property and [he] better not
walk on the wall.”
On November 29, 2013, the circuit court issued its
Findings of Fact, Conclusions of Law, and Order (Findings of
Fact and Conclusions of Law). The circuit court determined that
Gold Coast had prevailed on its implied dedication and surrender
claims and was therefore “entitled to a declaratory ruling” that
the State has an easement over and across the Seawall by implied
dedication and that the State owns the Seawall and the real
property under the Seawall by surrender.
In its Findings of Fact and Conclusions of Law, the
circuit court made extensive findings of fact regarding the
parties, the identification and characteristics of the
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properties at issue, access to the Seawall from Kalākaua Avenue,
the history of the State’s repair work on the Seawall and
communications by the State regarding its responsibility to
maintain the Seawall, miscellaneous facts regarding various
properties included in the lawsuit,12 and a site visit conducted
by the court and counsel for Gold Coast and the State. The
court also made findings of fact regarding the public’s use of
the Seawall, stating in finding of fact (FOF) 103 that “[t]he
public has used the Seawall for both shoreline and ocean access
for decades and has done so without any apparent interference
from any private landowners along the Gold Coast.”
In its conclusions of law, the circuit court addressed
common law implied dedication and also evaluated surrender under
the Hawaii Revised Statutes.
Under the law of implied dedication, the circuit court
stated that Gold Coast was required to demonstrate “an offer and
acceptance of dedication both of which may be implied based on
the circumstances.” The court determined that if “regular and
continuous use by the public” was the only evidence of implied
12
In finding of fact (FOF) 52, the court found that the property
identified as TMK No. 3-1-033:009 was registered in land court. In FOF 105,
the court also found that TMK No. 3-1-033:009 was subject to an express
easement for pedestrian use in favor of the State. In FOF 106, the court
found that “[o]ther than as stated in [FOF 105], the State does not hold an
express easement over any portion of the Seawall that is the subject of these
lawsuits.”
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dedication, “the time period must be ‘much longer’ than the
twenty year prescriptive period under HRS § 657-31,” relying on
this court’s decision in In re Banning, 73 Haw. 297, 832 P.2d
724 (1992). Proof of an offer of dedication was evidenced by
“the long-continued public use of the Seawall as a walkway from
the 1930s to the present.” Acceptance of the offer of
dedication was demonstrated both by the “uncontroverted direct
evidence of public use of the Seawall as a walkway from at least
1952 to when [the] suit was filed” and the State’s “assertion of
dominion and control over the Seawall through the State’s
statements that the Seawall is a public right of way and the
State’s actions in repairing and rehabilitating the Seawall.”
Additionally, the circuit court determined that in
order to prevail under the surrender theory pursuant to HRS §
264-1(c) (2007), Gold Coast must prove, “at the very least,” the
following two elements: (1) “the Seawall is a thoroughfare that
was opened, laid out, or built by private parties,” and (2) “the
owners have not exercised an act of ownership over the Seawall
for five years or more.”13
13
The circuit court also addressed and rejected the State’s
argument that “formal acceptance by the State is required in order to
transfer ownership by surrender,” concluding that the plain language of the
surrender statute did not support such a reading because “[i]f formal
acceptance were required, the transfer would not be ‘deemed’ to have taken
place” as set forth by the statute.
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With respect to the first two elements of HRS § 264-
1(c), the court concluded that the Seawall exists as a walkway
running along the shoreline that was originally constructed by
private parties; the court further determined that Gold Coast
had established that the owners had not exercised an act of
ownership over the Seawall for five years or more. The court
recognized the possibility of a third requirement that the State
hold a preexisting easement over the relevant property arising
from this court’s decision in In re Banning, 73 Haw. 297, 832
P.2d 724 (1992). The court concluded that this requirement, if
applicable, would also be satisfied because the State held an
express easement over TMK No. 3-1-033:009 and a prescriptive
easement “over all the remaining parcels” with the exception of
TMK Nos. 3-1-032:029 and 30 “where the Seawall is almost wholly
within property registered in land court.”14 As a result, the
court determined that Gold Coast proved that the Seawall “was
surrendered to the State in accordance with HRS § 264-1(c),”
with the exception of those portions of the Seawall located at
TMK Nos. 3-1-032:029 and 3-1-032:030, which were properties
registered in land court. See HRS § 501-87 (2006) (providing
14
Although the court concluded that the third element, that the
State hold a preexisting easement over the relevant property, was satisfied
in this case, it maintained in conclusion of law 11 that it was “not
convinced” that this element was required to effectuate a surrender under HRS
§ 264-1(c).
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that land registered in land court cannot be deemed to have been
surrendered under the Hawaii Revised Statutes).
The circuit court issued its Final Judgment concluding
that the State holds an easement by implied dedication over the
Seawall including those portions of the Seawall at TMK Nos. 3-1-
032:029 and 3-1-032:030. The Final Judgment additionally
determined that the State owns the Seawall and the real property
underneath the Seawall except as to those portions at TMK No. 3-
1-032:029 and TMK No. 3-1-032:030 that are on privately owned
land registered in land court. The State’s complaint for
declaratory judgment in Civil No. 10-1-10888-04 VLC was
dismissed with prejudice. The Final Judgment set forth that
each party “shall bear its/his/her own attorneys’ fees and
costs.”
Gold Coast subsequently filed a motion for attorneys’
fees and costs in the amount of $376,539.25 (Motion for
Attorneys’ Fees and Costs), asserting that the State’s sovereign
immunity was “not implicated” because the State had filed its
own complaint against Gold Coast and that Gold Coast was
entitled to fees under the private attorney general doctrine.
Gold Coast also suggested that even if sovereign immunity barred
an award of attorneys’ fees, the “interest[s] of justice” would
require the court to invoke its inherent authority under the
Hawaii Revised Statutes to award Gold Coast the fees it sought.
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Finally, Gold Coast contended that it was entitled to costs
against the State pursuant to HRS § 607-24 (1993) because it
received a final judgment against the State and was the
prevailing party in the litigation. The State in its opposition
argued that fees were barred by the State’s sovereign immunity
and that Gold Coast did not meet the requirements to merit a fee
award under the private attorney general doctrine. The State
alternatively contended that even if Gold Coast was entitled to
fees, the requested amount must be substantially reduced. As to
costs, the State argued that Gold Coast was not a prevailing
party, and, in the alternative, that Gold Coast had provided
“absolutely no detail as [to] any of their charges.” On May 12,
2014, the circuit court entered an order denying Gold Coast’s
Motion for Attorneys’ Fees and Costs (Order Denying Fees and
Costs) because the State “ha[d] not waived its sovereign
immunity as to an award of attorneys’ fees and costs in the
circumstances of this case.”
C. ICA Proceedings
The State appealed the circuit court’s Findings of
Fact and Conclusions of Law and the Final Judgment to the ICA.
The State argued that the circuit court erred on the merits by
ruling that the State acquired an easement over the Seawall by
common law implied dedication and/or that it owned the Seawall
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by virtue of surrender under HRS § 264-1(c).15 The State
contended that “state law specifically prohibits the State from
acquiring ownership of real property or any interest in real
property without the State’s acceptance,” and because the State
did not formally accept transfer of the Seawall, no implied
dedication or surrender of the Seawall was effectuated. In
support of its argument, the State relied on HRS §§ 171-30
(1993), 26-7 (2009) (last amended 1990), 107-10 (Supp. 2001),
and 520-7 (2006).16 The State additionally asserted that the
evidence was insufficient to support a finding of common law
implied dedication or statutory surrender.
Further, the State argued that the Seawall could not
be surrendered to the State because it was not a “trail” or
“public highway” within the meaning of HRS § 264-1, and, thus,
15
The State also contended that the circuit court lacked
jurisdiction, arguing that the declaratory judgment statute was inapplicable,
that Gold Coast lacked standing, and that the action constituted an improper
quiet title action to which Gold Coast was “not a proper party” and to which
the “actual owners” of the properties were indispensable parties. The ICA
rejected the State’s jurisdictional claims and determined that Gold Coast’s
complaint could not be treated as an action for quiet title. Gold Coast
Neighborhood Ass’n v. State, 136 Hawaii 340, 353, 361 P.3d 1243, 1256 (App.
2015). The ICA did not rule on the State’s argument regarding indispensable
parties. To the extent that the State repeats on certiorari its argument
that the circuit court failed to join indispensable parties, this issue is
addressed below.
16
Although the State raised arguments based on HRS §§ 171-30, 26-7,
and 520-7 before the circuit court, it only raised HRS § 107-10 in support of
its argument before the ICA by letter to the appellate clerk dated May 7,
2015, after submission of its Opening Brief. Gold Coast filed a motion to
strike the letter, which the ICA denied as moot following issuance of its
opinion in the case. On certiorari before this court, the State relies on
the four statutes.
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it was not a type of property subject to surrender under the
statute. The State distinguished this case from Levy v.
Kimball, 50 Haw. 497, 443 P.2d 142 (1968), in which this court
held that a particular seawall constituted a “public highway”
within the meaning of HRS § 261-1, because unlike in Levy, the
State had not acquired a preexisting express easement over the
Seawall with the exception of TMK No. 3-1-033:009.
Gold Coast cross-appealed the circuit court’s Order
Denying Fees and Costs, contending that it was entitled to
attorneys’ fees under the private attorney general doctrine,
that the State had waived its sovereign immunity because it had
filed its own complaint against Gold Coast, and that the
interests of justice required the court to award fees using its
inherent authority.
On June 30, 2015, the ICA issued a published opinion
affirming the circuit court’s conclusion that the State had
acquired an easement over the Seawall by common law implied
dedication and the Seawall and real property under the Seawall
by surrender. Gold Coast Neighborhood Ass’n v. State, 136
Hawaii 340, 357, 361 P.3d 1243, 1260 (App. 2015). Relying on In
re Banning, 73 Haw. 297, 832 P.2d 724 (1992), the ICA held that
both the owners’ offer of dedication and the State’s acceptance
of that offer could be implied from the history of use and
maintenance of the Seawall from “well before” 1969 to 2006.
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Gold Coast Neighborhood Ass’n, 136 Hawaii at 354, 361 P.3d at
1257. In support of its conclusion, the ICA relied on the
evidence of the “public’s open and continuous non-permissive use
of the Seawall as a walkway from as early as 1956”; the ICA also
cited “the State’s recognition of the entire Seawall as a public
walkway in 1975, 1982, 1984, 1992, and 2006” and “the State’s
repairs to portions of the Seawall in 1982, 1984, and 1993.”
Id. at 355, 361 P.3d at 1258. The ICA further noted that the
parties “[did] not dispute” the circuit court’s finding that the
“public has used the Seawall for both shoreline and ocean access
for decades and has done so without any apparent interference
from any private landowners along the Gold Coast.” Id. at 354-
55, 361 P.3d at 1257-58. The ICA therefore determined that the
circuit court did not err in concluding that the State held an
easement over and across the Seawall by virtue of implied
dedication. Id. at 355, 361 P.3d at 1258.
With respect to surrender, the ICA stated that a
seawall that “is used as a public thoroughfare” may qualify as a
“public trail” or “public highway” subject to surrender under
HRS § 264-1. Id. (quoting Levy, 50 Haw. at 499-500, 443 P.2d at
144; HRS § 264-1(c) (2007)). The ICA observed that it was
undisputed that the Seawall was “built by private parties and
completed by 1930” and that “no owners of the Seawall exercised
ownership over the Seawall for at least five years prior to
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litigation.” Id. As a result, the ICA concluded that the
circuit court did not err in determining that the real property
under the Seawall was surrendered to the State with the
exception of those parcels registered in land court that were
not subject to the surrender statute. Id. at 355-56, 361 P.3d
at 1258-59.
The ICA also addressed the State’s general argument
that various provisions of the Hawaii Revised Statutes operate
to preclude surrender or implied dedication of property to the
State absent the State’s formal consent. Id. at 356, 361 P.3d
at 1259. Quoting from portions of HRS §§ 171-30 (1993), 26-7
(2009) (last amended 1990), and 107-10 (Supp. 2001), the ICA
concluded that these provisions did not operate to require the
State’s formal consent because both doctrines of surrender and
common law implied dedication “are well established means for
the public to acquire State land without the State’s consent via
public use.” Gold Coast Neighborhood Ass’n, 136 Hawaii at 356,
361 P.3d at 1259. The ICA reasoned that the State’s
interpretation of HRS §§ 171-30, 26-7, and 107-10 “is not only
inconsistent with the language of the statutes, but if adopted,
would produce an absurd result in that it would silently abolish
the doctrines of implied dedication and surrender.” Id.
Lastly, the ICA addressed Gold Coast’s appeal of the
circuit court’s denial of attorneys’ fees and costs. Id. at
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356-57, 361 P.3d at 1259-60. On this issue, the ICA concluded
that the circuit court had erred in barring attorneys’ fees on
the basis of the State’s sovereign immunity because “‘the
doctrine of sovereign immunity is unavailing and inapposite’
when the ‘case deals with a suit initiated by the State.’” Id.
at 357, 361 P.3d at 1260 (alteration omitted) (quoting State ex
rel. Anzai v. City & Cty. of Honolulu, 99 Hawaii 508, 515-16, 57
P.3d 433, 440-41 (2002)). The ICA also determined that the
circuit court erred in denying Gold Coast costs, stating that
“Gold Coast prevailed against the State” and citing HRS § 607-24
(1993). Id. Therefore, the ICA affirmed the circuit court’s
Findings of Fact and Conclusions of Law and Final Judgment, and
it vacated the circuit court’s Order Denying Fees and Costs and
remanded for reconsideration of Gold Coast’s Motion for
Attorneys’ Fees and Costs. Id.
III. STANDARDS OF REVIEW
“The interpretation of a statute is a question of law
reviewable de novo.” State v. Arceo, 84 Hawaii 1, 10, 928 P.2d
843, 852 (1996) (quoting State v. Camara, 81 Hawaii 324, 329,
916 P.2d 1225, 1230 (1996)). “Similarly, a trial court’s
conclusions of law are reviewable de novo under the right/wrong
standard.” State v. Kelekolio, 94 Hawaii 354, 356, 14 P.3d 364,
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366 (App. 2000) (citing State v. Lopez, 78 Hawaii 433, 440, 896
P.2d 889, 896 (1995)).
“The trial court’s grant or denial of attorneys’ fees
and costs is reviewed under the abuse of discretion standard.”
Kamaka v. Goodsill Anderson Quinn & Stifel, 117 Hawaii 92, 105,
176 P.3d 91, 104 (2008) (quoting Kahala Royal Corp. v. Goodsill
Anderson Quinn & Stifel, 113 Hawaii 251, 266, 151 P.3d 732, 747
(2007)).
IV. DISCUSSION
The State makes three principal arguments on
certiorari. First, the State argues that HRS §§ 171-30, 26-7,
and 107-10 operate to preclude common law implied dedication and
surrender under HRS § 264-1(c) without the State’s formal
consent or acceptance. Second, the State contends that the
circuit court was required to “make the actual owners of the
real property parties to the case” and that its failure to do so
constituted error. Third, the State submits that the ICA erred
in determining that Gold Coast was entitled to attorneys’ fees
based on the ICA’s reasoning that the filing of a complaint by
the State for declaratory relief waived its sovereign immunity
in this case.
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A. Indispensable Parties
The State’s argument on the issue of indispensable
parties contends that “the actual property owners” must be
joined to a lawsuit that determines ownership of the owners’
properties. Gold Coast responds that it need not join the
individual owners of the properties at issue because their
interests are sufficiently represented by the various apartment
owners’ associations that are members of Gold Coast, the named
plaintiff in this case.
Gold Coast’s Second Amended Complaint sought a
declaration that the State is responsible for maintaining the
Seawall bordering eleven identified properties that are managed
by various entities. See supra notes 1, 5. Each of these
entities is a member of plaintiff Gold Coast Neighborhood
Association and joined Gold Coast for the purpose of having it
represent the entity’s and owners’ interests in this litigation.
The State acknowledged before the circuit court that
the individual owners of properties located on the eleven
parcels at issue in this litigation could have “their rights in
this matter” “protect[ed] or represent[ed]” by “their respective
condominium associations” thereby obviating any requirement to
join the individual owners, but submitted that such
representation was only permitted by a provision of the Hawaii
Revised Statutes that was repealed in 2004 by Act 164 of the
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Hawaii State Legislature. See HRS § 514A-93 (1993) (“actions
may be brought by the manager or board of directors, in either
case in the discretion of the board of directors on behalf of
two or more of the apartment owners . . . with respect to any
cause of action relating to the common elements or more than one
apartment”), repealed by 2004 Hawaii Session Laws Act 164, § 26
at 813. However, although HRS § 514A-93 (1993) was repealed by
Act 164 prior to commencement of proceedings in this case, the
act retained and relocated within the Hawaii Revised Statutes
the authority of apartment and condominium associations to
represent the interests of their owners in litigation. See 2004
Hawaii Session Laws Act 164, § 2 at 761-62 (codified at HRS §
514B-104(a)(4) (2006)). Further, although HRS § 514A-93 (1993)
was repealed in 2004, language identical to the prior version of
HRS § 514A-93 was reenacted at HRS § 514A-93 in 2007 and made
retroactively effective to July 1, 2006. See HRS § 514A-93
(Supp. 2007); 2007 Hawaii Session Laws Act 244, § 2 at 745.
Thus, at the time Gold Coast initiated this litigation on June
22, 2007, its members were statutorily entitled to “[i]nstitute,
defend, or intervene in litigation” on behalf of their
respective owners. HRS § 514B-104(a)(4) (2006); see also HRS §
514A-93 (Supp. 2007) (permitting the manager or board of
directors to bring actions on behalf of owners). The circuit
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court therefore did not err in concluding that Gold Coast need
not join the individual owners as indispensable parties.17
B. Common Law Implied Dedication
Next, the State contends that various disparate
provisions of the Hawaii Revised Statutes operate to condition
the implied dedication of private property to the State upon the
State’s formal consent or acceptance. Gold Coast responds that
the statutes relied upon by the State do not require the State’s
formal acceptance as an additional element to the common law
doctrine of implied dedication that has long existed in the
State of Hawaii.
In 1892, Queen Liliʻuokalani and the Kingdom of Hawaiʻi
adopted the common law of England as the basis of its
jurisprudence by legislation entitled “Act to Reorganize the
Judiciary Department.” See L. 1892, ch. 57, § 5; see also
Damien P. Horigan, On the Reception of the Common Law in the
Hawaiian Islands, III, 13 Haw. Bar. J. 87, 111-12 (1999). The
present-day codification of this legislation can be found at HRS
§ 1-1, which provides in relevant part as follows:
17
The individuals or entities named as parties by the State’s
complaint that were not included in Gold Coast’s subsequent Second Amended
Complaint filed answers responding specifically to the State’s complaint.
Each of these individuals or entities asserted that the State was responsible
for maintaining the Seawall and raised as a defense to the State’s complaint
“the public’s consistent and extensive use of the seawalls” for “at least 50
to 100 years.”
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The common law of England, as ascertained by English
and American decisions, is declared to be the common
law of the State of Hawaii in all cases, except as
otherwise expressly provided by the Constitution or
laws of the United States, or by the laws of the
State, or fixed by Hawaiian judicial precedent, or
established by Hawaiian usage . . . .
HRS § 1-1 (2009) (emphasis added). Thus, the common law of
England applies in the State of Hawaiʻi except as otherwise
expressly provided by Hawaiʻi law, federal law, or by Hawaiian
judicial precedent or usage.
The common law has historically provided for the
dedication of private property for public use.18 In re Banning,
73 Haw. 297, 304-05, 832 P.2d 724, 728-29 (1992). Common law
dedication of private property is “accomplished either
expressly, as by deed, or impliedly, as by acts and conduct
which manifest an intent to give the property for public use.”
Maui Ranch Estates Owners Ass’n v. Maui Cty., 6 Haw. App. 414,
421, 724 P.2d 118, 123 (1986) (citing City of Kechi v. Decker,
230 Kan. 315, 634 P.2d 1099 (1981); 23 Am. Jur. 2d Dedication §
3 (1983)); see also Banning, 73 Haw. at 304, 832 P.2d at 728-29
(“A common law dedication may be accomplished without any
statement, written or spoken, for one who invites or merely
permits the public to use his or her land for a long period may
18
Private property may also be dedicated for public use by statute,
which occurs when “the statutory provisions” relating to dedication are
“complied with.” Maui Ranch Estates Owners Ass’n v. Maui Cty., 6 Haw. App.
414, 421, 724 P.2d 118, 123 (1986).
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be held to have made an offer of implied dedication.” (quoting
R.A. Cunningham, The Law of Property 751 (1984))). “A common
law dedication does not operate as a grant but as an equitable
estoppel,” 23 Am. Jur. 2d Dedication § 54 (2013), whereby “the
owner is estopped to deny permanent public access” because the
owner has “admitted the public to use the land over a long
time.” Banning, 73 Haw. at 304, 832 P.2d at 729 (quoting R.A.
Cunningham, The Law of Property 751 (1984)); see also 23 Am.
Jur. 2d Dedication § 54 (common law dedication is applied
“because of lack of a grantee capable of taking”).
Under the common law, formal acceptance is not
required to effectuate an implied dedication.19 Indeed, in its
explicit adoption of common law implied dedication in 1869, the
Supreme Court of the Kingdom of Hawaiʻi in The King v. Cornwell,
3 Haw. 154, 161 (Haw. Kingdom 1869), considered that acceptance
could be inferred from public use. The Cornwell court
established that in Hawaiʻi, “[o]rdinarily, there is no other
19
See Vitauts M. Gulbis, Implied acceptance, by public use, of
dedication of beach or shoreline adjoining public waters, 24 A.L.R.4th 294
(1983) (“Under generally accepted common-law principles, the implied
acceptance of an implied or express offer to dedicate, can be shown by
maintenance or improvement of the property by local government activity or by
use by members of the unorganized public.” (footnotes omitted)); 26 C.J.S.
Dedication § 2 (2011) (a common-law dedication requires “the implied
acceptance of the use of property” or, alternatively, “the express acceptance
of the municipality”); Steve A. McKeon, Public Access to Beaches, 22 Stan. L.
Rev. 564, 573 (1970) (common law implied dedication requires “[n]o
formalities” and “public use itself may be taken as evidence of acceptance”).
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mode of showing an acceptance by the public of a dedication than
by its being made use of by them,” but considered that if public
use was the only evidence of dedication, it must have continued
for a longer period than that required to effectuate a
prescriptive easement. Id. at 161-62.
Following Cornwell, our courts have continued to
recognize common law implied dedication as a method of
transferring interests in property to the State and have
repeatedly noted that formal acceptance is not a prerequisite.
See, e.g., Maui Ranch, 6 Haw. App. at 421, 724 P.2d at 123
(common law dedication may be accomplished “impliedly, as by
acts and conduct which manifest an intent to give the property
for public use”); Banning, 73 Haw. at 304-05, 832 P.2d at 728-29
(“[T]he acceptance may also be implied by the nature of the
public use . . . . In other words, the duration and type of
public use can raise both the presumption of the owner’s intent
(or offer) to dedicate land to public use, as well as constitute
acceptance by the public.” (citations omitted)); Wemple ex rel.
Dang v. Dahman (Wemple II), 103 Hawaiʻi 385, 397, 83 P.3d 100,
112 (2004) (although the county had not formally accepted a
statutory dedication, an additional significant question
remained regarding whether “the public had an easement over [a]
privately owned road because the road had been impliedly
dedicated to the public”); City & Cty. of Honolulu v. Boulevard
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Props., Inc., 55 Haw. 305, 306, 517 P.2d 779, 781 (1973)
(implied dedication of streets for use by the public may occur
when land is subdivided into lots and streets, a plat showing
such subdivision is recorded, and sales of the lots are made);
see also David M. Forman & Susan K. Serrano, Traditional and
Customary Access and Gathering Rights, in Native Hawaiian Law -
A Treatise 779, 818 (Melody Kapilialoha MacKenzie et al. eds.,
2015) (observing that “[a]ccess along Hawaiian trails may be
protected where there has been an implied dedication of a public
right-of-way across private land” and analyzing Cornwell, 3 Haw.
154). Though continuous use of the property by members of the
public is commonly relied upon in determining whether a
dedication occurred, conduct evincing an implied acceptance may
also include actions attributable to the government, such as
“maintenance of sidewalks, beach patrols, or the installation of
utility connections by local government bodies.” See Gulbis,
supra note 19 (stating that such conduct “has been held to
support an implied acceptance of an express offer to dedicate”).
Despite its deeply entrenched and long historical
presence in our jurisprudence, the State contends that various
provisions of the Hawaii Revised Statutes operate to preclude
the implied dedication of private property to the State without
the State’s explicit acceptance. The State therefore suggests
that the doctrine of common law implied dedication has been
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implicitly abolished in Hawaii, insofar as it contends that an
implied acceptance of an offer of dedication is insufficient to
deem private property dedicated to the public. See Banning, 73
Haw. at 304, 832 P.2d at 728-29. However, statutes which
abrogate the common law must do so expressly, not impliedly, and
such statutes “must be strictly construed.” Burns Int’l Sec.
Servs., Inc. v. Dep’t of Transp., 66 Haw. 607, 611, 671 P.2d
446, 449 (1983). Additionally, review of the statutory
provisions cited by the State and the relevant caselaw refute
the State’s contention that Hawaii’s common law doctrine of
implied dedication may not transfer interests in private
property to the State absent the State’s formal consent.
i. Abrogation of common law disfavored
HRS § 1-1 provides that the only exception to the
general applicability of common law principles in this
jurisdiction occurs when state or federal law “expressly
provide[s]” otherwise. See HRS § 1-1 (2009) (emphasis added).
Our courts have repeatedly recognized the importance of the
common law and have demonstrated an unwillingness to impliedly
reject its principles; they have also determined that subsequent
statutory enactments will not be construed as abrogating the
common law “unless that result is imperatively required.”
Minneapolis Fire & Marine Ins. v. Matson Nav. Co., 44 Haw. 59,
67-68, 352 P.2d 335, 340 (1960) (emphasis added) (quoting
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Gabriel v. Margah, 37 Haw. 571, 580 (Haw. Terr. 1947)); E. Star,
Inc., S.A. v. Union Bldg. Materials Corp., 6 Haw. App. 125, 141,
712 P.2d 1148, 1159 (1985) (same). This court has also held
that “statutes which are in derogation of common law must be
strictly construed,” and we have refused to reject common law
rules absent a finding of “express [legislative] intent.” Burns
Int’l Sec. Servs., Inc. v. Dep’t of Transp., 66 Haw. 607, 611,
671 P.2d 446, 449 (1983) (declining to abrogate common law
principle of non-transferability of licenses because, in part,
there was no “express intent that the legislature had forsaken
the common law rule”).
This strong reluctance to abolish common law rights
and remedies absent a finding of express legislative intent is
not unique to Hawaiʻi and has, in fact, been expressed by the
United States Supreme Court and the courts of numerous state and
federal jurisdictions. See, e.g., United States v. Texas, 507
U.S. 529, 534 (1993) (“In order to abrogate a common-law
principle, the statute must ‘speak directly’ to the question
addressed by the common law,” in part, because the legislature
has “not [written] upon a clean slate.” (quoting Mobil Oil Corp.
v. Higginbotham, 436 U.S. 618, 625 (1978))); Isbrandtsen Co. v.
Johnson, 343 U.S. 779, 783 (1952) (“Statutes which invade the
common law . . . are to be read with a presumption favoring the
retention of long-established and familiar principles, except
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when a statutory purpose to the contrary is evident.”); Globe &
Rutgers Fire Ins. v. Draper, 66 F.2d 985, 991 (9th Cir. 1933)
(“The courts are reluctant to construe statutes in derogation of
the common law.”); Gallegos v. Lyng, 891 F.2d 788, 798 (10th
Cir. 1989) (“implied repeals of the common law are disfavored
and should be found only where such a statutory purpose is
evident”); Pac. Ins. v. Champion Steel, LLC, 323 Conn. 254, 264,
146 A.3d 975, 982 (Conn. 2016) (“It is fundamental that if the
legislature wishes to abrogate the common law, it must do so
expressly.”); Cal. Ass’n of Health Facilities v. Dep’t of Health
Servs., 940 P.2d 323, 331 (Cal. 1997) (“As a general rule,
‘unless expressly provided, statutes should not be interpreted
to alter the common law, and should be construed to avoid
conflict with common law rules.’” (alteration omitted) (quoting
Goodman v. Zimmerman, 32 Cal. Rptr. 2d 419, 424 (Cal. Ct. App.
1994))).
ii. Hawaii Revised Statutes do not reflect express legislative
intent to abrogate the common law
The Hawaii Revised Statutes, and in particular, HRS §§
264-1(c)(1), 171-30, 26-7, 107-10, and 520-7, do not
“imperatively require” abrogation of common law implied
dedication, nor do they evince an express legislative intent to
do so. Minneapolis Fire & Marine Ins. v. Matson Nav. Co., 44
Haw. 59, 67-68, 352 P.2d 335, 340 (1960); Burns Int’l Sec.
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Servs., Inc. v. Dep’t of Transp., 66 Haw. 607, 611, 671 P.2d
446, 449 (1983).
a. HRS § 264-1(c)(1)
Although not expressly relied upon by the State, the
dissent contends that HRS § 264-1(c)(1) abrogates common law
dedication with respect to ways and trails. Dissent at 20. We
therefore begin our analysis by considering the analogous
concepts of statutory dedication as set forth in the Hawaii
Revised Statutes and common law implied dedication and the
treatment of the two doctrines by courts of this jurisdiction.
HRS § 264-1(c)(1) sets forth the requirements to
effectuate a statutory dedication of certain private lands for
public use in the State of Hawaiʻi. At the commencement of this
litigation, HRS § 264-1(c)(1) provided in relevant part:
(c) All roads, alleys, streets, ways, lanes, trails,
bikeways, and bridges in the State, opened, laid out, or
built by private parties and dedicated or surrendered to
the public use, are declared to be public highways or
public trails as follows:
(1) Dedication of public highways or trails shall be
by deed of conveyance naming the State as grantee in
the case of a state highway or trail and naming the
county as grantee in the case of a county highway or
trail. The deed of conveyance shall be delivered to
and accepted by the director of transportation in the
case of a state highway or the board of land and
natural resources in the case of a state trail. In
the case of a county highway or county trail, the
deed shall be delivered to and accepted by the
legislative body of a county.
HRS § 264-1(c)(1) (2007). HRS § 264-1(c)(1) constitutes a
method of executing a dedication by statute (“statutory
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dedication”) because it delineates procedures to effect “a
dedication of land to public use . . . pursuant to statute.” 23
Am. Jur. 2d Dedication § 3 (2013); see also Maui Ranch Estates
Owners Ass’n v. Maui Cty., 6 Haw. App. 414, 421, 724 P.2d 118,
123 (1986) (“Dedication of land for public use may be achieved
either by statute or by common law. Statutory dedication occurs
when the statutory provisions are complied with.”).
Although the Hawaii Revised Statutes provide for a
method of statutory dedication, HRS § 264-1(c)(1) does not
provide an exclusive method of dedicating private property for
public use in the State of Hawaiʻi. Rather, HRS § 264-1(c)(1)
exists alongside common law implied dedication, which our courts
have long recognized. See, e.g., The King v. Cornwell, 3 Haw.
154, 155, 161-62 (Haw. Kingdom 1869); Maui Ranch, 6 Haw. App. at
421, 724 P.2d at 123; In re Banning, 73 Haw. 297, 304-05, 832
P.2d 724, 728-29 (1992); Wemple II, 103 Hawaiʻi 385, 397, 83 P.3d
100, 112 (2004); Wemple ex rel. Dang v. Dahman (Wemple I), 102
Hawai‘i 27, 72 P.3d 499 (App. 2002), rev’d, 103 Hawaii 385, 83
P.3d 100 (2004). Indeed, decisions of this jurisdiction
analyzing HRS § 264-1(c) have also simultaneously reaffirmed the
viability of common law implied dedication as a way of
transferring property interests to the State in addition to the
method of statutory dedication codified in the Hawaii Revised
Statutes. See Wemple II, 103 Hawaiʻi at 392-93, 397, 83 P.3d at
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107-08, 112 (concluding that although the road was not dedicated
to the county by virtue of HRS § 264-1 (Supp. 1990), it remained
a “significant” question whether the public held an easement
over the road by operation of common law implied dedication);
Banning, 73 Haw. at 304-05, 313, 832 P.2d at 728-29, 732
(detailing doctrine and requirements of common law dedication
and then separately analyzing HRS § 264-1 (1985)); Maui Ranch, 6
Haw. App. at 421-22, 724 P.2d at 123-24 (same). The coexistence
of common law dedication and statutory dedication in our state
exemplifies the principle that “[e]ven in the same jurisdiction,
a dedication of land to public use may be made either according
to the common law or pursuant to statute.” 23 Am. Jur. 2d
Dedication § 3 (2013).
For example, in Wemple II, this court was called upon
to review a grant of summary judgment determining that a private
roadway had been dedicated to a county for public use. 103
Hawaiʻi at 392-93, 83 P.3d at 107-08. The court noted that the
ICA in its published opinion in the case20 had already
“thoroughly analyzed the complex history of the public road
system in Hawaiʻi” and had correctly concluded that HRS § 264-1
“prevents a private road from becoming a ‘county highway’ . . .
20
See Wemple I, 102 Hawaiʻi 27, 72 P.3d 499, rev’d, 103 Hawaiʻi 385,
83 P.3d 100.
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without express acceptance of the private road by the County
Council,” which had not occurred. Id.
Significantly, the Wemple II court in its unanimous
opinion explicitly recognized the continued viability of common
law implied dedication in Hawaiʻi. In addition to determining
that the private roadway had not been dedicated to the county by
virtue of HRS § 264-1, this court also analyzed the ICA’s
“conclu[sion] as a matter of law” that “the public had an
easement over the privately owned road because [the] road had
been impliedly dedicated to the public.” Id. at 397, 83 P.3d at
112. We concluded that the ICA had erred in resolving the issue
of implied dedication as a matter of law. Id. As stated by the
Wemple II court, “Whether an implied easement exists depends on
the parties’ intent and is therefore a question of fact.” Id.
Based on the record, we concluded that there remained questions
of fact regarding the parties’ intents, thus making summary
judgment inappropriate. Id. As a result, this court reversed
the ICA’s decision, vacated the trial court’s grant of summary
judgment, and remanded to the trial court for further
proceedings. Id. at 398, 83 P.3d at 113.21
21
The dissent characterizes Wemple II as a “refus[al] to apply the
theory of implied dedication to transfer a privately owned road to the county
as a county highway.” Dissent at 24. However, as discussed, this court in
Wemple II specifically acknowledged the viability of common law implied
dedication; indeed, we remanded to the trial court based in part on our
(continued. . .)
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Wemple I and Wemple II reflect our historical
application of common law implied dedication as an alternative
means of transferring interests to the State separate and apart
from HRS § 264-1(c)(1). Indeed, Wemple II manifested its
approval of the ICA’s following summary in Wemple I on the
viability of common law implied dedication and its interplay
with statutory dedication:
To summarize, HRS § 264–1 requires that before a county can
be held responsible and liable for the maintenance or
repair of a private road that has been dedicated,
surrendered, or abandoned to public use, there must have
been “unequivocal acceptance” of the private road by the
legislative body of the county. Maui Ranch Estates Owners
Ass’n v. County of Maui, 6 Haw.App. at 421, 724 P.2d at
123. That is, all the requirements for statutory
dedication, abandonment, or surrender must be completed.
However, a privately owned road that has not been
statutorily dedicated, surrendered, or abandoned to public
use by technical compliance with HRS § 264–1 may still be
impliedly dedicated, surrendered, or abandoned to public
use for a general roadway easement.
Wemple I, 102 Hawaiʻi at 53, 72 P.3d at 525 (emphasis added).22
Therefore, for the reasons stated, and because this
court has firmly recognized that the two doctrines exist in
(. . .continued)
conclusion that “[w]hether an implied easement exists” was a question to be
determined based on the “parties’ intent[s].” 103 Hawaii at 397, 83 P.3d at
112.
22
This court in Wemple II described with approval the ICA’s
“thorough[] analy[sis] [of] the complex history of the public road system in
Hawaiʻi,” which concluded with the text quoted above. 103 Hawaiʻi at 392, 83
P.3d at 107; see also Wemple I, 102 Hawaiʻi at 47-53, 72 P.3d at 519-25.
Thus, to the extent that it was approved of by this court in Wemple II, the
ICA’s summary from Wemple I may inform our understanding of the doctrine of
implied dedication.
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harmony, see Wemple II, 103 Hawaii at 397, 83 P.3d at 112,23 HRS
§ 264-1(c)(1) evinces no intent to abrogate the concept of
common law dedication, much less does it “imperatively
require[]” such result. Burns Int’l Sec. Servs., Inc., 66 Haw.
at 611, 671 P.2d at 449; Minneapolis Fire & Marine Ins., 44 Haw.
at 67-68, 352 P.2d at 340.
b. HRS §§ 171-30, 26-7, 107-10
In support of its contention that the common law
doctrine of implied dedication may not transfer interests in
private property to the public without the State’s explicit
acceptance, the State primarily relies on HRS §§ 171-30 (1993),
26-7 (2009) (last amended 1990), and 107-10 (Supp. 2001).
However, a clear intent to abrogate common law implied
dedication in this jurisdiction is absent in these provisions.
23
Although predating both this court’s decisions in Banning and
Wemple II, the State and the dissent suggest that the ICA’s 1986 decision in
Maui Ranch, 6 Haw. App. 414, 724 P.2d 118, indicates that private land may
only be dedicated to the State by statutory dedication as codified at HRS §
264-1(c)(1). In Maui Ranch, however, the ICA clearly stated that
“[d]edication of land for public use may be achieved either by statute or by
common law.” 6 Haw. App at 421, 724 P.2d at 123 (emphasis added); see also
id. (dedication may occur “[i]n the absence of statute” (quoting 23 Am. Jur.
2d Dedication § 45)). The ICA also acknowledged that common law dedication
may be accomplished “impliedly, as by acts and conduct which manifest an
intent to give the property for public use.” Id. (citations omitted). The
ICA thus clearly manifested its approval of the common law doctrine of
implied dedication, see id., which was subsequently reaffirmed by this court
in Banning, 73 Haw. 297, 832 P.2d 724, and Wemple II, 103 Hawaiʻi 385, 83 P.3d
100.
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HRS § 171-30 grants authority to the Board of Land and
Natural Resources (BLNR) to acquire interests in “all real
property” and provides in relevant part as follows:
(a) The board of land and natural resources shall have the
exclusive responsibility, except as provided herein, of
acquiring, including by way of dedications:
(1) All real property or any interest therein and the
improvements thereon, if any, required by the State
for public purposes . . . .
HRS § 171-30(a)(1) (1993). BLNR thus has the exclusive
responsibility of “acquiring” real property that the State needs
for public purposes, including by dedication. HRS § 171-
30(a)(1). Although BLNR is assigned responsibility to
affirmatively acquire property by way of purchase or statutory
dedication, the statute does not address obtaining the State’s
formal approval or acceptance of dedicated property in all
cases, particularly when it is merely a passive recipient.24
Indeed, this statute has been in effect for more than 50 years
and no case in this jurisdiction has considered it relevant
within the context of common law implied dedication, much less
has it been interpreted to abrogate or modify the doctrine of
24
Additionally, HRS § 171-30(a)(1) may simply function to identify
the state entity administratively responsible for acting and initiating a
transaction when the State requires the acquisition of real property for
public use. See Island-Gentry Joint Venture v. State, 57 Haw. 259, 263-64,
554 P.2d 761, 764-65 (1976) (authority of BLNR to “acquir[e]” real property
under HRS § 171-30 also signifies that BLNR is the entity responsible for
“initially enter[ing] into a contract for the acquisition of land” when
required for public use).
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implied dedication. See, e.g., Banning, 73 Haw. at 304-09, 832
P.2d at 728-31; Wemple II, 103 Hawaiʻi at 397, 83 P.3d at 112;
Maui Ranch, 6 Haw. App. at 420-22, 724 P.2d at 123-24. In light
of these considerations, HRS § 171-30 neither manifests an
express intent to abrogate common law implied dedication nor
imperatively requires such result. See Burns Int’l Sec. Servs.,
Inc., 66 Haw. at 611, 671 P.2d at 449; Minneapolis Fire & Marine
Ins., 44 Haw. at 67-68, 352 P.2d at 340.
HRS §§ 26-7 and 107-10 likewise do not evince a clear
intent to abrogate or modify common law implied dedication. HRS
§ 26-7 establishes the composition and authority of the
Department of the Attorney General. The provision delineates
the various powers and duties of that office and provides that
the Attorney General “shall . . . approve as to legality and
form all documents relating to the acquisition of any land or
interest in lands by the State.” HRS § 26-7 (2009) (last
amended 1990) (emphasis added). HRS § 107-10 similarly requires
that no real property interest “shall be acquired” by the State
“by agreement, gift, devise, eminent domain, or otherwise . . .
without the prior approval of the attorney general as to form,
exceptions, and reservations.” HRS § 107-10 (Supp. 2001)
(emphasis added). These provisions do not relate or speak to
conveyance of property interests by way of implied dedication.
Rather, HRS §§ 26-7 and 107-10 merely give the Attorney General
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final authority to review and approve the documents relating to
acquisitions of land interests and to inspect such acquisitions
as to form, exceptions, and reservations. See HRS §§ 26-7, 107-
10; see also Island-Gentry Joint Venture v. State, 57 Haw. 259,
265, 554 P.2d 761, 766 (1976) (noting that under HRS § 26-7,
“the Attorney General has the further exclusive authority to
approve as to the legality and form of all documents relating to
the acquisition of any land or interest in land by the State”).
These provisions express no intent to abrogate common law
implied dedication, nor have they ever been mentioned by our
courts as having any relevance to the doctrine. See Burns Int’l
Sec. Servs., Inc., 66 Haw. at 611, 671 P.2d at 449.
c. HRS chapter 520
The State also argued before the circuit court that
HRS chapter 520 operated to preclude the implied dedication of
the Seawall for public use in this case. However, HRS chapter
520, titled “Landowners’ Liability,” does not demonstrate an
express intent to abrogate implied dedication as a method of
transferring interests in private property to the State.
Rather, “[t]he purpose of this chapter is to encourage owners of
land to make land and water areas available to the public for
recreational purposes by limiting their liability toward persons
entering thereon for such purposes.” HRS § 520-1 (2006). To
accomplish this purpose, HRS chapter 520 shields from liability
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private property owners who allow the public to use their land
for recreational purposes. See HRS § 520-4 (2006).
Additionally, to further protect private property
owners, HRS § 520-7 provides that “[n]o person shall gain any
rights to any land by prescription or otherwise, as a result of
any usage thereof for recreational purposes as provided in this
chapter.” HRS § 520-7 (2006) (emphasis added). HRS chapter 520
thus also concerns itself with the property rights of private
landowners as they relate to the recreational user, seeking to
balance public recreational use and private property rights in
order to incentivize permissive public use of private land. HRS
chapter 520 does not, however, speak to the rights or
responsibilities of the State in relation to the private
property owner.
Since its enactment in 1969, HRS chapter 520 has never
been interpreted to suggest an abrogation of common law implied
dedication. To the contrary, this court has expressly
considered the effect of HRS chapter 520 on implied dedication
and has found the two to be reconcilable. See Banning, 73 Haw.
at 305-08, 832 P.2d at 729-30. In Banning, this court
considered whether continuous public use of private property
raises a conclusive presumption that the landowner intended to
offer the property for dedication. Id. The Banning court noted
that the general intent of HRS chapter 520 to encourage
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landowners to permit public use of private lands could be
undermined by such a conclusive presumption. Id. at 307-08, 832
P.2d at 730. In keeping with this intent, the court determined
that continuous public use raises only a rebuttable presumption
of implied dedication, thus concluding that the common law
doctrine of implied dedication and HRS chapter 520 exist in
harmony. Id. at 308, 832 P.2d at 730. Therefore, HRS chapter
520 has already been determined by this court to not evince an
express intent to abolish common law implied dedication or to
imperatively require that result. See Burns Int’l Sec. Servs.,
Inc., 66 Haw. at 611, 671 P.2d at 449; Minneapolis Fire & Marine
Ins., 44 Haw. at 67-68, 352 P.2d at 340.
d. Implicit abolishment of common law implied dedication is
improper
The State contends that the foregoing statutes require
both the Attorney General and the BLNR to formally consent to
all transfers of real property interests to the State. The
State thus asserts that implied acceptance is insufficient to
effectuate an implied dedication of property to the State. This
conclusion, which abrogates the common law doctrine of implied
dedication as a means of transferring interests in private
property to the public, is not supported by the authority cited
by the State. First, the common law doctrine of implied
dedication has been repeatedly recognized in this jurisdiction
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for over 150 years, and this court itself has reaffirmed its
viability as recently as 2004. See Cornwell, 3 Haw. at 161-62
(recognizing common law implied dedication and observing that
“[o]rdinarily, there is no other mode of showing an acceptance
by the public of a dedication than by its being made use of by
them”); Maui Ranch, 6 Haw. App. at 421, 724 P.2d at 123 (common
law dedication may be accomplished “impliedly, as by acts and
conduct which manifest an intent to give the property for public
use”); Banning, 73 Haw. at 304-05, 832 P.2d at 728-29 (“[T]he
acceptance may also be implied by the nature of the public use .
. . . In other words, the duration and type of public use can
raise both the presumption of the owner’s intent (or offer) to
dedicate land to public use, as well as constitute acceptance by
the public.” (citations omitted)); Wemple II, 103 Hawaii at 397,
83 P.3d at 112 (although the county had not formally accepted a
statutory dedication, an additional significant question
remained regarding whether “the public had an easement over [a]
privately owned road because the road had been impliedly
dedicated to the public”);25 City & Cty. of Honolulu v. Boulevard
Props., Inc., 55 Haw. 305, 306, 517 P.2d 779, 781 (1973)
(implied dedication of streets for use by the public may occur
25
Significantly, the proceedings in this case commenced only three
years after this court affirmed the common law principle of implied
dedication in Wemple II, 103 Hawaii at 397, 83 P.3d at 112.
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when land is subdivided into lots and streets, a plat showing
such subdivision is recorded, and sales of the lots are made).26
Abrogation of such a deeply-rooted principle of law is
contradictory to our jurisdiction’s requirement that the common
law governs unless “otherwise expressly provided.”27 HRS § 1-1
(2009) (emphasis added); Minneapolis Fire & Marine Ins., 44 Haw.
at 67-68, 352 P.2d at 340 (subsequent statutory enactments will
not be construed as abrogating the common law “unless that
result is imperatively required”). Indeed, the fact that HRS §
1-1 requires adherence to the common law unless “otherwise
26
The dissent agrees that Cornwell, 3 Haw. 154, “contemplate[s]
implied dedication of Kingdom highways,” but asserts that this case was
superseded by The Highways Act in 1892. Dissent at 22 n.6. However, our
courts have repeatedly--over the course of the past century and as recently
as 2004--acknowledged the vitality of common law implied dedication as a
method of transferring property interests to the State. See supra.
The dissent, however, characterizes this body of caselaw as
“sporadic and disparate,” relating only “peripherally . . . to the issue at
hand,” dissent at 19, which should be disregarded because despite repeatedly
affirming the doctrine, our courts “have not applied implied dedication to
public highways,” dissent at 21. As an initial matter, the dissent describes
as one of the “question[s] raised by this case” “whether private property
rights may be dedicated . . . to the State without the State’s formal
consent.” Dissent at 6. Because this body of caselaw speaks directly to
whether private property can be impliedly dedicated to the State in the
absence of its formal or express acceptance, it does, in fact, relate
precisely “to the issue at hand.” Additionally, the viability of common law
implied dedication is not dependent on whether the facts in these cases may
or may not have established an implied dedication; rather, our courts have
repeatedly concluded that under the appropriate circumstances, private
property may be impliedly dedicated to the State absent its formal
acceptance. See Cornwell, 3 Haw. at 161-62; Maui Ranch, 6 Haw. App. at 421,
724 P.2d at 123; Banning, 73 Haw. at 304-05, 832 P.2d at 728-29; Wemple II,
103 Hawaii at 397, 83 P.3d at 112.
27
The ICA similarly concluded that the State’s argument, if
adopted, “would produce an absurd result in that it would silently abolish
the doctrines of implied dedication and surrender.” Gold Coast Neighborhood
Ass’n v. State, 136 Hawaiʻi 340, 356, 361 P.3d 1243, 1259 (App. 2015).
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expressly provided” suggests that impliedly abolishing the
common law is itself inconsistent with HRS § 1-1.
Further, that the State is required to rely on a
combination of disparate provisions of the Hawaii Revised
Statutes exposes an important point: none of the provisions
relied upon provide for the abrogation of Hawaii’s common law
doctrine of implied dedication or evince express legislative
intent to do so. Even combined, the statutes cited by the State
do not support an implicit abolishment of common law implied
dedication. Decisions of this court that have considered two of
the provisions relevant to this case repudiate any argument that
they operate to impliedly abrogate the doctrine. See Wemple II,
103 Hawaiʻi at 397, 83 P.3d at 112 (considering as a
“significant” question whether an easement was created over a
roadway by virtue of implied dedication even after finding a
lack of compliance with HRS § 264-1 (Supp. 1990)); Banning, 73
Haw. at 307-08, 832 P.2d at 730 (concluding that in light of
legislative intent behind HRS chapter 520, public use
constituted a rebuttable presumption of implied dedication).
The remaining provisions relied on by the State have been
codified in the Hawaii Revised Statutes for decades, and no case
has ever cited to them as relevant to or inconsistent with the
doctrine.
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Permitting the implied repeal of a common law doctrine
that has been recognized by this court as recently as 200428
would permit the implied abrogation of the common law in other
areas of our jurisprudence, in direct contradiction to the
mandate of HRS § 1-1 that the common law governs unless
“otherwise expressly provided.” HRS § 1-1. As stated by this
court, “statutes which are in derogation of common law must be
strictly construed.” Burns Int’l Sec. Servs., Inc., 66 Haw. at
611, 671 P.2d at 449 (emphasis added); see also Akai v. Lewis,
37 Haw. 374, 378 (Haw. Terr. 1946) (“It is also well settled
that under the rule of strict construction it is not to be
presumed that the lawmakers intended to abrogate or modify a
rule any further than that which is expressly declared or
clearly indicated.”); Pac. Ins. v. Champion Steel, LLC, 323
Conn. 254, 264 (Conn. 2016) (“It is fundamental that if the
legislature wishes to abrogate the common law, it must do so
expressly.”).
Additionally, in Banning, this court stated that
“public policy ‘favors extending to public use and ownership as
much of Hawaii’s shoreline as is reasonably possible.’”
Banning, 73 Haw. at 309–10, 832 P.2d at 731 (quoting Cty. of
Haw. v. Sotomura, 55 Haw. 176, 182, 517 P.2d 57, 61-62 (1973)).
28
See Wemple II, 103 Hawaiʻi at 397, 83 P.3d at 112.
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The Banning court specified that this public policy interest
“must be balanced against the littoral landowner’s right to the
enjoyment of his land.” Id. at 310, 832 P.2d at 731. As
concluded by the circuit court, “the Seawall is critical to
public access to the shoreline along the Gold Coast.” It is
further noted that in this case, Gold Coast’s littoral
landowners acknowledge the State’s easement interest over and
across the Seawall.
Impliedly abrogating the doctrine of implied
dedication would also in cases such as this conflict with our
court’s strong historical commitment to preserving public access
to the ocean by vesting rights in waterways and beaches in the
State when reasonably possible. See, e.g., In re Ashford, 50
Haw. 314, 440 P.2d 76 (1968) (holding that the boundary of the
State’s ownership of public beaches extended to upper reaches of
wash of waves, rather than the mean high tide line); Sotomura,
55 Haw. at 181-82, 517 P.2d at 61-62 (describing Ashford as a
judicial recognition that the “long-standing public use of
Hawaii’s beaches . . . has ripened into a customary right” and
noting that public policy “favors extending to public use and
ownership as much of Hawaii’s shoreline as is reasonably
possible”); State v. Zimring, 58 Haw. 106, 121, 566 P.2d 725,
735 (1977) (new ocean shoreline formed by volcanic eruption
belonged to the public rather than private property owners,
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because “sound public policy demand[s] that such land inure to
the benefit of all the people of Hawaii”); Diamond v. State, 112
Hawaiʻi 161, 175-76, 145 P.3d 704, 718-19 (2006) (artificially
planted vegetation could not be used to determine shoreline
because it would encourage private landowners to plant
vegetation to extend their property onto the beach and would
thus be contrary to public policy of extending public ownership
and use of beaches).
Thus, neither the Hawaii Revised Statutes nor Hawaiʻi
caselaw expressly or imperatively requires the implied
abolishment of our deeply-rooted common law doctrine of implied
dedication.
iii. The State has an easement over and across the Seawall by
virtue of implied dedication
The circuit court in this case concluded that the
State acquired “an easement over and across the Seawall by
implied dedication.” The circuit court based this conclusion on
two determinations. First, the court found that there was
“uncontroverted direct evidence of public use of the Seawall as
a walkway from at least 1952 to when [the] suit was filed.”
Second, the evidence demonstrated that the State asserted
dominion and control over the Seawall through its statements
that the “Seawall is a public right of way” and its actions in
repairing and rehabilitating the Seawall. The ICA, upon
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reviewing the record, likewise determined that an implied
dedication of the Seawall had occurred: “(1) the owners of the
Seawall made an offer of dedication as early as 1956, and (2)
the State accepted the owners’ offer through the public’s use of
the Seawall since at least 1956, the State’s recognition of the
Seawall as a public walkway since 1960, and the State’s repairs
to the Seawall since 1982.” Gold Coast Neighborhood Ass’n v.
State, 136 Hawaii 340, 355, 361 P.3d 1243, 1258 (App. 2015).
An implied dedication requires “an offer and
acceptance of dedication.” In re Banning, 73 Haw. 297, 304, 832
P.2d 724, 729 (1992). “When there is no express offer, the
offer may be implied under the circumstances and the acceptance
may also be implied by the nature of the public use.” Id. at
305, 832 P.2d at 729; see also Maui Ranch Estates Owners Ass’n
v. Maui Cty., 6 Haw. App. 414, 421, 724 P.2d 118, 123 (1986)
(common law implied dedication occurs “as by acts and conduct
which manifest an intent to give the property for public use”);
Wemple II, 103 Hawaiʻi 385, 397, 83 P.3d 100, 112 (2004) (whether
implied dedication occurred is a question of the parties’
intent). For public use to effectuate an implied dedication, it
must continue for a period longer than the number of years
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required to result in a prescriptive easement.29 Banning, 73
Haw. at 308, 832 P.2d at 730 (citing The King v. Cornwell, 3
Haw. 154, 155, 161-62 (Haw. Kingdom 1869)).
Generally, the effect of a common law implied
dedication is the creation of an easement over the relevant
property in favor of the State. See Wemple II, 103 Hawaiʻi at
397, 83 P.3d at 112 (noting that the result of an implied
dedication of a privately owned road would be the creation of an
easement over the road); see also 26 C.J.S. Dedication § 2
(2011) (“The right conferred by common-law dedication is only an
easement . . . .”); 23 Am. Jur. 2d Dedication § 3 (2013) (“[A]
right conferred by common law dedication is usually a mere
easement while in most statutory dedications, the fee of the
property is in the public authority to which the dedication was
made.”).
In this case, the circumstances reflect an intent to
effectuate a common law implied dedication resulting in an
easement in favor of the public over and across the Seawall.
See Wemple II, 103 Hawaiʻi at 397, 83 P.3d at 112. Specifically,
both the private owners’ offer and the State’s acceptance of the
29
Prior to 1973, the relevant prescriptive period was ten years.
See HRS § 657-31 (1968) (setting prescriptive period at ten years). In 1973,
the Hawaii State Legislature changed the prescriptive period to twenty years.
See 1973 Haw. Sess. Laws Act 26, § 4 at 32; HRS § 657-31 (1993) (setting
prescriptive period at twenty years).
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dedication are clearly implied from the facts surrounding the
public’s use of the Seawall and the State’s own statements and
its repeated repairs and maintenance of the Seawall.30
The parties stipulated to extensive evidence regarding
the State’s repairs to the Seawall in at least 1982, 1984, and
1993; the parties also stipulated that local and state
appropriations were made by the relevant legislative bodies in
contemplation of further repairs in at least 1989, 1992, and
2006. The parties further agreed to the entry into evidence of
documents in which representatives of the State--including the
State’s Deputy Attorney General--asserted that “the State has
the responsibility to maintain the public right of way over the
Seawall,” the Seawall has been used by “residents and beachgoers
to traverse along the shores of Waikiki Beach” since at least
1930, and “the State has a right-of-way over all the seawalls
and walkways.” Testimony at trial likewise demonstrated that
members of the public have continuously and freely used the
Seawall for recreational purposes since at least 1952. Both the
ICA and the circuit court determined, and the parties do not
dispute, that the “public has used the Seawall for both
shoreline and ocean access for decades and has done so without
30
The State does not dispute the circuit court’s findings of fact
or other relevant underlying facts of this case in its application for writ
of certiorari to this court.
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any apparent interference from any private landowners along the
Gold Coast.” Gold Coast Neighborhood Ass’n, 136 Hawaii at 354-
55, 361 P.3d at 1257-58.
These facts are more than sufficient to raise a
rebuttable presumption of implied dedication. See Banning, 73
Haw. at 308, 832 P.2d at 730 (continuous adverse public use
unopposed and acquiesced in for a period longer than the
prescriptive period raises a rebuttable presumption of implied
dedication (citing Cornwell, 3 Haw. 154)). No evidence was
presented to rebut this presumption, and in fact, the State
conceded in its trial memorandum that “[a]dmittedly members of
the public routinely” traverse the Seawall and “use the path.”
Further, the State itself stipulated to the facts of its
decades’ worth of repairs and maintenance of the Seawall. In
light of the undisputed evidence in this case, neither the ICA
nor the circuit court erred in concluding that the State
obtained “an easement over and across the Seawall by implied
dedication.”31 Gold Coast Neighborhood Ass’n, 136 Hawaii at 355,
361 P.3d at 1258.
31
Despite the fact that the public undoubtedly benefits from the
preservation of access to Hawaii’s shoreline, see Banning, 73 Haw. at 309–10,
832 P.2d at 731, the dissent seeks to characterize our analysis in this case
as leading to an “unfair result” in part because the Gold Coast property
owners allegedly “reap all of the rewards” that the Seawall provides.
Dissent at 36 (emphasis added). This ignores the very core of this case--
namely, that the public also reaps the rewards of the Seawall by using it to
(continued. . .)
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The State thus has “the right and the duty” to
maintain the surface of the Seawall over and across which it has
an easement. See Levy v. Kimball, 50 Haw. 497, 498, 443 P.2d
142, 144 (1968) (“It is a well established rule that an owner of
[an] easement has the right and the duty to keep it in
repair.”); see also Wemple II, 103 Hawaii at 397, 83 P.3d at 112
(observing that “[w]hether an easement exists” by virtue of
common law implied dedication “is significant because, as this
court has held, ‘an owner of an easement has the right and the
duty to keep it in repair’” (quoting Levy, 50 Haw. at 498, 443
P.2d at 144)). Additionally, any liability potentially arising
in the future stemming from the State’s easement would be
determined by “degree of control rather than mere ownership” of
the easement. Wemple II, 103 Hawaii at 393, 83 P.3d at 108
(citing Wemple I, 102 Hawaii 27, 72 P.3d 499 (App. 2002), rev’d,
103 Hawaii 385, 83 P.3d 100 (2004)).
However, we observe that unless otherwise specified
between the parties, “[j]oint use” of an easement and any
(. . .continued)
access the ocean, and it has continued to do so for many decades. Our
determination that the State holds an easement over and across the Seawall in
favor of the general public signifies that the Seawall will “inure to the
benefit of all the people of Hawaii,” State v. Zimring, 58 Haw. 106, 121, 566
P.2d 725, 735 (1977), who will be able to continue using it in order to
access the Waikīkī coastline.
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improvements thereon may “give[] rise to an obligation to
contribute jointly to the costs reasonably incurred for repair
and maintenance.” Restatement (Third) of Prop.: Servitudes §
4.13(3) (Am. Law Inst. 2000) (setting forth principles relating
to relative duties to repair and maintain easements).32 In Ass’n
of Apartment Owners of Wailea Elua v. Wailea Resort Co., for
example, this court affirmed a lower court’s ruling that an
easement holder was “partly responsible” for costs of repair and
maintenance relating to an easement which was used jointly by
the holder and servient estate. 100 Hawaii 97, 108-09, 58 P.3d
608, 619-20 (2002). We reasoned in that case that because “the
easement [was] being utilized by both the easement holder . . .
and the servient,” the easement holder had a legal obligation
“to contribute [to] the reasonable costs of repair and
maintenance” together with the servient estate. Id. at 109, 58
P.3d at 620; see also 28A C.J.S. Easements § 226 (2008) (“When
joint regular use of the easement is made by both the dominant
and servient estates, both estates have the obligation to
32
The Restatement (Third) of Property also specifies that “[i]n
allocating costs” for maintenance and repair between the owner of the
servient estate and the owner of the easement, factors that should be
considered include but are not limited to: (1) “the values of their
respective contributions to construction and improvement of any facilities
for enjoyment of the easement . . . including the value of the land
contributed by the servient owner,” (2) “the frequency and intensity of use”
by the servient owner and the easement owner, and (3) “the value of any other
contributions that enhance the value or the servitude or the servient
estate.” Restatement (Third) of Prop.: Servitudes § 4.13 cmt. d.
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contribute jointly to the costs of reasonable repairs unless the
easement itself indicates otherwise.”); Village Green Condo.
Ass’n v. Hodges, 114 A.3d 323, 327-29 (N.H. 2015) (observing
that this rule is based on “the principle that, by using
the easement, both the dominant and servient estates contribute
to its wear and deterioration and, therefore, distribution of
the burden of easement maintenance and repair between both
estates is equitable and just”). Consistent with these
principles, the State in this case will be jointly responsible
with the relevant property owners for the repair and maintenance
of the surface of the Seawall--over and across which the State
has an easement--in accordance with equitable considerations
relating to their relative use, enjoyment, and contributions to
the Seawall.33
33
Thus, contrary to the dissent’s assertion, the State will not be
required to “foot the bill” for the entirety of the Seawall’s upkeep, nor is
it under “no legal obligation” to contribute to its repair and maintenance.
Dissent at 36-37. Additionally, it would be inappropriate for this court to
speculate on a “calculation to determine the parties’ contributory shares,”
dissent at 37, and such a determination is best left to a trial court in the
first instance. See, e.g., Wailea Resort Co., 100 Hawaii at 103, 109, 58
P.3d at 614, 620 (affirming apportionment of costs where, following a bench
trial, the trial court ruled that joint users of easement were jointly
responsible for repair and maintenance costs of easement “in relative
proportion” to parties’ usages).
Relatedly, the dissent contends that under our analysis, the
State may not “tear down” the entirety of the Seawall if it deems its
apportionment of repairs too costly. Dissent at 36. We note that the State
possesses an easement interest only over and across the surface of the
Seawall, but that the State may exercise its authority and control over the
public’s use of its easement consistent with applicable legal principles.
See Levy, 50 Haw. at 498, 500, 443 P.2d at 144, 145 (describing various
courses of action that the State could pursue to fulfill its duty of care to
(continued. . .)
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C. Statutory Surrender Under HRS § 264-1(c)(2)
In addition to asserting that various provisions of
the Hawaii Revised Statutes operate to preclude the implied
dedication of private property absent the State’s explicit
acceptance, the State also contends that these same statutes
operate to require the State’s formal consent as an additional
element to surrender under HRS § 264-1(c) (2007). The circuit
court and the ICA each rejected this argument and concluded that
the Seawall and the real property under the Seawall had been
surrendered to the State. Gold Coast Neighborhood Ass’n v.
State, 136 Hawaii 340, 355-56, 361 P.3d 1243, 1258-59 (App.
2015). Although the State’s formal consent is not required to
effectuate a surrender under HRS § 264-1(c)(2), surrender of the
Seawall to the State nevertheless failed to occur in this case
because the State did not hold a preexisting express easement
over the Seawall as provided by this court’s decision in Levy v.
Kimball, 50 Haw. 497, 443 P.2d 142 (1968).
(. . .continued)
maintain its easement “over [the] seawall” in a “safe condition,” such as
“the construction of a handrail on the makai edge of the seawall, or closing
of the seawall to pedestrian traffic, or the posting of signs giving notice
of its condition”).
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i. HRS § 264-1 and Levy v. Kimball
HRS § 264-1(c)(2) dates back to the enactment of “The
Highways Act, 1892,” by Queen Liliʻuokalani and the legislative
assembly of the Kingdom of Hawaiʻi, which set special rules for
statutory dedication and surrender of highways and roads and
included the first codification of the present-day surrender
statute. See Susan E. Jaworowski, Roads in Limbo: An Analysis
of the State-County Jurisdictional Dispute 8, Legislative
Reference Bureau Report N. 11 (1989). This first iteration of
the surrender statute required that the Minister of the Interior
expressly accept each surrender of a road, alley, street, way,
lane, court, place, trail, or bridge. See id. By 1947,
however, the surrender statute had eliminated the requirement of
the State’s acceptance when such properties were surrendered to
the state government,34 but retained the provision requiring
formal acceptance with respect to surrender to the various
counties.35
34
See 1947 Haw. Sess. Laws Act 142, § 1 at 252 (“Such surrender
shall be deemed to have taken place if no act of ownership by the owner of
any such road, alley, street, way, lane, trail or bridge has been exercised
for five years and when, in the case of a county highway, in addition
thereto, the board of supervisors of the city and county or county has,
thereafter, by a resolution, adopted the same as a county highway.” (emphasis
added)).
35
The difference in statutory requirements with respect to
surrender to the State versus surrender to the counties existed at
commencement of this litigation, see supra, and the plain language of HRS §
264-1(c)(2) indicates that formal approval is not required when land is
(continued. . .)
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The codification of HRS § 264-1(c)(2) as it existed at
the time this litigation was initiated authorizes the surrender
of certain private roads and highways for use by the public, and
it provided in relevant part as follows:
(c) All roads, alleys, streets, ways, lanes, trails,
bikeways, and bridges in the State, opened, laid out, or
built by private parties and dedicated or surrendered to
the public use, are declared to be public highways or
public trails as follows:
. . .
(2) Surrender of public highways or trails shall be
deemed to have taken place if no act of ownership by
the owner of the road, alley, street, bikeway, way,
lane, trail, or bridge has been exercised for five
years and when, in the case of a county highway, in
addition thereto, the legislative body of the county
has, thereafter, by a resolution, adopted the same as
a county highway or trail.
HRS § 264-1(c)(2) (2007). Therefore, HRS § 264-1(c)(2) sets as
a threshold rule that only roads, alleys, streets, ways, lanes,
trails, bikeways, and bridges may be “surrendered” within the
meaning of the statute. Id.
The term “seawall” is not included in the categories
of properties that may be surrendered to the State pursuant to
(. . .continued)
surrendered to the State. See HRS § 264-1(c)(2) (surrender “shall be deemed
to have taken place” if no act of ownership has been exercised for five years
“and when, in the case of a county highway, in addition thereto, the
legislative body of the county has, thereafter, by a resolution, adopted the
same as a county highway or trail”). Because the plain language of the
statute only requires the formal acceptance of surrendered roads and highways
when a county is the grantee, the argument of the State and of the dissent,
dissent at 26, that various disparate statutes operate to modify the
unambiguous text of HRS § 264-1(c)(2) and impose a requirement of such formal
acceptance when the State is the grantee is contrary to the clear text of the
statute itself.
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HRS § 264-1(c)(2). This court has held, however, that a seawall
can properly fit within the general ambit of the statute when it
has been expressly opened up as a path of travel for the public.
Levy v. Kimball, 50 Haw. 497, 443 P.2d 142 (1968). In Levy, a
woman was injured after falling from the top of a seawall in
Waikīkī. Id. at 497-98, 443 P.2d at 143. Seeking damages for
her injuries, the woman filed suit against, inter alia, the
State of Hawaiʻi, which had previously “acquired an easement over
[the] seawall for the express purpose of providing a path for
public travel.”36 Id. at 498, 443 P.2d at 144.
The trial court determined that the State was not
negligent in maintaining the seawall and that it was therefore
not liable for the woman’s injuries. Id. at 498-99, 443 P.2d at
144. On appeal, the State contended that its preexisting
easement expressly opening the surface of the seawall as a path
of public travel did not require it to maintain the seawall
36
The Levy court’s description of the easement indicates that it
was expressly granted to the State of Hawaiʻi. 50 Haw. at 498, 443 P.2d at
144; see also Ass’n of Apartment Owners of Wailea Elua v. Wailea Resort Co.,
100 Hawaiʻi 97, 109, 58 P.3d 608, 620 (2002) (noting that in Levy, “[t]he
State of Hawaiʻi owned an easement over the seawall that had been obtained for
the purpose of providing a path for public travel”); Steigman v. Outrigger
Enter., Inc., 126 Hawaii 133, 139, 267 P.3d 1238, 1244 (2011) (describing the
seawall in Levy as “state-controlled”); Friedrich v. Dep’t of Transp., 60
Haw. 32, 37, 586 P.2d 1037, 1041 (1978) (stating that the seawall in Levy was
used by the public as a thoroughfare, which purpose had been “provided by the
State”), superseded by statute as recognized in Steigman, 126 Hawaii 133, 267
P.3d 1238. It is noted that the parties’ stipulations and the circuit
court’s findings of fact in this case also confirm that the certificate of
title to the property on which the seawall in Levy was located reflected an
express easement over the seawall in favor of the State.
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because it had only a nonpossessory intangible interest in the
footpath. Id. at 499, 443 P.2d at 144. This court noted that
it was a “well established rule” that the owner of an easement
“has the right and the duty to keep it in repair.” Id. at 498,
443 P.2d at 144. And while “it is the control and not the
ownership [of the property] which determines liability,” we
noted that the State had “admitted that it control[led] the
seawall.” Id. at 499, 443 P.2d at 144 (quoting In re Taxes
Victoria Ward, 33 Haw. 235 (Haw. Terr. 1934)).
This court then quoted the predecessor to HRS § 264-1,
which at the time, stated that “all roads, alleys, streets,
ways, lanes, trails and bridges in the Territory, opened, laid
out or built by private parties and dedicated or surrendered to
the public use, are declared to be public highways.” Id.
(quoting Revised Laws of Hawaiʻi (RLH) § 142-1 (1955)). We
considered that “[a]lthough a seawall is not expressly mentioned
in the above enumeration, it can be fairly implied that a
seawall such as that which is in question here which is used as
a public thoroughfare is included in the term ‘public highwasy’
[sic].” Id. (emphasis added). Thus, we determined that the
particular seawall at issue in the case--over which the State
held a preexisting express easement for the specific purpose of
opening up a pathway for public travel--constituted a “public
highway” within the meaning of Hawaii’s surrender statute. Id.
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The Levy court therefore concluded that seawalls will fall
within the scope of HRS § 264-1(c)(2) when the State possesses a
preexisting express easement over the seawall that opens it up
to the public as a highway or thoroughfare. Id.
The conclusion in Levy was subsequently confirmed in
In re Banning, 73 Haw. 297, 312, 832 P.2d 724, 732 (1992).37 In
Banning, after determining that a parcel of accreted beachfront
property had not been impliedly dedicated to the State, this
court considered the State’s argument that the public had
acquired rights in a trail located on the property by virtue of
surrender under HRS § 264-1. 73 Haw. at 312, 832 P.2d at 732.
In rejecting this argument, we cited Levy, 50 Haw. 497, 443 P.2d
142. We concluded that “unlike the situation here, at the time
of the trip and fall on the seawall in Levy, the State already
held an easement in favor of the general public for use of the
seawall as a path of travel.” Banning, 73 Haw. at 312, 832 P.2d
at 732 (emphasis added). Thus, because the State held no
37
Following our decision in Levy and before our decision in In re
Banning, 73 Haw. 297, 312, 832 P.2d 724, 732 (1992), the Ninth Circuit Court
of Appeals in Jones v. Halekulani Hotel, Inc., 557 F.2d 1308, 1310 (9th Cir.
1977), determined that the State had acquired a prescriptive easement over a
seawall by “[u]se which [was] constant, uninterrupted, and peaceful.” The
court then briefly noted that a prescriptive easement over a seawall in favor
of the State had been characterized by this court in Levy as a public
thoroughfare or highway within the meaning of HRS § 264-1. Id. at 1311.
Thus, although the Jones court may have noted a relation between the seawall
at issue in its case and HRS § 264-1 generally, it was not called upon to
interpret or apply that statute’s surrender provision.
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preexisting easement over the trail, the Banning court
determined that surrender under HRS § 264-1 did not apply.38 Id.
This court’s decisions in Levy and Banning are also
reinforced by the nature of the surrender statute. Hawaiʻi
appears to be “one of the few jurisdictions which have provided,
at one time or another, for vesting the fee of a highway or road
laid out by a private party and abandoned to the public in the
central government.” In re Kelley, 50 Haw. 567, 579, 445 P.2d
538, 546 (1968) (discussing predecessor statute to surrender
under HRS § 264-1(c)(2)). Under HRS § 264-1(c)(2) as it existed
when proceedings were initiated in this case, certain roads and
highways are surrendered after only five years of no acts of
ownership. See HRS § 264-1(c)(2).39 The fact that ownership is
automatically “deemed” surrendered to the State after such a
relatively brief period counsels in favor of an interpretation
38
After concluding that the Levy court’s reliance on HRS § 264-1
was distinguishable because in that case, the State held a preexisting
easement over the seawall, the Banning court also noted that the disputed
trail had not been built or laid out by private parties as required by the
surrender statute. Banning, 73 Haw. at 312, 832 P.2d at 732.
39
Amendments to the surrender statute enacted by Act 194 of the
2016 legislative session delete and replace the surrender statute at HRS §
264-1(c)(2) with a section on “[c]ondemnation of public highways.” See 2016
Haw. Sess. Laws Act 194, § 3. Pursuant to this new process, the State and
county may initiate condemnation proceedings over public highways, roads,
alleys, streets, ways, lanes, bikeways, bridges, or trails. Id. Private
parties are not entitled to initiate condemnation proceedings, but may
“petition the mayor of the county” in which the road or highway is located to
do so. Id. Thus, surrender of roads and highways after five years without
an act of ownership will no longer be deemed to have occurred under HRS §
264-1(c)(2) (Supp. 2016).
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of the statute that is more narrow than broad when considering a
seawall not enumerated within HRS § 264-1(c)(2). The surrender
of total ownership rights in a seawall or other similar
structure after only five years, pursuant to a transportation
and highways statute, may, for example, operate to unexpectedly
deprive private property owners of such rights.40 These
considerations inform an interpretation of HRS § 264-1(c)(2)
that includes a seawall only as contemplated by our decision in
Levy: namely, that a seawall falls within the purview of the
statute where it is subject to a preexisting express easement in
favor of the State clearly opening the seawall up as a pathway
for public travel. 50 Haw. at 498-99, 443 P.2d at 144.41
40
Consider, for example, that in contrast to the five-year
requirement for surrender under HRS § 264-1(c)(2), a common law implied
dedication evidenced by continuous public use may only be established after
such use of the property has continued for over twenty years. See Banning,
73 Haw. at 308, 832 P.2d at 730. Even where public use has continued for
over twenty years, such use only creates a rebuttable presumption of an
implied dedication. Id. at 307-08, 832 P.2d at 730. Further, if a party
does not successfully rebut the presumption of a dedication, the State is
merely granted an easement over, rather than ownership of, the property.
Wemple II, 103 Hawaiʻi 385, 397, 83 P.3d 100, 112 (2004).
41
The dissent disagrees with this reading of the caselaw, in part
based on its contention that neither Levy, 50 Haw. 497, 443 P.2d 142, nor
Banning, 73 Haw. 297, 832 P.2d 724, “expressly states that such a requirement
is necessary under HRS § 261-1.” Dissent at 16 (emphasis added). However, a
seawall is not enumerated in the categories of property subject to surrender
under HRS § 264-1. Levy represents the sole case in this jurisdiction to
consider a particular seawall to fall within the ambit of the statute, and,
as argued by the State, the decision emphasized the legal significance of
that seawall’s express easement in favor of the State. 50 Haw. at 499, 443
P.2d at 144. Subsequently in Banning, we reaffirmed the importance of the
Levy seawall’s preexisting express easement. Banning, 73 Haw. at 312, 832
P.2d at 732. Thus, based on the statute and its caselaw, we reaffirm our
conclusion that a seawall falls within the ambit of HRS § 264-1(c)(2) when it
(continued. . .)
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ii. The State does not own the Seawall by virtue of surrender
As stated, this court’s decision in Levy concluded
that a seawall may fall within the scope of HRS § 264-1(c)(2)
when there is a preexisting express easement in favor of the
State clearly opening it up and identifying it as a pathway for
public travel. 50 Haw. at 499-500, 443 P.2d at 144-45. Under
this authority, a seawall over which the State holds a
preexisting express easement opening the seawall up as a pathway
for public travel will be deemed surrendered to the State if it
was opened, laid out, or built by private parties and if no act
of ownership has been exercised by its owner for five years.
See HRS § 264-1(c)(2).
In this case, the parties stipulated that the State
held a preexisting express easement only over a portion of the
Seawall located at TMK No. 3-1-033:009. However, title to TMK
No. 3-1-033:009 is registered in land court, and property
registered in land court is not subject to the surrender
statute. See HRS § 501-87 (2006) (land registered in land court
is not subject to surrender under HRS § 264-1).
(. . .continued)
is subject to a preexisting express easement in favor of the State clearly
establishing it as a thoroughfare for public travel.
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Because the State held no preexisting express
easements over portions of the Seawall subject to HRS § 264-
1(c)(2), the State does not own the Seawall or the real property
underneath the Seawall by virtue of surrender, and the circuit
court and the ICA erred in so holding. Gold Coast Neighborhood
Ass’n, 136 Hawaii at 355-56, 361 P.3d at 1258-59.
D. Attorneys’ Fees and Costs
Lastly, we address the State’s appeal of the ICA’s
ruling that Gold Coast was entitled to attorneys’ fees and
costs. Although the circuit court denied Gold Coast’s request
for attorneys’ fees and costs on the basis of sovereign
immunity, the ICA vacated this ruling of the circuit court and
determined that fees and costs were permissible because the
State had filed its own complaint against Gold Coast and “‘the
doctrine of sovereign immunity is unavailing and inapposite’
when the case ‘deals with a suit initiated by the State.’” Gold
Coast Neighborhood Ass’n v. State, 136 Hawaii 340, 357, 361 P.3d
1243, 1260 (App. 2015) (alteration omitted) (quoting State ex
rel. Anzai v. City & Cty. of Honolulu, 99 Hawaii 508, 515-16, 57
P.3d 433, 440-41 (2002)). On certiorari, the State contends
that the ICA erred in awarding attorneys’ fees because the
filing of its own lawsuit for declaratory relief did not waive
its sovereign immunity.
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“The doctrine of sovereign immunity ‘refers to the
general rule, incorporated in the Eleventh Amendment to the
United States Constitution, that a state cannot be sued in
federal court without its consent or an express waiver of its
immunity. The doctrine . . . also precludes such suits in state
courts.’” Nelson v. Hawaiian Homes Comm’n, 130 Hawaii 162, 168,
307 P.3d 142, 148 (2013) (quoting Sierra Club v. Dep’t of
Transp., 120 Hawaii 181, 225-26, 202 P.3d 1226, 1270-71 (2009)).
Thus, the State as sovereign is generally “immune from suit
except as it consents to be sued.” Id. (quoting Figueroa v.
State, 61 Haw. 369, 381, 604 P.2d 1198, 1205 (1979)).
The State’s sovereign immunity does not bar actions
seeking prospective declaratory or injunctive relief. See id.
(observing that sovereign immunity did not bar plaintiffs’
underlying claims for declaratory and injunctive relief); see
also Sierra Club, 120 Hawaii at 226, 202 P.3d at 1271
(recognizing that sovereign immunity does not bar actions
seeking prospective relief). However, because sovereign
immunity bars actions for damages against the State, and because
“an award of costs and fees to a prevailing party is inherently
in the nature of a damage award,” requests for attorneys’ fees
and costs against the State are generally barred unless there is
a “clear relinquishment” of the State’s immunity. Sierra Club,
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120 Hawaii at 226, 202 P.3d at 1271 (quoting Fought & Co., Inc.
v. Steel Eng’g & Erection, Inc., 87 Hawaii 37, 51, 951 P.2d 487,
501 (1998); Bush v. Watson, 81 Hawaii 474, 481, 918 P.2d 1130,
1137 (1996)); see also Kaleikini v. Yoshioka, 129 Hawaii 454,
467, 304 P.2d 252, 265 (2013) (observing that a statute
purporting to waive sovereign immunity is to be “strictly
construed . . . in favor of the sovereign” (quoting Taylor-Rice
v. State, 105 Hawaii 104, 110, 94 P.3d 659, 665 (2004))).
Generally, “the State has waived immunity to suit only to the
extent as specified in HRS chapters 661 and 662.” Kaleikini,
129 Hawaii at 467, 304 P.2d at 265 (observing that HRS § 661-
1(1) (1993) includes a waiver of sovereign immunity for claims
against the State that are based on a statute).
Gold Coast does not argue that its claims are founded
on any statute operating to waive the State’s sovereign
immunity. Rather, Gold Coast contends, and the ICA concluded,
that the State waived its sovereign immunity in this case
because it filed its own complaint for declaratory relief
against Gold Coast. Gold Coast Neighborhood Ass’n, 136 Hawaii
at 357, 361 P.3d at 1260. In support of this contention, Gold
Coast and the ICA place sole reliance on this court’s statement
in Anzai, 99 Hawaii at 515-16, 57 P.3d at 440-41, that because
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the case “deal[t] with a suit initiated by the State, the
doctrine of sovereign immunity [was] unavailing and inapposite.”
Anzai centered on a dispute between the State of
Hawaii and the City and County of Honolulu (the County), in
which the State claimed that it was exempt from real property
taxes levied by the County as a result of recently enacted state
legislation; the County, in turn, discounted the legislation and
required the State to pay the taxes. 99 Hawaii at 510, 513, 57
P.3d at 435, 438. The State filed a lawsuit against the County
in order to resolve the dispute, alleging in part that the
County was precluded from assessing real property taxes against
the State based on “the doctrine of sovereign immunity.” Id.
In reviewing the trial court’s grant of summary judgment in
favor of the County, this court observed “[p]reliminarily” that
the State’s reliance on the “doctrine of sovereign immunity” was
“misleading.” Id. at 515, 57 P.3d at 440. The Anzai court
explained that the “doctrine of sovereign immunity” referred to
the general rule that a state cannot be sued in federal or state
court without an express waiver of its immunity. Id. The court
next reasoned, “However, because this case deals with a suit
initiated by the State, the doctrine of sovereign immunity is
unavailing and inapposite.” Id. at 515-16, 57 P.3d at 440-41.
The Anzai court then proceeded to explain that the “immunity”
claimed by the State was not based on “sovereign immunity,” but
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rather, on “the constitutional rule of tax immunity.” Id. at
516, 57 P.3d at 441. “Keeping this clarification in mind,” the
court then “turn[ed] to the questions presented by [the]
appeal,” which involved no further discussion of the State’s
sovereign immunity. Id.
As an initial matter, we note that the dispositive
issue in Anzai was whether the constitutional rule of tax
immunity or certain state legislation precluded the County from
collecting real property taxes from the State. Id. at 510, 57
P.3d at 435 (concluding that neither basis immunized the State
from such taxation by the County). The State’s reliance on the
doctrine of sovereign immunity was “unavailing and inapposite”
because rather than argue that it was immune from suit, the
State contended that it was immune from taxation by the County.
Id. at 513, 57 P.3d at 438. Thus, it was not the doctrine of
sovereign immunity in Anzai that could be relied upon to argue
that the County could not levy taxes against the State, but
rather, the constitutional rule of tax immunity. Id. at 516-19,
57 P.3d at 441-44.42 The parties’ arguments did not relate to
the State’s ability to be sued or pertain to any purported
42
We further note that no court of this jurisdiction (or any other
jurisdiction) has relied on this statement in Anzai, 99 Hawaii at 515-16, 57
P.3d at 440-41, (other than the ICA decision in this case) for the
proposition that the State’s initiation of legal proceedings waives its
sovereign immunity.
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waiver of the State’s sovereign immunity with respect to damages
or attorneys’ fees.43
Additionally, although the doctrine of sovereign
immunity was “unavailing and inapposite” in Anzai, the
procedural posture of the case in Anzai differs substantially
from the procedural history of the present case. See id. In
Anzai, the State filed the complaint that initiated the lawsuit
and sought relief from taxation by the County. Id. The State
in Anzai did not argue that it was protected from suit based on
sovereign immunity, nor was the issue of damages or attorneys’
fees raised.
In this case, by contrast, Gold Coast initiated the
legal proceedings. Although the State filed its own complaint
several years after Gold Coast’s initial complaint, the State’s
complaint was limited to the subject matter raised by Gold
Coast’s claims in the case. Like Gold Coast, the State sought
declaratory relief relating to the State’s responsibility to
maintain the Seawall. Further, the State represented that it
filed its complaint because, after the circuit court’s ruling on
indispensable parties, the State was concerned that individual
43
To this extent, Anzai therefore does not provide authority for
the proposition that when the State initiates an action solely for
prospective relief, it automatically waives its sovereign immunity as to
damages or attorneys’ fees. 99 Hawaii 508, 57 P.3d 433.
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property owners and other associations would not be explicitly
bound by a ruling on Gold Coast’s complaint. Given the
circumstances and procedural history of this case, we do not
conclude that the State’s filing of its complaint for
declaratory relief in this case represented a “clear
relinquishment” of the State’s sovereign immunity.44 Sierra
Club, 120 Hawaii at 226, 202 P.3d at 1271 (quoting Bush, 81
Hawaii at 481, 918 P.2d at 1137).45
In addition to ruling that Gold Coast was entitled to
attorneys’ fees, the ICA also determined that Gold Coast was
entitled to costs pursuant to HRS § 607-24. Gold Coast
Neighborhood Ass’n, 136 Hawaii at 357, 361 P.3d at 1260; see
also HRS § 607-24 (1993) (“In all cases in which a final
judgment or decree is obtained against the State . . . any and
all deposits for costs made by the prevailing party shall be
44
Alternatively, Gold Coast argued before the ICA that it was
entitled to attorneys’ fees based on this court’s inherent powers pursuant to
HRS § 602-5(a)(6) (1993 & Supp. 2004). In support of this argument, Gold
Coast cites to CARL Corporation v. Department of Education, 85 Hawaii 431,
460, 946 P.2d 1, 30 (1997). However, this court’s decision in CARL
Corporation is distinguishable from the present case, and Gold Coast has not
demonstrated that the CARL Corporation decision supports an award of
attorneys’ fees here.
45
Because this court concludes that sovereign immunity bars an
award of attorneys’ fees against the State, we do not address Gold Coast’s
claim regarding the private attorney general doctrine. See Nelson, 130
Hawaii at 172, 307 P.3d at 152 (observing that the State’s sovereign immunity
“bars an award of appellate attorneys’ fees . . . based on the private
attorney general doctrine”).
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returned to the prevailing party, and the prevailing party shall
be reimbursed by the State . . . .”). In so ruling, the ICA
found that the circuit court had erred in concluding that costs,
like attorneys’ fees, were barred by sovereign immunity. Gold
Coast Neighborhood Ass’n, 136 Hawaii at 357, 361 P.3d at 1260.
The State does not challenge on certiorari the ICA’s
ruling that sovereign immunity does not bar an award of costs to
Gold Coast. This court has concluded that HRS § 607-24 “waives
the State’s immunity for costs ‘in all cases in which a final
judgment or decree is obtained against the State.’” Kaleikini,
129 Hawaii at 469 n.14, 304 P.3d at 267 n.14 (quoting HRS § 607-
24 (1993)). Because we determine that Gold Coast prevailed on
its claim that the State acquired an easement over and across
the Seawall by virtue of implied dedication, Gold Coast is
entitled to costs pursuant to HRS § 607-24. Id.
In sum, the circuit court correctly concluded that
Gold Coast was not entitled to an award of attorneys’ fees
because the State had not waived its sovereign immunity, and the
ICA erred in concluding otherwise. Gold Coast Neighborhood
Ass’n, 136 Hawaii at 357, 361 P.3d at 1260. However, the
circuit court erroneously determined that sovereign immunity
also barred an award of costs in this case. As held by the ICA,
id., Gold Coast is entitled to costs pursuant to HRS § 607-24,
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which waives the State’s sovereign immunity for costs requested
by a prevailing party when a final judgment has been obtained
against the State. See Kaleikini, 129 Hawaii at 469 n.14, 304
P.3d at 267 n.14; HRS § 607-24.
V. CONCLUSION
The common law doctrine of implied dedication has deep
roots in our jurisprudence, and nearly 150 years of this court’s
precedent demonstrate that it is a viable means of transferring
interests in private property to the State for use by the
public. Given the undisputed evidence in this case, the circuit
court correctly concluded that the State acquired an easement
over and across the Seawall by virtue of implied dedication, and
the ICA properly affirmed this ruling of the circuit court.46
Gold Coast Neighborhood Ass’n v. State, 136 Hawaii 340, 354-55,
361 P.3d 1243, 1257-58 (App. 2015).
However, this court’s decision in Levy v. Kimball, 50
Haw. 497, 443 P.2d 142 (1968), requires that for a seawall to
fall within the ambit of the surrender statute, it must be
subject to a preexisting express easement in favor of the State
46
The dissent argues that our decision “opens the door for other
private property owners to receive free services from the State.” Dissent at
38. We reiterate that this case involves uncontroverted evidence stipulated
to by the parties, which demonstrates that for many decades, the surface atop
the Seawall has been freely used by the public and frequently repaired and
maintained by the State.
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clearly and unambiguously opening the seawall up as a pathway
for public travel. This requirement was not satisfied with
respect to the Seawall in this case. Thus, the circuit court
and the ICA each erred in concluding that the Seawall and the
real property underneath the Seawall were surrendered to the
State pursuant to HRS § 264-1(c)(2). Gold Coast Neighborhood
Ass’n, 136 Hawaii at 355-56, 361 P.3d at 1258-59.
With respect to the State’s remaining arguments on
certiorari, the circuit court properly determined that Gold
Coast had not failed to join indispensable parties and that an
award of attorneys’ fees was barred by the doctrine of sovereign
immunity. The ICA’s conclusion that Gold Coast was entitled to
attorneys’ fees is incorrect because the State’s filing of its
own complaint for declaratory relief did not waive its sovereign
immunity from fees in the circumstances of this case and because
Gold Coast has not demonstrated that it merits attorneys’ fees
on any other basis.
The circuit court did err, however, in concluding that
an award of costs was barred by the doctrine of sovereign
immunity. The ICA correctly concluded that the circuit court
had erred with respect to this issue because HRS § 607-24 (1993)
waived the State’s sovereign immunity with respect to costs in
this case.
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Accordingly, the circuit court’s November 29, 2013
Findings of Fact and Conclusions of Law is affirmed with respect
to the court’s determination that the State acquired an easement
over and across the Seawall by virtue of common law implied
dedication, but it is vacated with respect to its conclusion
that the State acquired ownership of the Seawall and the real
property under the Seawall by virtue of surrender under HRS §
264-1(c)(2). The ICA’s August 7, 2015 Judgment on Appeal is
affirmed with respect to its disposition of the circuit court’s
ruling regarding common law implied dedication but vacated to
the extent that it affirmed the circuit court’s ruling with
respect to surrender under HRS § 264-1(c)(2).
Additionally, the circuit court’s May 13, 2014 Order
Denying Fees and Costs is vacated with respect to the circuit
court’s determination that Gold Coast was not entitled to costs
and affirmed with respect to its conclusion that Gold Coast was
not entitled to attorneys’ fees. The ICA’s August 7, 2015
Judgment on Appeal is thus further vacated as to its conclusion
that Gold Coast was entitled to attorneys’ fees but affirmed as
to its conclusion that Gold Coast was entitled to costs.
Therefore, the circuit court’s February 3, 2014 Final
Judgment is affirmed as to its conclusion regarding implied
dedication but vacated as to its conclusion regarding surrender,
and the case is remanded for proceedings consistent with this
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opinion. On remand, the circuit court shall consider Gold
Coast’s motion for an award of costs pursuant to HRS § 607-24
following issuance of an amended final judgment in favor of Gold
Coast as to its claim of common law implied dedication.
Douglas S. Chin and /s/ Sabrina S. McKenna
William J. Wynhoff /s/ Richard W. Pollack
for petitioner
/s/ Jeannette H. Castagnetti
Robert G. Klein,
Jordon J. Kimura,
Randall K. Schmitt, and
Troy J.H. Andrade
for respondent
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